Managing Director, Wealth Management, Senior Portfolio Management Director, Financial Advisor
Phone:
(630) 573-9694(630) 573-9694
The MPW Group at Morgan Stanley
Direct:
(630) 573-9694(630) 573-9694
Toll-Free:
(630) 573-9700(630) 573-9700
Our Mission Statement
Helping clients like you achieve all of your retirement and investing goals
Welcome
Our Mission:
The MPW Group at Morgan Stanley provides long-term financial coaching to our clients, whose trust we seek to earn and keep every single day. We invest our clients’ money as carefully as we would our own, and we provide them with unbiased advice at a reasonable cost. A family business ourselves, we succeed when our clients and their families reach all of their financial goals. We help them accomplish this through time-tested investment principles, which we believe are the key to creating and preserving long-term wealth.
As an MPW Group Client, here’s what you can count on:
- We’ll keep you on track toward your long-term financial goals, year after year.
- We’ll give you the encouragement you need to stay invested when the market is tough.
- We’ll try to talk you out of financial decisions we think you’ll come to regret.
- We’ll remind you that in investing, it’s the tortoise, not the hare, that wins the race.
We want you to achieve every one of your dreams for your future and we believe that you’re more likely to do that if you thoroughly understand our investment approach and why we make the recommendations we do. Our clients are our most treasured assets. We look forward to providing you with the financial coaching you deserve. Feel free to click any of the Request Appointment, E-mail Us, or Request Information buttons above to discuss your financial goals with one of our team members.
The MPW Group at Morgan Stanley provides long-term financial coaching to our clients, whose trust we seek to earn and keep every single day. We invest our clients’ money as carefully as we would our own, and we provide them with unbiased advice at a reasonable cost. A family business ourselves, we succeed when our clients and their families reach all of their financial goals. We help them accomplish this through time-tested investment principles, which we believe are the key to creating and preserving long-term wealth.
As an MPW Group Client, here’s what you can count on:
- We’ll keep you on track toward your long-term financial goals, year after year.
- We’ll give you the encouragement you need to stay invested when the market is tough.
- We’ll try to talk you out of financial decisions we think you’ll come to regret.
- We’ll remind you that in investing, it’s the tortoise, not the hare, that wins the race.
We want you to achieve every one of your dreams for your future and we believe that you’re more likely to do that if you thoroughly understand our investment approach and why we make the recommendations we do. Our clients are our most treasured assets. We look forward to providing you with the financial coaching you deserve. Feel free to click any of the Request Appointment, E-mail Us, or Request Information buttons above to discuss your financial goals with one of our team members.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
In The Press
Forbes America's Top Wealth Management Teams High Net Worth
2023 The MPW Group Ranked #2
2022 The MPW Group Ranked #2
The MPW Group Profile2022 The MPW Group Ranked #2
Forbes Best-In-State Wealth Management Teams
2024 The MPW Group Ranked #
2023 The MPW Group Ranked #2
The MPW Group Profile2023 The MPW Group Ranked #2
Forbes America's Top Next-Gen Wealth Advisors
2023 Ryan Magnesen Ranked #8
2022 Ryan Magnesen Ranked #1
2022 Ryan Magnesen Ranked #1
Forbes Top Next-Gen Wealth Advisors Best-In-State
2023 Ryan Magnesen #1
2023 Jennifer Magnesen #10
Ryan's Forbes Profile2023 Jennifer Magnesen #10
Forbes Top Women Wealth Advisors Best-In-State
2024 Jennifer Magnesen Ranked #58
2023 Jennifer Magnesen Ranked #71
Jennifer's Forbes Profile2023 Jennifer Magnesen Ranked #71
Disclosures:
2023, 2022 Forbes America's Top Wealth Management Teams
Source: Forbes.com (Awarded 2023, 2022). Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year the award was issued.
2024, 2023 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded 2024, 2023). Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
2023, 2022 Forbes America’s Top Next-Gen Wealth Advisors & Top Next-Gen Wealth Advisors Best-in-State (formerly referred to as Forbes America's Top Next-Gen Wealth Advisors, Forbes Top 1,000 Next-Gen Wealth Advisors, Forbes Top 500 Next Generation Wealth Advisors)
Source: Forbes.com (Awarded 2023, 2022). Data compiled by SHOOK Research LLC based on 12-month period concluding in Mar of the year the award was issued.
2024, 2023 Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors Best-In- State (formerly referred to as Forbes Top Women Wealth Advisors, Forbes America's Top Women Wealth Advisors)
Source: Forbes.com (Awarded 2024, 2023). Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
Source: Forbes.com (Awarded 2023, 2022). Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year the award was issued.
2024, 2023 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded 2024, 2023). Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
2023, 2022 Forbes America’s Top Next-Gen Wealth Advisors & Top Next-Gen Wealth Advisors Best-in-State (formerly referred to as Forbes America's Top Next-Gen Wealth Advisors, Forbes Top 1,000 Next-Gen Wealth Advisors, Forbes Top 500 Next Generation Wealth Advisors)
Source: Forbes.com (Awarded 2023, 2022). Data compiled by SHOOK Research LLC based on 12-month period concluding in Mar of the year the award was issued.
2024, 2023 Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors Best-In- State (formerly referred to as Forbes Top Women Wealth Advisors, Forbes America's Top Women Wealth Advisors)
Source: Forbes.com (Awarded 2024, 2023). Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
Location
2211 York Rd
Ste 100
Oak Brook, IL 60523
US
Direct:
(630) 573-9694(630) 573-9694
Toll-Free:
(630) 573-9700(630) 573-9700
Meet The MPW Group
Phone:
(630) 573-9754(630) 573-9754
Phone:
(630) 573-9693(630) 573-9693
Phone:
(630) 573-9726(630) 573-9726
Phone:
(630) 573-9781(630) 573-9781
Phone:
(630) 573-9666(630) 573-9666
Cachet Ramsey
Assistant Vice President, Group Director
Brendon Thies
Portfolio Associate
Alex Binetti
Registered Client Service Associate
Bianca Parades-Bielawski
Registered Client Service Associate
Selma H. Karic
Registered Client Service Associate
Ekta Patel
Registered Client Service Associate
About Scott Magnesen
Scott Magnesen founded The MPW Group in 1982 and has been a Morgan Stanley financial advisor for 35 years. The MPW Group handles $5.5 billion in assets under management for its clients, as of March 1 2022. Every day, Scott works closely with new and existing clients to help them achieve their financial goals. A graduate of Northwestern University, Scott has also completed an advanced studies program at the Wharton School of the University of Pennsylvania. In 1994, Scott was honored as a National Broker of the Year by Registered Representative magazine, and has been named one of the “Top 100 Advisors” by Barron’s (2004-2015). In 2016, Scott was named to the list of “Top 100 Advisors” by Forbes magazine & has been featured on the Financial Times “Top 400 Advisors” list year after year. In 2007, Scott was honored to be named a Managing Director for Morgan Stanley. He is also a frequent guest on WBBM’s Noon Business Hour.
Phone: 630-573-9694
Email: Scott.Magnesen@morganstanley.com
Forbes America's Top Wealth Advisors
Source: Forbes.com (Awarded Aug 2016) Data compiled by SHOOK Research LLC based on time period from 6/30/15 - 6/30/16.
2004-2015 Barron's Top 100 Financial Advisors (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State)
Source: Barrons.com (Awarded 2004-2015). Data compiled by Barron's based on 12-month period concluding in Dec of the year prior to the issuance of the award.
2013-2020 Financial Times 400 Top Financial Advisors
Source: ft.com. Data compiled by the Financial Times based the following time periods:
Awarded 2020; data 6/30/16 - 6/30/19
Awarded 2019; data 6/30/15 - 6/30/18
Awarded 2018; data 6/30/15 - 6/30/17
Awarded 2017; data 9/30/14 - 9/30/16
Awarded 2016; data 9/30/13 - 9/30/15
Awarded 2015; data 9/30/13 - 9/30/14
Awarded 2014; data 9/30/12 - 9/30/13
Awarded 2013; data as of 12/31/12
Phone: 630-573-9694
Email: Scott.Magnesen@morganstanley.com
Forbes America's Top Wealth Advisors
Source: Forbes.com (Awarded Aug 2016) Data compiled by SHOOK Research LLC based on time period from 6/30/15 - 6/30/16.
2004-2015 Barron's Top 100 Financial Advisors (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State)
Source: Barrons.com (Awarded 2004-2015). Data compiled by Barron's based on 12-month period concluding in Dec of the year prior to the issuance of the award.
2013-2020 Financial Times 400 Top Financial Advisors
Source: ft.com. Data compiled by the Financial Times based the following time periods:
Awarded 2020; data 6/30/16 - 6/30/19
Awarded 2019; data 6/30/15 - 6/30/18
Awarded 2018; data 6/30/15 - 6/30/17
Awarded 2017; data 9/30/14 - 9/30/16
Awarded 2016; data 9/30/13 - 9/30/15
Awarded 2015; data 9/30/13 - 9/30/14
Awarded 2014; data 9/30/12 - 9/30/13
Awarded 2013; data as of 12/31/12
Securities Agent: AZ, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY, CA, AK, AL, AR; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1262062
NMLS#: 1262062
About Lance Walker
Lance joined the MPW Group in 1999, bringing both sales and management experience from his previous position at Lykes Brothers in Tampa, Florida. At MPW, he is primarily responsible for annual client reviews and fixed-income management.
Phone: 630-573-9754
Email: Lance.Walker@morganstanley.com
Phone: 630-573-9754
Email: Lance.Walker@morganstanley.com
Securities Agent: WV, TN, SD, WY, SC, RI, PA, OR, OK, OH, NY, NV, NM, NJ, NH, NE, ND, NC, MT, MS, MO, MN, MI, ME, MD, MA, LA, KY, KS, IN, IL, ID, IA, HI, GA, FL, DE, DC, CT, CO, CA, AZ, AR, AL, AK, TX, UT, VA, VI, VT, WA, WI; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1285046
NMLS#: 1285046
About Ryan Magnesen
Ryan joined the MPW Group in 2009, after studying Economics at Indiana University, Bloomington. As a Financial Advisor, Ryan works with new and existing clients to meet their financial objectives. Ryan’s primary responsibilities are fixed-income management and annual account reviews. He also prepares the quarterly newsletter and helps coordinate investment seminars for the MPW Group.
Phone: 630-573-9693
Email: Ryan.Magnesen@morganstanley.com
Phone: 630-573-9693
Email: Ryan.Magnesen@morganstanley.com
Securities Agent: MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY, MS, AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1272920
NMLS#: 1272920
About Jennifer Magnesen
A graduate of University of Michigan, Jennifer joined The MPW Group in 2015 bringing seven years of experience including consulting and financial advising work from her previous positions at Raymond James. At MPW, Jennifer works to educate and guide new and existing clients into making sound financial decisions. Her primary responsibilities include annual client reviews and fixed-income management.
Phone: 630-573-9726
Email: Jennifer.Magnesen@morganstanley.com
Phone: 630-573-9726
Email: Jennifer.Magnesen@morganstanley.com
Securities Agent: AZ, AK, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY, AL; BM/Supervisor; General Securities Representative; Investment Advisor Representative
NMLS#: 1377885
NMLS#: 1377885
About Brett Proudfoot
Brett joined The MPW Group at Morgan Stanley in January 2018. A graduate of Miami University(Ohio), Brett spent nearly 4 years in the industry with Invesco as an Internal Sales Consultant. At Invesco, Brett specialized in Mutual Funds, Unit Trusts, ETFs & SMAs, providing advice and portfolio construction analysis to financial advisors. He brings a breadth of knowledge in these products, having spent extensive time analyzing these products throughout the financial industry. At MPW, Brett works to educate and guide new and existing clients into making sound financial decisions. His primary responsibilities on the team include fixed-income management and annual client reviews. He also helps prepare the quarterly newsletter and coordinates investment seminars for the MPW Group.
Securities Agent: TN, WV, VI, WY, WI, WA, VT, VA, UT, TX, SD, SC, RI, PA, OR, OK, OH, NV, NM, NJ, NE, ND, NC, MT, MS, MO, MN, ME, MD, MA, LA, KY, KS, IN, IL, ID, IA, HI, GA, FL, DE, DC, CT, CO, CA, AZ, AR, MI, AL, AK, NY, NH; General Securities Representative; Investment Advisor Representative
NMLS#: 1742535
NMLS#: 1742535
About Kyle Magnesen
Kyle joined the MPW Group in 2021, after studying marketing at the University of Nebraska – Omaha and brings both sales & management experience from his previous position as a lead software developer & consultant for a small technology firm in Chicago, IL. As a Financial Advisor, Kyle works with new and existing clients to meet their financial objectives. Kyle's primary responsibilities are fixed-income management and annual account reviews.
Phone: 630-573-9666
Email: Kyle.Magnesen@morganstanley.com
Phone: 630-573-9666
Email: Kyle.Magnesen@morganstanley.com
Securities Agent: IL, ID, DC, CA, WV, UT, NV, NE, LA, CT, WI, VI, RI, OR, MN, MI, MD, IA, GA, AL, TN, NM, MA, AK, WY, FL, CO, AZ, AR, WA, PA, NY, KY, NJ, MT, MO, HI, SC, OH, MS, ME, DE, VA, TX, KS, IN, SD, OK, NH, VT, ND, NC; General Securities Representative; Investment Advisor Representative
NMLS#: 2232360
NMLS#: 2232360
About Cachet Ramsey
Phone: 630-573-9674
Fax: 630-701-3129
Email: cachet.ramsey@morganstanley.com
Fax: 630-701-3129
Email: cachet.ramsey@morganstanley.com
About Brendon Thies
Phone: 630-573-9729
Fax: 630-364-4986
Email: brendon.thies@morganstanley.com
Fax: 630-364-4986
Email: brendon.thies@morganstanley.com
About Alex Binetti
Phone: 630-573-9705
Fax: 630-686-1793
Email: alex.binetti@morganstanley.com
Fax: 630-686-1793
Email: alex.binetti@morganstanley.com
About Bianca Parades-Bielawski
Phone: 630-573-9701
Fax: 630-995-9652
Email: bianca.parades@morganstanley.com
Fax: 630-995-9652
Email: bianca.parades@morganstanley.com
About Selma H. Karic
Phone: 630-573-9678
Fax: 630-995-9152
Email: selma.karic@morganstanley.com
Fax: 630-995-9152
Email: selma.karic@morganstanley.com
About Ekta Patel
Phone: 630-573-9788
Fax: 630-364-4309
Email: ekta.patel@morganstanley.com
Fax: 630-364-4309
Email: ekta.patel@morganstanley.com
Contact Scott Magnesen
Contact Lance Walker
Contact Ryan Magnesen
Contact Jennifer Magnesen
Contact Brett Proudfoot
Contact Kyle Magnesen
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Are You Prepared for Tax Day?
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact The MPW Group today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
2Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
2Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
