Shawn Alvarado
Private Banker
Matthew Thompson, CFP®, CIMA®, QPFC
Senior Vice President,
Financial Advisor,
Workplace Advisor - Equity Compensation,
Portfolio Management Director,
Lending Specialist,
Family Wealth Advisor,
Alternative Investments Director,
Corporate Retirement Director
Direct:
(631) 755-8921(631) 755-8921
Toll-Free:
(800) 472-0320(800) 472-0320
My Mission Statement
Working to enhance the interplay and synergies within and between corporations, individuals, and philanthropic organizations based on intellectual capital
Matthew Thompson
The right financial plan can create a clearer picture for yourself, your family, your business and how you engage with your community.
Since 1997, I’ve helped individuals, families, and organizations build confidence to grow their investments, bounce back from unpredictable market fluctuations, and remain resilient in the face of financial uncertainty. Every person has their own unique set of questions and goals; I make it my mission to empower my clients to make the best financial decisions through education and guidance.
As our lives change, so do our financial needs — and building a strong future is possible through responsible management. My designations as a Certified Financial Planner®, Chartered Institute of Management Accountant®, and Qualified Plan Financial Consultant have afforded me the privilege to work with:
1. Individuals and families that are seeking long-term financial security through multi-generational planning,
2. community-based organizations that are making an impact in their neighborhoods,
3. and forward-thinking corporations that are seeking sustainable growth year-over-year.
I hope for a day when everyone — individuals, families, communities, and businesses — has the financial footing to protect themselves for tomorrow. Being born and raised in California and moving to New York in 2004, I’ve witnessed livelihoods ruined by natural disasters, namely wildfires and Hurricane Sandy. We owe it to ourselves — and others — to make the world a better place.
When I’m not helping clients build a promising financial future, I support the creation of resilient communities as a board chair for a number of nonprofit organizations. They include the Bayside Business Association, Career Day Inc, The Nonprofit Collective Foundation, The Nonprofit Cooperative, Pelham Travel Soccer Club, Transitional Services for New York and The Thompson Family Foundation, which I founded with my wife, Heather.
I also stay busy with our two kids in the Pelham Manor area where you can often find me watching my daughter’s latest dance recital, cheering from the stands as my son takes the baseball mound, or coaching my kids’ soccer teams.
Since 1997, I’ve helped individuals, families, and organizations build confidence to grow their investments, bounce back from unpredictable market fluctuations, and remain resilient in the face of financial uncertainty. Every person has their own unique set of questions and goals; I make it my mission to empower my clients to make the best financial decisions through education and guidance.
As our lives change, so do our financial needs — and building a strong future is possible through responsible management. My designations as a Certified Financial Planner®, Chartered Institute of Management Accountant®, and Qualified Plan Financial Consultant have afforded me the privilege to work with:
1. Individuals and families that are seeking long-term financial security through multi-generational planning,
2. community-based organizations that are making an impact in their neighborhoods,
3. and forward-thinking corporations that are seeking sustainable growth year-over-year.
I hope for a day when everyone — individuals, families, communities, and businesses — has the financial footing to protect themselves for tomorrow. Being born and raised in California and moving to New York in 2004, I’ve witnessed livelihoods ruined by natural disasters, namely wildfires and Hurricane Sandy. We owe it to ourselves — and others — to make the world a better place.
When I’m not helping clients build a promising financial future, I support the creation of resilient communities as a board chair for a number of nonprofit organizations. They include the Bayside Business Association, Career Day Inc, The Nonprofit Collective Foundation, The Nonprofit Cooperative, Pelham Travel Soccer Club, Transitional Services for New York and The Thompson Family Foundation, which I founded with my wife, Heather.
I also stay busy with our two kids in the Pelham Manor area where you can often find me watching my daughter’s latest dance recital, cheering from the stands as my son takes the baseball mound, or coaching my kids’ soccer teams.
Securities Agent: NY, IL, CT, ME, PA, WA, SC, OR, MD, DE, UT, TN, NJ, SD, RI, MI, AL, TX, NV, FL, CA, VT, VA, MA, AK, NC; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1282775
NMLS#: 1282775
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Philanthropic Services
I support nonprofit clients by offering a suite of services to help them operate like for profit corporations. Below are some services we offer please feel free to reach out for additional services above and beyond what's outlined below
Donor Advised Funds
Contributions to a DAF are invested in line with Donor preferences and have the potential to grow tax-free, thus enabling the Donor to recommend grants to a variety of charities over several years. The final decisions on grant recommendations are made by the MS GIFT Board of Directors.
Stock Donation Accounts
If you're considering a charitable donation, giving stock may be one of the most effective methods. Gifting appreciated stock reduces taxes while supporting organizations you care about
Endowment Management
Surrounding you with extensive resources that check all the critical boxes for helping grow and protect your endowment. We subscribe to a philosophy that reaches beyond the investments and is designed to help our endowment clients ultimately redefine success, manage risk and focus on the real result – their ability to meet their goals.
Corporate Services
Below is a summary of some of the services that we've been recently engaged in that provide workplace financial solutions for organizations and their employees
At Work Solutions
Create a culture of excellence through a culture of ownership. At Work delivers workplace Equity, Wellness, and Retirement solutions ultimately empowering employees to build financial confidence and wealth.
Morgan Stanley at Work
Corporate Retirement Solutions
We offer tools, advice, and support you need to manage your retirement program with ease and confidence from every angle.
Financial Empowerment
When employees thrive, companies thrive. I am proud to offer a customizable solution for organizations to empower their employees by making their finances a source of wellness – and not a source of stress.
Take the Pulse of Your Financial Wellness Program
Equity Edge Online
Equity Edge Online offers cutting-edge technology that adapts as your company evolves. Our platform supports many equity vehicles with full accounting, recordkeeping, administrative report, and comprehensive security features ensuring data protection.
Equity Edge Online
Private Market Solutions
Our suite of equity products are designed for the unique needs of innovative private companies. From start-up to mature companies, we provide solutions and innovative technology to help manage your cap table, generate 409A valuations, run tender offers, and more.
Nonqualified Deferred Compensation Plans
In today's competitive business environment, it's crucial for companies to be able to attract, retain, and reward key employees. Many firms turn to non qualified deferred compensation plans (NQDC) which allow highly compensated key employees to accumulate wealth and save for retirement on a tax-deferred basis.
Designations
CFP® - Certified Financial Planner™
The Certified Financial Planner™ designation is awarded to candidates who have demonstrated extensive knowledge in the areas of Education, Investment, Tax, Retirement, Estate and Insurance planning strategies. CFP® professionals must accrue several years of experience related to delivering financial planning services to clients and pass a comprehensive exam before calling themselves a CFP® Professional and are held to strict ethical standards to ensure financial planning recommendations are in the best interest of their clients.
CIMA® Certified Investment Management Analyst®
As one of the premier designationd in the industry, the CIMA® is an intense educational experience focusing on asset allocation, manager search and selection, investment policy reviews and performance measurement.
QPFC® Qualified Plan Financial Consultant
QPFC is the professional credential for financial professionals who sell, advise, market or support qualified retirement plans. The QPFC program teaches rules and skills required to help plan fiduciaries manage their roles and responsibilities.
Alternative Investments Director
This designation honors Morgan Stanley’s Financial Advisors who have significant experience in alternative investments and meet the program’s rigorous standards. This designation positions advisors to provide valuable guidance and insights into alternative asset classes and Morgan Stanley’s differentiated strategies available to eligible clients.
Family Wealth Director
The Family Wealth Director designation within Morgan Stanley is awarded to a highly trained group of select Financial Advisors serving an elite clientele facing more complex wealth management challenges. Family Wealth Directors within Morgan Stanly have extensive experience, dedicated training and access to specialized resources to address planning for ultra-high net worth families in the areas of wealth transfer, business succession planning, asset preservation strategies, family governance and wealth education.
Workplace Advisor - Equity Compensation
The Workplace Advisor - Equity Compensation at Morgan Stanley focuses on advising corporate clients on equity compensation strategies and solutions. This role involves providing knowledge on the design, implementation, and management of equity compensation plans to attract, retain, and motivate employees. The Workplace Advisor works with clients to help ensure their equity compensation programs are competitive, compliant, and aligned with organizational goals.
Portfolio Management Director
Highly selective designation awarded to advisors based on strong compliance record and appropriate investment discipline allowing for the design and implementation of discretionary portfolio management services to clients.
Corporate Retirement Director
A Corporate Retirement Director at Morgan Stanley is responsible for providing strategic guidance and experience in retirement planning solutions for corporate clients. This role involves advising on retirement plan design, implementation, and management to help organizations meet their fiduciary responsibilities and optimize retirement outcomes for their employees. The Corporate Retirement Director collaborates with clients to tailor solutions that align with their specific goals and regulatory requirements.
Lending Specialist
The Lending Specialist at Morgan Stanley plays a crucial role in delivering tailored lending solutions to help meet the diverse financial needs of clients. This position involves assessing client requirements, structuring appropriate lending products, and ensuring compliance with regulatory standards. The Lending Specialist works closely with clients to provide personalized advice and support, facilitating access to credit and helping enhance their overall financial strategy.
Senior Investment Management Consultant
Highly selective designation awarded to Morgan Stanley Financial Advisors with a strong compliance record and appropriate investment discipline. This recognition enables Financial Advisors and Wealth Management professionals to design and implement portfolio construction to help better serve their clients.
Financial Planning Specialist
A Financial Planning Specialist at Morgan Stanley is dedicated to helping clients achieve their financial goals through comprehensive planning and analysis. This role involves developing personalized financial plans that encompass investment strategies, risk management, retirement planning, and estate considerations. The Financial Planning Specialist collaborates with clients to provide insights and recommendations that align with their long-term objectives and financial well-being.
My Community Involvement
I am committed to using my skills to help expand access to support and resources for organizations and communities. I have worked with numerous nonprofits on funding strategies and fiscal planning considerations designed to support their missions and community impact. These are some of the organizations to which I volunteer my time and skills.
The Thompson Family Foundation | Co-Founder
Founded by my wife and I, The Thompson Family Foundation is dedicated to supporting our local community through philanthropy and charitable giving, collaborating with organizations that address important issues such as education, healthcare, and environmental sustainability.
The Non-Profit Cooperative | Board Chair
In January 2022, I co-founded The Nonprofit Cooperative and was elected Chairman. The Cooperative’s goal is to support emerging and established nonprofits throughout the United States and the world, saving time and money through valuable free resources and trainings.
The Non-Profit Collective Foundation | Vice-Chair
The Non-Profit Collective Foundation provides funding, mentorship, and collaborative support to help community nonprofits grow and create lasting change. Since 2022, I have sat as the Vice Chair of the Board of Directors, helping countless nonprofits cultivate change through strategic funding and partnerships.
The American Red Cross, Greater New York Board | Executive Committee Member (2014-2020) The American Red Cross, Long Island | Board Member (2006-2020), Board Chair (2014-2020)
The American Red Cross responds to emergencies and natural disasters, including Hurricane Sandy, providing shelter, food, clothing, and emotional support at no cost to those in need.
Since 2006, The American Red Cross has played a big part in my life. I’ve volunteered with them in various capacities, from on-the-ground support to Co-Chairman of the Board, serving over 2.8 million people in Nassau and Suffolk counties.
Since 2006, The American Red Cross has played a big part in my life. I’ve volunteered with them in various capacities, from on-the-ground support to Co-Chairman of the Board, serving over 2.8 million people in Nassau and Suffolk counties.
Transitional Services for New York, Inc. | Advisory Board Member
As we begin to understand more about mental health and illness as a society, organizations like Transitional Services for New York, Inc. are increasingly important. A comprehensive, community-based mental health organization located in New York City, Transitional Services for New York, Inc. offers a continuum of support, enriching the lives of those recovering from mental illness and aiding in the transition to independence.
Career Day, Inc. | Board Member
Alternative career paths are out there; we help young adults discover them. Career Day, Inc. exposes high school students to often overlooked professions by collaborating with seasoned professionals and school staff. Career Day, Inc. sparks curiosity in youth and encourages them to think outside the box when it comes to their future.
Pelham Travel Soccer Club | Board Member
As a former collegiate soccer player and high school coach, it was only a matter of time before I became involved in my kids’ club. Our goal is to develop a skillful and competitive youth team that builds positive character through an enjoyable high quality program. As a board member, I focus on player and coaching development and have partnered with Major League Soccer team Red Bull New York to offer professional development for our youth.
Bayside Business Association | Board Member
Bayside Business Association (BBA) provides local businesses with a platform to unify their voices and create family-oriented, pedestrian-friendly commercial spaces. We have led a number of beautification projects such as street cleaning, tree planting, and graffiti removal. The BBA was the most instrumental force in forming what is now the Bayside Village Business Improvement District.
Location
58 South Service Rd
Ste 400
Melville, NY 11747
US
Direct:
(631) 755-8921(631) 755-8921
Toll-Free:
(800) 472-0320(800) 472-0320
Fax:
(516) 773-7283(516) 773-7283
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Dominique Hicks, CFP®
Financial Planning Director, Vice President
Chris Smith
Trust Specialist
Nick Chandler
Planning Associate
Angelo Loumbas
Family Office Resource Generalist
About Shawn Alvarado
Shawn Alvarado is a Private Banker serving Morgan Stanley Wealth Management offices in New York.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Shawn began his career in financial services in 2003 and joined Morgan Stanley in 2020. Prior to joining the firm, he was a Citigold Private Client Relationship Manager at Citibank and a Wealth Management Banker at Merrill Lynch.
Shawn is a graduate of Montclair State University, where he received a Bachelor of Science in Finance. He lives in Salisbury, New York with his family. Outside of the office, Shawn enjoys golfing and coaching his kid’s baseball and football teams.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Shawn began his career in financial services in 2003 and joined Morgan Stanley in 2020. Prior to joining the firm, he was a Citigold Private Client Relationship Manager at Citibank and a Wealth Management Banker at Merrill Lynch.
Shawn is a graduate of Montclair State University, where he received a Bachelor of Science in Finance. He lives in Salisbury, New York with his family. Outside of the office, Shawn enjoys golfing and coaching his kid’s baseball and football teams.
NMLS#: 642179
About Dominique Hicks
Dominique Hicks is a dedicated financial planning director and CERTIFIED FINANCIAL PLANNER™ professional at Morgan Stanley Wealth Management in New York, NY, specializing in financial planning solutions that encompass estate and legacy planning, charitable giving, retirement strategies, executive compensation, and next-generation planning. Residing in Stony Brook, NY, Dominique earned her BS in accounting from the State University of New York at Old Westbury and achieved her CFP® designation through rigorous education and examination, underscoring her commitment to the highest standards in financial planning.
With a profound passion for finance, Dominique has worked with 500+ financial advisors, utilizing her expertise to contribute to the financial security of families and communities. Prior to joining Morgan Stanley, Dominique spent seven years as a financial advisor and private client banker at Merrill Lynch and JP Morgan Chase, where she focused on helping clients achieve their goals through financial planning.
Dominique cherishes time spent with her loved ones. As a proud mother of two, their joyful presence inspires her to cultivate a happier and more prosperous life. Dominique is also passionate about mentoring youth, sharing her financial knowledge and empowering the next generation to make informed financial decisions.
DISCLOSURE:
Important information about your relationship with your Financial Advisor and Morgan Stanley Smith Barney LLC when using a Financial Planning tool. When your Financial Advisor prepares a Financial Plan, they will act in an investment advisory capacity for thirty (30) days after the delivery of your Financial Plan. To understand the differences between brokerage and advisory relationships, you should consult your Financial Advisor, or review our “Understanding Your Brokerage and Investment Advisory Relationships,” brochure available at https://www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
You have sole responsibility for making all investment decisions with respect to the implementation of a Financial Plan. You may implement the Financial Plan at Morgan Stanley or at another firm. If you engage or have engaged Morgan Stanley, it will act as your broker, unless you ask it, in writing, to act as your investment adviser on any particular account.
Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
© 2026 Morgan Stanley Smith Barney LLC. Member SIPC.
With a profound passion for finance, Dominique has worked with 500+ financial advisors, utilizing her expertise to contribute to the financial security of families and communities. Prior to joining Morgan Stanley, Dominique spent seven years as a financial advisor and private client banker at Merrill Lynch and JP Morgan Chase, where she focused on helping clients achieve their goals through financial planning.
Dominique cherishes time spent with her loved ones. As a proud mother of two, their joyful presence inspires her to cultivate a happier and more prosperous life. Dominique is also passionate about mentoring youth, sharing her financial knowledge and empowering the next generation to make informed financial decisions.
DISCLOSURE:
Important information about your relationship with your Financial Advisor and Morgan Stanley Smith Barney LLC when using a Financial Planning tool. When your Financial Advisor prepares a Financial Plan, they will act in an investment advisory capacity for thirty (30) days after the delivery of your Financial Plan. To understand the differences between brokerage and advisory relationships, you should consult your Financial Advisor, or review our “Understanding Your Brokerage and Investment Advisory Relationships,” brochure available at https://www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
You have sole responsibility for making all investment decisions with respect to the implementation of a Financial Plan. You may implement the Financial Plan at Morgan Stanley or at another firm. If you engage or have engaged Morgan Stanley, it will act as your broker, unless you ask it, in writing, to act as your investment adviser on any particular account.
Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
© 2026 Morgan Stanley Smith Barney LLC. Member SIPC.
About Chris Smith
Chris Smith is an Executive Director and Head of Morgan Stanley’s Trust Services Group. As a 30-year employee of Morgan Stanley, Chris is responsible for maintaining the “Open Architecture” trustee platform, which consists of thirteen third-party trust companies who can serve in a fiduciary, agency or custodial role for ultra-high-net worth client trust accounts. Chris and the Trust Services Group help Advisors, clients, prospects and the professional community understand the corporate trustee services available through Morgan Stanley and how our corporate trustee partners can be used to provide fiduciary solutions for clients. This involves reviewing trust document and statements as well as analyzing family dynamics. Chris then uses this information to recommend one or more of the firm’s third-party corporate trustee partners to possibly serve as trustee, co-trustee or administrative agent for a client trust account.
Prior to joining Morgan Stanley (Dean Witter), Chris worked in the Retirement Plans department of Prudential Securities and prior to that the District Agency department of Prudential Insurance Company. Chris holds a Bachelor of Arts degree in Communication/Journalism and Psychology from St. John Fisher College in Rochester, NY. He lives in Saratoga Springs, NY with his wife Sharon and two boys, Ryan and Michael and has a passion for golf, skiing and horse racing.
Prior to joining Morgan Stanley (Dean Witter), Chris worked in the Retirement Plans department of Prudential Securities and prior to that the District Agency department of Prudential Insurance Company. Chris holds a Bachelor of Arts degree in Communication/Journalism and Psychology from St. John Fisher College in Rochester, NY. He lives in Saratoga Springs, NY with his wife Sharon and two boys, Ryan and Michael and has a passion for golf, skiing and horse racing.
About Nick Chandler
Nick Chandler is a Planning Associate at Morgan Stanley providing dedicated financial planning support to Financial Advisors and their teams. Operating as an extension of the FA/Team, he collaborates with clients to discover and define the goals that matter most to them. Leveraging state of the art technology, he will evaluate various options and their potential outcomes to help clients confidently choose the appropriate course of action. Nick provides expertise across a wide suite of Morgan Stanley planning tools designed to assist in the areas of investment accumulation, retirement, education, major purchase, cash flow, risk management, tax efficiency, and wealth transfer planning.
He earned his undergraduate degree from University of Iowa and received the Financial Planning Specialist® designation from the College for Financial Planning. Nick is originally from Chicago, IL and currently resides there as well.
He earned his undergraduate degree from University of Iowa and received the Financial Planning Specialist® designation from the College for Financial Planning. Nick is originally from Chicago, IL and currently resides there as well.
About Angelo Loumbas
Angelo is the Family Office Resources Generalist in the Northeast Region. Angelo provides in depth knowledge to ultra-high net worth (UHNW) clients and Financial Advisors across a broad range of family wealth and family office management matters. His area of focus includes family governance, wealth education,, strategic estate and financial planning, philanthropy management, lifestyle advisory, and customized asset allocation and portfolio construction. Angelo has over 25 years’ experience advising wealthy families, business owners, and philanthropic organizations.
Originally from Chicago and now residing in Westchester County, New York, , Angelo practiced law for 15 years and represented UHNW clients, closely held businesses, and major philanthropic organizations. He is admitted to the Society of Trust and Estate Practitioners and has been asked to speak over the years before tax, trust and estate committees of estate planning councils and other organizations. Angelo has also contributed thought leadership through Morgan Stanley’s Family Legacy and Governance Institute leadership series and authored an article for Barrons.com, “Should I Invest in My Kid’s Start-Up? Financial Advisors Can Help Clients Decide” (2023).
Angelo has been advising UHNW clients in the financial services industry for over 17 years, with 13 of those years at Morgan Stanley in Chicago and New York. He earned his J.D. from Indiana University at Bloomington, his M.B.A. from the University of Notre Dame, and B.A. from DePaul University. He also holds his Series 7, 66 and 24 licenses. In addition, Angelo served as President of the Rotary Club of Chicago (“ROTARY/One”), the world’s first Rotary club (2009-2010).
Originally from Chicago and now residing in Westchester County, New York, , Angelo practiced law for 15 years and represented UHNW clients, closely held businesses, and major philanthropic organizations. He is admitted to the Society of Trust and Estate Practitioners and has been asked to speak over the years before tax, trust and estate committees of estate planning councils and other organizations. Angelo has also contributed thought leadership through Morgan Stanley’s Family Legacy and Governance Institute leadership series and authored an article for Barrons.com, “Should I Invest in My Kid’s Start-Up? Financial Advisors Can Help Clients Decide” (2023).
Angelo has been advising UHNW clients in the financial services industry for over 17 years, with 13 of those years at Morgan Stanley in Chicago and New York. He earned his J.D. from Indiana University at Bloomington, his M.B.A. from the University of Notre Dame, and B.A. from DePaul University. He also holds his Series 7, 66 and 24 licenses. In addition, Angelo served as President of the Rotary Club of Chicago (“ROTARY/One”), the world’s first Rotary club (2009-2010).
Private Banking Group (PBG) Market Managers, Senior Private Bankers, Private Bankers, and Associate Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Important information about your relationship with your Financial Advisor and Morgan Stanley Smith Barney LLC when using a Financial Planning tool. When your Financial Advisor prepares a Financial Plan, they will act in an investment advisory capacity for thirty (30) days after the delivery of your Financial Plan. To understand the differences between brokerage and advisory relationships, you should consult your Financial Advisor, or review our “Understanding Your Brokerage and Investment Advisory Relationships,” brochure available at https://www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
You have sole responsibility for making all investment decisions with respect to the implementation of a Financial Plan. You may implement the Financial Plan at Morgan Stanley or at another firm. If you engage or have engaged Morgan Stanley, it will act as your broker, unless you ask it, in writing, to act as your investment adviser on any particular account.
Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trusts, estate planning, charitable giving, philanthropic planning and other legal matters.
Morgan Stanley does not accept appointments, nor will it act as a trustee, but it will provide access to trust services through an appropriate third-party corporate trustee.
Trusts are not necessarily appropriate for all clients. There are risks and considerations which may outweigh any potential benefits. Establishing a trust will incur fees and expenses which may be substantial. Trusts often incur ongoing administrative fees and expenses such as the services of a corporate trustee, attorney, or tax professional.
Trust services are provided by third parties who are not affiliated with Morgan Stanley. Neither Morgan Stanley nor its affiliates are the provider of such trust services and will not have any input or responsibility concerning a client’s eligibility for, or the terms and conditions associated with these trust services. Neither Morgan Stanley nor its affiliates shall be responsible for any advice or services provided by the unaffiliated third parties. Morgan Stanley or its affiliates may participate in transactions on a basis separate from the referral of clients to these third parties and may receive compensation in connection with referrals made to them.
Important information about your relationship with your Financial Advisor and Morgan Stanley Smith Barney LLC when using a Financial Planning tool. When your Financial Advisor prepares a Financial Plan, they will act in an investment advisory capacity for thirty (30) days after the delivery of your Financial Plan. To understand the differences between brokerage and advisory relationships, you should consult your Financial Advisor, or review our “Understanding Your Brokerage and Investment Advisory Relationships,” brochure available at https://www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
You have sole responsibility for making all investment decisions with respect to the implementation of a Financial Plan. You may implement the Financial Plan at Morgan Stanley or at another firm. If you engage or have engaged Morgan Stanley, it will act as your broker, unless you ask it, in writing, to act as your investment adviser on any particular account.
Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account.
Morgan Stanley, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Important information about your relationship with your Financial Advisor and Morgan Stanley Smith Barney LLC when using a Financial Planning tool. When your Financial Advisor prepares a Financial Plan, they will act in an investment advisory capacity for thirty (30) days after the delivery of your Financial Plan. To understand the differences between brokerage and advisory relationships, you should consult your Financial Advisor, or review our “Understanding Your Brokerage and Investment Advisory Relationships,” brochure available at https://www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
You have sole responsibility for making all investment decisions with respect to the implementation of a Financial Plan. You may implement the Financial Plan at Morgan Stanley or at another firm. If you engage or have engaged Morgan Stanley, it will act as your broker, unless you ask it, in writing, to act as your investment adviser on any particular account.
Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trusts, estate planning, charitable giving, philanthropic planning and other legal matters.
Morgan Stanley does not accept appointments, nor will it act as a trustee, but it will provide access to trust services through an appropriate third-party corporate trustee.
Trusts are not necessarily appropriate for all clients. There are risks and considerations which may outweigh any potential benefits. Establishing a trust will incur fees and expenses which may be substantial. Trusts often incur ongoing administrative fees and expenses such as the services of a corporate trustee, attorney, or tax professional.
Trust services are provided by third parties who are not affiliated with Morgan Stanley. Neither Morgan Stanley nor its affiliates are the provider of such trust services and will not have any input or responsibility concerning a client’s eligibility for, or the terms and conditions associated with these trust services. Neither Morgan Stanley nor its affiliates shall be responsible for any advice or services provided by the unaffiliated third parties. Morgan Stanley or its affiliates may participate in transactions on a basis separate from the referral of clients to these third parties and may receive compensation in connection with referrals made to them.
Important information about your relationship with your Financial Advisor and Morgan Stanley Smith Barney LLC when using a Financial Planning tool. When your Financial Advisor prepares a Financial Plan, they will act in an investment advisory capacity for thirty (30) days after the delivery of your Financial Plan. To understand the differences between brokerage and advisory relationships, you should consult your Financial Advisor, or review our “Understanding Your Brokerage and Investment Advisory Relationships,” brochure available at https://www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
You have sole responsibility for making all investment decisions with respect to the implementation of a Financial Plan. You may implement the Financial Plan at Morgan Stanley or at another firm. If you engage or have engaged Morgan Stanley, it will act as your broker, unless you ask it, in writing, to act as your investment adviser on any particular account.
Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account.
Morgan Stanley, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Wealth Management
From My Desk
Endowments and Foundations After the OBBBA
Wealth Management
Global Investment Office
Portfolio Insights
This is a video content
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
Article Image
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Iran Conflict: Seven Takeaways for Investors
Article Image
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
Article Image
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
Article Image
Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Retirement for Plan Sponsors
End-to-End Services, Made Simple:
We can provide the tools and guidance to help you manage a retirement plan.
We can provide the tools and guidance to help you manage a retirement plan.
- Plan Evaluation
- Investment Management
- Plan Management Support
- Plan Participant Education
Small Business Retirement Plans
Article Image
Ready to start a conversation? Contact Matthew Thompson today.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization’s initial and ongoing certification requirements to use the certification marks.
1When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
3Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
1When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
3Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025), 4763067 (9/2025)
