Our Team at Morgan Stanley Kentucky Tennessee West Virginia Market

About Frank Roccisano

As Market Executive at Morgan Stanley, Frank is committed to providing Financial Advisors with industry leading tools and the support they need so they can in turn deliver a world-class service experience to their clients. With over 3 decades of industry experience, Frank knows what it takes to empower Advisors to build businesses that they are passionate about, and that serve the best needs of their clients. As a first generation Italian-American, he also understands the importance of maintaining the balance between being entrepreneurial while still maintaining core “old school” values of honesty, integrity and respect.

About Lara Jenkins

Lara Jenkins is the First Vice President and Associate Market Manager for the Kentucky, Tennessee, West Virginia Market. She has 30 years Wealth Management experience and has been with Morgan Stanley since 2024.

Lara is a graduate of Baylor University in Waco, TX. She began her financial career with J.C. Bradford & Co. in Nashville, TN, first working in the professional development of financial advisors in all stages of their career, then moving to a Regional Technology Consultant role working throughout the Southeast. After J.C. Bradford was acquired by UBS Financial Services, Inc., she continued her regional role as a Product and Platform Consultant in the Southeast and more recently in Texas and Oklahoma. During this time, Lara worked with thousands of financial advisors to assist them in streamlining their business practices and enabling them to deliver a consistent and repeatable client service model. In 2016, Lara joined Wells Fargo Advisors in Houston, TX. In addition to running the day-to-day operations and management of the Galleria then City Centre offices, she also supported the other WFA branch offices as part of the South Texas Market as the Assistant Market Leader.

Lara (LJ) is a native Houstonian and enjoys home improvement projects, studying history of all kinds and spending time with family and friends.

About Arthur E. Rozema

As the Market Business Service Officer, Art works closely with the Market Executive to supervise all service and business across the Kentucky, West Virginia and Tennessee Markets. This includes the management of the Business Service Officers, Client Service Associates and Service Associates within the Markets. In conjunction with the Market Executive and the Business Service Officers, Art is accountable for maintaining a strong business and service culture. The role is responsible for all of the business and service communications and training for all of the Market Associates. Additionally, he partners with the Senior Risks Officer in ensuring industry and firm standards are met.

About Nancy C Mahoney

Nancy has been a valued member of the Morgan Stanley leadership team for over 30 years. She began her career in our Lexington, KY as a receptionist holding several roles in the branch until being named the Operations Manager.
In 2010 when the joint venture took place she relocated to Grand Rapids Michigan to become the Senior Complex Risk officer for the former Western Michigan Complex. In 2012 she accepted the Senior Complex Risk Officer role for the Southeast Michigan Complex and relocated to Birmingham Michigan. In December 2014 she accepted the position of Senior Complex Risk Officer for the Kentucky/ Tennessee/West Virginia Complex. Nancy works with and supports the Risk business of the Kentucky Tennessee West Virginia complex to ensure our clients and advisors have the highest level of Risk Management and Service for their relationship with Morgan Stanley.

Nancy lives in Finchville KY with her husband Neil. She has two grown children and recently became a Grandmother.

About Kim Jaggers

Kim Jaggers joined Morgan Stanley as Market Administrator for the Kentucky, Tennessee, West Virginia Market in 2021. Prior to joining Morgan Stanley, Kim worked in Supply Chain for Papa John's International for 16 years.

Kim’s goal is to ensure her colleagues have the tools and resources they need to best serve their businesses and provide necessary support. In addition, she supports the Market Senior Leadership team with year-round support and strategic efforts. She is also focused on fostering a culture of fun and philanthropic environment.

Kim lives in New Albany, IN with her husband Matt. She has a grown son and three step-children.

Outside of work she enjoys time with her two Yorkies Ace and Rizzo, visiting her son in Florida and going to the beach.

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Branch Address

563 Hub Boulevard
Ste 301
Bowling Green, KY 42103
US
Branch:
(270) 936-6640(270) 936-6640

Branch Manager

Amy R. Nash
Phone:
(615) 298-6513(615) 298-6513

Branch Address

1111 Northshore Dr
Suite N 160
Knoxville, TN 37919
US
Branch:
(865) 558-9000(865) 558-9000
Toll-Free:
(800) 448-0020(800) 448-0020
Fax:
(866) 755-9037(866) 755-9037

Branch Manager

David Elias
Phone:
(865) 330-0701(865) 330-0701

Details

1111 North Northshore Drive
North Tower Lobby
Knoxville, TN 37922

Branch Address

500 Lee St E Laidley Twr
Ste 300
Charleston, WV 25301
US
Branch:
(304) 353-9000(304) 353-9000
Toll-Free:
(800) 642-8683(800) 642-8683
Fax:
(304) 353-9055(304) 353-9055

Branch Manager

Jessi E. Mills
Phone:
(304) 353-9022(304) 353-9022

Branch Address

6410 Poplar Avenue
Ste 600
Memphis, TN 38119
US
Branch:
(901) 766-6100(901) 766-6100
Toll-Free:
(800) 659-6659(800) 659-6659
Fax:
(901) 766-6197(901) 766-6197

Branch Manager

Madison Wells
Phone:
(901) 766-8626(901) 766-8626

Branch Address

2000 Meridian Blvd
Suite 290
Franklin, TN 37067
US
Branch:
(615) 764-4400(615) 764-4400
Toll-Free:
(866) 837-1520(866) 837-1520
Fax:
(615) 764-4401(615) 764-4401

Branch Manager

Ronnie McCoy
Phone:
(615) 764-4473(615) 764-4473

Branch Address

3102 West End Ave
Ste 200
Nashville, TN 37203
US
Branch:
(615) 292-0303(615) 292-0303
Toll-Free:
(800) 228-8517(800) 228-8517
Fax:
(615) 269-2440(615) 269-2440

Branch Manager

Amy R. Nash
Phone:
(615) 298-6513(615) 298-6513

Nashville Branch

Find a Financial Advisor

Branch Address

3102 West End Ave
Ste 200
Nashville, TN 37203
US
Branch:
(615) 292-0303(615) 292-0303
Toll-Free:
(800) 841-0006(800) 841-0006
Fax:
(615) 269-2440(615) 269-2440

Branch Manager

Amy R. Nash
Phone:
(615) 298-6513(615) 298-6513

Branch Address

8 Sheridan Square
Ste 300
Kingsport, TN 37660
US
Branch:
(423) 230-2380(423) 230-2380
Toll-Free:
(866) 332-1823(866) 332-1823
Fax:
(423) 247-7245(423) 247-7245

Branch Manager

Frank Roccisano
Phone:
(502) 394-4030(502) 394-4030

Branch Address

1382 Union University Dr
Jackson, TN 38305
US
Branch:
(731) 668-1081(731) 668-1081
Toll-Free:
(800) 965-0293(800) 965-0293
Fax:
(731) 668-1011(731) 668-1011

Branch Manager

Bobby Hearn
Phone:
(731) 891-9093(731) 891-9093

Branch Address

444 East Main St
Ste 111
Lexington, KY 40507
US
Branch:
(859) 231-9500(859) 231-9500
Toll-Free:
(800) 354-9559(800) 354-9559

Branch Manager

Frank Roccisano
Phone:
(502) 394-4030(502) 394-4030

Branch Address

4969 US Highway 42
Suite 1200
Louisville, KY 40222
US
Branch:
(502) 394-4000(502) 394-4000
Toll-Free:
(800) 488-4880(800) 488-4880
Fax:
(502) 394-4013(502) 394-4013

Branch Manager

Lara G. Jenkins
Phone:
(502) 394-4030(502) 394-4030

Branch Address

5158 Village Square Drive
Paducah, KY 42001
US
Branch:
(615) 292-0303(615) 292-0303
Toll-Free:
(855) 883-9553(855) 883-9553

Branch Manager

Amy R. Nash
Phone:
(615) 298-6513(615) 298-6513

Branch Address

1200 Third Ave
Ste 100
Huntington, WV 25701
US
Branch:
(304) 529-1000(304) 529-1000
Toll-Free:
(800) 624-3490(800) 624-3490
Fax:
(304) 529-6873(304) 529-6873

Branch Manager

Benjamin McGinnis
Phone:
(304) 528-7034(304) 528-7034

Kentucky Tennessee West Virginia Branch

Find a Financial Advisor

Branch Address

4969 US Highway 42
Suite 1200
Louisville, KY 40222
US
Branch:
(502) 394-4000(502) 394-4000
Toll-Free:
(800) 966-4617(800) 966-4617
Fax:
(502) 394-4013(502) 394-4013

Branch Manager

FRANK ROCCISANO
Phone:
(502) 394-4030(502) 394-4030
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2Tax laws are complex and are subject to change. Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.

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4Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.

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5Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.

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6The returns on a portfolio consisting primarily of sustainable investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because sustainability criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.

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7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.

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8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.

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9Tax laws are complex and are subject to change. Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.

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10Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.

Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

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11Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.

Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

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Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).

The investments and products listed may not be appropriate for all investors. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments or products, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. The appropriateness of a particular investment or product will depend upon an investor's individual circumstances and objectives.

Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.

© 2022 Morgan Stanley Smith Barney LLC. Member SIPC.

Awards Disclosures
CRC 6491812 04/2024