Tim Davis
My Mission Statement
My Story and Services
As a Senior Vice President and Executive Financial Services Director my focus is on connecting clients to a wide range of institutional and wealth management services at Morgan Stanley. I help people get organized, diversified, and on the right track to achieve their goals. As your Financial Advisor, I can help you define and strive to meet your goals by delivering a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve. Additionally, I work with company executives, such as CFOs, Controllers, Treasurers, Stock Plan Administrators and Vice Presidents of HR, Finance and Total Rewards to help their organizations navigate the complex issues of equity compensation and to help their employees achieve financial wellness.
I began my career in 1998, after receiving my Bachelor of Science degree in International Management from Cal Poly, San Luis Obispo. For the next decade, I worked in finance and sales at UBS, E*TRADE and Citigroup while also earning my MBA. I joined Morgan Stanley in 2011 as a Corporate Client Group Director, delivering wealth management advice to executives and entrepreneurs with large single stock positions. I am part of a diverse and dynamic team of Financial Advisors whose knowledge and experience with corporate equity plans enables us to integrate our clients' equity compensation into comprehensive, goal-based wealth management solutions and plans.
Outside of work, my wife and I are happily consumed with the activities of our three kids. I enjoy coaching baseball, skiing, tennis, and deep-sea fishing.
Member of The Daniels Group who Ranked #63 in 2024 Barron's Top 250 Private Wealth Management Teams
Source: Barron's (Awarded May 2024). Data compiled by Barron's based on time period from Jan 2023-Dec 2023.
https://mgstn.ly/3WD0yje
NMLS#: 1275666
My Practice
I concentrate on areas where I can make a significant difference in your life, whether it’s diversifying a large single stock position, consolidating accounts, meeting an immediate financial need, or planning for a long-term goal. I aim to provide you the information and resources that you need to make informed decisions about your financial future and provide you with a comprehensive financial plan that can guide you through the ups and downs of dynamic markets and your life circumstances.
I will help you navigate times when life doesn’t go as planned. I will assist you when you are changing jobs and locations, entering, or exiting a relationship, making choices about children or grandchildren’s education, going through a divorce, grieving the loss of a loved one or helping a family member through a rough time. I have decades of experience in planning for these issues and the various stages of life. We will work with your tax and legal advisors on financial matters, especially during times of transition.
I believe, providing you a timely, personal, and customized service is paramount to a long and collaborative relationship. Understanding your time is valuable, drives me to act with a sense of focus when responding to questions and topics that you direct to me.
I seek to understand the unique pillars of your financial picture and investment needs. Whether this initially begins with a review of the big picture or a deep dive into the nuances of a particular strategy, I will work to deliver a concierge-level of care for both the broad and intricate details of your portfolio(s).
• Financial planning services
• Tax, Trust & Estate advisory strategies
• Cash Management & Lending solutions
• Retirement & Pension Plans
• Philanthropy Management
• Insurance strategies
• Portfolio Risk Management
• Sustainable & Responsible Investing (ESG)
• Financial Wellness & Wealth Education Programs
• Corporate Stock Plans
The Daniels Group
For over 35 years, The Daniels Group has helped corporate executives and affluent clients navigate the unique situations and nuances of their equity compensation plans. We provide employers and their employees a comprehensive service; including the management of 10b5-1 Plans & Rule 144 sales, wealth planning, lending & cash management, estate & legacy planning strategies, and philanthropic services.
Employee Stock Purchase Plans (ESPP)
Stock Options
Restricted Stock Units (RSU)
Performance Share Units (PSU)
We develop and implement diversification strategies, guide participants through the features of their accounts and assist with account maintenance issues. We look forward to the opportunity to work with you soon.
I began my career in 1998, after receiving my Bachelor of Science in International Management, from Cal Poly San Luis Obispo. For the next decade, I worked in finance and sales at UBS, E*TRADE and Citigroup, while also earning my MBA. I joined Morgan Stanley in 2011, as a Corporate Client Group Director, delivering wealth management solutions to executives and entrepreneurs with large single stock positions.
Outside of work, my wife and I are happily consumed with the activities of our three kids. I enjoy coaching their baseball teams, skiing and deep-sea fishing.
Services for Corporations Offering Equity Compensation
Our team takes great pride in connecting you to a wide range of Morgan Stanley’s institutional services. In particular, we provide strategies on:
• 10b5-1 trading plans
• 401k and deferred compensation plans
• Stock option plans
• Employee stock purchase plans
• Directed stock programs
• Corporate cash management
• Corporate and executive purchase programs
• We deliver personalized education designed to inspire positive action.
• The portal allows for customization by the corporate sponsor, including a link to other benefit providers.
• Our online site allows participants to focus on investment themes and trends that matter to them.
• Our Financial Advisors provide full-service investment management and advice.
THE DANIELS GROUP AT MORGAN STANLEY
Phone: (415) 949-6120
Email: Tim.B.Davis@morganstanley.com
As a Senior Vice President and Executive Financial Services Director my focus is connecting clients to a wide range of Morgan Stanley's institutional and wealth management services. I help my clients get organized, diversify, and on the right track to achieve their goals.
I help company executives, such as CFOs, Controllers, Treasurers, Stock Plan Administrators, HR professionals and Total Rewards employees and their respective teams, navigate the complex issues of executive compensation. I also present equity compensation seminars to large groups of employees which helps them better navigate their path to financial security. While we offer solutions for complex situations, we understand simplicity has value.
I began my career in 1998, after receiving my Bachelor of Science degree in International Management from Cal Poly, San Luis Obispo. For the next decade, I worked in finance and sales of Corporate Stock Benefit Plans at UBS, E*TRADE and Citigroup while earning my MBA. I joined Morgan Stanley in 2011 as a Corporate Client Group Director, delivering wealth management solutions to executives and entrepreneurs with large single stock positions. We integrate our clients' equity compensation into a comprehensive, goal-based, wealth management plan.
Outside of work, my wife and I are happily consumed with the activities of our three kids. I enjoy coaching their baseball teams, skiing and deep-sea fishing.
Phone: (650) 926-7178
Email: Michael.Curts@morganstanley.com
As a native of Indiana, I developed an appreciation of Midwestern values and hard work. In 2006, I moved to California and started my career in the financial services industry as a Client Service Associate at Smith Barney which is now Morgan Stanley by merger. My passion for becoming a financial advisor and assisting clients began in the Great Recession in 2008. In this period of extreme market volatility, I learned to appreciate the value of proactive investment solutions based on sound diversification strategies.
In 2008, guided by the values I learned growing up and with a diligent focus on preserving my clients' hard-earned wealth, I carefully advised each client through the difficult financial and emotional roller coaster they personally experienced.
Today, we focus on diversified investment strategies for hard-working corporate executives and clients focused on retirement planning. I hold Financial Planning Specialist and Senior Portfolio Manager designations from Morgan Stanley. Whether a client is looking for advice on 10b5-1 trading plans, executive compensation, investment style allocation, or the selection and evaluation of investment opportunities, we initially focus on learning what the client values.
Phone: (650) 926-7231
Email: Jessie.Marguet@morganstanley.com
Having grown up in the finance industry, I have seen the world of financial advice evolve through many economic cycles, and shifts in technology, and theory. After graduating summa cum laude from UC Santa Barbara with a Bachelor of Arts in Political Science and minor in Business Communications, I returned to Silicon Valley to join the Daniels Group and help clients build a secure financial future.
We focus on long-term tax-efficient investing and emphasize diversification. We are holistic Financial Advisors, so whether you are interested in retirement planning, college funding, estate planning, insurance, gifts to charity, or selling stock in an employee compensation plan we have the resources to cover your financial needs. With Morgan Stanley's access to some of the world's most seasoned and respected investment professionals, a premier trading platform and spectrum of investment choices, together, we can create and monitor a dynamic plan that will evolve and adjust at each stage of your life.
Phone: (650) 926-7189
Email: Elizabeth.Dong@morganstanley.com
We help many successful executives manage their global employee stock plan benefits, set up 10b5-1 stock trading plans for corporate officers and insiders, implement strategies for concentrated equity positions, and establish estate planning strategies for their families.
I help clients understand the risks and complexities of managing cross border investments both in the US and Asia. I speak fluent Mandarin and I value clear and effective communication. I help my clients better manage their global wealth.
I started my investment career in 2006. Before joining Morgan Stanley in 2013, I was a member of a team that managed $20 billion in assets at a large investment management company. I earned my MBA in Finance from Miami University and received a Graduate Certificate in Management Science and Engineering from Stanford University. I currently hold the Chartered Financial Analyst™ (CFA®) and CERTIFIED FINANCIAL PLANNER™ (CFP®) designations.
Phone: (650) 926-7667
Email: steven.daniels@morganstanley.com
I grew up in Corvallis Oregon and graduated from Oregon State University with a degree in Finance. I had two terrific professors, in economics and finance, who sparked my interest in the financial markets. I paid for my college education by working during the summer breaks in Alaska on two commercial salmon fishing boats. Working long hours in Alaska helped me appreciate the value of discipline, teamwork, and hard work.
After college I traveled across the United States and Europe, taking me from San Francisco to Boston and Marrakesh to Helsinki where I met my future wife. My travels ended on Sand Hill Road in Menlo Park CA in 1983. Silicon Valley was young, vibrant and had an exciting new energy. Our Menlo Park branch manager hired me when I arrived with not much more than a backpack and a desire to work in finance.
Over forty years later, I am a Managing Director, and work in that same office. Our team manages $5.97 billion of our clients' assets.* We are financial advisors and a thought partner. We provide financial planning, perspective on the markets, and advice on investments. We work with many technology professionals who receive a large part of their compensation in equity. We believe a goals-based investment approach increases investors' financial confidence, which can improve long term returns.
*($5.97B as of 12/31/2024)
Phone: (650) 926-7221
Email: Parker.Bauman@morganstanley.com
Every journey we undertake has a beginning and destination. To reach your destination a path must be clearly identified and then followed.
My journey to join Morgan Stanley as a Financial Advisor and Financial Planning Specialist in the Silicon Valley reflects this principle. After graduating from high school, I enlisted in the United States Marine Corps, where I learned the importance of setting a clear goal to reach a destination. Following my service, I earned a Bachelor of Arts in Psychology and minor in Business Law from the University of Nevada, Las Vegas.
During the 2008 financial crisis, I served as a bankruptcy and restructuring professional for individual and corporate debtors. Assisting clients through this period of financial turmoil reinforced the critical importance of establishing well-defined goals. This experience led me to understand the success of a financial journey is determined by the quality of the advice, guidance, and plan.
Whether you seek guidance on managing your executive compensation, investment portfolio, lending and cash management, or estate, trust, and legacy planning; the first step is articulating your current position and financial goals. Your journey and destination are unique to you and your family. Let's get started on a financial plan that we can monitor and measure your progress.
Phone: (650) 926-7105
Email: Charlie.Ramos@morganstanley.com
For as long as I can remember, I have been fascinated by economics and the finance industry. In high school, I was a messenger in the mail room of a financial firm on Wall Street. During college, I transitioned from delivering stock certificates, and other client packages in New York City to statistical analysis for another Wall Street firm. I continued in financial services by working in compliance and then transitioned to a financial advisor with Morgan Stanley in Menlo Park, California.
I earned a Bachelor of Science in Economics and a minor in Business Law at St. Peters University, where I serve on the Board of Regents and Investment Committee. At Morgan Stanley, I help foster the firm's values as a member of the Pacific Coast Region's Diversity, Equity, and Inclusion Council.
As financial advisors, we work directly with our clients on executive and equity compensation planning, goal setting and financial planning. I look forward to the opportunity to talk with you.
Phone: (650) 926-7654
Email: J.Marguet@morganstanley.com
Since joining Morgan Stanley's Sand Hill Road office in 1983, in the heart of Silicon Valley, I have dedicated 42 years to providing careful financial advice to individuals, families, and corporate executives.
I have witnessed many market cycles from difficult recessions to unprecedented booms and have guided clients through these times by providing market insights, investment perspectives, and financial advice. With a long-term investment approach, I tailor each investment portfolio to align with our clients' specific philosophy and needs.
Whether you want to diversify your equity compensation stock awards, focus on wealth accumulation, improve your portfolio's tax-efficiency, measure and reduce your portfolio risk, give to charity, or more, I welcome the opportunity to help you identify and achieve your goals.
Phone: (650) 926-7137
Email: Xiuying.Jin@morganstanley.com
I graduated with a master's degree at Jilin University and got a master's degree and finished my PhD coursework in econometrics and statistics at Oregon State University. Prior to joining Morgan Stanley, I worked for Central Bank of China in Beijing, at a world leading technical and engineering consulting firm in Shanghai, and the Federal Reserve Bank in San Francisco. I also taught Economics at Menlo College as an Adjunct Professor.
Working together with my clients' tax advisors and attorneys, I help my clients construct a personalized financial plan and develop tax efficient strategies for their investments and overall portfolio. As an International Financial Advisor, I advise international clients living in mainland China, Hong Kong, Taiwan, New Zealand, Australia, Canada, UK, Ireland, BVI, and the Cayman Islands. I have extensive experience providing holistic cross border wealth management solutions for high-net-worth individuals and families.
We can help develop an investment strategy which weighs your financial goals, timeline, and views towards risk.
Phone: (650) 926-7206
Email: Jackson.thoreson@morganstanley.com
Joining Morgan Stanley Wealth Management in June 2024 as a Financial Advisor, Jackson is focused on serving the wealth management needs for individuals and families, entrepreneurs, coaches and athletes, and executives and employees of private and public companies. Jackson and his partners advise across many areas of wealth management including financial and estate planning, asset allocation, lending, and investment management strategies.
Jackson puts a premium on understanding the individual needs and challenges of his clients, asking deeper questions, and taking a customized approach to address those concerns. Time-horizon, risk tolerance, lifestyle, and long-term goals lay the foundation for a wealth management process that can adapt to different market conditions.
Jackson began his career in the financial services industry in 2019 after a previous career in professional sports. Knowing the challenges of being in transition, he shares that experience through helping with important life events such as retirement, relocation, and job changes.
Jackson was raised in San Jose, CA, where he attended Bellarmine College Preparatory. Jackson graduated from Saint Mary's College of California with an Economics Bachelor's Degree.
Jackson and his wife Paige have a Cavalier King Charles named Clarke and live in San Jose.
Phone: (650) 926-7689
Email: Roy.U.King.II@morganstanley.com
Roy King joined Morgan Stanley and the Daniels Group in January of 2000, at the Y2K peak and right before the "Dot Com" bust. Those two events gave Roy perspective on the value of setting long term goals and not letting present day "chaos" drive emotional decisions.
Roy wears many hats with The Daniels Group but primarily focuses on B2B business development, managing Corporate Equity Stock Plan relationships, and 10b5-1 Plan administration. Although Roy's primary role is overseeing our team's equity compensation and 10b5-1 plan operations, he also enjoys helping our wealth management clients develop a goals-based financial plan while monitoring their long-term progress.
Roy has a background in Radio Broadcasting and Commercial Construction but prefers to spend his days on his Bass Boat fishing local Lakes and the Sacramento-San Joaquin Delta. He grew up in Petaluma, CA but has lived in the East Bay, CA for the past 3 decades along with his two sons and his dog - Broc.
Phone: (650) 926-7682
Email: Jia.He@morganstanley.com
Jia joined Morgan Stanly in 2014 as a Client Relationship Associate. She currently manages all aspects of client interactions for the three senior advisors of the Daniels Group, including client onboarding, cash management, and 10b5-1 trade reporting, in addition to individual client specific services.
After graduating from UC Davis with a dual degree in International Economics and Classical Music, she began her career in finance as an Associate Financial Advisor and Team Marketing Director, at Merrill Lynch. Prior to joining the financial industry, she worked on multinational public relations projects such as Governor Schwarzenegger's China Trade Mission and Economic Regeneration ventures in liaison with The Prince's Trust in London, UK.
She holds Series 7 and 66 licenses and lives in San Jose with her husband Colin and son Liam. She enjoys swimming, piano performing, and organizing music concerts for her son's preschool in her spare time.
Phone: (650) 926-7666
Email: Nicole.Fuentes@morganstanley.com
Nicole Fuentes joined Morgan Stanley in October 2000. She holds a Series 7, 66, 9 and 10 license. Prior to joining the Daniels Group, she worked with another Private Wealth team for approximately 15 years, and she was a Business Service Manager on our Silicon Valley Complex management team.
Nicole lives in Roseville, CA and is originally from San Francisco. Nicole has two grown children and two granddaughters. She is an avid 49ers, Giants and Warriors fan. She is an animal lover and has two dogs, Cha Cha and Frida. She loves cooking, reading, dancing, and spending time at home with her friends and family.
Phone: (650) 926-7156
Email: Aaron.Valadez@morganstanley.com
Aaron joined Morgan Stanley in 2022. He holds a Bachelor of Science Degree in Business Administration with a concentration in Finance from Cal Poly, San Luis Obispo. During his time at Cal Poly, Aaron was a part of the Financial Management Association which orchestrated networking events with professionals from the industry. He is excited to join Morgan Stanley and the team and work in finance and investments. Aaron focuses on all aspects of customer service needs for our clients.
Outside of work, he enjoys swimming, playing guitar, and working out.
Learn more about how our team can help by visiting our team website below. Start the conversation today through the "Contact Us" button at the top of the page.
Source: Barron's (Awarded May 2024). Data compiled by Barron's based on time period from Jan 2023-Dec 2023. https://mgstn.ly/3WD0yje
Location
Portfolio Insights
Financial Wellness
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
