Senior Vice President, Financial Advisor, Senior Portfolio Manager, Workplace Advisor - Equity Compensation
Phone:
(216) 360-4971(216) 360-4971
The Doll Wealth Management Group at Morgan Stanley
Beverly Hills:
(310) 728-0002(310) 728-0002
Cleveland/Pepper Pike:
(216) 360-4981(216) 360-4981
Our Mission Statement
Experience, intellectual capital and dedicated personal service to help you meet your life goals
Our Approach to Wealth Management
Experience, Intellectual Capital and Dedicated Personal Service to Help Meet Your Life Goals.
Empowering families to achieve and maintain financial independence is the fundamental principle that drives our practice. We focus on what is most important to you and provide the critical thinking, specialized skills and global resources to enable you to make more informed decisions about your finances. Our ultimate goal — through a comprehensive goals-based wealth management process — is to help bring clarity and focus on what matters most to you, so you can manage your wealth more effectively in today’s complex global market environment.
Our approach covers the full spectrum of customized strategies. We begin by determining your goals and outlining your financial portrait. I then help you build a plan tailored to your specific goals. Once implemented, we will periodically track your progress as you move through life, adjusting your plan when necessary.
Committed to helping you protect and grow your assets, we are focused on providing timely, unbiased advice and earning your confidence every day to make a real difference in your life.
Empowering families to achieve and maintain financial independence is the fundamental principle that drives our practice. We focus on what is most important to you and provide the critical thinking, specialized skills and global resources to enable you to make more informed decisions about your finances. Our ultimate goal — through a comprehensive goals-based wealth management process — is to help bring clarity and focus on what matters most to you, so you can manage your wealth more effectively in today’s complex global market environment.
Our approach covers the full spectrum of customized strategies. We begin by determining your goals and outlining your financial portrait. I then help you build a plan tailored to your specific goals. Once implemented, we will periodically track your progress as you move through life, adjusting your plan when necessary.
Committed to helping you protect and grow your assets, we are focused on providing timely, unbiased advice and earning your confidence every day to make a real difference in your life.
Services Include
- Wealth ManagementFootnote1
- Alternative InvestmentsFootnote2
- Qualified Retirement PlansFootnote3
- Corporate Retirement PlansFootnote4
- Defined Contribution PlansFootnote5
- Endowments and FoundationsFootnote6
- Estate Planning StrategiesFootnote7
- Institutional ServicesFootnote8
- Asset Management
- Qualified Plans
- Retirement PlanningFootnote9
- Long Term Care InsuranceFootnote10
- Life InsuranceFootnote11
- 401(k) Rollovers
- Business PlanningFootnote12
- Wealth PlanningFootnote13
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Resources
At Morgan Stanley, we provide clients with resources meant to transform complex financial analysis and research into concise and easily digestible content. The links below offer insight into the modern market, policy updates, financial planning information and more.
Financial Planning
Planning for college expenses, navigating financial markets, planning for the distribution of your assets, having a financial plan place for decisions like these are essential to meeting your life's goals.
Learn how we can help
Thoughts On The Market Podcast
With perspectives on the forces shaping the market, join Mike Wilson, Chief Investment Officer and Chief US Equity Strategist for Morgan Stanley, as he and his colleagues discuss a variety of viewpoints regarding the latest trends in the financial marketplace.
Check Out The Latest Episode
Morgan Stanley Ideas Podcast
The Morgan Stanley Ideas Podcast brings you revealing stories about the world of business, finance, technology and beyond.
Check Out The Latest Episode
Global Investment Committee “On the Markets” Report
Every month, Morgan Stanley’s top research analysts publish their “On the Markets” report, providing detailed market commentary on such topics as global equities, fixed income and monetary policy.
Read the most recent reportWorking With You
You work hard to build wealth in pursuit of a meaningful life for you and your family. As your Financial Advisor, we will work just as hard on your behalf, committing our experience, knowledge and skills to helping you achieve your specific goals. What’s more, we will support you and your strategy by accessing the resources and insight of one of the world’s largest financial firms.
Since 1935, Morgan Stanley has been guided by its founding principle: Do what is right for each client. The firm continuously leverages its intellectual capital and global reach to create and deliver targeted strategies for financially successful individuals like you.
What’s more, its open architecture platform and goals-based wealth management approach empowers us to recommend world-class products and services for your specific situation and goals, eliminating any conflict of interest issues that can be present when using only proprietary investment products.
Since 1935, Morgan Stanley has been guided by its founding principle: Do what is right for each client. The firm continuously leverages its intellectual capital and global reach to create and deliver targeted strategies for financially successful individuals like you.
What’s more, its open architecture platform and goals-based wealth management approach empowers us to recommend world-class products and services for your specific situation and goals, eliminating any conflict of interest issues that can be present when using only proprietary investment products.
Our Suite of Digital Tools
Digital technology is centered on how people communicate, consume, transact and travel. Our comprehensive suite of digital tools are designed to help enhance every aspect of your financial life. Here are some of the technologies we have to offer our clients.
Morgan Stanley Online (MSO)
When you sign up for MSO, you can conveniently and securely manage your account online or on your mobile device.
Click here to learn more
E-Authorization
With E-Authorization, you no longer need to sign a paper Letter of Authorization (LOA) to authorize a wire transfer request.
Click here to learn more
Morgan Stanley Mobile App
The Morgan Stanley Mobile App gives you the same capabilities as Morgan Stanley Online – all from the convenience of your own phone. It also offers features to simplify your everyday finances.
Click here to learn more
E-Sign
E-Sign is a digital, paperless alternative to the traditional means of obtaining signatures for necessary paperwork. There is no registration process to begin using E-Sign – all you need is a valid email address and phone number.
Click here to learn more
E-Delivery
E-Delivery allows you to securely save, print, send and receive documents at any time from both Morgan Stanley Online and the Morgan Stanley Mobile App.
Click here to learn more
Digital Vault
The Digital Vault allows you to build a centralized library for all your documents using encryption.
Click here to learn more
Total Wealth View
With this service, you can view all your assets and liabilities together – whether held at Morgan Stanley or elsewhere – in one place for a comprehensive overview of your assets.
Click here to learn more
Goals Planning System (GPS)
GPS is our financial planning software. It helps define what you want out of life, so we can create a financial framework to bring these goals to fruition.
Click here to learn moreReserved Living & Giving
Reserved Living & Giving is a complimentary loyalty program available to Morgan Stanley Clients with a minimum of $1M in AUM. As a reserved member, clients will have access to exclusive partner offers and discounts, as well as thought leadership content and a variety of lifestyle and personal finance topics.
Reserved Offers
Exclusive offers to keep Reserved clients and their families safe and engaged. Offers span across categories such as Dining, Health and Wellness, Travel, Entertainment, and more.
Browse the Latest Offers
Signature Access
Signature Access, the highest tier of Morgan Stanley's loyalty program Reserved Living & Giving, gives clients with $10 million or more in assets at the firm access to world class services such as Private Health Advisory, Personal Cybersecurity services, Aircraft Management and more all in addition to the discounts and content available through Reserved Living & Giving.
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Reserved Insights
Curated insights and articles spanning such topics such as Family, Lifestyle, Health & Planning, Travel, and Giving Back.
Read the Latest InsightsLocation
9665 Wilshire Blvd.
Suite 600
Beverly Hills, CA 90212
US
Direct:
(310) 728-0002(310) 728-0002
31099 Chagrin Blvd
Suite 300
Cleveland/Pepper Pike, OH 44124
US
Direct:
(216) 360-4981(216) 360-4981
Meet The Doll Wealth Management Group
Senior Vice President, Financial Advisor, Senior Portfolio Manager, Alternative Investments Director, Lending Specialist, Workplace Advisor - Equity Compensation
Phone:
(310) 285-4881(310) 285-4881
Michael Vary
Senior Vice President, Financial Advisor, Senior Portfolio Manager, Workplace Advisor - Equity Compensation
Phone:
(216) 360-4913(216) 360-4913
Mira C. Bailey
Director of Business Strategy
Phone:
(216) 360-4975(216) 360-4975
Kellen S. Birdsall
Wealth Management Associate
Phone:
(310) 285-4891(310) 285-4891
Sue J. Banas
Senior Registered Associate
Phone:
(310) 285-4838(310) 285-4838
John A. Manzatt
Client Service Associate
Phone:
(216) 360-4981(216) 360-4981
About David A Doll
David is the leading partner of The Doll Wealth Management Group and has been in the investment business for over 30 years. He has significant experience working with high-net-worth individuals, qualified plans, and non-profits. He spent the early years of his career with Kidder Peabody and later with McDonald Investments. David's areas of focus are in investment strategy, portfolio management, and relationship development.
David earned his Bachelors Degree from Baldwin Wallace University in Ohio and is also a graduate of the Securities Industry Institute at the University of Pennsylvania's prestigious Wharton School. David is active in the community. He currently serves on the boards of several local organizations, including The University Hospitals Cleveland Medical Center and Rainbow Babies and Children’s Hospital boards. Additional he serves on, The Harrington Discovery Institute’s Business advisory board and Northeast Ohio region of the American Red Cross board. He has previously served on the boards of the Cuyahoga Community College Foundation, The Woodruff Foundation, Deaconess Community Foundation, The Cleveland Ballet, Westside Ecumenical Ministries, The Centers for Families and Chrildren and The Gordon Square Arts District.
David and his wife Karen reside in Hunting Valley, Ohio and have three children.
David earned his Bachelors Degree from Baldwin Wallace University in Ohio and is also a graduate of the Securities Industry Institute at the University of Pennsylvania's prestigious Wharton School. David is active in the community. He currently serves on the boards of several local organizations, including The University Hospitals Cleveland Medical Center and Rainbow Babies and Children’s Hospital boards. Additional he serves on, The Harrington Discovery Institute’s Business advisory board and Northeast Ohio region of the American Red Cross board. He has previously served on the boards of the Cuyahoga Community College Foundation, The Woodruff Foundation, Deaconess Community Foundation, The Cleveland Ballet, Westside Ecumenical Ministries, The Centers for Families and Chrildren and The Gordon Square Arts District.
David and his wife Karen reside in Hunting Valley, Ohio and have three children.
Securities Agent: TN, DC, OR, CT, GA, WV, IN, DE, CO, AZ, WA, MI, KS, IL, VA, UT, TX, SC, PA, MA, KY, FL, NY, NJ, CA, ID, WI, OK, OH, NV, NC, MD, VT, ME; BM/Supervisor; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1731302
NMLS#: 1731302
About David E Doll
David is a Wealth Advisor and Senior Vice President at Morgan Stanley. David advises clients and provides them with insights, services, and strategies to help them achieve their goals. He is passionate about developing tailor-made solutions for his clients and providing clear, direct communication. He values the stable research Morgan Stanley provides, using this knowledge and his experience to establish transparent pathways to his clients’ goals.
David’s clients include high net worth individuals and families, family offices, and C suite executives. David's areas of focus are portfolio management, investment strategy, lending, and financial relationship development. David also proudly serves on the Morgan Stanley Client Communications Committee.
Prior to joining Morgan Stanley, David was an Executive Director at J.P. Morgan. David earned his Bachelor's Degree from Pepperdine University in Malibu, California. David enjoys sailing, biking, and golfing in his free time. David, his wife, Erin, and their two children reside in Los Angeles’s community of Brentwood in California.
David’s clients include high net worth individuals and families, family offices, and C suite executives. David's areas of focus are portfolio management, investment strategy, lending, and financial relationship development. David also proudly serves on the Morgan Stanley Client Communications Committee.
Prior to joining Morgan Stanley, David was an Executive Director at J.P. Morgan. David earned his Bachelor's Degree from Pepperdine University in Malibu, California. David enjoys sailing, biking, and golfing in his free time. David, his wife, Erin, and their two children reside in Los Angeles’s community of Brentwood in California.
Securities Agent: WA, FL, GA, OR, ID, AZ, AL, VT, MI, ME, KY, IL, MD, MA, DE, NY, CA, SC, OK, TX, PA, CT, OH, NV, DC, IN, CO, UT, TN, NJ, KS, WI, VA, NC; General Securities Representative; Investment Advisor Representative
NMLS#: 1138538
NMLS#: 1138538
About Michael Vary
Michael began his career as an investment banking analyst for the Royal Bank of Scotland Group. From 2006 to 2008, he worked on the Equity Derivatives sales desk of BNP Paribas in both New York City and Tokyo. Prior to joining Morgan Stanley, Michael was a Financial advisor at UBS for 6 years.
A graduate of Columbia University where he earned his B.A. In Economics, he holds his series 7, 31, 63, and 66 securities licenses. Michael is a current board trustee for The Cleveland Foundry Rowing and Sailing Center. He also serves as Treasurer for the Columbia Alumni Association of Cleveland.
Outside of his professional career, he enjoys spending time with his wife Jaclyn and their five children; Lucas, Jonathan, Michaela, James, and Victoria. He is a supporter and alumnus of St. Ignatius High School in Cleveland.
A graduate of Columbia University where he earned his B.A. In Economics, he holds his series 7, 31, 63, and 66 securities licenses. Michael is a current board trustee for The Cleveland Foundry Rowing and Sailing Center. He also serves as Treasurer for the Columbia Alumni Association of Cleveland.
Outside of his professional career, he enjoys spending time with his wife Jaclyn and their five children; Lucas, Jonathan, Michaela, James, and Victoria. He is a supporter and alumnus of St. Ignatius High School in Cleveland.
Securities Agent: CO, CA, OK, TX, FL, VT, UT, DC, NJ, KS, IL, CT, NY, NC, MA, ID, GA, AZ, AL, WI, WA, PA, OH, ME, KY, HI, TN, MD, IA, VA, SC, OR, NV, IN, DE, MI; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1672138
NMLS#: 1672138
About Mira C. Bailey
Mira has been in the financial services industry for over 25 years. She started her career at Cowen and Company before moving on to McDonald Investments. At McDonald, Mira was the Administrative Director, responsible for managing and implementing strategic and growth initiatives, preparing, and overseeing a large expense budget, motivating, and leading a high-performance team and managing compensation. Prior to joining Doll Wealth Management as a Director of Business Strategy, Mira was a Client Services Manager focused on financial planning and implementation.
Mira earned her Bachelor of Science degree in Business Administration from the University of Akron. She and her husband Mark reside in Kirtland Ohio with their two children.
Mira earned her Bachelor of Science degree in Business Administration from the University of Akron. She and her husband Mark reside in Kirtland Ohio with their two children.
About Kellen S. Birdsall
Kellen is a Wealth Management Associate at Morgan Stanley. He joined Morgan Stanley as a Registered Associate in Vancouver, Washington and became Series 7 & 63 licensed . A native of Renton, Washington, Kellen graduated from California Lutheran University with a degree in Business Management. Kellen played college basketball at California Lutheran University for two years. Kellen joined the Doll Wealth Management Group in 2024 after coming highly recommended by colleagues. His attention to detail and thirst for knowledge on the industry has made him a valued member of the team.
Kellen resides with his girlfriend, in Brentwood, California. They are proud dog and cat owners. They have a Husky named Ghost and a cat named Jeff. In his free time, Kellen is an avid ping pong player and enjoys basketball, football, and soccer.
Kellen resides with his girlfriend, in Brentwood, California. They are proud dog and cat owners. They have a Husky named Ghost and a cat named Jeff. In his free time, Kellen is an avid ping pong player and enjoys basketball, football, and soccer.
About John A. Manzatt
John is a Client Service Associate at Morgan Stanley. He has been in the financial services industry since 2002. Having worked at McDonald Investments, UBS, Merrill Lynch and New York Life, John brings a diverse skillset to the team. John joined Morgan Stanley in 2021 to reunite with Doll Wealth Management to provide best-in-class service to their clients.
John earned his bachelor’s degree in Marketing from Cleveland State University. In his free time, John enjoys boating on Lake Erie, playing hockey, traveling, and cheering on the Cleveland sports teams. John resides in his hometown of Rocky River.
John earned his bachelor’s degree in Marketing from Cleveland State University. In his free time, John enjoys boating on Lake Erie, playing hockey, traveling, and cheering on the Cleveland sports teams. John resides in his hometown of Rocky River.
Contact David A Doll
Contact David E Doll
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Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
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- Asset Management
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- Traditional Investments
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- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
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- Succession Planning
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- Qualified Retirement Plans
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Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
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- Foundations
- Donor Advised Funds
- Impact Investing
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Mosaic
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Retirement for Plan Sponsors
End-to-End Services, Made Simple:
We can provide the tools and guidance to help you manage a retirement plan.
We can provide the tools and guidance to help you manage a retirement plan.
- Plan Evaluation
- Investment Management
- Plan Management Support
- Plan Participant Education
State of the Workplace Study 2023
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact The Doll Wealth Management Group today.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
9When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
10Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
11Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
12Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
13Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
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The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
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The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
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The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
9When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
10Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
11Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
12Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
13Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
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Awards Disclosures
CRC 6491812 (04/2024)
