Ron Basu
Managing Director, Private Wealth Management, Private Wealth Advisor, Senior Institutional Consultant, International Client Advisor
Phone:
(212) 503-2480(212) 503-2480
Morgan Stanley Private Wealth Management
Team Global at Morgan Stanley Private Wealth Management
Our Mission Statement
A team of 25 people that is top-ranked by Barron’s, Financial Times and Fortune, we craft comprehensive, cross-border wealth management solutions for an elite group of global clients.
Our Story
Over the past 20 years, Team Global has grown into one of the top five wealth management practices in the United States as ranked by Barron’s magazine. We are now a 25-member team of experienced planning, investing and clients service professionals who combine our talents to serve a global clientele of highly accomplished individuals, their families, foundations and businesses. Our clients currently entrust us with over $19 billion in assets under management.
As many of us come from institutional backgrounds, we pride ourselves on bringing a sophisticated perspective to our clients' most complex financial challenges. We help them make informed investment decisions within the context of comprehensive, multi-generational wealth management strategies. Understanding the unique needs of ultra high net worth clients, we are well-prepared to help them protect the wealth they have created while generating the income they need to support their lifestyles and pursue their charitable missions.
In addition to our team award, our founding partners, Ron Basu, Chris Toomey and Rachael Naylor, have earned recognition as:
• 2025 Forbes Best-In-State Wealth Management Teams
• 2025 Barron's Top 1,200 Financial Advisors
• 2024 Barron's Top 250 Private Wealth Management Teams
• 2024 Forbes America's Top Wealth Management Teams
• 2024 Forbes Best-In-State Wealth Advisors
• 2024 Forbes America's Top Wealth Advisors
• 2024 Forbes American's Top Women Wealth Advisors Best-In-State
• 2024 Barron's Top 100 Financial Advisors
• 2024 Forbes Best-In-State Next Gen Wealth Advisors
Barron's Top 1,200 Financial Advisors: State-by-State
Source: Barron's.com (Awarded Mar 2024) Data compiled by Barron's based on time period from Sept 2022 - Sept 2023.
Awards Disclosures
Barron's Top 100 Financial Advisors
Source: Barron's.com (Awarded Mar 2024) Data compiled by Barron's based on time period from Sept 2022 - Sept 2023
2024 Forbes America’s Top Wealth Management Teams
Source: Forbes.com (Awarded Nov 2024) Data compiled by SHOOK Research LLC based for the period from 3/31/23–3/31/24.
Awards Disclosures
Barron's Top 250 Private Wealth Management Teams
Source: Barron's (Awarded May 2024) Data compiled by Barron's based on time period from Jan 2023 – Dec 2023
2025 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2025) Data compiled by SHOOK Research LLC based for the period from 3/31/23–3/31/24.
Forbes Top Women Wealth Advisors and Top Women Wealth Advisors Best-In-State
Source: Forbes.com (Awarded Feb 2024) Data compiled by SHOOK Research LLC for the period 9/30/22 – 9/30/23.
Awards Disclosures
2024 Forbes Top Next-Gen Wealth Advisors & Top Next-Gen Wealth Advisors Best-In-State
Source: Forbes.com (Awarded Aug 2024) Data compiled by SHOOK Research LLC based on time period from 3/31/23–3/31/24.
Awards Disclosures
As many of us come from institutional backgrounds, we pride ourselves on bringing a sophisticated perspective to our clients' most complex financial challenges. We help them make informed investment decisions within the context of comprehensive, multi-generational wealth management strategies. Understanding the unique needs of ultra high net worth clients, we are well-prepared to help them protect the wealth they have created while generating the income they need to support their lifestyles and pursue their charitable missions.
In addition to our team award, our founding partners, Ron Basu, Chris Toomey and Rachael Naylor, have earned recognition as:
• 2025 Forbes Best-In-State Wealth Management Teams
• 2025 Barron's Top 1,200 Financial Advisors
• 2024 Barron's Top 250 Private Wealth Management Teams
• 2024 Forbes America's Top Wealth Management Teams
• 2024 Forbes Best-In-State Wealth Advisors
• 2024 Forbes America's Top Wealth Advisors
• 2024 Forbes American's Top Women Wealth Advisors Best-In-State
• 2024 Barron's Top 100 Financial Advisors
• 2024 Forbes Best-In-State Next Gen Wealth Advisors
Barron's Top 1,200 Financial Advisors: State-by-State
Source: Barron's.com (Awarded Mar 2024) Data compiled by Barron's based on time period from Sept 2022 - Sept 2023.
Awards Disclosures
Barron's Top 100 Financial Advisors
Source: Barron's.com (Awarded Mar 2024) Data compiled by Barron's based on time period from Sept 2022 - Sept 2023
2024 Forbes America’s Top Wealth Management Teams
Source: Forbes.com (Awarded Nov 2024) Data compiled by SHOOK Research LLC based for the period from 3/31/23–3/31/24.
Awards Disclosures
Barron's Top 250 Private Wealth Management Teams
Source: Barron's (Awarded May 2024) Data compiled by Barron's based on time period from Jan 2023 – Dec 2023
2025 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2025) Data compiled by SHOOK Research LLC based for the period from 3/31/23–3/31/24.
Forbes Top Women Wealth Advisors and Top Women Wealth Advisors Best-In-State
Source: Forbes.com (Awarded Feb 2024) Data compiled by SHOOK Research LLC for the period 9/30/22 – 9/30/23.
Awards Disclosures
2024 Forbes Top Next-Gen Wealth Advisors & Top Next-Gen Wealth Advisors Best-In-State
Source: Forbes.com (Awarded Aug 2024) Data compiled by SHOOK Research LLC based on time period from 3/31/23–3/31/24.
Awards Disclosures
Capabilities
- Comprehensive Wealth Planning
- Pre-Liquidity Planning
- 10b5-(1) Programs
- Investment Management
- Open-Architecture Platform
- Proprietary Investment Opportunities
- Sustainable & Responsible InvestingFootnote1
- Risk Management
- Hedging Strategies
- Philanthropy Management
- Family Governance & Wealth Education
- Manager Selection
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
About PWM
Founded in 1977, Private Wealth Management is the division of Morgan Stanley Wealth Management that is dedicated to serving the firm’s most affluent clients, including some of the world’s most accomplished entrepreneurs, executives and stewards of multigenerational wealth. Functioning as an exclusive investment boutique within a global financial firm, we deliver sophisticated solutions that leverage the intellectual capital and insight of Morgan Stanley’s substantial global resources. Drawing on a deep understanding of your financial life, our goal is to help you:
- Manage investments with an unwavering focus on your financial strategy and personal goals
- Create comprehensive, multigenerational wealth management plans based on your needs, challenges and the values that guide your life and legacy
- Simplify financial complexity to help you achieve clarity and control
Private Wealth Management Highlights
- Approximately 350 teams1 specialized in assisting individuals and families with $20MM+ in investable assets
- Over $980 billion in AUM1
- Comprising 23% of the Barron’s Top 250 Private Wealth Management Teams for 2024
- Direct access to ultra high net worth experts in philanthropy, family dynamics, wealth transfer, lifestyle advisory and other areas of interest to ultra high net worth families
1 Morgan Stanley Wealth Management, December, 2024
Source: Barron's.com (May 2024) 2024 Barron's Top 250 Private Wealth Management Teams awarded in 2024. The teams are ranked on a variety of factors, including their size and shape, their regulatory records and credentials of their members, and the resources they have at their disposal to serve their client bases. The rankings are meant as a starting point for clients looking for an advisor—a first-pass vetting that can help investors narrow a search. Every advisor will have his or her own approach to investing, financial planning, and other services. Clients are encouraged to approach a search for an advisor the way they would a search for a doctor—interviewing multiple professionals and getting opinions from multiple third parties. Rankings are based on the opinions of Barron's and this ranking may not be representative of any one client’s experience. This ranking is not indicative of the Financial Advisor’s future performance. Morgan Stanley Smith Barney LLC is not affiliated with Barron's. Barron’s is a registered trademark of Dow Jones & Company, L.P. All rights reserved.
International Wealth Management
International Wealth Management is a specialized area within Morgan Stanley Wealth Management that is dedicated to serving individuals, families, family offices, entrepreneurs, corporate executives and corporate stock plan managers who live outside the United States. We also serve US citizens living and working abroad as well as those who are relocating to the United States or otherwise changing domicile.
We are based in offices throughout the United States, but often specialize in a specific country or region, and typically speak the client's language, understand the culture and have a deep knowledge of the markets we serve. Combining our investment knowledge with the resources and intellectual capital of Morgan Stanley, we deliver targeted solutions that help our clients pursue their goals and address their unique financial needs.
We may be able to provide you access to:
- An open architecture platform that includes leading asset management firms, giving you access to unaffiliated third party managers and their teams.
- Thematic investing ideas and asset allocation models from Morgan Stanley's Global Investment Committee, guiding your overall portfolio allocation.
- Customized lending solutions from Morgan Stanley Private Bank, National Association, addressing your financing needs.
- Dedicated specialists in wealth transfer, philanthropy, family dynamics, concierge and lifestyle advisory services, and other family office capabilities, supporting the non-financial needs you may have.
Not all products and services are available to clients outside of the United States.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it. Morgan Stanley Smith Barney LLC ("Morgan Stanley") is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives. References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CORPORATE & EXECUTIVE SOLUTIONS
Wealth Planning for Founders & Executives
STRATEGIC ANALYSIS
• Your team can call on firm specialists to help you evaluate various exit strategies to determine which can help meet your personal goals and your aspirations for the ongoing business after your departure.
RESOURCE SELECTION
• We can connect you with a Morgan Stanley investment banker or third-party affiliate based on factors such as transaction size and type, likely purchasers, your industry and geographic focus
INCOME TAX PLANNING
• Working closely with your outside tax and legal advisors, we can help you evaluate the impact of exit opportunities on your income taxes so that you can plan ahead and take advantage of strategies to reduce your tax liability.
ESTATE PLANNING
• Through the estate planning process, we can help you update your will and other foundational documents to reflect your new success. Whether addressing issues of succession, inheritance or creditor protection, we can help you develop gifting and other strategies before the sale that may help reduce taxes on some or all of the proceeds—as well as on future appreciation of assets.
TEAM OF SPECIALISTS TO SIMPLIFY COMPLEXITY
• Our team can help you identify the specialized skills required to address your needs and objectives and assemble a team to focus on your goals. Drawn from the global resources of Morgan Stanley and in coordination with your outside advisors, your team is likely to include specialists in risk management, customized liquidity strategies and income and estate taxation.
Learn more about your Equity Compensation• Your team can call on firm specialists to help you evaluate various exit strategies to determine which can help meet your personal goals and your aspirations for the ongoing business after your departure.
RESOURCE SELECTION
• We can connect you with a Morgan Stanley investment banker or third-party affiliate based on factors such as transaction size and type, likely purchasers, your industry and geographic focus
INCOME TAX PLANNING
• Working closely with your outside tax and legal advisors, we can help you evaluate the impact of exit opportunities on your income taxes so that you can plan ahead and take advantage of strategies to reduce your tax liability.
ESTATE PLANNING
• Through the estate planning process, we can help you update your will and other foundational documents to reflect your new success. Whether addressing issues of succession, inheritance or creditor protection, we can help you develop gifting and other strategies before the sale that may help reduce taxes on some or all of the proceeds—as well as on future appreciation of assets.
TEAM OF SPECIALISTS TO SIMPLIFY COMPLEXITY
• Our team can help you identify the specialized skills required to address your needs and objectives and assemble a team to focus on your goals. Drawn from the global resources of Morgan Stanley and in coordination with your outside advisors, your team is likely to include specialists in risk management, customized liquidity strategies and income and estate taxation.
Team Awards & In The Press
Team Global - 2024 Forbes Best-In-State Wealth Advisors
Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded Jan 2024) Data provided by SHOOK ® Research, LLC – Data as of 3/31/23.
Page LinkSource: Forbes.com (Awarded Jan 2024) Data provided by SHOOK ® Research, LLC – Data as of 3/31/23.
Team Global - 2023 Financial Times Top 400 Advisors
Financial Times 400 Top Financial Advisors
Source: ft.com (Awarded Apr 2020) Data compiled by the Financial Times based on time period from 6/30/16 - 6/30/19.
Page LinkSource: ft.com (Awarded Apr 2020) Data compiled by the Financial Times based on time period from 6/30/16 - 6/30/19.
Team Global - Barron's 2023 Top 100 Financial Advisors
"Barron's Top 100 Financial Advisors
Source: Barron's.com (Awarded Apr 2023) Data compiled by Barron's based on time period from Dec 2021 - Dec 2022.
Page LinkSource: Barron's.com (Awarded Apr 2023) Data compiled by Barron's based on time period from Dec 2021 - Dec 2022.
Team Global - 2023 Forbes Best-In-State Wealth Advisors
Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded Apr 2023) Data compiled by SHOOK Research LLC based on time period from 6/30/21- 6/30/22.
Page LinkSource: Forbes.com (Awarded Apr 2023) Data compiled by SHOOK Research LLC based on time period from 6/30/21- 6/30/22.
Team Global - Barron's Top 100 Private Wealth Management Teams
Barron's Top 100 Private Wealth Management Teams
Source: Barron's.com (Awarded Apr 2022) Data compiled by Barron's based on time period from Dec 2020 - Dec 2021.
Page LinkSource: Barron's.com (Awarded Apr 2022) Data compiled by Barron's based on time period from Dec 2020 - Dec 2021.
Team Global - Barron's Hall of Fame
Page Link
Team Global - Finding Opportunities as Markets Stumble
Page Link
Forbes - Morgan Stanley Advisor Uses Lessons From Growing Up In India To Manage $10 Billion For Clients
Page Link
Team Global: SALT Talks (Chris Toomey - October 2020)
Page Link
Team Global: CNBC (Chris Toomey - September 2024)
Page LinkLocation
55 East 52nd Street 10th
Fl
New York, NY 10055
US
Direct:
(212) 503-2480(212) 503-2480
Meet Team Global at Morgan Stanley Private Wealth Management
Chris Toomey, CFA
Managing Director, Private Wealth Management, Private Wealth Advisor, Alternative Investments Director
Phone:
(212) 503-2481(212) 503-2481
Executive Director, Wealth Management, Private Wealth Advisor, Corporate Cash Investment Director, Senior Portfolio Manager
Phone:
(904) 632-0294(904) 632-0294
Matthew Nash
Senior Vice President, Wealth Management, Private Wealth Advisor, Family Wealth Director
Phone:
(212) 503-2490(212) 503-2490
Bart Wyand, CFA, CFP®
Private Wealth Advisor, Executive Financial Services Director, Alternative Investments Director, Senior Vice President, Portfolio Management Director
Phone:
(212) 503-2498(212) 503-2498
Rohil Basu
Wealth Advisor, Assistant Vice President, Global Sports and Entertainment Associate Director
Phone:
(212) 503-1819(212) 503-1819
David Fenning
Senior Vice President, Wealth Management, Financial Advisor
Phone:
(212) 503-1172(212) 503-1172
Stuart Dubson
Vice President, Investment Consultant
Phone:
(212) 503-2485(212) 503-2485
Daniel O'Connor
Vice President, Portfolio Manager Associate
Phone:
(212) 503-1123(212) 503-1123
Anne Lin
Senior Vice President, Business Development Director
Phone:
(212) 503-2482(212) 503-2482
Alice Kim
First Vice President, Group Director
Phone:
(212) 503-2483(212) 503-2483
Nicholas Otis
Assistant Vice President, Portfolio Management Associate
Phone:
(212) 503-2491(212) 503-2491
James Newman
Assistant Vice President, Private Wealth Management Analyst
Phone:
(212) 503-2492(212) 503-2492
Maleigh Dunne
Client Service Associate
Phone:
(212) 503-1667(212) 503-1667
Jaiyong Park
Assistant Vice President, Wealth Management Associate
Phone:
(212) 503-2494(212) 503-2494
Spencer Notarianni
Client Service Associate
Phone:
(212) 503-2470(212) 503-2470
Sheryl Denniston
Portfolio Associate
Phone:
(212) 503-2486(212) 503-2486
Lisette Montalvo
Portfolio Associate
Phone:
(212) 503-2484(212) 503-2484
Sydney Gilbert
Assistant Vice President, Private Wealth Management Analyst
Phone:
(212) 503-2476(212) 503-2476
Sarah Babcock
Wealth Management Associate
Phone:
(212) 503-1693(212) 503-1693
Nicholas Lister
Client Service Associate
Phone:
(212) 503-1126(212) 503-1126
Adam Latif
Assistant Vice President, Wealth Management Analyst
Phone:
(212) 503-2356(212) 503-2356
Megan Stannard
Wealth Management Analyst
Phone:
(212) 503-2304(212) 503-2304
Sarah Kasun
Wealth Management Analyst
Phone:
(212) 503-2487(212) 503-2487
Quinn Coughlin
Client Service Associate
Phone:
(212) 503-2303(212) 503-2303
About Ron Basu
One of the founding members of Team Global, Ron Basu has nearly three decades of experience in the private wealth management industry. Ron has earned numerous awards and accolades, including being named to Morgan Stanley’s esteemed Chairman’s Club in 2025, an elite group composed of the firm’s top Financial Advisors. He has also been recognized by prominent publications as such as Barron’s and Forbes as one of the top advisors in the country from 2012 – 2024.*
Ron focuses his practice primarily on the key areas of asset allocation, cross-border experience, global investment trends and institutional consulting. Ron’s extensive experience working with clients from around the world has informed his global investment views. He is a strong advocate of a customized investment process that takes into account a client’s unique goals, risk tolerance and philosophy while providing guidance that is wholly without conflict.
Ron began his career at Smith Barney in their private wealth division in 1991. He moved to UBS in 1997, where he continued to build his advisory business with various global family offices, hedge funds and ultra high net worth individuals. Prior to joining Morgan Stanley, he was a Managing Director at Lehman Brothers, Private Client Services from 2000 – 2008. He earned the Chairman’s Award for Extraordinary Client Service during his tenure.
Ron earned his M.S. in business management from Trenton State College and he enjoys playing tennis in his free time.
*2012-2024 Barron's Top 1,200 Financial Advisors: State-by-State (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State)
Source: Barrons.com 2012-2024. Data compiled by Barron's based on 12-month period concluding in Sept of the year prior to the issuance of the award.
*2012-2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com 2012-2024. Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Ron focuses his practice primarily on the key areas of asset allocation, cross-border experience, global investment trends and institutional consulting. Ron’s extensive experience working with clients from around the world has informed his global investment views. He is a strong advocate of a customized investment process that takes into account a client’s unique goals, risk tolerance and philosophy while providing guidance that is wholly without conflict.
Ron began his career at Smith Barney in their private wealth division in 1991. He moved to UBS in 1997, where he continued to build his advisory business with various global family offices, hedge funds and ultra high net worth individuals. Prior to joining Morgan Stanley, he was a Managing Director at Lehman Brothers, Private Client Services from 2000 – 2008. He earned the Chairman’s Award for Extraordinary Client Service during his tenure.
Ron earned his M.S. in business management from Trenton State College and he enjoys playing tennis in his free time.
*2012-2024 Barron's Top 1,200 Financial Advisors: State-by-State (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State)
Source: Barrons.com 2012-2024. Data compiled by Barron's based on 12-month period concluding in Sept of the year prior to the issuance of the award.
*2012-2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com 2012-2024. Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Securities Agent: ND, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY, MO, MN, NE, MI, ME, MD, MA, LA, KY, KS, IN, IL, ID, IA, HI, GA, FL, DE, DC, CT, CO, CA, AZ, AR, AL, AK, MS, MT, NC; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1288046
NMLS#: 1288046
About Chris Toomey
A founding member of Team Global, Chris Toomey brings more than two decades of experience to the service of the team’s clients. Chris focuses primarily on overseeing manager due diligence, asset allocation, and alternative investments. His work has garnered broad recognition, including being named to Morgan Stanley’s exclusive President’s Club and included on lists of America’s top financial advisors by such prominent publications as Barron’s, Forbes and the Financial Times. Chris is a regular guest on CNBC, FOX Business and Reuters, and has been invited to speak at SALT, HedgeWorld, the Investment Institute and other prestigious venues.
Prior to joining Morgan Stanley in 2008, Chris spent a decade at Lehman Brothers in a variety of increasingly responsible positions. Beginning as a Portfolio Manager, he became a senior member of the team that oversaw the firm’s third-party, long-only manager platform. As Senior Vice President, he was responsible for manager due diligence and often assisted in providing asset allocation and investment advice for private wealth clients. Chris’ began his career at JP Morgan’s private bank.
Chris earned his B.S. in English with a minor in economics from Hamilton College. He enjoys Alpine skiing, tennis, sailing and working out on his Peloton.
Barron's Top 100 Financial Advisors Source: Barron's.com (Awarded Apr 2022) Data compiled by Barron's based on time period from Dec 2020 - Dec 2021.
Barron's Top 100 Private Wealth Management Teams Source: Barron's.com (Awarded Apr 2022) Data compiled by Barron's based on time period from Dec 2020 - Dec 2021.
Forbes Best-In-State Wealth Advisors Source: Forbes.com (Awarded Apr 2022) Data compiled by SHOOK Research LLC based on time period from 6/30/20 - 6/30/21.
Prior to joining Morgan Stanley in 2008, Chris spent a decade at Lehman Brothers in a variety of increasingly responsible positions. Beginning as a Portfolio Manager, he became a senior member of the team that oversaw the firm’s third-party, long-only manager platform. As Senior Vice President, he was responsible for manager due diligence and often assisted in providing asset allocation and investment advice for private wealth clients. Chris’ began his career at JP Morgan’s private bank.
Chris earned his B.S. in English with a minor in economics from Hamilton College. He enjoys Alpine skiing, tennis, sailing and working out on his Peloton.
Barron's Top 100 Financial Advisors Source: Barron's.com (Awarded Apr 2022) Data compiled by Barron's based on time period from Dec 2020 - Dec 2021.
Barron's Top 100 Private Wealth Management Teams Source: Barron's.com (Awarded Apr 2022) Data compiled by Barron's based on time period from Dec 2020 - Dec 2021.
Forbes Best-In-State Wealth Advisors Source: Forbes.com (Awarded Apr 2022) Data compiled by SHOOK Research LLC based on time period from 6/30/20 - 6/30/21.
Securities Agent: IA, HI, GA, FL, IL, DE, DC, IN, KS, KY, MA, MD, ME, MI, MN, MO, ID, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY, AL, AR, AZ, CA, CO, CT; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1285209
NMLS#: 1285209
About Rachael Naylor
A founding member of Team Global, Rachel Naylor brings more than two decades of diverse financial service experience to the service of the team’s clients. Widely recognized for her contributions to the firm and the industry, Rachel has been named to the list of Financial Times Top 400 Advisors and included among Barron’s Top 100 Woman Advisors in 2015 and 2016.
As a designated Senior Fixed Income Portfolio Manager and Corporate Cash Investment Director, Rachael oversees Team Global’s customized fixed income portfolio management business. Drawing on her institutional experience and expertise, Rachel manages high-grade fixed income and cash portfolios for individual and institutional clients.
Rachael began her career on the debt capital markets desk at Dillon Read in 1987. As Vice President of the debt syndicate group, she worked closely with corporations, investment banking and sales teams to manage bond underwritings. Rachael moved to UBS Private Wealth Management in 1997, where she became the Director of Fixed Income Trading and Managed Rates Products for the Private Wealth Division. She formed her partnership with Ron Basu at Lehman Brothers prior to joining Morgan Stanley in 2008.
Rachael earned her B.S. in public accounting from Mercy College.
Financial Times 400 Top Financial Advisors
Source: ft.com (Awarded Apr 2020) Data compiled by the Financial Times based on time period from 6/30/16 - 6/30/19.
2015-2016 Barron's Top 100 Women Financial Advisors
Source: Barrons.com (Awarded June 2015-2016). Data compiled by Barron's based on 12-month period concluding in Mar of the year the award was issued.
As a designated Senior Fixed Income Portfolio Manager and Corporate Cash Investment Director, Rachael oversees Team Global’s customized fixed income portfolio management business. Drawing on her institutional experience and expertise, Rachel manages high-grade fixed income and cash portfolios for individual and institutional clients.
Rachael began her career on the debt capital markets desk at Dillon Read in 1987. As Vice President of the debt syndicate group, she worked closely with corporations, investment banking and sales teams to manage bond underwritings. Rachael moved to UBS Private Wealth Management in 1997, where she became the Director of Fixed Income Trading and Managed Rates Products for the Private Wealth Division. She formed her partnership with Ron Basu at Lehman Brothers prior to joining Morgan Stanley in 2008.
Rachael earned her B.S. in public accounting from Mercy College.
Financial Times 400 Top Financial Advisors
Source: ft.com (Awarded Apr 2020) Data compiled by the Financial Times based on time period from 6/30/16 - 6/30/19.
2015-2016 Barron's Top 100 Women Financial Advisors
Source: Barrons.com (Awarded June 2015-2016). Data compiled by Barron's based on 12-month period concluding in Mar of the year the award was issued.
Securities Agent: AZ, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY, CA, AK, AL, AR; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1261849
NMLS#: 1261849
About Matthew Nash
A member of Team Global since 2010, Matt Nash advises clients on private investing opportunities, pre- and post-liquidity planning and diversification strategies. He serves as the team’s in-house authority on using Morgan Stanley’s technology tools to provide guidance to executives, entrepreneurs and the team’s next-generation clients.
Matt works closely with the firm’s Institutional Advisory Solutions business, providing targeted solutions to clients with concentrated stock positions including 10b5-1 plans, hedging strategies and other planning techniques.
Matt is also a Family Wealth Director, enabling him to provide guided access to experienced specialists across a broad range of family office disciplines. These include generational planning, wealth transfer, philanthropy management and Investing with Impact.
Matt earned his B.A. in finance from Emory University’s Goizueta Business School in 2009. He currently lives in Brooklyn with his wife and daughter.
Matt works closely with the firm’s Institutional Advisory Solutions business, providing targeted solutions to clients with concentrated stock positions including 10b5-1 plans, hedging strategies and other planning techniques.
Matt is also a Family Wealth Director, enabling him to provide guided access to experienced specialists across a broad range of family office disciplines. These include generational planning, wealth transfer, philanthropy management and Investing with Impact.
Matt earned his B.A. in finance from Emory University’s Goizueta Business School in 2009. He currently lives in Brooklyn with his wife and daughter.
Securities Agent: FL, DE, DC, CT, CO, CA, AZ, AR, AL, AK, OR, WY, SC, WV, WI, WA, VT, VI, VA, UT, TX, TN, SD, RI, PR, PA, OK, OH, NY, NV, NM, NJ, NH, NE, ND, NC, MT, MS, MO, MN, MI, ME, MD, MA, LA, KY, KS, IN, IL, ID, IA, HI, GA; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1373255
NMLS#: 1373255
About Bart Wyand
Bart Wyand joined Team Global in 2018 after more than two decades working as an institutional portfolio manager and trader. Bart now focuses on portfolio risk management, option hedging and tax efficient investing, and helps oversee the team’s global equity portfolio management business. Bart has earned Master's Club in 2025 for exceptional client service.
Bart began his career at Goldman Sachs, trading options and convertibles, first in the trading pits in Chicago, then upstairs in London. He went on to build and manage derivatives and convertible bond portfolios for two multibillion-dollar hedge funds, before returning to Goldman Sachs to run their convertible bond business.
Bart is a graduate of Bucknell University, and has earned Chartered Financial Analyst™, Certified Financial Planner, and Chartered Alternative Investment Analyst designations. He and his wife live in Greenwich, Connecticut with their two sons, one daughter, and dog. Bart is a Director and Executive Committee member of the Boys and Girls Club of Greenwich.
Bart began his career at Goldman Sachs, trading options and convertibles, first in the trading pits in Chicago, then upstairs in London. He went on to build and manage derivatives and convertible bond portfolios for two multibillion-dollar hedge funds, before returning to Goldman Sachs to run their convertible bond business.
Bart is a graduate of Bucknell University, and has earned Chartered Financial Analyst™, Certified Financial Planner, and Chartered Alternative Investment Analyst designations. He and his wife live in Greenwich, Connecticut with their two sons, one daughter, and dog. Bart is a Director and Executive Committee member of the Boys and Girls Club of Greenwich.
Securities Agent: WA, MI, VI, MD, OH, MA, DC, FL, VT, AZ, ME, AR, WY, UT, TX, NE, NC, NM, TN, NJ, OK, OR, PA, RI, PR, NV, MN, CT, GA, IA, HI, KY, CO, WI, VA, SD, SC, NY, NH, MT, MS, MO, KS, IN, IL, ID, DE, CA, AL, WV; General Securities Representative; Investment Advisor Representative
NMLS#: 1809627
NMLS#: 1809627
About Rohil Basu
A member of Team Global since 2021, Rohil Basu provides guidance to executives, entrepreneurs and the team’s next-generation clients. Rohil also works closely with the firm’s Institutional Advisory Solutions business, providing targeted solutions to clients with concentrated stock positions including 10b5-1 plans, hedging strategies and other diversification techniques.
Prior to joining Team Global, Rohil gained an understanding of complex financial modeling and analytics via Morgan Stanley’s Wealth Management Analyst Program. He earned his B.S. in Finance from NYU Stern Business School in 2018. He also completed his Master in International Affairs at the SIPA school at Columbia University.
Rohil lives in Manhattan and enjoys playing tennis and soccer.
Prior to joining Team Global, Rohil gained an understanding of complex financial modeling and analytics via Morgan Stanley’s Wealth Management Analyst Program. He earned his B.S. in Finance from NYU Stern Business School in 2018. He also completed his Master in International Affairs at the SIPA school at Columbia University.
Rohil lives in Manhattan and enjoys playing tennis and soccer.
Securities Agent: WI, WV, WY, AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, MD; General Securities Representative; Investment Advisor Representative
NMLS#: 2115909
NMLS#: 2115909
About David Fenning
A financial services industry veteran of nearly four decades, David Fenning has extensive experience in the fixed income arena, particularly with municipal bond investing. Drawing on his expansive knowledge of the tax-exempt market to create customized strategies, David oversees the team’s Municipal Bond portfolio management business. He works closely with the team’s clients to develop customized portfolios that align with their investment objectives, income needs and risk tolerances.
David started his career at Drexel Burnham Lambert and worked both for Credit Suisse and UBS for a combined total of 25 years in Wealth Management. He earned his MBA from the W.A. Franke College of Business at Northern Arizona University. David enjoys spending his free time cycling.
David started his career at Drexel Burnham Lambert and worked both for Credit Suisse and UBS for a combined total of 25 years in Wealth Management. He earned his MBA from the W.A. Franke College of Business at Northern Arizona University. David enjoys spending his free time cycling.
Securities Agent: VT, WA, WI, WV, WY, AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, HI, TN, TX, UT, VA, VI; General Securities Representative; Investment Advisor Representative
NMLS#: 1889136
NMLS#: 1889136
About Stuart Dubson
Drawing on three decades of trading and investment planning experience, Stuart Dubson brings an extensive knowledge of convertibles and equity options to the service of the team’s clients. Stuart serves as Team Global’s chief equity strategist.
After receiving his B.B.A. in accounting from Hofstra in 1978, Stuart began his professional accounting career at Shapiro, Taxon and Koppell. He went back to Hofstra to earn an MBA, and moved to Elliot Associates, LP as a portfolio manager/trader in convertible arbitrage, risk arbitrage and special situations. Stuart continued to focus on convertible arbitrage trading, strategies and portfolio management at various other firms. He served as Managing Director at Millennium Partners, as Managing General Partner and CIO at Sparta Partners, and as Portfolio Manager at DellaCamera Capital Management. He joined Team Global in 2011.
After receiving his B.B.A. in accounting from Hofstra in 1978, Stuart began his professional accounting career at Shapiro, Taxon and Koppell. He went back to Hofstra to earn an MBA, and moved to Elliot Associates, LP as a portfolio manager/trader in convertible arbitrage, risk arbitrage and special situations. Stuart continued to focus on convertible arbitrage trading, strategies and portfolio management at various other firms. He served as Managing Director at Millennium Partners, as Managing General Partner and CIO at Sparta Partners, and as Portfolio Manager at DellaCamera Capital Management. He joined Team Global in 2011.
About Daniel O'Connor
Daniel Joined Team Global in June 2024, where he is an Investment Consultant-Portfolio Manager Associate, and has over a decade of experience in the Municipal Bond space covering institutional and high net worth retail accounts. Daniel most recently came from the Advisory Fixed Income desk at Morgan Stanley, where he partnered with advisors to develop custom strategies and provide ongoing portfolio management expertise since 2017. Currently he is responsible for the development, maintenance and oversight of the investment strategy and asset allocation for clients of Team Global.
Daniel currently holds FINRA Series 7, 52, 66, and 63 licenses. He graduated from Elon University with a Bachelor’s of Science in Accounting and lives in Morristown, New Jersey. In his spare time he enjoys golfing, watching the New York Giants and spending time with his twin boys.
Daniel currently holds FINRA Series 7, 52, 66, and 63 licenses. He graduated from Elon University with a Bachelor’s of Science in Accounting and lives in Morristown, New Jersey. In his spare time he enjoys golfing, watching the New York Giants and spending time with his twin boys.
About Anne Lin
Anne Lin draws on over 19 years of financial industry experience to help manage the team’s client relationships. With an extensive knowledge of the firm’s operational procedures and policies and investment platform, she helps deliver the firm’s capabilities in a personalized fashion to our clients. She works closely with the financial advisors and portfolio management team to execute asset allocation strategies as well as supporting trading in commodities, foreign exchange, and fixed income. She began her career on Wall Street as an operational analyst at Lehman Brothers, working in the mortgage principal and interest division for institutional clients, and later worked as trade support for government bond traders.
Anne graduated with high honors from Rutgers College in 2001. She earned a dual B.A. in economics and English and was a Phi Beta Kappa member. Anne currently lives in Scarsdale with her husband and son where she enjoys cooking, SoulCycle classes, and spending time with family and friends.
Anne graduated with high honors from Rutgers College in 2001. She earned a dual B.A. in economics and English and was a Phi Beta Kappa member. Anne currently lives in Scarsdale with her husband and son where she enjoys cooking, SoulCycle classes, and spending time with family and friends.
About Alice Kim
Alice Kim joined Morgan Stanley Private Wealth Management in 2008 and is currently the Vice President as well as the team’s chief of staff. Alice is the primary lead on the team for equities, options, and syndicate trading across all of the client portfolios, and also helps to oversee asset allocation implementation, portfolio monitoring, and all client reporting. Prior to joining Morgan Stanley, Alice worked in institutional equity sales and trade support at Lehman Brothers.
Alice graduated from the University of Maryland with a bachelor’s degree in Finance. She currently resides in Manhattan and enjoys traveling, cooking, and DanceBody.
Alice graduated from the University of Maryland with a bachelor’s degree in Finance. She currently resides in Manhattan and enjoys traveling, cooking, and DanceBody.
About Nicholas Otis
Nick joined Team Global in 2018, where he focuses on portfolio construction, investment management, and financial planning for ultra-high-net-worth individuals, families, and corporate executives. Through his experience working closely with Team Global’s clients, Nick has developed deep knowledge in creating personalized investment strategies that align with clients’ financial goals and long-term priorities.
Beyond client-facing work, Nick supports the team by conducting manager due diligence, investment research, and portfolio analysis. His goal is to provide thoughtful, customized solutions that help clients navigate the complexities of wealth management.
Nick graduated with a degree in Economics from Rollins College and recently moved to Greenwich, CT.
When he’s not working, Nick enjoys skiing, cooking, hiking, and staying active through exercise.
Beyond client-facing work, Nick supports the team by conducting manager due diligence, investment research, and portfolio analysis. His goal is to provide thoughtful, customized solutions that help clients navigate the complexities of wealth management.
Nick graduated with a degree in Economics from Rollins College and recently moved to Greenwich, CT.
When he’s not working, Nick enjoys skiing, cooking, hiking, and staying active through exercise.
About James Newman
James joined Team Global in 2020, where he is currently a Private Wealth Management Analyst. He is a recent graduate from Fordham University with a degree in finance, and prior to joining Morgan Stanley spent several years at Gabelli Asset Management Company. He currently resides in Manhattan and enjoys golfing in his free time.
About Maleigh Dunne
Maleigh joined Morgan Stanley in 2023 as a Client Service Associate for Team Global. She graduated from the Gabelli School of Business at Fordham University with a degree in Applied Accounting and Finance with a concentration in Alternative Investments.
Maleigh now resides in Manhattan and enjoys cooking, Pilates, and spending time with her family and friends.
Maleigh now resides in Manhattan and enjoys cooking, Pilates, and spending time with her family and friends.
About Jaiyong Park
Jaiyong is a recent graduate from Baruch College, and joined Team Global as a Client Service Associate in June of 2020. He currently resides in New York City.
About Spencer Notarianni
Spencer joined Team Global in 2022 as a Client Service Associate. He is a graduate of the College of the Holy Cross where he studied Economics and Political Science and was a member of the Division 1 Rowing Team. Prior to joining Morgan Stanley he spent a year at Iownit Capital and Markets in Houston, Texas, and spent time on Capitol Hill. Spencer now resides in Manhattan.
About Sheryl Denniston
Sheryl joined Team Global in 2014. As a Senior Client Service Associate, she is one of the team leaders on all client service and team operations. Prior to joining Morgan Stanley, Sheryl previously worked at Bear Stearns as part of the New York Branch Administration team.
Sheryl graduated from SUNY Albany with a bachelor’s degree in finance. She currently resides in Brooklyn, and enjoys traveling and spending time with friends and family.
Sheryl graduated from SUNY Albany with a bachelor’s degree in finance. She currently resides in Brooklyn, and enjoys traveling and spending time with friends and family.
About Lisette Montalvo
Drawing on over 20 years of client service experience with the team, Lisette is a Senior Client Service Associate who is one of the team leaders on all client service and team operations. Lisette also focuses on international client operations and onboarding.
Lisette graduated from Queens College with a bachelor’s degree in sociology. She currently resides in Queens with her husband and two young children.
Lisette graduated from Queens College with a bachelor’s degree in sociology. She currently resides in Queens with her husband and two young children.
About Sydney Gilbert
Sydney joined Morgan Stanley Private Wealth Management and Team Global in October of 2018. Within her current role as a Private Wealth Management Analyst. Sydney focuses on managing money movements, client interactions, account maintenance, and operational support. Prior to joining the team she served as both a Wealth Management Intern and Client Service Associate within Morgan Stanley.
She graduated from Florida State University with a bachelor’s degree in Finance. Sydney currently resides in Miami and outside of work enjoys cooking, yoga, and spending time with friends and family.
She graduated from Florida State University with a bachelor’s degree in Finance. Sydney currently resides in Miami and outside of work enjoys cooking, yoga, and spending time with friends and family.
About Sarah Babcock
Sarah joined Team Global in December of 2021, where she currently is a Registered Client Service Associate. Within the Team, she provides a broad range of essential support services to clients with a primary focus on Equity Financial Services. Sarah started her Wealth Management career at Morgan Stanley in 2017 working in the Boston and Beverly Hills branches.
Sarah graduated from Bentley University with a bachelor’s degree in finance and a health and industry minor. Originally from Upstate New York, Sarah currently resides in Manhattan and enjoys skiing, cooking and spending time with her family and friends. Fl
Sarah graduated from Bentley University with a bachelor’s degree in finance and a health and industry minor. Originally from Upstate New York, Sarah currently resides in Manhattan and enjoys skiing, cooking and spending time with her family and friends. Fl
About Nicholas Lister
Nicholas Lister joined Team Global in 2023 as a Client Service Associate. He is a graduate of Manhattan College where he obtained his bachelor’s degree in Finance. A New Jersey native currently residing in Park Ridge, Nick enjoys playing soccer and hanging out with friends/family during his free time.
About Adam Latif
Adam began with Morgan Stanley in 2021 and joined Team Global at the start of 2024. He engages with executives interested in financial advice, monitors the team's relationships, develops 10b5-1 trading plans, and supports the team’s ongoing business development.
Prior to joining Team Global, Adam was a Rotational Analyst and worked on 3 teams within Morgan Stanley’s Home Office:
• Tailored Lending – Conducted diligence and supported the underwriting process for loans to UHNW clients
• Practice Management – Helped teams optimize their business model and adopt best practices
• Strategy & Execution – Analyzed data from pilot programs and created client-facing materials
Adam earned his B.E. in Mechanical Engineering from Stevens Institute of Technology in 2022 and currently lives in Hoboken, NJ. He is passionate about cars and watches. He holds the Series 7 and Series 66 license designations.
Prior to joining Team Global, Adam was a Rotational Analyst and worked on 3 teams within Morgan Stanley’s Home Office:
• Tailored Lending – Conducted diligence and supported the underwriting process for loans to UHNW clients
• Practice Management – Helped teams optimize their business model and adopt best practices
• Strategy & Execution – Analyzed data from pilot programs and created client-facing materials
Adam earned his B.E. in Mechanical Engineering from Stevens Institute of Technology in 2022 and currently lives in Hoboken, NJ. He is passionate about cars and watches. He holds the Series 7 and Series 66 license designations.
About Megan Stannard
Megan joined Team Global in July of 2024, where she currently is a Wealth Management Analyst. Within the team, she primarily focuses on Executive Financial Services. Megan started her career in Wealth Management at Morgan Stanley in 2021 working in the Philadelphia complex.
Megan graduated from Elon University with a bachelor’s degree in finance. Megan currently resides in Manhattan and enjoys baking, yoga and spending time with her friends and family.
Megan graduated from Elon University with a bachelor’s degree in finance. Megan currently resides in Manhattan and enjoys baking, yoga and spending time with her friends and family.
About Sarah Kasun
Sarah joined Morgan Stanley in 2020 as the Executive Assistant for Team Global. Sarah was a team captain for her Division 1 lacrosse team at the University of Denver, where she graduated with a degree in business administration. She then went on to get her Master’s degree in marketing from Durham University in the United Kingdom. Sarah currently resides in Manhattan.
About Quinn Coughlin
Quinn joined Team Global in 2024, where he is on the Portfolio Management Team. He earned his MBA at Binghamton University concentrating in Quantitative Finance, after gaining industry experience at Bloomberg on the corporate actions data desk and the Intercontinental Exchange in corporate finance. Residing in Queens, Quinn enjoys cooking and traveling in his free time.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Investing in the market entails the risk of market volatility. The value of all types of investments may increase or decrease over varying time periods. The returns on a portfolio consisting primarily of sustainable or impact investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because sustainability and impact criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Asset Allocation does not assure a profit or protect against loss in declining financial markets.
The securities/instruments, investments and investment strategies discussed on this website may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website may not necessarily reflect those of Morgan Stanley Smith Barney LLC (“Morgan Stanley”). This website and its associated content are intended for U.S. residents only.
Morgan Stanley and its Private Wealth Advisors do not provide tax or legal advice. Visitors to this website should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Morgan Stanley Private Wealth Advisers may only transact business in states where they are registered or excluded or exempted from registration. Transacting business, follow-up and individualized responses involving either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where Morgan Stanley Private Wealth Advisers are not registered or excluded or exempt from registration.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
See the Financial Advisors Biographies for Registration and Licensing information.
Certified Financial Planner™ Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP® Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management Analyst® (with graph element)®, and Certified Investment Management Analyst® .
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.
Lifestyle Advisory Services: Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Awards Disclosures
1Investing in the market entails the risk of market volatility. The value of all types of investments may increase or decrease over varying time periods. The returns on a portfolio consisting primarily of sustainable or impact investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because sustainability and impact criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Asset Allocation does not assure a profit or protect against loss in declining financial markets.
The securities/instruments, investments and investment strategies discussed on this website may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website may not necessarily reflect those of Morgan Stanley Smith Barney LLC (“Morgan Stanley”). This website and its associated content are intended for U.S. residents only.
Morgan Stanley and its Private Wealth Advisors do not provide tax or legal advice. Visitors to this website should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Morgan Stanley Private Wealth Advisers may only transact business in states where they are registered or excluded or exempted from registration. Transacting business, follow-up and individualized responses involving either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where Morgan Stanley Private Wealth Advisers are not registered or excluded or exempt from registration.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
See the Financial Advisors Biographies for Registration and Licensing information.
Certified Financial Planner™ Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP® Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management Analyst® (with graph element)®, and Certified Investment Management Analyst® .
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.
Lifestyle Advisory Services: Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Awards Disclosures
CRC 4237142 (02/2025)
