John M Geelan
North Anchor Group at Morgan Stanley
Direct:
(952) 475-4300(952) 475-4300
Toll-Free:
(800) 433-0147(800) 433-0147
Our Mission Statement
Our goal is to be your dedicated Financial Advisor through our professional knowledge, integrity, and personalized service.
Welcome
For the North Anchor Group at Morgan Stanley, creating a seamless, relationship-driven client experience is our highest priority. We take great pride in the lasting bonds we've built with clients over our decades of combined experience in wealth management. To us, you are so much more than your financial statements, family balance sheets, and investment portfolios. You have unique goals for your career, your family, your charitable giving, your retirement, and so much more - your finances are just a means to achieve them.
Far from building cookie-cutter investment strategies, we take the time to sit down with you to build a deeper understanding of the objectives that drive you to succeed. We begin with a straightforward dialogue, devoid of financial jargon, that clearly lays out what you can expect from our team moving forward. From there, we develop a collaborative plan - in tandem with your tax professionals, estate planning attorneys, etc. - that puts you in the best position possible to achieve your goals.
When developing a strategy, we rely on the deep subject-matter professionals we've built our team around. From financial planning and alternative investments, to equity compensation, stock concentration, and much more, each Financial Advisor on our team brings a focused skillset to the table. Maintaining a long-term relationship with our clients drives us to provide exemplary service, knowledge, and individualized strategies designed to help meet their needs. We believe the many relationships we've built with our clients speak to the success of that strategy.
If you are interested in working with our team, or would simply like to learn more about us, click the "Contact Us" link at the top of this page, give us a call, or take a look at our newsletter by clicking the link below.
Far from building cookie-cutter investment strategies, we take the time to sit down with you to build a deeper understanding of the objectives that drive you to succeed. We begin with a straightforward dialogue, devoid of financial jargon, that clearly lays out what you can expect from our team moving forward. From there, we develop a collaborative plan - in tandem with your tax professionals, estate planning attorneys, etc. - that puts you in the best position possible to achieve your goals.
When developing a strategy, we rely on the deep subject-matter professionals we've built our team around. From financial planning and alternative investments, to equity compensation, stock concentration, and much more, each Financial Advisor on our team brings a focused skillset to the table. Maintaining a long-term relationship with our clients drives us to provide exemplary service, knowledge, and individualized strategies designed to help meet their needs. We believe the many relationships we've built with our clients speak to the success of that strategy.
If you are interested in working with our team, or would simply like to learn more about us, click the "Contact Us" link at the top of this page, give us a call, or take a look at our newsletter by clicking the link below.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Investment Insights
We're here to help you navigate the current market and how it may effect your portfolio. These resources are intended to distill complex financial analysis and research into concise and easily digestible content. The links below offer insight into the modern market and economic landscape with articles and easily accessible tools.
2024 & 2025 Tax Tables
As tax season approaches, staying informed about the latest updates is essential for effective financial planning. Please see below for attached 2024 and 2025 Tax Tables in PDF format.
View 2024 & 2025 Tax Tables
Total Wealth View
It's hard to see the full picture with only half of the details. As a Morgan Stanley client, you can now conveniently view your accounts from other financial institutions on Morgan Stanley Online or by using the Morgan Stanley Mobile App, giving you a more complete financial picture.
Learn More About Total Wealth View
GIC Weekly
The Global Investment Committee's Lisa Shalett headlines this weekly look at markets, asset class performance, and fixed income insights.
Read This Week's Report
Wealth Management Capabilities
We help clients achieve their financial goals through tailored strategies and personalized advice.
Learn More
On the Markets
Monthly market commentary from Morgan Stanley's thought leaders on topics like global equities, fixed income, monetary policy and more.
Read This Month's Report
Alternative Investments
Our robust alternatives platform may help qualified investors enhance returns, reduce volatility, increase tax-efficiency and generate income.*
*Disclaimer: Alternative investments are often speculative and include a high degree of risk. Investors can lose all or a substantial amount of their investment. They may be highly illiquid, can engage in leverage, short-selling and other speculative practices that may increase volatility and the risk of loss, and may be subject to large investment minimums and initial lock-ups. They may involve complex tax structures, tax inefficient investing and delays in distributing important tax information. They may have higher fees and expenses that traditional investments, and such fees and expenses can lower the returns achieved by investors.
Alternatives Brochure*Disclaimer: Alternative investments are often speculative and include a high degree of risk. Investors can lose all or a substantial amount of their investment. They may be highly illiquid, can engage in leverage, short-selling and other speculative practices that may increase volatility and the risk of loss, and may be subject to large investment minimums and initial lock-ups. They may involve complex tax structures, tax inefficient investing and delays in distributing important tax information. They may have higher fees and expenses that traditional investments, and such fees and expenses can lower the returns achieved by investors.
Our Process, Your Journey
1. Initial Conversation
We begin with an informal conversation to understand your financial concerns and determine how we can add value. We then schedule a Discovery Meeting and request copies of important financial documents so we can review them in advance.
2. Discovery Meeting
We learn about the values that shape your decisions and identify any special circumstances in your life during this in-depth convesation. Our priority is getting to know you - your goals, needs, and challenges. With the information we attain, we create a comprehensive and customized Wealth Management Plan.
3. Analysis
We utilize a variety of planning and risk analysis tools to assess your current financial positioin. We then develop a Wealth Management Plan that is uniquely yours, aligning your goals with individualized strategies.
4. Plan Presentation
We meet with you to present your Wealth Managment Plan in detail. Your Plan includes investment recommendations and other valuable strategies. These may include solutions to help reduce risk, minimize the impact of taxes, and achieve your estate planning and legacy goals.
5. Plan Implementation
Upon your approval, we begin the disciplined process of executing your plan. We often collaborate with specialized professionals in key areas, as well as your CPA and estate attorney, to help ensure transparencey and lead to cohesive implementation.
6. Ongoing Service & Care
We meet with you regularly to provide updates and keep your plan on track to achieve your goals. Committed to best-in-class service, we focus on developing a relationship that provides exceptional value to you, your business, and your family.
Understanding Your Options
Companies often reward employees with stock options or restricted stock. These are valuable benefits that can go a long way towards enhancing your future financial security. For many employeees, stock options seem increasingly complex which prevents them from taking full advantage of their options. Below are some questions you may be asking yourself along with a few helpful resources to consider. We can help you make informed decisions when it comes to: nonqualified stock options (NSQO); incentive stock options (ISO); performance share units (PSU); restricted stock units (RSU) and awards (RSA); optimizing investment performance; managing risk and provide diversification; financing a major acquisition, and more.
- What factors should I consider when deciding when to exercise my options?
- How are my options taxed when I exercise them?
- What happens to my options if I leave the company?
- How does a 10b5-1 plan protect me against violating trading rules?
- How easy is it to set-up a plan?
- When is the right time to set up a 10b5-I diversification plan?
- When can I enroll in my company's ESPP?
- What will the purchase price be at the end of the offering period?
- How and when are ESPP shares taxed?
- Can I transfer my ESPP shares to another investment account?
- How much company stock does it make sense to own given my risk profile and objectives?
- What percent of my net worth or portfolio should be made up of company stock?
- What is the most tax-efficient way to diversify my concentrated position?
- What are my diversification options given my restricted company status?
Stock Options
10b5-1 Plans
Employee Stock Purchase Plan (ESPP)
Diversifying Concentrated Company Stock
Do You Understand Your Equity Award Plan
Many employers offer equity plans as part of their employee benefit package. Types of equity awards include non-qualified options (NQSO), incentive stock options (IS0), restricted stock units (RSU) and awards (RSA), and performance share units (PSU).
2025 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2025) Data compiled by SHOOK Research LLC based for the period from 3/31/23-3/31/24.
Awards Disclosures
CFP® Professionals
The CERTIFIED FINANCIAL PLANNER™ certification identifies those individuals who have met the experience, rigorous coursework, and ethical requirements necessary to have passed the challenging CFP® exam. To become a CFP® professional, candidates must also agree to meet ongoing continuing education requirements.
2024 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2024) Data compiled by SHOOK Research LLC based for the period from 3/31/22-3/31/23.
Awards DisclosuresAlternative Investments Director
To become an Alternative Investments Director at Morgan Stanley, advisors must exhibit an in-depth knowledge of "alternative" investment strategies, have a sterling compliance record, and routinely participate in continuing education and training events pertaining to alternatives.
2023 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2023) Data compiled by SHOOK Research LLC based on time period from 3/31/21-3/31/22.
Awards Disclosures
Stock Plan Director
Stock Plan Directors must exhibit subject-matter expertise on the unique nuances that come with equity compensation. This internal designation means our team has extensive experience working with clients that receive equity compensation in its various forms.
Location
445 Lake Street East
Suite 320
Wayzata, MN 55391
US
Direct:
(952) 475-4300(952) 475-4300
Toll-Free:
(800) 433-0147(800) 433-0147
Meet North Anchor Group
Daniel Anderson
Glynne Bassi
John D Naslund
Lisa Kos
Wealth Management Associate
Phone:
(952) 475-4392(952) 475-4392
Lisa Lauson
Registered Client Relationship Analyst
Phone:
(952) 475-4340(952) 475-4340
Jeremy Mitchell
Registered Client Relationship Analyst
Phone:
(952) 475-4331(952) 475-4331
Sam Geelan
Client Relationship Analyst
Phone:
(952) 475-4114(952) 475-4114
About Lisa Kos
Lisa was born in Chicago, Illinois, but has spent most of her life in Minnesota, residing in Eagan for the past 37 years. She is a graduate of the University of Wisconsin - Eau Claire.
Lisa has been working in the financial services industry since 2000, primarily in sales, supervisory, and support roles. In 2013 she joined Morgan Stanley - first as a Client Service Associate, then as a Portfolio Associate, and is currently a Wealth Management Associate with the North Anchor Group. Lisa is always ready to assist clients in any way that they need, consistently delivering exceptional client service.
Lisa has two adult children, Rachel and Ryan, and four beloved grandchildren. Lisa enjoys being active in her community, frequently participating in volunteer opportunities through Morgan Stanley. She has proudly worked in support of Second Harvest, and Loaves and Fishes, among others.
During her spare time, Lisa enjoys long walks with her 5-year-old golden retriever, Penny Lane, summer weekends spent at Mille Lacs, and quality time with her children, grandchildren, and close friends.
Lisa has been working in the financial services industry since 2000, primarily in sales, supervisory, and support roles. In 2013 she joined Morgan Stanley - first as a Client Service Associate, then as a Portfolio Associate, and is currently a Wealth Management Associate with the North Anchor Group. Lisa is always ready to assist clients in any way that they need, consistently delivering exceptional client service.
Lisa has two adult children, Rachel and Ryan, and four beloved grandchildren. Lisa enjoys being active in her community, frequently participating in volunteer opportunities through Morgan Stanley. She has proudly worked in support of Second Harvest, and Loaves and Fishes, among others.
During her spare time, Lisa enjoys long walks with her 5-year-old golden retriever, Penny Lane, summer weekends spent at Mille Lacs, and quality time with her children, grandchildren, and close friends.
About Lisa Lauson
Lisa is originally from southeastern Wisconsin, growing up just a few miles from Lake Michigan. She attended the University of Wisconsin - Whitewater where she earned her BBA in Finance. Lisa’s professional career began in the banking industry. She also worked in computer software consulting and for a mutual fund company.
Lisa and her husband, Joseph, relocated to Minneapolis in 1997 and shortly thereafter she retired to stay home and raise their two children. During those years Lisa was heavily involved in various volunteer organizations – church, school, and community. Upon returning to the workforce, Lisa was with a senior living community up until she joined Morgan Stanley in November 2022. Lisa is committed to getting to know the clients of the North Anchor Group and providing them exceptional client service.
Lisa and her husband currently live in Edina with their rescue dog, Buster. They have two adult children. Their daughter lives in Los Angeles. She is a freelance musician and music educator. Their son lives in Minneapolis. He is a personal trainer and lacrosse coach. Lisa has a passion for community service and helping those in need. She enjoys long walks outdoors, perennial gardening, cooking, and traveling to National Parks.
Lisa and her husband, Joseph, relocated to Minneapolis in 1997 and shortly thereafter she retired to stay home and raise their two children. During those years Lisa was heavily involved in various volunteer organizations – church, school, and community. Upon returning to the workforce, Lisa was with a senior living community up until she joined Morgan Stanley in November 2022. Lisa is committed to getting to know the clients of the North Anchor Group and providing them exceptional client service.
Lisa and her husband currently live in Edina with their rescue dog, Buster. They have two adult children. Their daughter lives in Los Angeles. She is a freelance musician and music educator. Their son lives in Minneapolis. He is a personal trainer and lacrosse coach. Lisa has a passion for community service and helping those in need. She enjoys long walks outdoors, perennial gardening, cooking, and traveling to National Parks.
About Jeremy Mitchell
Jeremy is from Orono, Minnesota. He attended the University of Minnesota and began his professional career at Fidelity Investments spending five years in the wealth management field. His curiosity and drive to explore new challenges led him into reinsurance, where he was a property catastrophe broker at Howden Re. But it was his passion for wealth management and the difference he can make in people’s lives that brought him back to the industry.
Jeremy has lived in Minnesota his entire life and continues to call Orono home. In August 2025, he joined Morgan Stanley and the North Anchor Group, where he brings a client first mindset and a genuine passion for helping people feel empowered in their financial decision making and achieving their goals.
Jeremy lives with his wife, Holly, and their dog, Winnie. Outside of work, you’ll likely find Jeremy cheering on the Minnesota Vikings, carving turns on the slopes or in the water, diving into a competitive board game or playing pickup sports with friends. He also loves planning his next trip to visit family or explore somewhere new. He has a strong passion for financial literacy and believes in the importance of giving back. For Jeremy, life is all about meaningful connections with family, friends, and the community.
Jeremy has lived in Minnesota his entire life and continues to call Orono home. In August 2025, he joined Morgan Stanley and the North Anchor Group, where he brings a client first mindset and a genuine passion for helping people feel empowered in their financial decision making and achieving their goals.
Jeremy lives with his wife, Holly, and their dog, Winnie. Outside of work, you’ll likely find Jeremy cheering on the Minnesota Vikings, carving turns on the slopes or in the water, diving into a competitive board game or playing pickup sports with friends. He also loves planning his next trip to visit family or explore somewhere new. He has a strong passion for financial literacy and believes in the importance of giving back. For Jeremy, life is all about meaningful connections with family, friends, and the community.
About Sam Geelan
Sam Geelan joined Morgan Stanley in May 2025. He graduated from High Point University in 2020 and has since gained valuable experience in business development and financial services. Prior to joining Morgan Stanley, Sam worked in business development at an equipment leasing and financing firm in the Twin Cities suburbs and as an internal wholesaler at Jackson National in Franklin, Tennessee.
Currently, Sam is completing his securities licenses and once registered, he will serve clients with the North Anchor Group. He is eager to contribute to the team’s commitment to personalized wealth management and a client-first experience.
Sam is passionate about helping clients pursue their most important financial goals, whether planning for retirement, achieving financial freedom, supporting family priorities, or engaging in charitable giving. He combines his skills with the teams' comprehensive experience and relationship-driven approach to deliver exceptional service.
Outside of work, Sam enjoys spending time with family and friends, working out, wake surfing, golfing, hunting, fishing, and playing pickleball. He values his Christian faith and is a lifelong Minnesota Vikings fan, enjoying games with his father, John, and close friends, always hopeful for a Super Bowl victory.
Currently, Sam is completing his securities licenses and once registered, he will serve clients with the North Anchor Group. He is eager to contribute to the team’s commitment to personalized wealth management and a client-first experience.
Sam is passionate about helping clients pursue their most important financial goals, whether planning for retirement, achieving financial freedom, supporting family priorities, or engaging in charitable giving. He combines his skills with the teams' comprehensive experience and relationship-driven approach to deliver exceptional service.
Outside of work, Sam enjoys spending time with family and friends, working out, wake surfing, golfing, hunting, fishing, and playing pickleball. He values his Christian faith and is a lifelong Minnesota Vikings fan, enjoying games with his father, John, and close friends, always hopeful for a Super Bowl victory.
Wealth Management
Global Investment Office
Portfolio Insights
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Rational Investing in an Age of Uncertainty
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Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
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Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact North Anchor Group today.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
7Municipal bonds may not be appropriate for all investors. Income generated from an investment in a municipal bond is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) and its Financial Advisors and Private Wealth Advisors do not provide any tax/legal advice. Consult your own tax/legal advisor before making any tax or legal-related investment decisions.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
7Municipal bonds may not be appropriate for all investors. Income generated from an investment in a municipal bond is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) and its Financial Advisors and Private Wealth Advisors do not provide any tax/legal advice. Consult your own tax/legal advisor before making any tax or legal-related investment decisions.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025)
