James M Schneiderman, CRPS®
Executive Director, Wealth Management,
Financial Advisor,
Portfolio Management Director,
Family Wealth Director,
Global Sports and Entertainment Director
Direct:
(310) 205-4701(310) 205-4701
Toll-Free:
(888) 499-0722(888) 499-0722
My Mission Statement
Empowering wealthy clientele to make more enriching decisions
About James M. Schneiderman
James Schneiderman runs an awarded wealth management practice from the Beverly Hills, CA branch at Morgan Stanley. Serving high net worth clients in major metropolitan areas including Los Angeles, New York City, San Francisco, Washington, DC and throughout Southern California, James personally manages hundreds of millions of dollars for a private client base he calls his second family.
James and his staff in the Beverly Hills office are best described as a boutique wealth management team at a global financial institution that offers family office wealth management and investment services to high net worth individuals and families throughout the United States.
Forbes Magazine has repeatedly ranked James Schneiderman a top advisor, naming him to the Forbes Best In State Wealth Managers list (2018 - 2021) as well as ranking James in the Forbes list of America’s Top Next Generation Wealth Advisors (2017 - 2020). In addition to Forbes, James was named a Financial Times Top Advisor in 2015 in the FT 401 Rankings, and most recently On Wall Street Magazine named him in their 2019 listing of Top 40 Advisors Under 40.
Prior to Morgan Stanley, James worked in government relations for an advocacy group representing Fortune 500 companies pursuing their international tax, trade, and finance policy interests before the federal government and members of the foreign diplomatic corps. He received his MA from The Middlebury Institute for International Studies, and his BA from The Citadel, The Military College of South Carolina.
James is an American literature enthusiast with a particular affinity for the works of John Steinbeck. In May 2014 he was cited by Financial Advisor IQ, a Financial Times publication, in “Books That Changed Advisors' Lives” for his appreciation of Steinbeck’s writing and its impact on his success as a Financial Advisor. James finds joy in random acts of charitable giving, yet he is also personally committed to supporting veteran-related charities in honor of his friend and college roommate, a Marine killed in action in 2006 while serving in Operation Iraqi Freedom.
James and his staff in the Beverly Hills office are best described as a boutique wealth management team at a global financial institution that offers family office wealth management and investment services to high net worth individuals and families throughout the United States.
Forbes Magazine has repeatedly ranked James Schneiderman a top advisor, naming him to the Forbes Best In State Wealth Managers list (2018 - 2021) as well as ranking James in the Forbes list of America’s Top Next Generation Wealth Advisors (2017 - 2020). In addition to Forbes, James was named a Financial Times Top Advisor in 2015 in the FT 401 Rankings, and most recently On Wall Street Magazine named him in their 2019 listing of Top 40 Advisors Under 40.
Prior to Morgan Stanley, James worked in government relations for an advocacy group representing Fortune 500 companies pursuing their international tax, trade, and finance policy interests before the federal government and members of the foreign diplomatic corps. He received his MA from The Middlebury Institute for International Studies, and his BA from The Citadel, The Military College of South Carolina.
James is an American literature enthusiast with a particular affinity for the works of John Steinbeck. In May 2014 he was cited by Financial Advisor IQ, a Financial Times publication, in “Books That Changed Advisors' Lives” for his appreciation of Steinbeck’s writing and its impact on his success as a Financial Advisor. James finds joy in random acts of charitable giving, yet he is also personally committed to supporting veteran-related charities in honor of his friend and college roommate, a Marine killed in action in 2006 while serving in Operation Iraqi Freedom.
Securities Agent: MT, TX, WV, OR, IA, MD, WY, WA, VA, UT, TN, SC, PA, OK, OH, NY, NV, NM, NJ, NC, MO, MN, MI, MA, KS, IL, HI, GA, FL, DE, DC, CT, CO, CA, AZ, AR, AL; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1279042
CA Insurance License #: 0G00355
NMLS#: 1279042
CA Insurance License #: 0G00355
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Working With You
Where the science of financial decision making intersects with the unique personal and business circumstances of wealthy clientele, our team strives to empower clients with the information, resources and support to make more enriching financial decisions. This empowerment is born from two key concepts: (1) An in-depth understanding of each respective client we serve and what they care most about; and (2) Extensive education and experience in the sciences that apply to personal financial decisions in global markets.
Paramount are your goals for your family, your personal needs, and your understanding them allows us to serve you in a manner that goes beyond just financial figures. We then determine your time horizon for various key benchmarks and we gauge your risk tolerance, before devising an investment model aimed toward achieving your desired outcomes. We will assist you in updating your goals when appropriate providing a comprehensive organizational process that will help you simplify your life and navigate the unexpected ups and downs not merely of the financial markets, but of everyday life where finances are impacted.
We study investment trends and leverage this knowledge to help you develop a personalized investment strategy. For this reason, no two plans are exactly alike. Our focused approach to investing is founded in a disciplined, process that underpins how we work together.
Ultimately, we’ll be working with you to organize your life, simplify the planning process, and free up your time. It all begins when we first meet and becomes progressively more enriching and rewarding as we develop a strong, trust-based working relationship meant to last a lifetime. This means less reliance on hunches and opinions, greater confidence in decision-making and real plans for what to do under a range of different circumstances.
We are a team of driven individuals that naturally want to connect and understand others. Let us know how we can serve you.
Paramount are your goals for your family, your personal needs, and your understanding them allows us to serve you in a manner that goes beyond just financial figures. We then determine your time horizon for various key benchmarks and we gauge your risk tolerance, before devising an investment model aimed toward achieving your desired outcomes. We will assist you in updating your goals when appropriate providing a comprehensive organizational process that will help you simplify your life and navigate the unexpected ups and downs not merely of the financial markets, but of everyday life where finances are impacted.
We study investment trends and leverage this knowledge to help you develop a personalized investment strategy. For this reason, no two plans are exactly alike. Our focused approach to investing is founded in a disciplined, process that underpins how we work together.
Ultimately, we’ll be working with you to organize your life, simplify the planning process, and free up your time. It all begins when we first meet and becomes progressively more enriching and rewarding as we develop a strong, trust-based working relationship meant to last a lifetime. This means less reliance on hunches and opinions, greater confidence in decision-making and real plans for what to do under a range of different circumstances.
We are a team of driven individuals that naturally want to connect and understand others. Let us know how we can serve you.
Awards & Recognition
Forbes Best In State Wealth Advisors 2021
Click link for Press Release: Forbes Best in State Wealth Advisors 2021Top Financial Advisor Rankings
On Wall Street Top 40 Advisors Under 40Honors
Forbes U30 Summit: 2018 Panelist - Top Next Generation Wealth Advisors New-Age Marketing
Forbes Top Advisor Inaugural Summit: 2017 Panelist - Top Ranked Millennial Financial Advisors
Forbes U30 Summit: 2017 Speaker - Best Ideas from Top Ranked Next Generation Financial Advisors
Morgan Stanley Presidents Club
Smith Barney's Blue Chip Council
Forbes Top Advisor Inaugural Summit: 2017 Panelist - Top Ranked Millennial Financial Advisors
Forbes U30 Summit: 2017 Speaker - Best Ideas from Top Ranked Next Generation Financial Advisors
Morgan Stanley Presidents Club
Smith Barney's Blue Chip Council
Disclosures
2018, 2019, 2021Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2018, 2019, 2021). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
2017, 2018 Forbes America’s Top Next-Gen Wealth Advisors & Top Next-Gen Wealth Advisors Best-in-State (formerly referred to as Forbes America's Top Next-Gen Wealth Advisors, Forbes Top 1,000 Next-Gen Wealth Advisors, Forbes Top 500 Next Generation Wealth Advisors)
Source: Forbes.com (Awarded 2017, 2018). Data compiled by SHOOK Research LLC based on 12-month period concluding in Mar of the year the award was issued.
Financial Times 400 Top Financial Advisors
Source: ft.com (Awarded Mar 2015) Data compiled by the Financial Times based on time period from 9/30/13 - 9/30/14.
Source: Forbes.com (Awarded 2018, 2019, 2021). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
2017, 2018 Forbes America’s Top Next-Gen Wealth Advisors & Top Next-Gen Wealth Advisors Best-in-State (formerly referred to as Forbes America's Top Next-Gen Wealth Advisors, Forbes Top 1,000 Next-Gen Wealth Advisors, Forbes Top 500 Next Generation Wealth Advisors)
Source: Forbes.com (Awarded 2017, 2018). Data compiled by SHOOK Research LLC based on 12-month period concluding in Mar of the year the award was issued.
Financial Times 400 Top Financial Advisors
Source: ft.com (Awarded Mar 2015) Data compiled by the Financial Times based on time period from 9/30/13 - 9/30/14.
Philosophy of Giving Back as a Privilege
James believes that philanthropy and community involvement are privileges, rather than obligations, that his career has enabled him to enjoy meaningfully. He promotes a team culture that values and encourages volunteering and supporting charitable causes.
Supporting Causes Clients Care About
Supporting causes that clients care about, as well as philanthropic institutions associated with such causes, is a quintessential element of the relationship James Schneiderman and his team have with those they serve. The American Red Cross, Susan G. Komen for the Cure, Doctors Without Borders, The Wounded Warrior Project, Children's Cancer Research Fund and AIDS Lifecycle are just a few of the charities James and his team have participated in supporting collaboratively clients.
Honoring Family & Loved Ones Through Charity and Art
James established a private foundation that endeavors to support artists in Los Angeles in honor of his father. It was his late father’s dream to revive the arts communities in Hollywood and Los Angeles to the glamour and notoriety they had in the 1950's and 60's. Through his foundation, James hopes to help keep his father’s dream alive, by assisting entertainers, creative artists and those who help make the greater Los Angeles area a more inspiring and artistic place to live.
Client Service Team
Amanda Brock - Portfolio Associate
Phone:
(310) 205-4733(310) 205-4733
Email:Amanda.Brock@morganstanley.com
Amanda Brock is a Registered Client Service Associate at Morgan Stanley in Beverly Hills, where she oversees the operational, compliance and service-related processes for James Schneiderman and The Beverly Hills Group. She has nearly a decade of experience in the financial industry, and has earned the unwavering trust and confidence of both her team and the clients she serves.
Prior to joining the Beverly Hills Group at Morgan Stanley, Amanda served as a client associate with a top wealth management team at a local firm downtown Los Angeles. She joined her previous team immediately after graduating from college, and brought along the fresh insight to update processes and assist with streamlining the team's administrative tasks.
Amanda received a Bachelor's Degree in Accountancy from Northern Arizona University. She holds both the Series 7 and Series 66 licenses.
As a native Angeleno, Amanda enjoys spending time outdoors by hiking various trails around the city. One of her greatest climbs occurred in the YMCA charity event Rise to the Challenge, in which she has climbed the 1,664 steps (75 stories) for the past three years and counting. Amanda is an avid cook, who continues to pick up new techniques from her travels, most recently to Thailand and Indonesia. Amanda's passion for food can be attributed to all of the great cooks in her family, most notably her father, who was a chef. Amanda is also a huge Kings fan, and can frequently be found attending games at the Staples Center.
Prior to joining the Beverly Hills Group at Morgan Stanley, Amanda served as a client associate with a top wealth management team at a local firm downtown Los Angeles. She joined her previous team immediately after graduating from college, and brought along the fresh insight to update processes and assist with streamlining the team's administrative tasks.
Amanda received a Bachelor's Degree in Accountancy from Northern Arizona University. She holds both the Series 7 and Series 66 licenses.
As a native Angeleno, Amanda enjoys spending time outdoors by hiking various trails around the city. One of her greatest climbs occurred in the YMCA charity event Rise to the Challenge, in which she has climbed the 1,664 steps (75 stories) for the past three years and counting. Amanda is an avid cook, who continues to pick up new techniques from her travels, most recently to Thailand and Indonesia. Amanda's passion for food can be attributed to all of the great cooks in her family, most notably her father, who was a chef. Amanda is also a huge Kings fan, and can frequently be found attending games at the Staples Center.
Location
9665 Wilshire Blvd
Ste 600
Beverly Hills, CA 90212
US
Direct:
(310) 205-4701(310) 205-4701
Toll-Free:
(888) 499-0722(888) 499-0722
Fax:
(202) 905-2930(202) 905-2930
Wealth Management
From My Desk
James M. Schneiderman Named to Forbes Magazine's 2021 List of America's Best in State Wealth Advisors
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Mosaic
Explore ideas and inspiration with captivating, original lifestyle stories created exclusively for Morgan Stanley clients.
A Change of Greenery
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Wealth Management for Athletes and Entertainers
Understanding the unique financial challenges of athletes and entertainers and how they differ from one profession to the next, we deliver the experience and resources you need to help create and implement a comprehensive, multigenerational wealth management plan based on your needs, values and aspirations.
- Investment Management
- Wealth Transfer & Philanthropy
- Private Banking Solutions
- Family Governance & Wealth Education
- Lifestyle Advisory
Ready to start a conversation? Contact James M Schneiderman today.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
8Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
8Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
