The Warr Group | Tuscaloosa, AL | Rochester, NY | Morgan Stanley Wealth Management

The Warr Group Story

The Warr Group was created to deliver an unsurpassed experience to ultra-high net worth individuals, their families, foundations, and businesses. Founded on a culture of excellence and driven by global insight, the team’s professionals deliver the resources of Morgan Stanley within the context of an elite, boutique-style firm. Working with our clients, we identify the key issues and leverage our team’s experience as well as the resources of Morgan Stanley to deliver strategies and solutions, not products. Professional focus is a key ingredient in our success.

We provide clients with the finest financial thinking, products, and execution through tailored advice and world-class wealth management services. Our team cultures innovation, intellectual creativity, personal service, and entrepreneurial spirit to our clients, striving to deliver the best in our industry. As a Private Wealth Management team, we focus on the unique planning, governance, liability management and investing needs that accompany affluence.

We are dedicated to providing our clients with the resources needed for the enhancement of financial and social capital, and the optimization and preservation of their legacy.

THE WARR GROUP CORE FOUR
We are not conflicted when it comes to investing for our clients as we seek the optimal asset allocations for our clients as well as the most appropriate investments and companies to own. We bring consistency and discipline to the investment process and this helps clients have a greater level of confidence.

1. Our Clients Come First
2. We Prevail Together
3. Our Integrity is Not for Sale
4. Listening Creates Possibilities

As a result, The Warr Group at Morgan Stanley has become a destination for not only clients, but the Financial Advisors who serve them. Over the years, our team has attracted skilled Financial Advisors from both Morgan Stanley and other firms who seek an environment where they can reach their full potential.

If you are an experienced Financial Advisor who wants to learn more about the advantages of joining our team, we urge you to reach out at 205-344-8444 or thewarrgroup@morganstanley.com.

Services Include

Retirement Planning^Footnote1
Alternative Investments^Footnote2
Business Planning^Footnote3
Stock Plan Services^Footnote4
Professional Portfolio Management^Footnote5
Wealth Management^Footnote6
Cash Management and Lending Products^Footnote7
Philanthropic Management^Footnote8
Estate Planning Strategies^Footnote9
Executive Financial Services^Footnote10

Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*

INVESTING WITH DISCIPLINE

The hallmark of our wealth management process is a longstanding commitment to building customized solutions from the ground up, utilizing our experience, wisdom and the intellectual capital of Morgan Stanley. Our local investment team provides hands-on management of our clients’ assets. Unlike many advisors who leave much of the financial management to either a corporate team or digital platform, we personally customize and manage our clients’ investment solutions in-house. A stock can only perform as well as the company itself. Investing is about owning great businesses – sound, solid, operating businesses. Our investment team is a resource not only for The Warr Group but also for our clients; present at financial reviews and accessible to our clients.

1: Discovery

We begin with a conversation to understand your priorities. This is your opportunity to learn about us, as we get to know you. We then review your financial documents to fully understand your current financial situation.

2: Analysis

We utilize a variety of planning and risk analysis tools to identify appropriate solutions and then stress-test each recommendation before formalizing your custom plan.

3: Presentation

We present your plan in detail, which includes investment recommendations, as well as other strategies aimed at reducing risk, minimizing taxes, and achieving your estate planning goals. Based on our discussion, we will revise your plan accordingly.

4. Implementation

Upon your approval, we begin to implement each strategy. We collaborate with your CPA and estate attorney to help ensure continuity. We believe in full transparency and keep you involved each step of the way.

5: Ongoing Service

We meet with you regularly to track performance towards your goals, discuss changes in your life, and update our strategies as needed.

How We Help You Retire

You're an experienced Financial Advisor who has helped numerous clients plan for retirement, but what about you? Have you devoted the same attention to your own retirement?

At The Warr Group at Morgan Stanley, we have a solution for you to consider:
Think about doing what many other Financial Advisors from both Morgan Stanley and other firms have done. Join The Warr Group and put your transition plan into action.

Typically, the Financial Advisors who join us are 2-5 years away from retirement and concerned about:

Making certain their clients continue to receive the guidance and attention they deserve
Gaining the support that they and their partners need to finish their careers while maximizing the growth of their client assets
Creating a buyout plan that rewards them for the professionalism they've exhibited throughout their careers and continues for a known period of time.

Here is what several of our recruited Financial Advisors have to say about their experience with The Warr Group:

"When you're a two FA team with an assistant, you spend much of your time filing paperwork, making trades, and doing whatever is necessary to remain compliant. With The Warr Group, we have people who are incredibly adept at all these tasks and give me the freedom I need to spend time with clients and get to know their kids, attorneys, accountants, estate plans – in short, every aspect of their financial lives."

Matt Hillman
Senior Vice President Alternative Investment Director
Portfolio Management Director
Financial Planning Specialist
Houston, Texas

"It's only been a month since I made my move, but I'm already noticing several major differences:

I'm gaining access to alternative investments managers and opportunities that weren't available to me before
I was able to introduce a client to investment bankers and private equity specialists who could help him sell his $40 million business
Trading and operational responsibilities have been taken off my desk and I now have a Relationship Manager to communicate and follow up with clients, as necessary."

Jon Bancks
Financial Advisor
Family Wealth Director
Cedar Rapids, Iowa

"We're not burdened with administrative details that rob you of the time you need to interact with clients. We have teammates who are experts in alternatives and help us identify promising opportunities and determine which are appropriate for which client. Our clients are feeling as comfortable as we are, and several have actually told me, 'We were wondering what was going to happen if you left the business. We're so glad you did this!'"

Harvey Newton
Senior Vice President
Family Wealth Director
International Client Advisor
Financial Planning Specialist
Houston, Texas

"I was assigned to a pod consisting of two people dedicated to operations and two people focusing only on investments. As a result, I can spend all my time working with clients and prospecting for new business."

Greg Scott
Senior Vice President
Financial Advisor
Panama City, Florida

As you'll notice, the Financial Advisors we've recruited do not all live and work in Tuscaloosa, Alabama where our office is located. Our process accommodates Financial Advisors no matter where they practice. It involves thoughtfully partnering each of them with specialists on our team whom we believe are best suited to share and eventually inherit each client relationship. We also provide them with ample support so they can spend their time doing what they love and doing it with the support they need to increase not only their satisfaction, but the satisfaction of their clients. We find that by doing so, we have also been able to help them increase their production and finish their careers at the top.

To learn more, contact us at thewarrgroup@morganstanley.com.

CRC 5457321

Insights & Resources

Morgan Stanley provides clients with resources meant to transform complex financial analysis and research into concise and easily digestible content. The links below offer insight into the modern market and economic landscape.

Global Investment Committee (GIC) Monthly Research Report

Detailed market commentary from Morgan Stanley's thought leaders on topics such as global equities, fixed income, monetary policy and more.

Read The Latest Report

Reserved Living & Giving

Reserved Living & Giving is a tiered complimentary loyalty program that rewards Morgan Stanley's most valued clients. Members can enjoy special discounts and timely insights to support them at home and beyond.

View Offers From Reserved Living & Giving

Thoughts on the Market Podcast

With perspectives on the forces shaping the market, join Mike Wilson, Chief Investment Officer and Chief US Equity Strategist for Morgan Stanley, as he and his colleagues discuss a variety of viewpoints regarding the latest trends in the financial marketplace.

Check Out The Latest Episode

In The Press

Forbes America's Top Wealth Advisor 2021-2025 - Michael Warr

Check out Michael's ranking from Forbes America's Top Wealth Advisors for 2025!

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Forbes Best-In-State Wealth Advisor 2018-2026 - Michael Warr

Check out Michael's ranking from Forbes as the #1 Best-in-State Wealth Advisor in Alabama for 2026!

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Barron's Top 1200 Advisor By State 2025 - Michael Warr

Check out Michael's ranking from Barron's as the #1 Financial Advisor in Alabama for 2025!

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Barron's Top 100 Financial Advisor 2025 - Michael Warr

Check out Michael's ranking from Barron's as one of the top 100 Financial Advisors in the country for 2025!

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Forbes Best-In-State Wealth Advisor 2025 - Katie Hancock

Check out Katie's ranking from Forbes as one of the Best-in-State Wealth Advisors in Alabama for 2025!

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Forbes Best-In-State Women Wealth Advisor 2022-2025 - Katie Hancock

Check out Katie's ranking from Forbes as one of the Best-in-State Women Wealth Advisors in Alabama for 2025!

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A Former College Basketball Star Now Managing Over $4 Billion For Morgan Stanley

Katie Hancock's journey in finance began with the discipline and teamwork she honed as a student-athlete at the University of Alabama, setting the stage for her rise from a receptionist at Merrill to a leadership role at Morgan Stanley. Here, she orchestrates operations and investment strategies for a large team that focuses on ultra-high-net-worth individuals, family office services, private wealth management, and business succession planning, drawing on her unique insights and experiences. Her investment philosophy is intriguingly nuanced, promising a fresh perspective on asset allocation and market strategies.

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$3 Billion Alabama Advisor Rethinks 60/40 Allocations

Michael Warr had a clear ambition to become a financial advisor from an early age. After graduating from the University of Alabama in 1996, he faced challenges due to his youthful appearance. In 1998, he began his career at Merrill Lynch in a junior role and transitioned to a financial advisor and branch manager by 2003. As a young manager, he traveled extensively to gather best practices from other teams within the firm. Warr joined Morgan Stanley in 2008, continuing his practice of learning from top professionals. Currently, his team of over 30 people serves a diverse clientele, including business owners and corporate executives.

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This Top Morgan Stanley Team Helps Other Advisors Retire on a High Note

Leaders of Morgan Stanley’s Warr Group explain why advisors close to retirement choose to join their team and how this benefits their clients.

WORKPLACE FINANCIAL BENEFITS WITH MORGAN STANLEY AT WORK

Our mission is to help your company elevate your workplace financial benefits—helping you to attract and retain top talent. Our end-to-end solutions support your company and employees at any stage of growth through a powerful combination of modern technology, insightful guidance, and dedicated service.

Equity Solutions

Equity ownership is a powerful motivator. Streamline equity management through our leading-edge technology and provide global audit-ready reporting and insights, alongside customizable participant experiences to engage and educate your employees on how to make the most of their benefits. Our global solutions support private and public companies at any stage of growth.

• Equity Administration and Financial Reporting
• Liquidity Events
• 409A Valuation Services and Cap Table Management

Learn more

Retirement

For your employees, retirement is more than a date in the future—it's a milestone that takes time, hard work, and the right tools. Through our consultative process, we strive to assist with the management of your fiduciary responsibilities and risk, simplify plan management, and help you improve retirement readiness for your employees.

• Defined Contribution Consulting
• Solutions-Oriented Plans
• Fiduciary Investment Oversight

Learn more

Deferred Compensation

Access a range of Nonqualified Deferred Compensation plan services or pick the ones that best fit your needs. We provide recordkeeping and plan design, portfolio construction services, and plan education for your executive talent. We help you determine the appropriate plan design and inform a funding strategy through a needs-based assessment and consultative approach.

Services include:

Recordkeeping and Plan Design
Portfolio Construction
Wealth Management Services

Learn more

Executive Services

Our dedicated team provides concierge-level support for your executives' equity compensation plans, from 10b5-1 trading plans to form filing related to Rule 144 transactions, to access to wealth management and tax-optimization strategies, so helping them navigate their complex financial needs with greater confidence and certainty:

Equity Compensation Services
Equity Award Analysis
Specialized Solutions

Learn more

Saving and Giving

Saving and Giving benefits can make a real difference in your employees' lives as they can support the things that matter most to them—like saving for education and repaying student loans. Show that you are committed to your employees' priorities with leading-edge solutions that help them chart a path toward financial well-being.

College Savings
Student Loan Repayment and Refinancing
Charitable Giving

Learn more

Financial Wellness

We offer Financial Wellness with every solution we provide. Through a powerful combination of education, digital tools and guidance, Financial Wellness is designed to address the unique needs of your employees and empower their financial journey at every stage. Give your employees the confidence to take charge of their finances.

• Financial Education
• Digital Tools
• Financial Guidance

Learn more

Location

1470 Northbank Parkway

Ste 280

Tuscaloosa

AL 35406

Direct:

(205) 344-8443(205) 344-8443

300 Linden Oaks

Ste 200

Rochester

NY 14625

Direct:

(585) 385-5100(585) 385-5100

6805 Morrison Blvd

Ste 400

Charlotte

NC 28211

Direct:

(704) 442-3400(704) 442-3400

3280 Peachtree Road

Ste 1900

Atlanta

GA 30305

Direct:

(404) 365-3500(404) 365-3500

3500 Colonnade Parkway

Ste 200

Birmingham

AL 35243

Direct:

(205) 969-7000(205) 969-7000

4458 Legendary Drive

Ste 300

Destin

FL 32541

Direct:

(850) 650-7300(850) 650-7300

3700 Embassy Pkwy

Ste 340

Akron

OH 44333

Direct:

(330) 670-4600(330) 670-4600

58 S Service Rd

Ste 400

Melville

NY 11747

Direct:

(631) 755-8869(631) 755-8869

340 Broadway

Saratoga Springs

NY 12866

Direct:

(518) 583-5605(518) 583-5605

301 Congress Avenue

Floor 14

Austin

TX 78701

600 3rd Avenue SE

Ste 100

Cedar Rapids

IA 52401

Direct:

(319) 743-6060(319) 743-6060

24 Waterway Ave

Ste 600

The Woodlands

TX 77380

Direct:

(281) 362-4700(281) 362-4700

717 Texas Avenue

Floor 30

Houston

Vice President, Investment Consultant, CERTIFIED FINANCIAL PLANNER®, Financial Planning Specialist

Financial Advisor

Phone:

(512) 469-3401(512) 469-3401

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Jon C Bancks, CFP®, CPWA®

Senior Vice President, Wealth Management, Financial Advisor, Family Wealth Director, Alternative Investments Director, Portfolio Management Director

Investment Consultant

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Stewart Berling

Investment Consultant

Phone:

(205) 344-8469(205) 344-8469

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Brooke Price

Client Service Associate

Phone:

(205) 344-8465(205) 344-8465

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Phone:

(585) 264-4534(585) 264-4534

Brett Rickey

Investment Consultant

Phone:

(205) 344-8468(205) 344-8468

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Erin Cody

Investment Consultant

Phone:

(585) 385-5113(585) 385-5113

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Ethan Sikes

Registered Client Service Associate

Phone:

(205) 535-3328(205) 535-3328

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Phone:

(205) 535-3337(205) 535-3337

Gay Woodall

Client Service Associate

Phone:

(850) 650-7316(850) 650-7316

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Saige Emanuel

Registered Client Service Associate

Phone:

(850) 650-7318(850) 650-7318

View My Bio

JoAnn Masters

Wealth Management Associate

Phone:

(319) 743-6072(319) 743-6072

Keri Van Dyke

Portfolio Associate

Phone:

(209) 576-2129(209) 576-2129

View My Bio

Piper Gordon

Client Service Associate

Phone:

(205) 535-3336(205) 535-3336

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About Michael C Warr

Michael is responsible for leading The Warr Group’s strategic vision for growth, working with ultra-high net worth individuals and serves on the team’s investment committee. The result is a cohesive, comprehensive approach to the complex and sophisticated needs of the team's clientele. Michael focuses on the preservation and transfer of wealth, including multi-generational planning, complex trust and estate situations, estate-tax minimization, and philanthropic planning.

Michael, a prominent figure in our industry, served as a representative in Morgan Stanley Wealth Management’s Financial Advisor Council. He advocated for the interests of financial advisors and clients on a national level, playing a key role in establishing regional and local financial advisor councils for the southeast region.

Furthermore, Michael is an Alternatives Council member and an esteemed member of Morgan Stanley’s Chairman’s Club, an exclusive group comprised of the Firm's top Financial Advisors. His highly dedicated work-ethic, combined with the skills of his incredible team, has garnered Michael a designation to Forbes’ Best-in-State Wealth Advisor list, Barron's Top 1,200 Financial Advisors and its Top Advisor Ranking for Alabama. In 2023, Michael had the prestigious opportunity to be interviewed by Forbes’ Sergei Klebnikov, where he provided his investment philosophy, the biggest challenges facing wealth management, and the many lessons learned on his long journey to becoming the lead Financial Advisor of The Warr Group.

Michael holds a degree in Finance from the University of Alabama. He and his wife, Kara, live in Tuscaloosa, Alabama with their four children, Macon, Hill, Michael, and Jude.

“I am extremely passionate about studying and encouraging the evolution of the financial advisor, mentoring and developing the talent and skills of every teammate. Always striving to stay ahead of the industry allows us to produce a better client experience. I work diligently to create a culture that inspires our employees to operate in their highest and best capacity – relentlessly in the pursuit of perfection – resulting in a client experience that cannot be matched.”

Forbes America's Top Wealth Advisors & Best-In-State Wealth Advisors
Source: Forbes.com (Awarded April 2023) Data compiled by SHOOK Research LLC based on time period from 6/30/21 - 6/30/22.

Barron's Top 1,200 Financial Advisors: State-by-State
Source: Barron's.com (Awarded Mar 2023) Data compiled by Barron's based on time period from Sept 2021 - Sept 2022.

Barron's Top 100 Financial Advisors
Source: Barron's.com (Awarded April 2023) Data compiled by Barron's based on time period from Dec 2021 - Dec 2022.

Securities Agent: VI, WA, WI, WV, WY, PR, PA, OR, VT, OK, OH, NY, NV, NM, NJ, NH, NE, ND, NC, MT, MS, MO, MN, MI, ME, MD, MA, LA, KY, KS, IN, IL, ID, IA, HI, GA, FL, DE, DC, CT, CO, CA, AZ, AR, AL, AK, RI, SC, SD, TN, TX, UT, VA; BM/Supervisor; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1288057
AR Insurance License #: 5803832

About Katie Hancock

Katie is a Financial Advisor for The Warr Group at Morgan Stanley and works with clients to ensure their investment strategy and goals are aligned through financial planning. Much like a COO, Katie is responsible for leading the Warr Group execution of strategic vision and initiatives.

Katie takes great pride in listening carefully to clients, considering both their objectives and risk boundaries, to deliver strategies that lead to financial confidence. As a female advisor with The Warr Group, Katie brings a diverse perspective and viewpoint to the table. In 2024, she was recognized by Forbes as the #1 advisor on their Top Next-Gen Wealth Advisors list for the state of Alabama and was also recognized on the 2024 America’s Top Next-Gen Wealth Advisors list. In addition to her responsibilities as a financial advisor, Katie is an integral leader within the Tuscaloosa office, using her time to continually develop, adapt, and improve processes that engage team members to better serve clients. She was recently elected to the board of directors of APIC, an organization of Morgan Stanley advisors focused on sharing best practices in order to enhance the service delivered to their clients and grow their business.

A University of Alabama alumnus, Katie was a four-year letterman on the women’s basketball team, earning Academic All-American honors while receiving her master’s in marketing in 2011. She currently serves as president of the Alabama Women’s Basketball Booster Club, “Above the Rim.”

An active member of the community, Katie volunteers with Junior Achievement of Tuscaloosa County, teaching personal finance in high schools and is an active member of the Rotary Club of Tuscaloosa. Katie also created a non-profit 501(c)(3) that serves to inspire and connect women of leadership to children through the platform of sports in Hale County, AL. Katie is an avid golfer and involved in several community events and charities, which grew out of her 2015 participation in Leadership Tuscaloosa.

When not in the office or on a local basketball court, Katie enjoys spending time with her beautiful wife, Rebecca, and their 15-year-old son, Jackson. She most enjoys traveling with her family, coaching youth sports, playing the guitar, and reading.

“I find great significance in the pursuit to meaningfully improve clients’ financial lives and I wake up every day trying to use all the experiences that life has afforded. Whether the task obliges me to build trust and honesty in relationships with clients, communicate knowledge through mentorship or efficiently deliver advice to clients, I consider success to be when I’ve given more than I’ve gained.”

Forbes America’s Top Next-Gen Wealth Advisors & Top Next-Gen Wealth Advisors Best-in-State
Source: Forbes.com (Awarded Aug 2024) Data compiled by SHOOK Research LLC for the period 3/31/23 - 3/31/24.

Securities Agent: MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY, AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN; BM/Supervisor; General Securities Representative; Investment Advisor Representative
NMLS#: 1794295
AR Insurance License #: 17936804

About Dusti Monk

Dusti is a Financial Advisor for The Warr Group at Morgan Stanley. She plays a pivotal role in which she facilitates and maintains strong relationships and communications with other Financial Advisors within the firm. She is instrumental in integrating and transitioning successful retiring Financial Advisors, strategic partners, and their respective high-net-worth clients into The Warr Group.

Since joining the team in 2011, Dusti has served in various capacities, including Financial Advisor, Service Associate, and Coordinator for Marketing and Event Planning. Her efforts have significantly enhanced both internal and external communications, administration systems, marketing initiatives, and client services. She began her career in the financial services industry in 2006 as the Marketing Director for the Alabama Credit Union. Dusti holds a B.S. in Finance and an M.A. in Marketing from The University of Alabama.

Dusti and her husband, Thomas, live in Tuscaloosa and have two children: Sela and Mason. They are members of the NorthRiver Yacht Club. Dusti cares about her community and serves as the secretary of the West Alabama Food Bank. She formerly served on the event committee of the Family Counseling Service and was a Junior Achievement volunteer. She is a member at Calvary Tuscaloosa, and an Advisory Board member for Secret Meals for Hungry Children. Outside of the office, Dusti enjoys traveling, reading, mentoring, and attending sporting events with her family.

Securities Agent: MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY, AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN; General Securities Representative; Investment Advisor Representative
NMLS#: 2591436

About Thomas Monk

Thomas is a Vice President and Investment Consultant with The Warr Group at Morgan Stanley, where he has been an integral part of the team since joining in 2020. Based in Tuscaloosa, Alabama, Thomas works with The Warr Group, a team with offices across eight states and manages over $5 billion in assets as of June 2024. The group focuses in providing tailored financial solutions for a select group of high-net-worth families, individuals, and executives.

Thomas brings a deep experience in alternative investments to his clients, focusing on constructing individualized portfolios that align with each client’s unique goals, risk tolerance, and time horizons. His comprehensive wealth management services include portfolio analysis, risk management, and wealth transfer planning, primarily for ultra-high-net-worth families.

In addition to his professional achievements, Thomas is highly active in his community. He serves on the Advisory Board at NorthRiver Yacht Club and is a dedicated mentor to college students and youth in the Tuscaloosa and West Alabama region. His volunteer work extends to multiple boards and committees, reflecting his commitment to giving back.

Thomas resides in Tuscaloosa with his wife, Dusti, and their two children, Sela and Mason. A former collegiate baseball player at The University of West Alabama, he remains involved with the program’s alumni association. Outside of work, Thomas enjoys playing golf, coaching his son’s baseball team, and supporting his daughter’s tennis matches.

NMLS#: 2819965

About Zac Snider

Zac began working with the Tuscaloosa branch of Morgan Stanley as an intern, while attending the University of Alabama. He took a full time job with the Warr Group in 2011. Over the next 8 years, Zac performed service, administrative and operational duties for the team, taking the lead as head of operations in Tuscaloosa, as well as lead Client Service Associate. He developed the team’s highly functional and efficient operations system. In this role, Zac trained a total of 7 new employees and 10 interns, learning and integrating each new wave of Morgan Stanley’s various and ever-expanding platforms into The Warr Group’s systems.

Zac has now fully transitioned into the role of Investment Consultant. Zac has a passion for client satisfaction and helping clients’ meet a wide range of needs – his background and experience in service and as head of operations is a unique and fundamental asset to the team as well as the clients he serves. He works in the Tuscaloosa and Birmingham offices, and is also a key player on The Warr Group’s investment team to help formulate, deliver, and monitor financial plans and investment strategies to clients.

Zac obtained a degree in Public Relations from the University of Alabama. He is from Trussville, AL, and now resides in Tuscaloosa with his wife, Taylor. He spends time volunteering with the Junior Achievement Program and in his spare time enjoys playing golf and hunting.

“I believe my greatest strengths are developing deep-seeded relationships with people and relentlessly pursuing all objectives – no matter how big or small - in order for our clients to ensure their legacy and long-term financial security.”

NMLS#: 1809623

About Ryan Little

Ryan Little brings a wealth of knowledge and experience to Morgan Stanley, having been in the financial services industry for several years. He focuses in delivering comprehensive financial planning and investment strategies tailored to help meet the unique needs of high-net-worth and ultra-high-net-worth families. His focus is on portfolio analysis, risk management, and wealth transfer planning, helping to ensure that his clients are well-positioned for long-term success.

Ryan’s approach is deeply client-centered, with a strong emphasis on understanding his clients’ goals, risk tolerance, and time horizons. By carefully crafting individualized portfolios and strategies, he helps clients navigate the complexities of wealth management, providing clear and actionable advice every step of the way.

Originally from Rochester, Ryan is passionate about building strong, dedicated relationships with his clients, taking pride in seeing them achieve their financial goals. In his free time, Ryan and his lovely wife Devyn enjoy skiing, golfing, and cheering on the Buffalo Bills.

NMLS#: 2330491

About Katie Rudow

Born and raised in a Rochester, New York, suburb, Katie grew up immersed in a legacy of innovation and entrepreneurship, being in the birthplace of Kodak. Her journey into finance began at the esteemed Rochester Institute of Technology, where she pursued a degree in finance and economics. Armed with a solid foundation in analysis and planning, coupled with a passion for helping others succeed, Katie entered the professional arena early on.

Working at PayChex, one of the largest payroll providers in the country, provided Katie with valuable hands-on experience. This period honed her skills and deepened her understanding of financial management, igniting her love for guiding individuals and businesses on their financial journeys.

With nearly two decades of experience, Katie’s career and financial planning are marked by an unwavering commitment to helping individuals achieve their dreams, whether in financial planning, risk reduction, legacy planning, or charitable giving. Having assisted thousands in realizing their financial goals, Katie believes in making a positive impact beyond her professional pursuits.

Away from work, Katie finds joy in exploring the world through travel, embracing nature through outdoor activities, and cherishing quality time with family and friends. Advocating for community involvement, she actively volunteers in various initiatives to contribute to the lives of others.

NMLS#: 1674812

About Timur Novokreshchenov

Timur is an Investment Consultant with The Warr Group and resides in Kings Park, Long Island. His 20 year career in the financial services industry began at HSBC as a Personal Banker before transiting to a position as a Business Banker at JP Morgan Chase. Timur earned numerous accolades with continued recognition in both banks along the way. Timur then joined E*TRADE in 2009, working with High Net Worth Clients, as he continued to be one of the top performing and most recognized Financial Consultants at the Company for his entire 14 year tenure.

He obtained a Bachelor of Business Administration with a concentration in International Business at Berkeley College in New York, and obtained the designation of Certified Equity Professional (CEP (R)) from Santa Clara University, Leavy School of Business.

Since age 9, Timur has been an avid practitioner of the International Kyokushin Karate Organization. His wife, Jacqueline, and his kids, Lia, Hailey, and Benjamin, enjoy doing CrossFit together, spending time dedicated to the Outdoors, and traveling together to explore different states and cities.

NMLS#: 2482948

About Christopher Jones

Chris is an Investment Consultant with The Warr Group at Morgan Stanley. He earned his BA in 1988 from Texas A&M University in College Station. He began his career in financial services with New York Life after 14 successful years in the corporate world. Chris quickly became attracted to working with plan sponsors in the corporate retirement market where he focused on plan design and participant education. Chris took his growing retirement plan practice to Morgan Stanley in the summer of 2011, where he partnered with another advisor to form The Waterway Group. The merger of Chris’ retirement plan business along with the extensive experience of his partner in the Fixed Income world made perfect sense, particularly in light of the ever-growing retirement income market. Their combined 31 years’ experience allowed for customized solutions that fit the unique needs of each client relationship. In 2023, Chris was pleased to join The Warr Group as an Investment Consultant. Chris thrives on fostering meaningful client connections and guiding them toward success, thanks to The Warr Group’s distinctive team approach.

Chris and his wife Laura of 33 years have lived in the Tomball area since 2001 where they raised 3 lovely daughters. These days, Chris and Laura find themselves spending more and more time with their 3 incredible grandchildren. When not working or enjoying the grandkids, Chris loves to play golf, which has been his passion since the age of 7. He also loves the outdoors where he hunts and fishes any chance he gets. Chris actively supports St. Anne Catholic Church in Tomball, where, over their time as parishioners, has served as Liturgical Minister, coach and Dads’ Club President. Chris is passionate about helping others in any capacity he can.

About Matthew E. Hillman

Matthew is a Senior Vice President, Portfolio Management Director, Alternative Investments Director, Financial Planning Specialist, and a Partner of The Warr Group at Morgan Stanley. He has 19 years of experience at Morgan Stanley helping senior executives and highly compensated individuals in both public and private companies.

He holds a degree in finance from the Norwegian Business School in Oslo, Norway. Matthew has expertise in alternative investments, helping clients diversify concentrated stock positions, risk management, employee equity and option compensation, and retirement income planning. One of the most important elements of his business is focused on advanced tax and financial planning which is designed to help clients manage their tax liabilities and explore tax-efficient strategies.

In 2020 Matthew was awarded the title of Alternative Investment Director of Morgan Stanley for his extensive knowledge in the Private Equity, Private Credit, Private Real Estate, and Hedge Fund markets. He also works with large auto dealers managing their captive warranty offshore accounts. Matthew was the co-head and founding member of the Shriftman Hillman Group of Morgan Stanley, where he helped run that business for 15 years before merging that practice with The Warr Group in 2023.

Matthew is a passionate professional level scuba diving Instructor, avid outdoorsman, hiker, and conservationist. He enjoys mountain and road biking, running, travelling, and practicing yoga. One of his greatest joys is spending time with his Doberman Pincher, Keyser Soze and doing charity work. He previously served as the Treasurer of a 501c3 Children’s Charity that helps underprivileged and sick children. Currently, he is the Team Lead for Bright and Beautiful Therapy Dogs at the Ronald McDonald House where he and Keyser visit patients and their parents to provide emotional support.

"The foundation of our business are the deep relationships that we build with clients. Every client deserves meticulous attention to detail for their unique circumstances. We look to accomplish this by actively listening, planning, striving to uphold high standards, executing, and continually learning and improving. I believe that the truly educated never graduate."

Licenses: Series 7 General Securities, Series 66 Investment Advisors License, Series 31 Managed Futures, Mortgage Licensed, Texas Insurance Licensed.

Distinctions and Designations: Alternative Investments Director, Portfolio Management Director, Financial Planning Specialist

Securities Agent: NY, CA, AR, AL, MD, FL, TX, NV, CO, SC, MN, LA, GA, WA, OH, NJ, MO, PA, OK, NC; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1272740
CA Insurance License #: 4448086

About Chhavi Goel-Parker

Chhavi, originally from India, relocated to Rochester, New York, to pursue her education at the University of Rochester. After joining Morgan Stanley in 2016 as an equity research analyst, she focused on quantitative analysis of stocks within the credit card and medical devices industry. Realizing her desire to apply her analytical skills more directly in assisting individuals and families with their financial management, Chhavi is dedicated to helping clients define their priorities. She tailors custom strategies for diverse needs, whether it’s wealth accumulation, investing for income, or legacy planning. Her goal is to guide clients toward financial independence, to help enable them to realize the life they envision.

As a Certified Exit Planning Advisor (CEPA), Chhavi works with business owners to help them prepare for successful liquidity events by aligning business strategy, personal wealth strategy and long term goals. Her goal is to ensure that an exit whether near term or years away will maximize value while protecting the owners legacy.

Chhavi’s professional journey encompasses quantitative analysis and equity research, with a focus in financial analysis. She emphasizes comprehensive financial strategies for business owners and individuals transitioning out of their careers.

Residing in Pittsford, New York, with her husband, David, and two sons, Avi and Aadi, Chhavi enjoys traveling and cherishes time spent with her family.

About Jacob Nannen

Jake Nannen is a Financial Advisor with The Warr Group within the Client Relationship Management team. Since graduating from St. John Fisher College in 2017, he has worked in operations for a software company in New York City and in data analytics for a marketing firm in Rochester, NY.

His professional experience has required him to address inbound client concerns and resolve any behind-the-scenes technical issues pertaining to those concerns. While he is very comfortable with solving these problems, with understanding the back-end analytics and calculations that feed into a quality experience for the customer, it is in communicating those analytics and relating to the customer where he truly excels.

In his free time he enjoys reading, hunting, snowboarding, and softball. He and his wife, Alice, live in Pittsford, NY with their two cats, Rita and Sergeant Pepper.

Securities Agent: TN, MO, HI, KY, WV, AZ, VT, OH, TX, WI, DC, NY, VI, RI, UT, OK, MI, WA, MN, OR, IA, PA, IN, WY, AK, MS, SC, SD, VA, PR, NE, NV, NM, CA, MT, NJ, NH, AL, MD, NC, ND, CO, AR, KS, ID, GA, ME, MA, IL, LA, DE, FL, CT; General Securities Representative; Investment Advisor Representative
NMLS#: 2824285

About Joseph Brady

Joseph is a Vice President and a Charter Retirement Planning Counselor (CRPC) at Morgan Stanley. Prior to becoming a Financial Advisor, Joe was developing relationships and growing business as a Top Regional Sales Manager within the animal nutrition industry. With over two decades of Wealth Management experience, Joe’s consistent focus has been on service and providing solutions to his clientele. With his expectation to continually increase client satisfaction and success, he joined The Warr Group.

Volunteerism exemplifies Joe’s commitment to his local community. He received the Lion of the Year Award from the Saratoga Springs Lions Club and currently sits on their Foundation Board. Joe served as a Board Member and Vice President of Fundraising for Camp Abilities Saratoga, an overnight sports camp for blind and visually-impaired teens. He and his family have been longtime volunteers with the Crohn’s and Colitis Foundation and for the March of Dimes, serving in fundraising capacities and as an Ambassador Family.

In his free time, Joe enjoys traveling and honing his woodworking skills. Joe resides in Saratoga Springs, New York with his wife, Angela. They have three grown children, Greg, Caroline, and Colin, as well as an English Labrador, Finn, who has become quite famous on social media.

Securities Agent: NY, CT, MT, MA, TN, CA, NJ, MN, RI, MO, GA, WV, OH, NH, ME, NC, MD, ID, DE, VA, UT, PA, FL, AZ, VT, TX; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1451636

About Kimberly Patterson

A seasoned professional with 25 years of experience, Kim is dedicated to helping professionals, families and business leaders solve their financial challenges and achieve their goals. Her results-driven approach includes the development of a tailored wealth management plan and a commitment to ongoing education and outstanding service. Kim enjoys helping clients simplify their financial lives so they may enjoy the wealth they have created and leave the legacy they desire.

Kim currently resides in Victor NY with her husband, Pat. They have three adult children.

NMLS: 1056617

Securities Agent: AR, WI, NJ, MD, OH, NV, KY, IA, CT, CA, AL, AZ, TX, TN, NY, MN, IL, HI, VA, PA, IN, OR, MI, GA, NC, FL, DC, SC, ME; General Securities Representative; Investment Advisor Representative
NMLS#: 1056617

About Greg Scott

Greg Scott brings more than 23 years of experience in financial services and wealth management to his role as Senior Vice President at Morgan Stanley. Over the course of his career, Greg has supported clients at Merrill Lynch, Raymond James and Morgan Keegan, helping individuals, families, and business owners build and preserve wealth through attentive and personalized service.

Greg’s professional foundation is rooted in distinguished military service. He served ten years in the U.S. Marine Corps, rising to the rank of Major and serving as a helicopter and fixed wing instructor pilot. Greg then continued his service in the Air Force Air National Guard, ultimately retiring as a Lieutenant Colonel. These roles provided him with leadership skills, disciplined focus, and a steadfast commitment to helping others succeed.

Greg holds a Master of Business Administration from Boston University and a Bachelor of Science in Management Information Systems from George Mason University. He possesses advanced securities registrations, including Series 9/10 General Securities Sales Supervisor and Series 24 General Securities Principal, preparing him to address the multifaceted needs of his clients and lead successful advisory teams.

Outside of work, Greg is a devoted father to two sons: Conner, who works for Florida Fish and Wildlife, and Collin, an honors student in Pensacola, Florida. He is passionate about weightlifting, swimming, and surfing in Costa Rica, and values time spent with his family. Greg’s blend of financial expertise, proven leadership, and genuine care defines his approach to serving clients throughout every stage of life’s financial journey.

Securities Agent: AK, WI, SC, KY, GA, FL, AZ, OK, KS, IL, TX, TN, NV, NE, MT, CA, PA, NH, NY, NC, VA, NJ, MS, MD, DC, CO, OH, LA, IN, ID, HI, MN, MI, MA, AL; BM/Supervisor; General Securities Principal; General Securities Representative; Investment Advisor Representative
NMLS#: 2153767

About Harvey Newton

Harvey, has over 25 years of industry experience with Morgan Stanley and its predecessor firms, following a 20 plus year career as an attorney both in private practice and as a corporate attorney with a major international energy corporation. He has his calls to the State Bar of Texas and internationally. (As a part of his services, he does not provide legal advice to clients.) He has earned the designations within Morgan Stanley of Family Wealth Director and International Client Advisor after completion of extensive training in Wealth and Estate Planning. Harvey is a member of the Houston Estate and Financial Forum.

Securities Agent: LA, CA, RI, OK, NM, WV, KY, AR, VA, PA, NC, UT, NJ, NH, MI, MD, WI, MN, GA, SC, ND, CO, WY, WA, OR, NV, FL, AZ, OH, MT, IL, CT, TX, NY, MO; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1270149

About Christopher Newman

Chris Newman serves clients as a Financial Advisor with The Warr Group at Morgan Stanley, where he is dedicated to helping individuals and families achieve their financial goals through a comprehensive, client-centered approach. He draws upon years of experience in wealth management at both Merrill Lynch and Cadence Bank, focusing on developing thoughtful strategies tailored to each client’s unique objectives.

Chris’s professional journey is guided by nearly a decade of service as an officer in the U.S. Army, where he commanded an Assault Aviation Company and served as a Black Hawk helicopter Pilot-in-Command. His military roles, which included leading teams through high-stakes operational environments and international collaboration, helped him cultivate leadership, risk management, and problem-solving skills that now support his work with business owners, executives, and families.

A proud graduate of the United States Military Academy at West Point, Chris earned his Bachelor of Science in Systems Management and later completed his MBA at the University of Texas at Austin’s McCombs School of Business. Outside his advisory practice, he invests in the future by serving as a part-time instructor with the University of Texas Army ROTC as a Major in the Army Reserves.

Chris holds FINRA Series 7 and 66 registrations. He also holds the Chartered Financial Consultant (ChFC) designation, further strengthening his expertise in retirement plan consulting and holistic financial planning.

Away from the office, Chris enjoys life in Austin with his wife, Brooke, a Pediatric Nurse Practitioner in the Intensive Care Unit at Dell Children’s Hospital. Together, they value travel, fitness, and active participation in the Longhorn community. Chris’s spare time is spent training for endurance sports, golfing, and exploring the world with family and friends.

NMLS#: 2150925

About Jon C Bancks

Jon is a Family Wealth Director, which is an elite certification program at Morgan Stanley that provides financial advisors with an extensive understanding of investments, tax planning strategies, financial planning, wealth transfer, estate planning strategies, and insurance.

Additionally, he is a Certified Financial Planner™ certificant, a prestigious designation awarded by the Certified Financial Planner™ Board of Standards, Inc. He has also earned the designation of Certified Private Wealth Advisor^® (CPWA^®) through the University of Chicago Booth School of Business, sponsored by the Investment Management Consultants Association (IMCA). The financial planning landscape is ever changing which requires continual training to stay abreast of new issues and opportunities.

He is a graduate of Iowa State University with a Bachelor of Science degree in Mechanical Engineering, and is also trained in Lean Six Sigma process improvement.

Jon is an active member of the Cedar Rapids and greater Corridor community, serving on several non-profit boards, including the United Way of East Central Iowa as Trustee, Big Brothers and Big Sisters of Cedar Rapids and East Central Iowa as a Trustee, Cedar Rapids Community Orchestra as a Director, member and musician, and is a member of Rotary International.

His passions away from the office include cycling, making pies, and playing his cello.

Jon C. Bancks, CFP^® , CPWA^® holds the following registrations:
Securities Agent: GA, IL, MI, NC, NV, UT, RI, WY, WI, WA, TX, SD, SC, PR, OR, NY, NM, NE, ND, MS, MO, MN, ME, MD, MA, LA, KY, KS, IN, ID, IA, HI, FL, DE, DC, CT, CO, CA, AZ, AR, MT; BM/Supervisor; General Securities Representative; Investment Advisor Representative
NMLS#: 509820

Securities Agent: VA, MI, CO, GA, DE, PR, OH, NY, ND, KS, IL, HI, WA, NM, NE, CT, MA, LA, FL, CA, AK, WV, WI, NV, MO, ID, AZ, AL, WY, VT, VI, SC, NH, MN, IA, UT, OR, NJ, MT, MD, KY, IN, DC, TX, ME, AR, SD, PA, OK, RI, MS, NC; BM/Supervisor; General Securities Representative; Investment Advisor Representative
NMLS#: 509820
CA Insurance License #: 0F94993
AR Insurance License #: 8958064

About Jacqueline Meyer

As a Financial Advisor, Jackie helps clients define and strive to meet their goals by delivering a vast array of resources to in the way that is most appropriate for how they invest and what they want to achieve. Prior to joining Morgan Stanley, she managed a local small business, overseeing the retail space, customer relations, and business operations.

Jackie is Series 7 and Series 66 licensed, and she also holds her Financial Planning Specialist certification. Jackie graduated from Iowa State University where she obtained her Bachelor of Science in Marketing. Jackie is a Solon, IA native and now resides in North Liberty with her rescue dogs, Charlie & Reba. Jackie is active in a local animal shelter and is on the board of Solon Dollars for Scholars. In her spare time, she enjoys spending time with her family, and discovering all the hidden gems in Iowa.

Securities Agent: MT, MO, TN, NM, CO, SC, OH, MS, LA, WY, VI, PA, MN, ME, ID, IA, FL, NH, KS, AZ, OK, MI, IL, CA, WI, WA, TX, OR, NY, NJ, ND, KY, GA, DC, AR, AK, RI, PR, NE, DE, CT, WV, VT, VA, SD, NV, MA, IN, UT, MD, HI, AL, NC; General Securities Representative; Investment Advisor Representative
NMLS#: 2683055

About David Earle

David O. Earle is a seasoned Senior Vice President and Wealth Advisor, bringing over 50 years of investment experience to the table, with nearly four decades dedicated to financial advisory services. With a background rooted in coaching and assisting others, inherited from his family's legacy of founding a swim and tennis club in Modesto, David understands the significance of patience and discipline in investment strategies. He advocates for a philosophy centered on owning quality businesses with a history of dividend payouts and growth, emphasizing the importance of enduring commitment. "You just have to learn and understand to take a long term view."

Beyond his professional endeavors, David cherishes time spent with his wife of 40 years, Jill, and their two sons and their families. His interests span from serving as a referee for High School Water Polo to indulging in outdoor activities like golfing, fly fishing, and occasional pickleball matches. He also finds joy in exploring the open road, traveling across the U.S. in his motorhome with Jill.

Securities Agent: OR, ID, MI, WY, NE, CO, AZ, AK, CA, VA, HI, TN, SD, MN, AL, WA, UT, TX, PA, OK, NV, MO, IL, FL, NY, NJ, NC, LA; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1288301
CA Insurance License #: 0A63850

About Jeffrey Earle

Jeff Earle is a seasoned First Vice President and Financial Advisor with over two decades of experience in the financial services industry. Jeff's passion lies in cultivating enduring relationships with his clients, guiding them through the complexities of financial planning, and helping them achieve their long-term financial aspirations. His background in customer service, stemming from his family's ownership of a swim and tennis club, instilled in him the importance of building strong connections and delivering personalized care to those he serves. Driven by a desire to create meaningful impact in his clients' lives while maintaining a balanced lifestyle, Jeff built his practice around the principles of simplicity and trustworthiness. His approach revolves around organizing finances into three distinct buckets tailored to clients' short-term needs, medium-term goals, and long-term investments.

Outside of the office, Jeff's commitment to coaching, community service, and family shines through. With a loving wife of 25 years and two accomplished children, he finds joy in coaching sports teams, volunteering for causes close to his heart, and pursuing outdoor hobbies like golfing, waterfowl hunting, and fly fishing. He has always wanted to be a great dad first and foremost and feels fortunate that building his own business has allowed him to do that.

Securities Agent: OR, WY, CO, NY, WA, FL, CA, AK, ID, NE, TX, NV, AZ, UT, AL, HI, IL, MO; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1278707
CA Insurance License #: OB58128

About Victoria Salazar

Victoria Salazar is a Financial Advisor for The Warr Group at Morgan Stanley. She graduated from the University of Alabama in 2018 and started her career in insurance. She quickly realized her passion was in finance as she took a role in Operations at Raymond James. She earned her Series 7 and 66 licenses shortly thereafter. Client relationships are of utmost importance to Victoria and are what she enjoys most in her position with The Warr Group team, who she joined in early 2023.

Victoria is originally from Mobile, Alabama, but has called Tuscaloosa home for the last 10 years. She is an active member of her community and loves to serve those around her. She is a board member for Schoolyard Roots, an Ambassador for the West Alabama Chamber of Commerce, and an active member of the Junior League of Tuscaloosa.

She enjoys cooking, reading, staying active, and spending time with her 3 pups!

Securities Agent: AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY, AL; General Securities Representative; Investment Advisor Representative

About Andrew Bradach

Andrew began working as a financial services representative with Dean Witter (now Morgan Stanley) immediately upon graduating college and has been a dedicated champion of the industry ever since. Now a twenty-three-year veteran in the profession, Andrew continues to thrive on helping his clients and their families gain a clear picture of what is truly important to them regarding their financial goals; striving to help them to become more confident with their financial picture.

As an Investment Consultant, Andrew takes a disciplined approach to managing portfolios and leverages the global resources of Morgan Stanley in order to develop a more personalized investment strategy for his clients.

Raised in Minnesota, Andrew attended the Illinois Institute of Technology and played Division 1 hockey at the University of Illinois at Chicago. Andrew now works in our Atlanta office, where he has been located since 2000. Andrew lives in Cummings, GA with his wife (and Warr Group team member) Katlyn, and their three children. A team player and educator both inside and out of the office, Andrew has enjoyed coaching youth hockey for over ten years, and was president of his local youth hockey program for 4 years. In his free time, he enjoys exercise, traveling, reading, and being a dad.

What Do I Do

Andrew places an emphasis in the holistic financial planning process; designed to help his clients achieve their financial goals. With decades of experience and practice, Andrew has found that clarity and simplification of this process can help his clients become more focused and dedicated towards achieving their financial goals. Andrew is also a key player in The Warr Group’s corporate and institutional stock plan administration team. This program offers a suite of financial solutions to corporate stock plan clients and participants, including retirement and financial wellness.

Quote:
“The most rewarding part of my work is helping my clients and their families get a clear picture of what is truly important to them regarding their financial goals and helping them become more confident with their household finances by filtering out the “White Noise” surrounding their money.”

About Jimmy Todd

Jimmy Todd is a Registered Client Service Associate with The Warr Group at Morgan Stanley. He began his career in September of 2019 with The Warr Group as an intern. Throughout his time with the team, Jimmy continues to see how a close knit team can consistently provide first class service and care to their clients and their families.

Excelling in math at a young age, one of the first goals he ever set for himself was to work in the financial industry. Jimmy graduated from the University of Alabama with a degree in Finance and Economics in 2019, and began working full-time with the Warr Group in April of 2020.

As the son of former quarterback for the Alabama Crimson Tide, New York Jets, and New Orleans Saints, Richard Todd and brother of former Alabama golfer, Gator Todd, the University has been a large part of Jimmy’s life. Learning many lessons in hard work and discipline, Jimmy used his own athletic abilities while playing tennis for the Alabama Men’s Club Team for 3 years.

When not in Tuscaloosa, you can find Jimmy with his family helping out on their farm in Florence, Alabama where he grew up. With any additional spare time, Jimmy enjoys running, working out and spending quality time with friends and family.

“There may be people that have more talent than you, but there’s no excuse for anyone to work harder than you do.”

About Stewart Berling

Stewart Berling works closely with individuals and families to help them navigate important financial decisions and build thoughtful, long-term strategies aligned with their goals. He partners with clients across all stages of life, offering a disciplined, relationship-driven approach designed to evolve as circumstances and priorities change.

Stewart brings a well-rounded perspective to his role, grounded in experience supporting both the advisory and operational sides of a wealth management practice. Before transitioning into an Investment Consultant role, he worked directly with financial advisors and clients, developing a strong appreciation for the importance of service, precision, and follow-through. This foundation allows him to deliver advice that is not only strategic, but also practical and responsive.

Over time, Stewart’s focus has centered on relationship management and long-term financial planning. He values clear communication and thoughtful guidance, helping clients make informed decisions with confidence while staying focused on what matters most to them.

Originally from Richmond, Virginia, Stewart earned his degree in Finance and Economics from The University of Alabama. He now lives in Birmingham, Alabama, where he enjoys live music and spending time outdoors.

About David Newton

David Newton is a Financial Advisor at Morgan Stanley. He brings five years of professional experience in the oil and gas and medical device industries to his advisory practice. As a third-generation financial advisor, David leverages his mechanical engineering background from Southern Methodist University to deliver a meticulous and methodical approach to personalized financial planning. He specializes in providing tailored financial strategies for successful professionals and their families to assist them in achieving their life goals. Fluent in English and German, and proficient in Spanish, he brings a diverse and global perspective to his client engagements. Outside of work, David enjoys hiking, golf, and traveling, and recently celebrated his marriage to his wife, Rebeca, in April 2025.

Securities Agent: SC, MO, MN, LA, ND, WY, WA, TX, OR, KY, GA, VA, NM, AZ, WI, NY, NV, IL, FL, CA, PA, NH, NC, MI, MD, DC, CT, AR, WV, UT, RI, NJ, OH, OK, MT, CO; General Securities Representative; Investment Advisor Representative

About Matthew Bungo

Matthew brings 18 years of experience in the financial services industry, beginning his career as a Financial Advisor with AXA Advisors in Houston, Texas, in 2008. He then spent the majority of his career with Charles Schwab, joining in late 2009. During that time, he held several leadership roles, most recently leading Schwab branches in Birmingham, Huntsville, and Montgomery, and previously leading the Fort Worth, Texas, and Portland, Oregon, branches. In each of these roles, Matthew focused on building strong teams and fostering meaningful relationships within the communities he served.

Throughout his career, Matthew has been driven by a focus on people—supporting teams, developing talent, and delivering strong outcomes for clients—and he is excited to bring that same approach to his current role. Matthew earned his BBA in Finance from Texas State University and holds his Series 7, 66, and 9/10 licenses.

Outside of work, Matthew lives with his husband, Joe, in Mountain Brook. They have a 21-year-old son, Sam, and a 14-year-old toy poodle, Lucky. They enjoy traveling, spending time outdoors, trying new restaurants, and spending quality time with friends and family.

About Blair Fowler

Blair is dedicated to supporting Financial Advisors in crafting effective investment strategies, constructing portfolios, and optimizing asset allocation for our clients. Blair started his career in finance and began as an analyst on the real estate investment banking desk at Chesterfield Faring in New York City, where he developed a strong foundation in market analysis and investment banking. Blair then expanded his expertise on the structured finance desk at Cushman Wakefield in Atlanta, where he gained a deep understanding of complex financial products and market trends.

Blair graduated from Washington and Lee University in 2013 with a major in Accounting and Business Administration. In 2019, he completed his MBA at the University of Alabama, which provided him with advanced skills in business management and strategic planning.

Outside of work, Blair is an active member of the First Presbyterian Church and enjoy spending time outdoors. He is blessed with a wonderful family, his wife Remi and otheir two children, John Brandon and Guy, who are currently attending the RISE Center at the University of Alabama.

About Erin Dunn

Erin performs the majority of the critical daily processes that keep the Tuscaloosa office running smoothly. Her key area of focus is problem solving, be it opening new accounts, managing cash runs, opening liquidity lines, transferring money, or introducing clients to our progressive online capabilities. In addition to daily operations, she is available to answer any and all questions that clients may have.

Erin began her career in the leadership development program for BB&T. She then entered the banking industry as a commercial lender at BB&T in Atlanta prior to joining Morgan Stanley. She has been part of the Tuscaloosa team for over 7 years and knows all of the ins and outs of the administrative side of our business. She takes pride in minimizing inconveniences and now sits as head of operations in the Tuscaloosa office.

Erin is from Niceville, Florida and holds a Bachelor of Science in Hospitality Administration and an MBA from Florida State University. She is very active in her community and church; she formerly sat on the administrative board for First United Methodist Church of Tuscaloosa. Erin and her husband Rob have three children, Madison (12), Ella (10) and Bennett (6).

“I am daily inspired by the words of Gandhi: ‘The best way to find yourself is to lose yourself in the service of others.’ My passion for this industry has grown tremendously over the past 8 years. By servicing our clients and getting to know them on a much deeper level, I’ve gained a newfound respect in creating and preserving a legacy for generations.”

About Maggie McGuire

Maggie McGuire is an exceptional team administrator who has been an integral part of The Warr Group since joining the team in early 2022. With her outstanding organizational skills and attention to detail, she manages the team calendars, travel arrangements, and expenses with efficiency and accuracy. Maggie is known for her ability to keep things running smoothly, even in the face of unexpected challenges. Her warm and approachable demeanor make her a favorite among team members, and her commitment to excellence helps to ensure that our team is always on track and on schedule.

Maggie was born and raised in Tuscaloosa, where she still resides. She graduated magna cum laude from the University of Alabama with degrees in History and Political Science. In her free time, she enjoys reading and hanging out with friends.

About Rex Zeanah

Rex is a decorated veteran, both for our country and in the financial services industry. With over 34 years of experience, he began his illustrious career with J.C. Bradford as an Investment Limited Partner. In 2000, he helped establish the Tuscaloosa branch of Morgan Keegan, serving as the Managing Director. After successfully growing his business at Morgan Keegan, he was recruited by Michael Warr to join Morgan Stanley in 2008. His focus is strengthening client relationships and assisting clients through retirement. Rex’s dedication to his work and his clients combined with his ability to build and maintain strong connectivity inspires the entire team on a daily basis; he is a true mentor to our younger generations of advisors.

Rex is a graduate of Marion Military Institute and holds a Bachelor’s degree from the University of Alabama. After serving in the United States Army in Vietnam, Rex entered into the business world as a college bookstore owner in Commerce, Texas. In 1987 he returned to his hometown and entered the financial services industry.

Rex and his wife, Martha, live in Tuscaloosa. He is an active member of the Tuscaloosa Business Exchange. Rex enjoys golf and spending time with family and friends.

“You know you must be doing something right when granddaddy, daddy, and son all continue to work with you. I’ve got 3rd generation clients walking through my door each day and it brings a smile to my face knowing I’ve been able to help create and transfer their family’s legacies.”

About Katherine Almon

Katherine is a Wealth Management Associate in the Tuscaloosa office and works with the team’s financial advisors and portfolio managers to implement investment strategies, execute trades, manage monthly client distributions, advise the team on upcoming maturities and capital calls, and works with the rest of the service operations team to help meet each of our clients’ needs. Katherine is a task-oriented, diligent team player and problem solver who works well under pressure and enjoys getting things done efficiently and effectively.

Prior to joining the team in early 2017, Katherine served as an equity research analyst at an investment bank in New Orleans. Katherine also has experience working as an analyst at a private investment firm in New York, and holds the series 7, 63 and 66 licenses.

A native of Mobile, Alabama, Katherine graduated from the University of Georgia with a Bachelor’s degree in Journalism in 2008. Katherine and her husband Nathan reside in Tuscaloosa with their son, Nat, and daughter, Adair. In her free time she enjoys traveling, reading and spending time with friends and family.

“The most rewarding part of what we do is to provide the most seamless experience possible to our clients. My goal each day is to apply the highest level of precision to any task or project in order to meet our clients’ needs and goals in the most efficient way.”

About Brooke Price

Brooke joined the Tuscaloosa office as a Client Service Associate in September 2018. Her strong organizational and people skills make her the perfect candidate as a client service associate.

Brooke’s primary role is to help our team’s financial advisors gain success by performing concierge related tasks. Including but not limited to, client operations, client meeting prep and follow up, and aiding in daily organizational needs of our advisors Brooke is also an official Notary Public.

Brooke graduated Magna Cum Laude with a Bachelor of Science from Troy University. While earning her degree, Brooke competed for four years as a collegiate golfer at Troy. She was named Academic All American from 2011-2015 and was a member of the 2013 and 2014 Sun Belt Conference Championship Teams. Prior to joining Morgan Stanley, Brooke was an Account Executive for Ricoh USA from 2016 – 2017.
Brooke, her husband Brett, their son Riley, and their daughter Emma reside in Tuscaloosa. Together, they enjoy spending time watching the University of Alabama Baseball team, playing tennis, and attending Church of The Highlands.

"I love my role because it provides me the platform to serve others, to set a higher standard, and to make sure our clients are being taken care of at the highest level of service. Healthy client relationships are the backbone of any successful organization."

About Angie Hilderbrand

As a professional in the financial services industry, Angie began her career with Morgan Stanley in 2006. She strives to provide a high-quality client service experience by actively communicating with clients, processing requests, and resolving inquires. Angie plays a key role in cultivating and enhancing new and existing client relationships.

Angie graduated from the University of Alabama with a Bachelor of Science Degree in Human Environmental Science in Consumer Sciences with a concentration in Family Financial Planning and Counseling. Born and raised in Taneytown, Maryland, she has lived in many places including North Carolina, Washington, Alabama, and Dublin, Ireland, but moved to Santa Rosa Beach, Florida in 2005, where she, her husband, and their two children enjoy the relaxed beach lifestyle.

When she's not working or spending time with family and friends, Angie enjoys playing tennis, going to the beach, travelling, and volunteering locally. Since 2016, she has organized an annual teddy bear drive, on behalf of the Morgan Stanley Destin, Florida office, benefitting the Walton County Sheriff’s Office. Local deputies carry the bears to gift to children during interactions on calls for service.

“I take great pride in assisting our clients with both day-to-day needs as well as major life events that they experience along the way. I’m committed to building strong, reliable relationships that provide clients with the confidence of knowing they are in good hands.”

About Amanda Carter

Amanda is a seasoned professional with a diverse and impressive background in the financial and business sectors. With a bachelor's degree in business administration, having majored in Finance from the University of South Florida, she brings a solid foundation of knowledge and experience to her career.

Over the course of her 15-year career so far, Amanda has gained invaluable industry experience in various roles. She has served as a Mortgage Loan Officer, Credit Analyst, and Financial Planner, providing individuals and organizations with sound financial guidance. From her experience, she has gained extensive understanding of the banking and insurance sectors, which has contributed to her well-rounded skillset.

Amanda's career path also led her to the oil and gas industry, where she worked as a Quality Engineer for General Electric Hydril for 3 years. This role demonstrated her adaptability and ability to excel in diverse fields.

For the past 8 years, Amanda has been a dedicated member of the Morgan Stanley team. Her passion for people and a genuine admiration for working on the service side of the business have made her a valued professional for The Warr Group team. She thrives on client interactions and believes in the importance of the Golden Rule in both life and business, always striving to treat others as she would like to be treated.

Beyond her professional achievements, Amanda is a loving wife and mother of three children: Braiden, Jackson, and Audrey Kay. In her free time, she finds joy in watching her sons play baseball and her daughter’s ballet. Amanda's commitment to her family and her career exemplifies her dedication and balanced approach to life.

About Madison McDowell

Madison McDowell is a Group Director in our Birmingham office with a heart for serving others. She earned her degree in Human Development and Family Studies from the University of Alabama in 2014. Madison worked the next six years in the nonprofit world with children battling cancer, an experience that reinforced her passion for making meaningful connections.

In 2020, Madison embarked on a new chapter in the financial industry at Northwestern Mutual. In July of 2022 she joined The Warr Group. Madison has since obtained her Alabama Life and Health Insurance license as well as the Series 7, 63 and 66. She works alongside our financial advisors to help ensure high quality service and a pleasant experience for our clients.

Madison is married to her husband Taylor, and they have two boys, Tyce and Banks. In her free time, she enjoys spending time with family and friends, reading, and serving at their church.

About Brett Rickey

Brett Rickey is a dedicated Registered Client Service Associate with a strong foundation in finance, having graduated summa cum laude with a Finance degree from the University of South Alabama.

Brett is licensed with the SIE, Series 7, and Series 66 showcasing his commitment to providing top-tier service in the financial sector. Originally from Mobile, Brett now resides in Tuscaloosa, where he continues to build meaningful client relationships.

Outside of work, Brett is passionate about serving his community through church involvement and enjoys spending time outdoors, playing pickleball, basketball, fishing, and spending time with friends and family.

About Erin Cody

Erin graduated Summa Cum Laude from the State University of New York at Oswego in 2024 with her degree in finance. Erin has a passion for Lacrosse and was on the SUNY Oswego team for her tenure at the university.

After Erin graduated she passed her Series 7 and Series 66 license exams and began her career in the financial services industry. Currently residing in Rochester New York, in her free time Erin enjoys one-wheeling, wake surfing, & spending quality time with family and friends.

NMLS # 2693863

About Ethan Sikes

Ethan joined The Warr Group as an intern in January 2025 before transitioning into a full-time role in May 2025, upon graduating from the University of Alabama with degrees in finance and economics. He serves as an analyst on the investment team and holds his Series 7 and Series 66 licenses. Originally from Spanish Fort, Alabama, Ethan grew up on the coast and enjoys spending time on the water, hunting, and staying active outdoors.

About Lauren Chacinski

Lauren Chacinski is a Portfolio Associate that is responsible for facilitating day to day operations and helping to ensure the best possible experience for our clients. She is responsible for making sure our client needs are satisfied with the utmost care and attention to detail.

Before joining The Warr Group, Lauren served as an analyst and registered client associate working with high net worth individuals, families and institutional clients with Citi Intuitional Consulting/Smith Barney, Convergent Wealth Advisors and Merrill Lynch. Her strong client relationship experience and analytical skills are a valued asset to our team.

Lauren earned her Bachelors of Science from SUNY Geneseo and is FINRA 7, 63 and 65 licensed.

Lauren and her husband Ryan reside in Pittsford, NY with their two children.

About Lida Joyce Alonso

Lida provides strategic operational and administrative support to clients. On a daily basis, she delivers great service and solutions to clients on a myriad of their needs, including account documentation, money movement, IRA distributions and other service-related issues. Lida started as a part-time employee at the Houston-Clear Lake branch before transitioning as a Service Associate and Registered CSA. She moved to the Downtown Houston branch in August 2011 to work with Harvey Newton and his team.

Lida graduated with a Bachelor of Arts in Broadcast Communication from the University of the Philippines. She is married and has one daughter. She enjoys travelling and spending time with her large, extended family living in the Houston area.

About William Hamiter

William joined The Warr Group as an intern in August 2024 before transitioning to an analyst on the investment team in a full-time role in May 2025, upon graduating from the University of Alabama. During his time at the University of Alabama, William was an outfielder on the baseball team from 2020-2024 where he was a part of 2 regional appearances in 2021 and 2024 and a super-regional participant in 2023. While playing baseball, he earned a degree in Finance with a minor in Management before finishing up his MBA with a concentration in Finance in 2025.

Growing up in Tuscaloosa, Alabama, William has always been a big Alabama fan who enjoys watching and playing sports such as baseball, football, basketball, and golf. In his free time, he enjoys golfing, hunting, fishing, and coaching/training youth baseball players and helping them achieve their goals of playing at a high level.

Now as an analyst on the investment team holding a Series 7 and 66 license, William strives to provide top-tier client service in assisting them to achieve their financial goals.

About William Killips

Bill Killips is a Client Service Associate at the Warr Group, where he supports clients with comprehensive account management and a focus on delivering a personalized, high-quality experience. With a strong foundation in financial services, Bill brings a detail-oriented and client-focused approach to helping individuals and families achieve their financial goals.

Before joining the Warr Group, Bill began his career in the mortgage industry, gaining four years of hands-on operations experience in lending and client relations. Most previously, Bill worked as a Trade and Settlements Associate at Rockefeller Capital Management, where he honed his experience in operational efficiency and investment support. Bill holds his Series 7 and Series 66 licenses and earned his bachelor’s degree in Finance from Baruch College.

Originally from Staten Island, New York, Bill now enjoys life in Birmingham with his wife, Ashllen. Outside of work, Bill enjoys spending time with his wife and their dog, Benji, golfing, cooking, and spending time with friends and family.

About Gay Woodall

Gay Woodall is a Client Service Associate with The Warr Group at Morgan Stanley, located in the Panama City Beach office. Since beginning her finance career in 2016, Gay has been committed to delivering exceptional client and advisor support. She joined Morgan Stanley in 2025, bringing with her a wealth of experience from her previous role at Merrill Lynch.

A native of Panama City, Florida, Gay holds a Business Management degree from Samford University in Birmingham. Her role is dynamic, encompassing client support, administrative tasks, communication, organization, client engagement, and team collaboration. Gay is known for her proactive approach to managing client expectations and needs, ensuring every client feels informed and valued.

Outside of work, Gay enjoys the coastal lifestyle of Panama City Beach, spending time with family and friends, and engaging in activities like walking and beach outings.

About Saige Emanuel

Saige Emanuel serves as a Registered Client Service Associate with the Warr Group at Morgan Stanley. She holds her Series 7 and Series 66. Born and raised in Panama City, Florida, she graduated from Florida State University in 2015 with a degree in mathematics and began her career in education before transitioning into finance.

In her role, Saige assists clients with a range of administrative and service needs and enjoys helping make their financial experience as seamless and supportive as possible.

Outside of work, she enjoys spending time with her family, including her two young children, and taking advantage of the beautiful local beaches.

About Keri Van Dyke

Keri Van Dyke brings over three decades of invaluable experience in financial services to her role as a Portfolio Associate. She graduated from CSU Stanislaus with a degree in business administration and is Series 7 and 66 licensed. Keri is dedicated to providing swift and effective assistance to clients, priding herself on her ability to streamline processes. Beyond the office, Keri finds joy in outdoor activities and spending quality time with her husband of 28 years and their two daughters, who are both teachers.

About Piper Gordon

Originally from the south coast of California, Piper began her career in the finance industry immediately after graduating from Chapman University, starting at Goldman Sachs as an Executive Wealth Management Assistant. She quickly discovered a passion for building meaningful relationships with the clients she supports. Piper is driven by her commitment to ensuring every client feels valued and prioritized, which motivates her each day. She believes that strong relationships foster trust, seamless execution, and long-term care for clients' financial needs.

Shortly after to moving to Alabama in 2026, Piper joined The Warr Group as a Client Service Associate, where she is excited to bring her dedication, attention to detail, and client-first mindset to every individual she serves.

Outside of the office, Piper enjoys traveling to new places around the world and spending quality time with her family, including her parents, her brother, Slade, and her sister, Belle. From the beautiful coast of California, Piper spent 23 years growing up in a little beach town called Hermosa beach. Piper now resides in Tuscaloosa where she enjoys her time on Lake Tuscaloosa and cheering on the Crimson Tide!

The Power of Partnerships

By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships

Whitney Syme

Associate Private Banker

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Sean Franson

Planning Associate

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Tess Pisanelli

Planning Associate

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About Whitney Syme

Whitney Syme is an Associate Private Banker serving Morgan Stanley Wealth Management offices in Alabama, Arkansas, and Florida.

Associate Private Bankers partner with Private Bankers and Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.

Whitney began her career in financial services in 2006 when she joined Morgan Stanley. Prior to her current role she served as a Business Development Associate and as a Senior Complex Service Manager.

Whitney is a graduate of the Auburn University, where she received a Bachelor of Science in Marketing. She lives in Birmingham, Alabama with her family. Whitney is a member of the Big Oak Ranch Auxiliary and Vestavia Hills Elementary Cahaba Heights Parent Teacher Organization. Outside of the office, Whitney enjoys painting, hiking, skiing, and traveling

NMLS#: 2277780

About Sean Franson

Sean Franson is a Planning Associate at Morgan Stanley providing dedicated financial planning support to Financial Advisors and their teams. Operating as an extension of the FA/Team, he collaborates with clients to discover and define goals that matter most to them. Leveraging state of the art technology, he will evaluate various options and their potential outcomes to help clients confidently choose the appropriate course of action. Sean provides expertise across a wide suite of Morgan Stanley planning tools designed to assist in the areas of investment accumulation, retirement, education, major purchase, cash flow, risk management, tax efficiency, and wealth transfer planning.

He earned his undergraduate degree from the State University of New York College at Geneseo and received the Financial Planning Specialist^® designation from the College for Financial Planning. Sean is originally from Long Island, New York and currently resides in New York City, NY.

About Tess Pisanelli

Tess is a Planning Associate at Morgan Stanley providing dedicated financial planning support to Financial Advisors and their teams. Operating as an extension of the FA/Team. She collaborates with clients to discover and define goals that matter most to them. Leveraging state of the art technology, she will evaluate various options and their potential outcomes to help clients confidently choose the appropriate course of action. Tess provides expertise across a wide suite of Morgan Stanley planning tools designed to assist in the areas of investment accumulation, retirement, education, major purchase, cash flow, risk management, tax efficiency, and wealth transfer planning.

She earned her undergraduate degree from Vanderbilt University and received the Financial Planning Specialist^® designation from the College for Financial Planning. Tess is originally from Ridgefield, CT and currently resides in New York, NY.

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Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.

Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.

Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

Important information about your relationship with your Financial Advisor and Morgan Stanley Smith Barney LLC when using a Financial Planning tool. When your Financial Advisor prepares a Financial Plan, they will act in an investment advisory capacity for thirty (30) days after the delivery of your Financial Plan. To understand the differences between brokerage and advisory relationships, you should consult your Financial Advisor, or review our “Understanding Your Brokerage and Investment Advisory Relationships,” brochure available at https://www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.

You have sole responsibility for making all investment decisions with respect to the implementation of a Financial Plan. You may implement the Financial Plan at Morgan Stanley or at another firm. If you engage or have engaged Morgan Stanley, it will act as your broker, unless you ask it, in writing, to act as your investment adviser on any particular account.

Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences.

Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.

When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account.

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A Simple Six-Step Retirement Checkup

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Iran Conflict: Seven Takeaways for Investors

Prolonged conflict with Iran could lead to higher oil prices, hotter inflation and greater market uncertainty.

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529 Plans: A Powerful Tool to Save for Education

Though education costs continue to climb, starting to save and invest early can make a difference.

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Financial Planning for Life After Selling a Business

Selling your business can mean big changes for your life, both personally and financially. Know how to make the most of your windfall.

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Donor Advised Funds: A Smart Way to Manage Your Giving

There's more to charitable giving than you may realize. Here's one method that may be a tax-efficient way to give and can help maximize your impact.

Financial Wellness

Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:

Reduce employee stress,
Improve retention and engagement, and
Set themselves apart by offering comprehensive financial wellness benefits.

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The Business Case for a Financially Resilient Workforce

In the face of turbulent markets, the word “resilience” may be top of mind. Broadly speaking, resilience is the ability to “bounce back” when encountering life’s inevitable challenges.

Ready to start a conversation? Contact The Warr Group today.

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Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization’s initial and ongoing certification requirements to use the certification marks.

¹When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.

For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.

²Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.

³Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

⁴Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

⁵Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.

⁶Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.

⁷Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.

Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

⁸Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.

⁹Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.

¹⁰Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

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Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.

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Michael C Warr

Katie Hancock, CIMA®

Dusti Monk

Thomas Monk

Zac Snider, CEPA®

Ryan Little

Katie Rudow, CFP®

Timur Novokreshchenov, CEP®

Christopher Jones

Matthew E. Hillman

Chhavi Goel-Parker, CEPA®

Jacob Nannen

Joseph Brady, CRPC®

Kimberly Patterson, ChFC®

Greg Scott

Harvey Newton

Christopher Newman

Jon C Bancks, CFP®, CPWA®

Jacqueline Meyer

David Earle, CIMA®

Jeffrey Earle

Victoria Salazar

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Jimmy Todd, CIMA®

Stewart Berling

David Newton

Matthew Bungo

Blair Fowler

Erin Dunn

Maggie McGuire

Rex Zeanah

Katherine Almon

Brooke Price

Angie Hilderbrand

Amanda Carter

Madison McDowell

Laurie Lippens

Brett Rickey

Erin Cody

Ethan Sikes

Lauren Chacinski

Lida Joyce Alonso

William Hamiter

William Killips

Adam Korzen

Gay Woodall

Saige Emanuel

JoAnn Masters

Keri Van Dyke

Piper Gordon

About Michael C Warr

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