The Walters Group at Morgan Stanley

Marc has provided customized investment advice for over 26 years. He began his career at Merrill Lynch in 1995 and joined Morgan Stanley in 2011. Early in his career, most of his peers were sole practitioners. As his business continued to grow, he felt forming a team would enhance the breadth and depth of services he could offer to their growing affluent client base.

The Walters Group now has been working together as an integrated team for over 21 years, and includes 9 Financial Advisors, and 5 Registered Client Service Associates. Marc helps oversee this team whose clients have entrusted us with over $1.6 billion of assets under management (as of Dec. 31, 2021).

As a Family Wealth Director, Marc is not your typical Financial Advisor. His responsibilities and training are geared specifically for working with and understanding the needs, demands, and values of Ultra High Net Worth families. His expertise and knowledge go beyond the traditional stock/bond asset allocations strategies.

Along with our team, Marc helps deliver a comprehensive client experience encompassing complex financial transactions to include Customized Portfolio Solutions, Alternative Investments, Business Succession Planning, Comprehensive Estate Planning, Full Insurance Analysis, Executive Benefits and Compensation, Concentrated Stock, Asset Protection, as well as Private Banking Lending, to name a few.

Marc is approved within the Morgan Stanley’s Portfolio Management Program (PM) for specially qualified Financial Advisors within Morgan Stanley. As a Senior Portfolio Manager in this Program, he can build and manage customized investment strategies on a discretionary basis that draw on his investment experience. He holds the CERTIFIED FINANCIAL PLANNERTM certification awarded by the Certified Financial Planner (CFP^®) Board of Standards, Inc. As a Family Wealth Director, which is part of the Private Bank at Morgan Stanley, Marc and his team can provide exclusive access and bring the ENTIRE Morgan Stanley firm to you!

A graduate of Florida State University with a bachelor’s degree in finance, Marc is active in professional and community organizations. He volunteers with North Tampa Youth Baseball, All Children’s Hospital, and Ronald McDonald House. Marc and his wife Melissa have five children — Isabella, Olivia, Gabrielle, Jett, and Steele — and live in Tampa, Florida.

Sean has been helping people plan for and enjoy financially secure futures for over 25 years. As a Portfolio Manager within Morgan Stanley’s PM program, Sean’s clients benefit from his ability to manage their assets with portfolio strategies uniquely designed to help them meet their personal investment objectives. Sean also holds the Chartered Retirement Planning CounselorTM (CRPC^®) certification. He is passionate about helping build financially secure futures for his clients.

Sean graduated from the University of Colorado in Boulder with a Bachelor’s degree in Economics. He enjoys a happy chaos at home with his wife, Anna, and their five children, Ava, Liam, Drew, Gabby and Hayes. Sean and his family are active within their church, Christ the King, and throughout the community. He is an enthusiastic volunteer at Metropolitan Ministries, Feeding Tampa Bay, and his children’s school. Sean and his family also enjoy boating and cheering on the Tampa Bay Lightning.

Todd joined the team in 2002, after gaining five years of financial industry experience. He draws on a deep understanding of wealth management, stock option and cash flow planning strategies to help clients prepare for retirement. Todd is approved as a Portfolio Manager within the Morgan Stanley PM Program. This enables him to build and manage customized investment strategies that draw on his investment experience. In addition to the Portfolio Manager designation, he also is a Chartered Retirement Planning CounselorSM (CRPC^®).

Todd received his Bachelor of Science degree in Finance from Florida State University. He is involved in the United Way and the Make-A-Wish Foundation, which helps fulfill dreams for terminally ill children. He and his wife, Jennifer, live in Tampa with their two children, Mckenzie and Reese. In his spare time, he enjoys playing golf, tennis and boating.

The individuals mentioned as the Portfolio Management Team are Financial Advisors with Morgan Stanley participating in the Morgan Stanley Portfolio Management program. The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s assets on a discretionary basis in a range of securities. The Portfolio Management program is described in the applicable Morgan Stanley ADV Part 2, available at www.morganstanley.com/ADV or from your Financial Advisor.

After 20 years of service with the United States Air Force, most recently as a program manager, Steven started in the financial services industry in 2004, and later joined the team in 2006. Steven is dedicated to developing enduring relationships with “baby boomer” clients, and enjoys offering financial advice and guidance to help clients prepare for retirement. He holds the CERTIFIED FINANCIAL PLANNER™ certification awarded by the Certified Financial Planner™ Board of Standards, Inc.

Steven earned a Bachelor’s degree in Engineering Physics from Pacific Lutheran University in Tacoma, Washington before going on to graduate from the Air Force Institute of Technology in Dayton, Ohio, with a Bachelor’s degree in Electrical Engineering. Steven also earned an M.B.A. at the National University in San Diego, California. He lives in Lewisville, Texas, with his wife, Qing, and their children, Andrew, Wesley, and Shindy.

NMLS # 535821
CA License OH76037

Brandon is a licensed financial advisor and Chartered Retirement Planning CounselorSM (CRPC^®) with The Walters Group at Morgan Stanley. As an advisor, He builds customized wealth management plans with each of his clients to help them achieve their financial goals. Brandon’s clients come from all walks of life including: first-time investors, seasoned investment professionals, corporate executives, entrepreneurs and professional athletes. What Brandon enjoys most is getting to know his clients on a personal level, hearing their backgrounds and helping them plot a course for their future. Brandon takes great pride in forming lifelong relationships with his clients to ensure these customized plans stay current through life’s changes and for generations to come.

Although Brandon is originally from Wisconsin, he has been living in Tampa for over 15 years. He graduated from the University of South Florida with a degree in Finance and has been a member of the Walters Group for over a decade. Brandon and his wife, Kasey, their two sons, Grant & Beau, along with their Vizsla, Stella, currently reside in South Tampa. They are passionate about traveling and experiencing new cultures, all outdoor activities, and sports year round. They’re also engaged in their local community and active in their church, Radiant of South Tampa.

Matt has been affiliated with the team since 2014 and acts as a Portfolio Manager within Morgan Stanley’s PM program. Within this program, his clients benefit from his ability to manage their assets with portfolio strategies uniquely designed to help them meet their personal investment objectives. Matt is passionate about helping his clients live an active retirement without the burden of financial stress. To achieve this he focuses on developing comprehensive financial plans aimed at fulfilling these goals. He was named to Morgan Stanley’s Pacesetter’s Club in 2021, a global recognition program for Financial Advisors who, within their first five years, demonstrate the highest professional standards and first-class client service. During his time with The Walters Group he successfully earned his Master’s in Finance degree from the University of Tampa, Sykes School of Business.

Matt was born and raised in Washington, D.C. but now resides in Tampa, Florida with his wife Samantha and German Shepherd, Ripken. In his spare time, he enjoys playing golf, watching baseball, and spending time with family and friends.

Javier Rodriguez is an accomplished Financial Advisor at Morgan Stanley, based in Dallas, TX; and a valued member of The Walters Group overseeing $2B in assets under management. His clientele typically comprises Fortune 500 executives, former business owners, and HENRY (High Earner Not Rich Yet) individuals. His merits include a designation as a Chartered Retirement Planning Counselor (CRPC), financial planning and equity compensation specialist, and he is poised to sit for the CFP exam in November.

During his time at Morgan Stanley, Javier leveraged the transformative power of information. This awareness fueled his passion for assisting clients in understanding overlooked nuances within their financial goals.

As a client, you’ll benefit from a diverse range of products and tailored services aimed at realizing your financial objectives. Through collaborative efforts, you’ll receive personalized guidance and unwavering support for your success. Leveraging Morgan Stanley’s global resources and investment expertise, Javier is dedicated to assisting you in formulating and maintaining a robust investment strategy.

Beyond his professional commitments, Javier is deeply engaged in the Dallas community, serving as CFO for ALPFA DFW and significantly elevating its ranking to 3rd in the nation. Additionally, his involvement in the Economic and Business Development Committee for the Regional Hispanic Contractors Association (RHCA) allows him to extend his commitment to community impact. He is a proud Plano Wildcat and an Arkansas Razorback. In his leisure time, Javier likes to indulge in beach travels, culinary adventures, and regular soccer matches.

Tristen has been affiliated with The Walters Group since 2019 and holds the Series 7. He graduated from the West Virginia University with a degree in General Business, while also competing at the collegiate swimming level. Tristen likes to get to know his clients as a personal level, while also helping them retire comfortably. To accomplish this, he uses financial planning as a roadmap to help his clients preserve and grow their wealth. By working with Tristen you will have access to some of the world’s most seasoned and respected investment professionals, a premier trading and execution platform and a full spectrum of investment choices.

Tristen was born in Irving, Texas and is now residing in Plano, Texas. In his free time, he likes to play golf, watch sports and spend time with family and friends.

Ruths industry experience began in 2003. Since then, her business goal has been to provide outstanding administrative support and exemplary client service. She communicates frequently with clients on account-related issues. A graduate of the University of South Florida with a Bachelors degree in Psychology, Ruth also earned an M.B.A. at St. Leo University in St. Leo, Florida. Ruth has earned her series 7, 66, and Life, Health and Variable Licenses. She and her husband, Steven, live in Lutz, Florida with their two daughters, Isabella and Anna.

Dana began her financial industry career at Merrill Lynch in 1998, and has been a member of the team since 2007. She provides the team with fundamental support in all phases of service, relationship building and account maintenance. Originally from Chicago, Dana graduated from Florida Southern College in Lakeland, Florida with a Bachelors degree in Business Administration. Dana has earned her series 7, 66, and Life, Health and Variable Licenses. She enjoys reading, hiking and skiing. She lives in Tampa with her husband, Russ, and their sons Taylor and Adam.

Claire became a member of The Walters Group at Morgan Stanley in January of 2019 after graduating with her Master’s in Business Administration from Saint Leo University, in Tampa, Florida. She graduated with her Bachelor’s degree in 2015 from Florida State University. Her degrees serve her well in her role as marketing coordinator for the team. Claire currently resides in Tampa, where she was born. In her spare time, she enjoys spending time with friends and family, cheering on her beloved Seminoles, and exploring all things Tampa.

Lindsay began her financial services career with Fisher Investments in 2022 as a Client Service Associate after graduating from the University of Florida with a Bachelor’s Degree in Economics. Utilizing past experiences, she strives to provide high-level attention to client’s needs and increase service value where possible. Now at Morgan Stanley, Lindsay looks forward to continuing as a Client Service Associate for the Walters Group and providing the team and their clients with support in all areas of financial service. Lindsay is originally from Tampa. As a previous competitive equestrian for over 12 years, she enjoys spending time outdoors, boating and being with family and friends in her leisure time.

Suzanne joined the team in 2005 after a 25-year career as an account executive, sales trainer and business coach with a high-technology company. Her role within The Walters Group at Morgan Stanley as the coordinator of client service includes supporting the financial advisory team and maintaining long-standing client relationships. As a member of the baby boom generation, she is deeply aware of client concerns such as caring for elderly parents, transferring wealth to future generations and enjoying retirement. In her leisure time, Suzanne is a competitive amateur country-and-western dancer. She and her husband, Ben, have two grown children and seven grandchildren. The couple lives in Tampa, Florida.