About James M Spiro
Jim Spiro, Managing Director - Wealth Management, Financial Advisor, entered the industry in 1984. As a licensed investment professional, Jim leads The Spiro Group in implementing wealth-management strategies for high and ultra-high net worth clients through effective portfolio management, managing over $2.7 billion dollars, as of January, 2022. A graduate of Wesleyan University, Jim furthered his educational training with a Masters in Business Administration from Tulane University’s A.B. Freeman School of Business, where he was inducted into Beta Gamma Sigma, a nationally-recognized honor Society whose members receive admission only for academic excellence.
Jim focuses on equity research, portfolio hedging strategies and new business planning development. The Spiro Group, under Jim’s leadership, has maintained a continuous commitment to long-term client relationships, exceptional client service and assistance in achieving financial objectives.
Although the name of the parent company has changed due to acquisitions and divestitures many times over the years, Jim is highly unusual in the industry in that he has never changed firms, not once, in 35 years. All these years later, to this very day, he still gets a high internal level of satisfaction knowing that what he does makes a profound impact on others—he enjoys his work and believes that will always be the case.
Jim has been named a 2014, 2015, 2017 - 2021 Financial Times Top 400 Financial Advisor, and was listed in the 2014 -2022 Barron’s Top 1,200 Advisor Directory. All three are among the most respected publications in the industry.
2017-2021 Barron's Top 1,200 Financial Advisors: State-by-State (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State)
Source: Barrons.com (Awarded 2017-2021). Data compiled by Barron's based on 12-month period concluding in Sept of the year prior to the issuance of the award.
2014, 2015, 2017 - 2021 Financial Times 400 Top Financial Advisors
Source: ft.com. Data compiled by the Financial Times based the following time periods:
Awarded 2021, Awarded 2020; data 6/30/16 - 6/30/19
Awarded 2019; data 6/30/15 - 6/30/18
Awarded 2018; data 6/30/15 - 6/30/17
Awarded 2017; data 9/30/14 - 9/30/16
Awarded 2015; data 9/30/13 - 9/30/14
Awarded 2014; data 9/30/12 - 9/30/13
Securities Agent: NM, AK, TN, OH, NC, MA, KY, CT, MT, MO, IN, IA, CA, WY, RI, MI, IL, HI, DE, WA, NV, ND, LA, GA, DC, CO, WV, VA, SC, OR, AR, WI, UT, NJ, FL, AL, TX, OK, MN, SD, MS, AZ, MD, PA, NY, NH, NE, ME, KS; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1279319