Ken Mogseth, CPM®
Senior Vice President, Wealth Management, Financial Advisor, Portfolio Management Director
Phone:
(360) 992-7991(360) 992-7991
The Schmidt Mogseth Group at Morgan Stanley
Direct:
(360) 992-7992(360) 992-7992
Toll-Free:
(800) 755-2516(800) 755-2516
Our Mission Statement
Deep market knowledge, comprehensive planning and a commitment to finding the best solutions to match your needs.
Welcome
We are a highly skilled group of financial advisors who offer you the benefit of multiple perspectives, balanced thinking and advanced credentials in the areas of financial planning, economic forecasting and portfolio management.
Affluent clients often find us when the complexity of their financial situation has outgrown their ability or willingness to spend the time managing it. We aim to prove our value by acting as a trusted sounding board as well as a place to gain comprehensive advice and solutions that go beyond what you can research on your own.
Our distinctive blend of market research combines with a proprietary blend of forecasting methods to position your portfolio that seeks to take advantage of economic events before they occur. We offer well researched, knowledgeable advice regarding your concerns about living through retirement, integrating greater healthcare challenges into your financial picture, and dealing with worries about higher taxes, family, and estate planning strategies, in addition to your day-to-day financial needs.
We believe that money decisions involve more than just numbers. We see lives, not account statements and are committed to finding the best possible solutions to match your needs. Our relationship with you is rooted in our strong knowledge base and disciplined process, and is delivered to you with transparency and integrity.
Affluent clients often find us when the complexity of their financial situation has outgrown their ability or willingness to spend the time managing it. We aim to prove our value by acting as a trusted sounding board as well as a place to gain comprehensive advice and solutions that go beyond what you can research on your own.
Our distinctive blend of market research combines with a proprietary blend of forecasting methods to position your portfolio that seeks to take advantage of economic events before they occur. We offer well researched, knowledgeable advice regarding your concerns about living through retirement, integrating greater healthcare challenges into your financial picture, and dealing with worries about higher taxes, family, and estate planning strategies, in addition to your day-to-day financial needs.
We believe that money decisions involve more than just numbers. We see lives, not account statements and are committed to finding the best possible solutions to match your needs. Our relationship with you is rooted in our strong knowledge base and disciplined process, and is delivered to you with transparency and integrity.
Services Include
- Wealth ManagementFootnote1
- 401(k) Rollovers
- AnnuitiesFootnote2
- Defined Contribution PlansFootnote3
- Estate Planning StrategiesFootnote4
- Exchange Traded FundsFootnote5
- Financial PlanningFootnote6
- Fixed IncomeFootnote7
- Life InsuranceFootnote8
- Long Term Care InsuranceFootnote9
- Qualified Plans
- Qualified Retirement PlansFootnote10
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Credentials and experience really do matter. They demonstrate our deep level of knowledge, advanced training and commitment to finding some of the best solutions to match your needs.
Tomie T. Schmidt, Certified Financial Planner™ (CFP®)
CFP®s create personalized strategies incorporating sophisticated financial planning, tax, estate and trust planning strategies, risk management contingencies, and long-term income and retirement solutions.
Disclaimer:
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third‐party corporate trustee.
Disclaimer:
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third‐party corporate trustee.
Ken Mogseth, Certified Portfolio Manager (CPM®)
The CPM® designation is attained after undergoing a rigorous course in advanced fundamental security analysis, diverse asset classes and allocation, risk management and portfolio management concepts, as well as global financial markets.
Portfolio Management Director
Both, Tomie T. Schmidt and Ken Mogseth, are Portfolio Management Directors. Portfolio Management Directors have a track record of managing discretionary money using disciplined processes and are able to employ more sophisticated strategies for your investment portfolio.
7 Decades of Experience
Our combined years of experience represent knowledge gained not only from our commitment to advanced learning, but through the lived experience of many different market cycles and conditions.
The solutions we provide you are designed to help you get to where you want to go. Like a car’s navigational system, your financial planning map provides a reliable turn-by-turn route that aims to steer safely around unexpected roadblocks and provide you with the surest path to your destination.
Like most people, your destination is probably a long, comfortable, worry-free retirement, with no compromise in lifestyle and no real concern of ever running out of money. It may also be the ability to offer meaningful financial assistance in the financial lives of your children and/or grandchildren, either during your lifetime, in the form of legacies, or both. Or, the transfer of a family business to the next generation. And, don’t forget about those meaningful contributions to a much-loved school, church, charity, museum or other organizations.
We draw on our more than 25 years of financial planning experience, as well as Tomie Schmidt’s Certified Financial Planner™ (CFP®) credentials and strong commitment to building comprehensive, custom plans, to provide you with an unusually strong and deep set of planning strategies and knowledge. We pay attention to what drives you, both in terms of your immediate financial concerns and challenges, as well as your non-financial longer-term goals and passions. Because, at the end of the day, money is just a means to an end; it is useful because of what it can provide for you. And that is your ultimate destination.
Like most people, your destination is probably a long, comfortable, worry-free retirement, with no compromise in lifestyle and no real concern of ever running out of money. It may also be the ability to offer meaningful financial assistance in the financial lives of your children and/or grandchildren, either during your lifetime, in the form of legacies, or both. Or, the transfer of a family business to the next generation. And, don’t forget about those meaningful contributions to a much-loved school, church, charity, museum or other organizations.
We draw on our more than 25 years of financial planning experience, as well as Tomie Schmidt’s Certified Financial Planner™ (CFP®) credentials and strong commitment to building comprehensive, custom plans, to provide you with an unusually strong and deep set of planning strategies and knowledge. We pay attention to what drives you, both in terms of your immediate financial concerns and challenges, as well as your non-financial longer-term goals and passions. Because, at the end of the day, money is just a means to an end; it is useful because of what it can provide for you. And that is your ultimate destination.
If you were asked to identify the most difficult aspect of successful investing, you would probably agree that it’s knowing when – rather than what – to buy and sell. We agree. That’s why our approach to portfolio management uses a proprietary blend of economic indicators that is designed to dynamically position your investment portfolio to weather and profit from what lies ahead.
This approach is different than traditional, more passive buy-and-hold portfolio strategies that remain static despite changing economic conditions. Over the past three decades, we have developed a proprietary blend of 26 Recession Risk Indicators to help identify the probability of a recession within the next 6 to 12 months. When those indicators increase to a certain level, we make portfolio adjustments to mitigate or capitalize upon the impact. Given that the Standard & Poor's 500 Composite Stock Price Index has averaged more than 43.3% declines during the last 12 drawdowns in the past 91 years* (defined as declines of 25% or greater from the peak) , we believe an understanding of and active engagement with this issue is critical for strategic and tactical portfolio management.
Source: FactSet, Bloomberg, Morgan Stanley Wealth Management GIC. Returns prior to 1988 are price only and subsequent returns are total returns.
Our custom portfolio models are designed to match your risk tolerance as well as meet your needs and goals. Ken Mogseth, CPM®, directs our team’s portfolio management models. As a Certified Portfolio Manager (CPM®) and a Morgan Stanley designated Portfolio Management Director, he is one of a select group of financial advisors who have been qualified by Morgan Stanley to independently manage client assets. Ken’s deep level of economic understanding is achieved through his tremendous dedication to independent economic research and analysis. Our portfolio management process is distinctive in the business and we believe the results speak for themselves.
This material is intended only for clients and prospective clients of the Portfolio Management program. It has been prepared solely for informational purposes only and is not an offer to buy or sell or a solicitation of any offer to buy or sell any security or other financial instrument, or to participate in any trading strategy.
The individuals mentioned as the Portfolio Management Team are Financial Advisors with Morgan Stanley participating in the Morgan Stanley Portfolio Management program. The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s assets on a discretionary basis in a range of securities. The Portfolio Management program is described in the applicable Morgan Stanley ADV Part 2, available at www.morganstanley.com/ADV or from your Financial Advisor.
Past performance of any security is not a guarantee of future performance. There is no guarantee that this investment strategy will work under all market conditions. Do not assume that any holdings mentioned were, or will be, profitable. The performance, holdings, sector weightings, portfolio traits and other data for an actual account may differ from that in this material due to various factors including the size of an account, cash flows within an account, and restrictions on an account.
Material in this presentation has been obtained from sources that we believe to be reliable, but we do not guarantee its accuracy, completeness or timeliness. Third party data providers make no warranties or representations relating to the accuracy, completeness or timeliness of the data they provide and are not liable for any damages relating to this data.
For index, indicator and survey definitions referenced here, please visit the following:
https://www.morganstanley.com/wealth-investmentsolutions/wmir-definitions
An investment cannot be made directly in a market index.
This approach is different than traditional, more passive buy-and-hold portfolio strategies that remain static despite changing economic conditions. Over the past three decades, we have developed a proprietary blend of 26 Recession Risk Indicators to help identify the probability of a recession within the next 6 to 12 months. When those indicators increase to a certain level, we make portfolio adjustments to mitigate or capitalize upon the impact. Given that the Standard & Poor's 500 Composite Stock Price Index has averaged more than 43.3% declines during the last 12 drawdowns in the past 91 years* (defined as declines of 25% or greater from the peak) , we believe an understanding of and active engagement with this issue is critical for strategic and tactical portfolio management.
Source: FactSet, Bloomberg, Morgan Stanley Wealth Management GIC. Returns prior to 1988 are price only and subsequent returns are total returns.
Our custom portfolio models are designed to match your risk tolerance as well as meet your needs and goals. Ken Mogseth, CPM®, directs our team’s portfolio management models. As a Certified Portfolio Manager (CPM®) and a Morgan Stanley designated Portfolio Management Director, he is one of a select group of financial advisors who have been qualified by Morgan Stanley to independently manage client assets. Ken’s deep level of economic understanding is achieved through his tremendous dedication to independent economic research and analysis. Our portfolio management process is distinctive in the business and we believe the results speak for themselves.
This material is intended only for clients and prospective clients of the Portfolio Management program. It has been prepared solely for informational purposes only and is not an offer to buy or sell or a solicitation of any offer to buy or sell any security or other financial instrument, or to participate in any trading strategy.
The individuals mentioned as the Portfolio Management Team are Financial Advisors with Morgan Stanley participating in the Morgan Stanley Portfolio Management program. The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s assets on a discretionary basis in a range of securities. The Portfolio Management program is described in the applicable Morgan Stanley ADV Part 2, available at www.morganstanley.com/ADV or from your Financial Advisor.
Past performance of any security is not a guarantee of future performance. There is no guarantee that this investment strategy will work under all market conditions. Do not assume that any holdings mentioned were, or will be, profitable. The performance, holdings, sector weightings, portfolio traits and other data for an actual account may differ from that in this material due to various factors including the size of an account, cash flows within an account, and restrictions on an account.
Material in this presentation has been obtained from sources that we believe to be reliable, but we do not guarantee its accuracy, completeness or timeliness. Third party data providers make no warranties or representations relating to the accuracy, completeness or timeliness of the data they provide and are not liable for any damages relating to this data.
For index, indicator and survey definitions referenced here, please visit the following:
https://www.morganstanley.com/wealth-investmentsolutions/wmir-definitions
An investment cannot be made directly in a market index.
We believe that you deserve to receive exceptional service while getting our very best possible investment counsel. When we talk together, we aim to get to the heart of what’s truly important in your life. We focus on the well-being of your life – your family, your business concerns, your health and your passions – knowing that every decision we make together can impact many people.
We also pay attention to and help you simplify the minutiae of your financial life. We have solutions for the daily challenges of bill paying, spending and budgeting, while keeping an eye on ways to help minimize taxes, maximize charitable giving and preserve your assets for future generations.
We serve clients around the country from our home in the Pacific Northwest. We grew up here, we have established our careers here and we are raising our families here. We are proud volunteers of organizations and cultural activities that contribute to our community’s vibrancy and vitality.
We also pay attention to and help you simplify the minutiae of your financial life. We have solutions for the daily challenges of bill paying, spending and budgeting, while keeping an eye on ways to help minimize taxes, maximize charitable giving and preserve your assets for future generations.
We serve clients around the country from our home in the Pacific Northwest. We grew up here, we have established our careers here and we are raising our families here. We are proud volunteers of organizations and cultural activities that contribute to our community’s vibrancy and vitality.
REPLAY: A Washington Update With Morgan Stanley’s Global Head of Government Relations, Michael Stein
Michael Stein, Morgan Stanley’s Global Head of Government Relations, provided his insight and perspective on the challenging legislative, regulatory and political landscapes surrounding the November 2024 presidential and congressional elections.
Michael J. Stein is a Managing Director and was named Global Head of Morgan Stanley Government Relations in January 2006 responsible for the firm’s federal, state and international government relations operations. Michael has represented Morgan Stanley in Washington since 1997, and prior to being named Global Head of Government Relations, was responsible for Institutional Securities, Wealth Management, Asset Management, Commodities, and Technology related federal legislative issues. Prior to joining Morgan Stanley, Michael was an associate with the Washington, D.C. law firm of Arnold & Porter. From 1989-1993, Michael served as Deputy Staff Director of the U.S. Senate Subcommittee on Securities. Michael also has worked in the SEC Division of Enforcement (Boston Regional Office) and the General Counsel’s office of the American Stock Exchange.
Replay & DetailsMichael J. Stein is a Managing Director and was named Global Head of Morgan Stanley Government Relations in January 2006 responsible for the firm’s federal, state and international government relations operations. Michael has represented Morgan Stanley in Washington since 1997, and prior to being named Global Head of Government Relations, was responsible for Institutional Securities, Wealth Management, Asset Management, Commodities, and Technology related federal legislative issues. Prior to joining Morgan Stanley, Michael was an associate with the Washington, D.C. law firm of Arnold & Porter. From 1989-1993, Michael served as Deputy Staff Director of the U.S. Senate Subcommittee on Securities. Michael also has worked in the SEC Division of Enforcement (Boston Regional Office) and the General Counsel’s office of the American Stock Exchange.
Global Investment Committee Weekly Research Report
The Global Investment Committee's Weekly Report provides an in depth look at markets, asset class performance and fixed income on a weekly basis.
GIC WeeklyGlobal Investment Committee on the Markets Monthly Report
A monthly publication that summarizes the Global Investment Committee’s market outlook and contains thought-provoking essays that examine the forces shaping the investment landscape. Check out the latest edition below:
GIC On the MarketsLocation
1701 SE Columbia River Dr
Ste 120
Vancouver, WA 98661
US
Direct:
(360) 992-7992(360) 992-7992
Toll-Free:
(800) 755-2516(800) 755-2516
Meet The Schmidt Mogseth Group
Phone:
(360) 992-7990(360) 992-7990
Chase Wanamaker, CRPC®
Financial Advisor
Phone:
(360) 992-7992(360) 992-7992
Susan Love
Senior Registered Associate
Phone:
(360) 992-8062(360) 992-8062
Lauren Larsen
Team Administrator
Phone:
(360) 759-8107(360) 759-8107
About Ken Mogseth
Ken Mogseth, CPM®
Senior Vice President, Wealth Management
Financial Advisor
Senior Portfolio Management Director
As a Certified Portfolio Manager (CPM®) and lifelong student of economics, I am relentlessly curious about financial markets and the forces that drive them. Why do markets behave in a particular way? Why do some companies survive and thrive, while others lose their position within the industry? Is it possible to discern from the economic indicators that we are moving into a period of weakness? Most importantly, how can I use that knowledge to benefit my clients?
Since 1987, I have helped clients articulate their goals, build holistic, custom financial plans and navigate through the ups and downs of financial markets and life’s circumstances. I take advantage of every conversation to help our clients strengthen their knowledge and understanding about their finances and the markets. It is equally important to me to continue to grow my own knowledge. I have worked hard to earn advanced credentials and designations that allow me to provide additional value to our clients.
As a Senior Portfolio Management Director, I am one of a select group of Financial Advisors who has been qualified by Morgan Stanley to independently manage client assets. I focus on providing risk- and tax-aware investment strategies that not only help meet our clients’ needs and goals, but are designed to navigate the ever-changing circumstances of financial markets. I combine that role with my credentials as a Certified Portfolio Manager and economist to create proprietary economic market forecasts that allow us to help our clients prepare for and potentially take advantage of economic events before they occur.
I grew up in Vancouver, Washington and attended the University of Puget Sound with the intent of becoming a lawyer. During a freshman economics class, my life took a 180 degree turn as I fell madly in love with the ‘dismal science.’ I dove deeply into the subject and even taught a college-level class during my senior year. After graduation, I joined Proctor and Gamble and spent three years honing my business instincts.
In 1987, I became a Financial Advisor at Dean Witter (Morgan Stanley predecessor firm), helping individuals and families grow, preserve and transfer their wealth. I am proud of the fact that many of my initial clients are still with me, along with their children and grandchildren.
In 2011, I earned the prestigious title of Certified Portfolio Manager, after completing a rigorous curriculum through Columbia University’s Fu Foundation School of Engineering and Applied Science. This designation is designed to provide advisors managing discretionary portfolios with a deeper understanding of fundamental security analysis, asset allocation, and portfolio management concepts.
My wife, Cindy, and I have been married since 1986. Now that our two children are young adults, my wife and I have more time to pursue our passions for music and travel. Cindy plays the piano and I enjoy playing guitar and mandolin. We love supporting the area’s local bands and can often be found at music festivals and concerts. We also enjoy serving our community and some of our local non-profit organizations. My bilingual wife provides medical translation services for groups traveling to Mexico. I am a current board member of the Royal Oaks Country Club and have been on the board of Crossroads Community Church since 1998.
The individuals mentioned as the Portfolio Management Team are Financial Advisors with Morgan Stanley participating in the Morgan Stanley Portfolio Management program. The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s assets on a discretionary basis in a range of securities. The Portfolio Management program is described in the applicable Morgan Stanley ADV Part 2, available at www.morganstanley.com/ADV or from your Financial Advisor.
Senior Vice President, Wealth Management
Financial Advisor
Senior Portfolio Management Director
As a Certified Portfolio Manager (CPM®) and lifelong student of economics, I am relentlessly curious about financial markets and the forces that drive them. Why do markets behave in a particular way? Why do some companies survive and thrive, while others lose their position within the industry? Is it possible to discern from the economic indicators that we are moving into a period of weakness? Most importantly, how can I use that knowledge to benefit my clients?
Since 1987, I have helped clients articulate their goals, build holistic, custom financial plans and navigate through the ups and downs of financial markets and life’s circumstances. I take advantage of every conversation to help our clients strengthen their knowledge and understanding about their finances and the markets. It is equally important to me to continue to grow my own knowledge. I have worked hard to earn advanced credentials and designations that allow me to provide additional value to our clients.
As a Senior Portfolio Management Director, I am one of a select group of Financial Advisors who has been qualified by Morgan Stanley to independently manage client assets. I focus on providing risk- and tax-aware investment strategies that not only help meet our clients’ needs and goals, but are designed to navigate the ever-changing circumstances of financial markets. I combine that role with my credentials as a Certified Portfolio Manager and economist to create proprietary economic market forecasts that allow us to help our clients prepare for and potentially take advantage of economic events before they occur.
I grew up in Vancouver, Washington and attended the University of Puget Sound with the intent of becoming a lawyer. During a freshman economics class, my life took a 180 degree turn as I fell madly in love with the ‘dismal science.’ I dove deeply into the subject and even taught a college-level class during my senior year. After graduation, I joined Proctor and Gamble and spent three years honing my business instincts.
In 1987, I became a Financial Advisor at Dean Witter (Morgan Stanley predecessor firm), helping individuals and families grow, preserve and transfer their wealth. I am proud of the fact that many of my initial clients are still with me, along with their children and grandchildren.
In 2011, I earned the prestigious title of Certified Portfolio Manager, after completing a rigorous curriculum through Columbia University’s Fu Foundation School of Engineering and Applied Science. This designation is designed to provide advisors managing discretionary portfolios with a deeper understanding of fundamental security analysis, asset allocation, and portfolio management concepts.
My wife, Cindy, and I have been married since 1986. Now that our two children are young adults, my wife and I have more time to pursue our passions for music and travel. Cindy plays the piano and I enjoy playing guitar and mandolin. We love supporting the area’s local bands and can often be found at music festivals and concerts. We also enjoy serving our community and some of our local non-profit organizations. My bilingual wife provides medical translation services for groups traveling to Mexico. I am a current board member of the Royal Oaks Country Club and have been on the board of Crossroads Community Church since 1998.
The individuals mentioned as the Portfolio Management Team are Financial Advisors with Morgan Stanley participating in the Morgan Stanley Portfolio Management program. The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s assets on a discretionary basis in a range of securities. The Portfolio Management program is described in the applicable Morgan Stanley ADV Part 2, available at www.morganstanley.com/ADV or from your Financial Advisor.
Securities Agent: NJ, AK, AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, MD, MN, MT, NE, NM, NV, NY, OH, OR, PA, SC, TX, UT, VA, WA, WY, LA; BM/Supervisor; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1446197
NMLS#: 1446197
About Tomie T Schmidt
Tomie Tada Schmidt, CFP®
Senior Vice President, Wealth Management
Financial Advisor
Portfolio Management Director
As a Certified Financial Planner™ (CFP®), I help ensure that every financial decision you make can support the highest probability of achieving your goals. My comprehensive and customized financial plans are designed to shift with the changing circumstances of your life and provide you with a realistic and attainable roadmap to help you accomplish your priorities and realize your dreams.
My clients actively engage with me in the planning process. We begin by looking at the big picture of your economic situation, including your current priorities and ideal future. Then I map out different financial scenarios, each demonstrating the statistical chance of success. I make sure to stress test the final version – to incorporate the “what ifs” of a possible recession, death of a partner, reduction of pension or social security and other considerations – in order to build a personalized financial plan with the highest likelihood of successfully matching your envisioned future.
Helping achieve financial equilibrium, particularly as you accumulate wealth and responsibilities, takes significant time and energy. It is important to me that you feel confident and comfortable with your decisions around finances and investments. I take a collaborative, transparent and holistic approach to every issue we tackle and spend an incredible amount of time considering which financial choices can make a significant difference in your life. I am also intrigued by people’s behavior around financial decisions and am a student of behavioral finance.
I am a Pacific Northwest native. I grew up in Portland as the oldest of seven children and attended Linfield College in McMinnville, Oregon. In college, I held a national ranking in speech and debate competitions. It taught me how to prepare thoroughly, consider an issue from multiple angles and make a plan with a goal in mind. After graduating with double degrees in finance and speech communications, I moved to Denver, Colorado to work for a private financial firm that provided services to credit unions. My husband, Mark, and I returned to the Pacific Northwest in 2002, where I became a Financial Advisor with Solomon Smith Barney (a Morgan Stanley predecessor firm), eventually joining Ken Mogseth and Chase Wanamaker. I earned an executive certificate in financial planning from the University of Portland and received my CFP® designation in 2005.
Outside of work, my husband and I are raising our two children in the Vancouver-Portland area. Our family loves to ski, play games, watch movies and spend time with friends. I am a voracious audio book reader, I love to bake and I enjoy the paper arts.
Senior Vice President, Wealth Management
Financial Advisor
Portfolio Management Director
As a Certified Financial Planner™ (CFP®), I help ensure that every financial decision you make can support the highest probability of achieving your goals. My comprehensive and customized financial plans are designed to shift with the changing circumstances of your life and provide you with a realistic and attainable roadmap to help you accomplish your priorities and realize your dreams.
My clients actively engage with me in the planning process. We begin by looking at the big picture of your economic situation, including your current priorities and ideal future. Then I map out different financial scenarios, each demonstrating the statistical chance of success. I make sure to stress test the final version – to incorporate the “what ifs” of a possible recession, death of a partner, reduction of pension or social security and other considerations – in order to build a personalized financial plan with the highest likelihood of successfully matching your envisioned future.
Helping achieve financial equilibrium, particularly as you accumulate wealth and responsibilities, takes significant time and energy. It is important to me that you feel confident and comfortable with your decisions around finances and investments. I take a collaborative, transparent and holistic approach to every issue we tackle and spend an incredible amount of time considering which financial choices can make a significant difference in your life. I am also intrigued by people’s behavior around financial decisions and am a student of behavioral finance.
I am a Pacific Northwest native. I grew up in Portland as the oldest of seven children and attended Linfield College in McMinnville, Oregon. In college, I held a national ranking in speech and debate competitions. It taught me how to prepare thoroughly, consider an issue from multiple angles and make a plan with a goal in mind. After graduating with double degrees in finance and speech communications, I moved to Denver, Colorado to work for a private financial firm that provided services to credit unions. My husband, Mark, and I returned to the Pacific Northwest in 2002, where I became a Financial Advisor with Solomon Smith Barney (a Morgan Stanley predecessor firm), eventually joining Ken Mogseth and Chase Wanamaker. I earned an executive certificate in financial planning from the University of Portland and received my CFP® designation in 2005.
Outside of work, my husband and I are raising our two children in the Vancouver-Portland area. Our family loves to ski, play games, watch movies and spend time with friends. I am a voracious audio book reader, I love to bake and I enjoy the paper arts.
Securities Agent: GA, PA, MT, CO, CT, OK, TX, NY, MN, MI, IL, AZ, SC, NJ, NC, LA, ID, WY, IA, FL, CA, NM, WI, WA, VA, NV, IN, HI, AK, OR, OH, MO, MD; General Securities Representative; Investment Advisor Representative
NMLS#: 1288295
NMLS#: 1288295
About Chase Wanamaker
Securities Agent: ID, AR, MT, WA, PA, OR, NC, MO, LA, TX, MN, CT, CO, AK, SC, IN, NY, NV, HI, AZ, VA, GA, CA, OH, NM, FL, WY, MI, IL, IA, NJ, MD; General Securities Representative; Investment Advisor Representative
NMLS#: 2410627
NMLS#: 2410627
About Susan Love
I oversee the day-to-day administrative and operational tasks for the Schmidt Mogseth Group. In addition to working with Ken, Tomie, and Chase, my responsibilities also include focusing on the firm’s administrative systems. I have lived in the Pacific Northwest for most of my life. I have been working in the finance industry since 1999. My career began as a US
Bank employee with Investment Operations. After US Bank merged with a mid-west bank, I went to work for Dain Rauscher which later became RBC Wealth Management. I was at RBC until 2017 when I joined Morgan Stanley.
I currently have over 20 years of industry experience and hold the Series 7 and 66 security licenses. In my free time, I enjoy reading, learning new languages, knitting, spinning, weaving and all things fiber related. I also enjoy working with the youth in the winter drama productions at my church.
Bank employee with Investment Operations. After US Bank merged with a mid-west bank, I went to work for Dain Rauscher which later became RBC Wealth Management. I was at RBC until 2017 when I joined Morgan Stanley.
I currently have over 20 years of industry experience and hold the Series 7 and 66 security licenses. In my free time, I enjoy reading, learning new languages, knitting, spinning, weaving and all things fiber related. I also enjoy working with the youth in the winter drama productions at my church.
About Lauren Larsen
Lauren has always been proud to call the Pacific Northwest her home, specifically Wilsonville, Oregon. Growing up, she spent most of her time outside engaging in many different activities—from playing basketball and running track & field to hiking mountains in the Cascades. To this day, many of her favorite hobbies—hiking, running, photography, traveling, and camping— involve being connected with nature. Lauren also notes that she loves animals—so much so, that she has six very spoiled pets at home (three dogs and three cats).
Lauren attended Oregon State University and graduated summa cum laude with degrees in both finance and marketing. Motivated by her intense desire to learn, she continuously goes above and beyond what is expected of her. Lauren’s attention to detail, passion for helping others, and commitment to providing the highest level of service has helped her build successful and long-lasting relationships. She also does extremely well under pressure, maintaining a positive attitude in even the most difficult and challenging environments. While she pursues her long-term career goals of becoming a financial advisor, Lauren is thrilled to have the opportunity to contribute to her team’s success and build a career at Morgan Stanley.
Lauren attended Oregon State University and graduated summa cum laude with degrees in both finance and marketing. Motivated by her intense desire to learn, she continuously goes above and beyond what is expected of her. Lauren’s attention to detail, passion for helping others, and commitment to providing the highest level of service has helped her build successful and long-lasting relationships. She also does extremely well under pressure, maintaining a positive attitude in even the most difficult and challenging environments. While she pursues her long-term career goals of becoming a financial advisor, Lauren is thrilled to have the opportunity to contribute to her team’s success and build a career at Morgan Stanley.
Contact Ken Mogseth
Contact Tomie T Schmidt
Contact Chase Wanamaker
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Are You Prepared for Tax Day?
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
2Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5An investment in an exchange-traded fund (ETF) involves risks similar to those of investing in a broadly based portfolio of equity securities traded on exchange in the relevant securities market, such as market fluctuations caused by such factors as economic and political developments, changes in interest rates and perceived trends in stock prices. The investment return and principal value of ETF investments will fluctuate, so that an investor’s ETF shares, if or when sold, may be worth more or less than the original cost.
Investors should carefully consider the investment objectives, risks, charges and expenses of an exchange-traded fund (ETF) before investing. The prospectus contains this and other information about the ETF. To obtain a prospectus, contact your Financial Advisor or visit the ETF company’s website. Please read the prospectus carefully before investing.
6Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
7Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.
8Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
9Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
10When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
2Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5An investment in an exchange-traded fund (ETF) involves risks similar to those of investing in a broadly based portfolio of equity securities traded on exchange in the relevant securities market, such as market fluctuations caused by such factors as economic and political developments, changes in interest rates and perceived trends in stock prices. The investment return and principal value of ETF investments will fluctuate, so that an investor’s ETF shares, if or when sold, may be worth more or less than the original cost.
Investors should carefully consider the investment objectives, risks, charges and expenses of an exchange-traded fund (ETF) before investing. The prospectus contains this and other information about the ETF. To obtain a prospectus, contact your Financial Advisor or visit the ETF company’s website. Please read the prospectus carefully before investing.
6Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
7Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.
8Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
9Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
10When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
