Jason M. Friedman, CFP®
Managing Director, Private Wealth Management, Private Wealth Advisor, Global Sports and Entertainment Director, Senior Investment Management Consultant, Family Wealth Director
Phone:
(212) 307-2853(212) 307-2853
Morgan Stanley Private Wealth Management
Alessia Wealth Management Group
Our Mission Statement
We help you create comprehensive, multigenerational wealth management plans based on your goals, challenges and the values that guide your life.
Welcome
Welcome to The Alessia Wealth Management Group at Morgan Stanley Private Wealth Management. With over 70 years of experience, we are committed to a tailored, holistic, and collaborative approach to working with clients. "Alessia" reflects the core values that define our team: nobility, truth, and a commitment to being defenders of our clients' financial well-being. The hallmarks of our practice include a steadfast focus on our client’s unique goals and objectives, process-driven advice that is unbiased and conflict-free; and ongoing, proactive reviews of investment strategies and financial plans. Our clients turn to us for assistance in addressing the sometimes challenging and often complex work of managing wealth so that they can focus on the things that are most important to them. With their trust and confidence, we take pride in helping individuals, families and entities preserve and grow their financial, family and social capital. We are proud of the solutions we deliver to our clients and although the financial world may be dynamic, our values and standard of excellence remain unwavering.
2023 – 2025 Forbes Best-In-State Private Wealth Management Teams
- Source: Forbes.com (Awarded 2023, 2024, 2025). Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
Capabilities
- Family Governance & Wealth Education
- Comprehensive Wealth Planning
- Investment Management
- Manager Selection
- Proprietary Investment Opportunities
- Risk Management
- Philanthropy Management
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
About PWM
Founded in 1977, Private Wealth Management is the division of Morgan Stanley Wealth Management that is dedicated to serving the firm’s most affluent clients, including some of the world’s most accomplished entrepreneurs, executives and stewards of multigenerational wealth. Functioning as an exclusive investment boutique within a global financial firm, we deliver sophisticated solutions that leverage the intellectual capital and insight of Morgan Stanley’s substantial global resources. Drawing on a deep understanding of your financial life, our goal is to help you:
- Manage investments with an unwavering focus on your financial strategy and personal goals
- Create comprehensive, multigenerational wealth management plans based on your needs, challenges and the values that guide your life and legacy
- Simplify financial complexity to help you achieve clarity and control
Private Wealth Management Highlights
- Approximately 350 teams1 specialized in assisting individuals and families with $20MM+ in investable assets
- Over $980 billion in AUM1
- Comprising 23% of the Barron’s Top 250 Private Wealth Management Teams for 2024
- Direct access to ultra high net worth experts in philanthropy, family dynamics, wealth transfer, lifestyle advisory and other areas of interest to ultra high net worth families
1 Morgan Stanley Wealth Management, December, 2024
Source: Barron's.com (May 2024) 2024 Barron's Top 250 Private Wealth Management Teams awarded in 2024. The teams are ranked on a variety of factors, including their size and shape, their regulatory records and credentials of their members, and the resources they have at their disposal to serve their client bases. The rankings are meant as a starting point for clients looking for an advisor—a first-pass vetting that can help investors narrow a search. Every advisor will have his or her own approach to investing, financial planning, and other services. Clients are encouraged to approach a search for an advisor the way they would a search for a doctor—interviewing multiple professionals and getting opinions from multiple third parties. Rankings are based on the opinions of Barron's and this ranking may not be representative of any one client’s experience. This ranking is not indicative of the Financial Advisor’s future performance. Morgan Stanley Smith Barney LLC is not affiliated with Barron's. Barron’s is a registered trademark of Dow Jones & Company, L.P. All rights reserved.
Approach
Discovery Process
Investing the time to learn about you and your family; your assets and liabilities and the risk exposures, enables us to formulate strategies and customize the relationship to your needs.
Formulation of Tax, Trust and Estate Strategy
Working with your tax and legal advisors, we help analyze your income and estate tax circumstances to identify and tailor planning techniques that may be used to address your objectives.
Creation of Customized Strategic Asset Allocation
Your customized asset allocation reflects risk, opportunities and taxation across multiple entities, while integrating your investing and estate plans.
Integration of Tactical Asset Allocation
Short-term adjustments seek to capitalize on temporary market distortions. Before making adjustments, we analyze the impact of taxes and trading costs on potential returns.
Implementation of a Customized Wealth Strategy
After comprehensive due diligence and analysis of expected results across multiple market scenarios, strategies are chosen from our expansive investment platform.
Ongoing Assessment
In coordination with your other advisors, we can conduct ongoing reviews and comprehensive reporting to ensure that your strategy adapts to changing financial and family needs.
Philosophy
We understand that managing wealth over the lifetime of an individual or a family is a dynamic process which requires critical attention to detail and conscientious and coordinated oversight. Our team seeks to combine an understanding of the defining values and mission that drive our clients with thoughtful consideration of their unique goals and objectives. The crafting of a customized investment policy statement and comprehensive multi-disciplined planning and analysis, forms the foundation of our relationship with our clients. We focus on helping to formulate integrated investment, financial and wealth transfer solutions that are intensely personalized to address what is of most concern to you. Morgan Stanley’s open architecture platform enables us to work collaboratively, leveraging the extensive array of resources available internally within the firm and externally via strategic partners that represent the very best in class.
A diligent adherence to a time-tested process, a solemn commitment to our clients’ very best interests, and a passion for delivering truly exceptional service every step of the way: these are the tenets of a practice that is ready to work for you.
A diligent adherence to a time-tested process, a solemn commitment to our clients’ very best interests, and a passion for delivering truly exceptional service every step of the way: these are the tenets of a practice that is ready to work for you.
2023 – 2025 Forbes Best-In-State Private Wealth Management Teams
Alessia Wealth Management Group at Morgan Stanley ranked one of the Best-In-State Wealth Management Teams for 2023, 2024, and 2025. Forbes/SHOOK Best-In-State Wealth Management Teams list features groups of experienced wealth managers with a proven track records of success according to SHOOK Research, which uses quantitative and qualitative data to rank teams.
2020 – 2024 Forbes Best-In-State Private Wealth Advisors: Jason M. Friedman
The Forbes ranking of Best-In-State Wealth Advisors, developed by SHOOK Research, is based on an algorithm of qualitative criteria, mostly gained through telephone and in person due diligence interviews, and quantitative data. Those advisors that are considered have a minimum of seven years experience, and the algorithm weighs factors like revenue trends, assets under management, compliance records, industry experience and those that encompass best practices in their practices and approach to working with clients.
Click Here To View This Award
2022 – 2024 Forbes America’s Top Next-Gen Wealth Advisors & Top Next-Gen Wealth Advisors Best-in-State: Larry D. Rhea
The Forbes/SHOOK Top Next-Gen Advisors Best-In-State list features 1,621 top professionals who cumulatively manage nearly $2.8 trillion in assets. This group have long careers ahead of them--all were born in 1985 or later and have a minimum of four years of experience as an advisor.
Click Here To View This Award
CFP® – Certified Financial Planner™
The Certified Financial Planner™ designation is awarded to candidates who have demonstrated extensive knowledge in the areas of Education, Investment, Tax, Retirement, Estate and Insurance planning strategies. CFP® professionals must accrue several years of experience related to delivering financial planning services to clients and pass a comprehensive exam before calling themselves a CFP® Professional and are held to strict ethical standards to ensure financial planning recommendations are in the best interest of their clients.
CIMA® – Certified Investment Management Analyst®
Certified Investment Management Analyst® (CIMA®) certification is one of the peak international, technical portfolio construction programs for investment consultants, analysts, financial advisors and wealth management professionals. CIMA® certification continues to be one of the highest level of advanced investment education programs for client-facing advisors.
CDFA® – Certified Divorce Financial Analyst®
Certified Divorce Financial Analyst can provide the client and attorney with data analysis that shows the financial effect of any given settlement. The CDFA role is to assist the client and divorce team to understand how the decisions he or she makes will impact the client's financial future.
CRPC® – Chartered Retirement Planning Counselor™
The Chartered Retirement Planning Counselor helps financial advisors by guiding them through distinctive tax and estate objectives and strategies for a retiree and presents the financial and emotional aspects of financial planning. In short, the program helps advisors define a “road map to retirement,” enabling them to focus on the pre- and post-retirement needs of their clients.
Location
399 Park Ave 12th
Fl
New York, NY 10022
US
Direct:
(212) 586-5505(212) 586-5505
Meet Alessia Wealth Management Group
Senior Vice President, Financial Advisor, Global Sports and Entertainment Director, Lending Specialist
Phone:
(212) 307-2964(212) 307-2964
Phone:
(212) 893-6507(212) 893-6507
Olivia Cohen, CDFA®, CRPC®
Financial Advisor
Phone:
(212) 893-6589(212) 893-6589
Gianna Palazzo
Vice President, Group Director
Phone:
(212) 315-6259(212) 315-6259
Jeanne Competiello, CFP®
Assistant Vice President, PWM Director of Investments
Phone:
(212) 315-6339(212) 315-6339
Cassidy Kaznowski
Client Service Associate
Phone:
(212) 315-6253(212) 315-6253
About Jason M. Friedman
Jason Friedman works closely with the team’s clients to develop highly customized, holistic wealth management solutions to address the complex challenges of managing significant, multigenerational wealth.
A CERTIFIED FINANCIAL PLANNER,™ Jason, has been named by Forbes as one of New York's "Best-In-State Private Wealth Advisors" from 2020 through 2024. Jason has also earned the Morgan Stanley Senior Investment Management Consultant and Family Wealth Director designations. He began his career at Morgan Stanley in 2003 and became a partner with The Alessia Group in 2008. Jason received his B.A. from the honors college at the University of Maryland. He went on to earn his MBA at NYU’s Stern School of Business in 2007, where he was elected Beta Gamma Sigma, a distinction awarded to the top 15% of business school graduate students. Born and raised in New York, Jason and his wife, Fara, live in Scarsdale, NY with their two sons.
2020-2024 Forbes Best-In-State Private Wealth Advisors
Source: Forbes.com (Awarded 2020, 2021, 2022, 2023, 2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
A CERTIFIED FINANCIAL PLANNER,™ Jason, has been named by Forbes as one of New York's "Best-In-State Private Wealth Advisors" from 2020 through 2024. Jason has also earned the Morgan Stanley Senior Investment Management Consultant and Family Wealth Director designations. He began his career at Morgan Stanley in 2003 and became a partner with The Alessia Group in 2008. Jason received his B.A. from the honors college at the University of Maryland. He went on to earn his MBA at NYU’s Stern School of Business in 2007, where he was elected Beta Gamma Sigma, a distinction awarded to the top 15% of business school graduate students. Born and raised in New York, Jason and his wife, Fara, live in Scarsdale, NY with their two sons.
2020-2024 Forbes Best-In-State Private Wealth Advisors
Source: Forbes.com (Awarded 2020, 2021, 2022, 2023, 2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Securities Agent: NJ, CT, WA, NV, MI, IL, AZ, NH, MT, VA, TX, SC, TN, NY, UT, RI, ME, FL, MD, GA, AL, OH, NC, KY, PA, NM, MN, MA, DE, DC, VT, HI, CO, CA; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1253010
NMLS#: 1253010
About Larry D. Rhea
Often working with younger members of the team’s multigenerational clients, Larry Rhea, A CERTIFIED FINANCIAL PLANNER™, was named by Forbes as one of New York's "BEST-IN-STATE NEXT GEN Wealth Advisors" in 2022, 2023, and 2024 for his work in creating highly customized and holistic wealth management solutions. Prior to joining The Alessia Group in 2015, Larry began his career as an Analyst in Morgan Stanley’s Wealth Advisor Associate program. During this time, he was responsible for modeling financial planning solutions for Morgan Stanley’s top New York City advisors and their clients. Larry received his B.S. in business management and finance from Fordham University’s Gabelli School of Business, where he also earned Patriot League Academic All-American honors while lettering four years on Fordham’s football team. A proud alum, he currently serves on Fordham University's Alumni Association Advisory Board. Larry is also a passionate member of Morgan Stanley's Multicultural Employee Networking Groups business strategy and membership committee. Larry and his wife, Kristin, live in Pelham, NY with their son and daughter.
Forbes America’s Top Next-Gen Wealth Advisors & Top Next-Gen Wealth Advisors Best-in-State
Source: Forbes.com (Awarded 2022, 2023 & 2024). Data compiled by SHOOK Research LLC based on 12-month period concluding in Mar of the year the award was issued.
Forbes America’s Top Next-Gen Wealth Advisors & Top Next-Gen Wealth Advisors Best-in-State
Source: Forbes.com (Awarded 2022, 2023 & 2024). Data compiled by SHOOK Research LLC based on 12-month period concluding in Mar of the year the award was issued.
Securities Agent: IL, CT, PA, NJ, FL, SC, RI, AL, NY, MD, DE, DC, CO, CA, VA, ME, HI, GA, OH, VT, TX, AZ, NV, WA, UT, TN, NC, MA, NM, NH, MI, MT, MN, KY; General Securities Representative; Investment Advisor Representative
NMLS#: 1312829
NMLS#: 1312829
About Sophie Jacobs Klepner
Leveraging many years of experience, Sophie Klepner has provided comprehensive wealth management solutions tailored to the needs of families, women, and the next generation since 2016. With a strong focus on empowerment and education, she prides herself on helping her clients make confident and well-informed decisions on consequential matters.
Working to develop a robust understanding of each client’s needs and ambitions, Sophie creates and maintains highly customized strategies that range from estate and tax planning to investment management and generational wealth transfers. She works diligently to simplify her clients’ financial lives and make sure that their portfolios remain aligned with their evolving needs and aspirations.
Prior to joining The Alessia Group in 2024, Sophie served as a Senior Wealth Strategy Associate at UBS. She graduated from the University of Miami with a bachelor’s degree in business administration and went on to earn designations as a Certified Investment Management Analyst (CIMA®), Certified Divorce Financial Analyst (CDFA®) and Chartered Retirement Planning Counselor (CRPC®).
Sophie grew up in Blue Bell, Pennsylvania and attended Germantown Academy. She currently resides in Brooklyn with her husband, Marc, and their dog, Monty. An avid dog and art lover, you can always find her at the local dog park or exploring galleries and museums throughout New York.
NMLS#2658577
Working to develop a robust understanding of each client’s needs and ambitions, Sophie creates and maintains highly customized strategies that range from estate and tax planning to investment management and generational wealth transfers. She works diligently to simplify her clients’ financial lives and make sure that their portfolios remain aligned with their evolving needs and aspirations.
Prior to joining The Alessia Group in 2024, Sophie served as a Senior Wealth Strategy Associate at UBS. She graduated from the University of Miami with a bachelor’s degree in business administration and went on to earn designations as a Certified Investment Management Analyst (CIMA®), Certified Divorce Financial Analyst (CDFA®) and Chartered Retirement Planning Counselor (CRPC®).
Sophie grew up in Blue Bell, Pennsylvania and attended Germantown Academy. She currently resides in Brooklyn with her husband, Marc, and their dog, Monty. An avid dog and art lover, you can always find her at the local dog park or exploring galleries and museums throughout New York.
NMLS#2658577
Securities Agent: KS, VT, VA, MA, IL, AL, SC, ME, MD, GA, CT, AZ, MT, NH, KY, CA, FL, DC, CO, TN, RI, NM, MN, DE, PA, OH, NV, UT, TX, MI, WV, NY, NC, HI, WA, NJ; General Securities Representative; Investment Advisor Representative
NMLS#: 2658577
NMLS#: 2658577
About Olivia Cohen
Olivia Cohen, CDFA®, CRPC®
Financial Advisor
Drawing on six years of experience in the financial services industry, Olivia Cohen crafts customized wealth solutions for a diverse clientele of high-achieving families and individuals. She enjoys working with all members of her client families, particularly empowering women to help make informed wealth planning decisions and educating younger generations in financial literacy.
Olivia places communication at the center of her practice. She seeks to gain an in-depth understanding of what is most important to each client so she can customize strategies to support their specific needs and aspirations. Combining her own perspective with the vast resources of the firm, Olivia delivers comprehensive plans that are rooted in investment strategy, but often span estate and tax planning strategies, insurance, cash management, borrowing, and virtually every other aspect of her clients’ lives.
Prior to joining the Alessia Wealth Management team at Morgan Stanley in 2024, Olivia served as a Wealth Strategy Associate at UBS. She graduated from the University of Miami, majoring in marketing and finance, and has been working to expand her professional knowledge ever since. She holds designations as a Chartered Retirement Planning Counselor (CRPC®) and a Certified Divorce Financial Analyst (CDFA®).
Olivia is an active fundraiser and supporter of the University of Pennsylvania’s Abramson Cancer Center, where both of her parents underwent treatment. Born in Philadelphia and raised in Voorhees, New Jersey, Olivia now resides on the Upper West Side of Manhattan with her fiancé, Jacob, and their sheepadoodle, Otis. She loves trying restaurants throughout New York City and spending time outdoors playing tennis and skiing.
Financial Advisor
Drawing on six years of experience in the financial services industry, Olivia Cohen crafts customized wealth solutions for a diverse clientele of high-achieving families and individuals. She enjoys working with all members of her client families, particularly empowering women to help make informed wealth planning decisions and educating younger generations in financial literacy.
Olivia places communication at the center of her practice. She seeks to gain an in-depth understanding of what is most important to each client so she can customize strategies to support their specific needs and aspirations. Combining her own perspective with the vast resources of the firm, Olivia delivers comprehensive plans that are rooted in investment strategy, but often span estate and tax planning strategies, insurance, cash management, borrowing, and virtually every other aspect of her clients’ lives.
Prior to joining the Alessia Wealth Management team at Morgan Stanley in 2024, Olivia served as a Wealth Strategy Associate at UBS. She graduated from the University of Miami, majoring in marketing and finance, and has been working to expand her professional knowledge ever since. She holds designations as a Chartered Retirement Planning Counselor (CRPC®) and a Certified Divorce Financial Analyst (CDFA®).
Olivia is an active fundraiser and supporter of the University of Pennsylvania’s Abramson Cancer Center, where both of her parents underwent treatment. Born in Philadelphia and raised in Voorhees, New Jersey, Olivia now resides on the Upper West Side of Manhattan with her fiancé, Jacob, and their sheepadoodle, Otis. She loves trying restaurants throughout New York City and spending time outdoors playing tennis and skiing.
Securities Agent: PA, NV, TX, AZ, WA, VT, NC, MN, VA, SC, NY, ME, NM, DC, AL, MT, TN, RI, MA, FL, DE, NH, MI, MD, CT, PR, OH, NJ, KY, IL, HI, CO, CA, GA, UT; General Securities Representative; Investment Advisor Representative
NMLS#: 2657563
NMLS#: 2657563
About Gianna Palazzo
Gianna Palazzo, a Vice President and Group Director for The Alessia Group, supports the team's advisors and clients by finding solutions to complex administrative issues and contributing to a warm, professional and responsive service environment. Gianna develops, implements, and manages various business processes required to achieve the team's overall strategy by focusing on our overall level of service and helping ensure a superior client experience. Gianna began her career at Morgan Stanley in 2000 and joined The Alessia Group in 2005. She received her B.A. in psychology from Brooklyn College. Born and raised in Brooklyn, New York, Gianna resides in New York City with her partner, Jason.
About Jeanne Competiello, CFP®
Jeanne Competiello, an Assistant Vice President and Director of Investments for The Alessia Group, is tasked with designing and producing strategy reports and synthesizing client data to develop customized financial plans. Jeanne also focuses on producing tailored reports for clients and implementing investment strategies in a tax and fee efficient manner using the robust Morgan Stanley platform. Jeanne began her career at Morgan Stanley in 2011 after receiving her B.S. in business administration and marketing from Wagner College. Born and raised in Staten Island, New York, Jeanne currently resides in New York City with her husband Billy.
About Cassidy Kaznowski
Cassidy Kaznowski supports the team’s efforts to deliver an outstanding service experience to each and every one of their clients. Cassidy began her career at Morgan Stanley in 2021 and graduated from Monmouth University in 2020 with a degree in Psychology. Cassidy has two corgi puppies named Cooper and Andi and has a deep love of pets. Cassidy also enjoys reading, learning new things and is a cheerleading coach for local 9 and 10-year-olds.
Contact Jason M. Friedman
Contact Larry D. Rhea
Contact Sophie Jacobs Klepner
Contact Olivia Cohen
Wealth Management
Global Investment Office
Portfolio Insights
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Private Wealth Management Podcast
Bringing you engaging stories and key insights surrounding the complexities associated with significant wealth, including:
- Intergenerational Planning
- Philanthropic Giving
- Non-Traditional Assets
- Managing Family Wealth
LISTEN | Passion Assets: Investing in Art
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Managing Significant Wealth
- Investment Management
- Wealth Transfer & Philanthropy
- Cash Management & Lending
- Family Governance & Wealth Education
- Lifestyle Advisory
- Business Services
Funding Climate Action: Pathways for Philanthropy
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Insights and Outcomes
Thought Leadership for our ultra high net worth clients, which contains thought-provoking articles, authored by leading experts from Morgan Stanley Family Office Resources.
Wealth Management for Athletes and Entertainers
Understanding the unique financial challenges of athletes and entertainers and how they differ from one profession to the next, we deliver the experience and resources you need to help create and implement a comprehensive, multigenerational wealth management plan based on your needs, values and aspirations.
- Investment Management
- Wealth Transfer & Philanthropy
- Private Banking Solutions
- Family Governance & Wealth Education
- Lifestyle Advisory
We look forward to discussing your needs and goals, and the exceptional resources we can place at your disposal.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Asset Allocation does not assure a profit or protect against loss in declining financial markets.
The securities/instruments, investments and investment strategies discussed on this website may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website may not necessarily reflect those of Morgan Stanley Smith Barney LLC (“Morgan Stanley”). This website and its associated content are intended for U.S. residents only.
Morgan Stanley and its Private Wealth Advisors do not provide tax or legal advice. Visitors to this website should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Morgan Stanley Private Wealth Advisers may only transact business in states where they are registered or excluded or exempted from registration. Transacting business, follow-up and individualized responses involving either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where Morgan Stanley Private Wealth Advisers are not registered or excluded or exempt from registration.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
See the Financial Advisors Biographies for Registration and Licensing information.
Certified Financial Planner™ Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP® Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management Analyst® (with graph element)®, and Certified Investment Management Analyst® .
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.
Lifestyle Advisory Services: Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Awards Disclosures
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Asset Allocation does not assure a profit or protect against loss in declining financial markets.
The securities/instruments, investments and investment strategies discussed on this website may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website may not necessarily reflect those of Morgan Stanley Smith Barney LLC (“Morgan Stanley”). This website and its associated content are intended for U.S. residents only.
Morgan Stanley and its Private Wealth Advisors do not provide tax or legal advice. Visitors to this website should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Morgan Stanley Private Wealth Advisers may only transact business in states where they are registered or excluded or exempted from registration. Transacting business, follow-up and individualized responses involving either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where Morgan Stanley Private Wealth Advisers are not registered or excluded or exempt from registration.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
See the Financial Advisors Biographies for Registration and Licensing information.
Certified Financial Planner™ Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP® Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management Analyst® (with graph element)®, and Certified Investment Management Analyst® .
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.
Lifestyle Advisory Services: Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Awards Disclosures
CRC 4237142 (02/2025)
