Phone:
(818) 409-0731(818) 409-0731
The Guardian Group at Morgan Stanley
Keith MorrisArthur BurkhardTamara K. BrownLori Dolan Frymark, CDFA®, CPM®Bonnie Dang, CFP®Monique MorrisLina FongIvan MunozKelly Nelson
Direct:
(626) 449-1240(626) 449-1240
Toll-Free:
(800) 488-1240(800) 488-1240
Our Mission Statement
Our mission is to get to know and understand your needs, desires, and future aspirations. We're committed to assisting you in crafting, executing, and overseeing a tailored strategy that not only caters to your unique circumstances, but also cultivates a lasting financial legacy.
The Guardian Group Story
The Guardian Group is a wealth management and financial advisory team dedicated to helping individuals, multi-generational families, business owners and institutions work toward their financial goals. We assist clients in pursuing diverse financial goals such as capital growth, current income, wealth preservation, and legacy planning, tailoring personalized financial plans as roadmaps to success. Most clients aim for these goals collectively or individually at various stages of their lives.
Since the merger of the Morris and Guardian Groups in 2021, the formalized team has significantly expanded their scope and reach adding to the success of the team. The combination created a nine-member team of seasoned professionals and support professionals with expertise in all facets of wealth management. The Guardian Group's expertise covers all aspects of wealth management, including equities, fixed-income (with a focus on tax-free income), and alternative investments such as insurance strategies, structured investments, banking and lending. Our commitment to integrity ensures access to the full suite of services offered by Morgan Stanley.
We emphasize the importance of planning by meticulously creating a personalized financial plan that serves as a roadmap to success, allowing for adjustments as circumstances evolve. We strive to provide our clients with the structure, clarity and confidence that comes with a well thought out and formalized plan of action.
Since the merger of the Morris and Guardian Groups in 2021, the formalized team has significantly expanded their scope and reach adding to the success of the team. The combination created a nine-member team of seasoned professionals and support professionals with expertise in all facets of wealth management. The Guardian Group's expertise covers all aspects of wealth management, including equities, fixed-income (with a focus on tax-free income), and alternative investments such as insurance strategies, structured investments, banking and lending. Our commitment to integrity ensures access to the full suite of services offered by Morgan Stanley.
We emphasize the importance of planning by meticulously creating a personalized financial plan that serves as a roadmap to success, allowing for adjustments as circumstances evolve. We strive to provide our clients with the structure, clarity and confidence that comes with a well thought out and formalized plan of action.
Services Include
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Working With You
Every client is unique.
Your goals, aspirations, and challenges are all specific to your financial situation. Financial advice requires a personalized approach to ensure that your needs are being met according to your wishes. In order to provide clients with financial guidance that is appropriate for them, We aim to develop a close relationship with clients to understand their financial priorities and concerns.
Read more about what you can expect when partnering with us as your Financial Advisor.
Your goals, aspirations, and challenges are all specific to your financial situation. Financial advice requires a personalized approach to ensure that your needs are being met according to your wishes. In order to provide clients with financial guidance that is appropriate for them, We aim to develop a close relationship with clients to understand their financial priorities and concerns.
Read more about what you can expect when partnering with us as your Financial Advisor.
1. Discovery
Starting a conversation with you to understand where you want to be and where you are now is crucial to our partnership. Getting to know you, your ambitions, and the challenges you face will help me gather the information we need to create a financial plan that works for you. We will go over your financial documents and capture your entire financial picture.
2. Analysis
We take the information gathered from our initial conversation to create a financial plan that is unique to you. We look to recommend services and products that are appropriate for you. From portfolio management to insurance, we want to ensure that all your needs are met while taking into consideration your risk tolerance and reservations.
3. Implementation
After we decide on a financial plan that works for you, we help you open the necessary accounts, transfer assets, and gather the required paperwork. After everything is finalized, your financial plan is in effect.
4. Maintenance
We monitor your financial plan to make sure that it is on track for success. Additionally, we will schedule regular meetings or calls to keep you updated on your financial plan and to discuss any new considerations/changes in your life. Of course, if you have any questions or concerns you are always free to reach out.
Our Clients
Our clients are at the core of everything we do as financial advisors. We believe that our success is measured not only by our clients' financial health but their overall satisfaction with the service we provide.
Our clients come from all walks of life and have diverse financial needs and goals. Regardless of their situation, we are committed to providing each client with the personalized attention and support they need to achieve their financial objectives.
Our clients come from all walks of life and have diverse financial needs and goals. Regardless of their situation, we are committed to providing each client with the personalized attention and support they need to achieve their financial objectives.
Individuals
You worked hard to build your wealth and we are here to help. We understand that managing your finances can be overwhelming especially when you have multiple goals and competing priorities. That's why we offer comprehensive financial planning designed to help you create a roadmap for your financial future.
Families
Creating a sound financial strategy for your family requires a holistic approach to your financial needs. Our team of advisors help clients and their families to manage more than just their investments. From education planning to estate and trust services, we have you covered.
Entrepreneurs & Business Owners
Owning a business can add extra complexity to managing your finances. Our team works with entrepreneurs and owners through every stage of growth in both their personal life and business endeavors.
Corporate Executives
As a corporate executive with concentrated positions, you may have to consider a different approach to diversifying your assets. We work closely with corporate executives to guide them though their concentrated wealth and incorporate their positions within their financial plan.
Comprehensive Financial Planning
Regardless of your stage in life - moving ahead in your career, enjoying retirement, or somewhere in between - as your Financial Advisors, we can help you achieve your goals.
We work with you to create an all-encompassing strategy that integrates various aspects of your financial life, including your investments and cash management needs.
We create your personal roadmap to help achieve and protect your goals - a framework that makes a connection between you life goals and financial resources, and provides a baseline for future discussions.
We work with you to create an all-encompassing strategy that integrates various aspects of your financial life, including your investments and cash management needs.
We create your personal roadmap to help achieve and protect your goals - a framework that makes a connection between you life goals and financial resources, and provides a baseline for future discussions.
Portfolio Management
Together we'll construct an investment portfolio that aligns with your goals, liquidity needs, and risk tolerance. Our ongoing reviews adapts to changes in your life and financial markets, continuously addressing your needs.
Lending Solutions
We provide you personalized lending solutions to help you meet your borrowing needs. Whether it's securing a mortgage or preparing for a tax bill, we will guide you through the process and explore the best options for you.
Insurance Planning
By taking into account your financial profile, we work with you to select insurance policies that financially protect you against unexpected losses.
Retirement Planning
We assist in safeguarding your assets and providing you solutions to your changing income streams so that you can enjoy the retirement you worked hard to achieve.
Estate Planning
We regularly review your finances with you and coordinate with your estate attorney to help ensure that your wishes are met in the most efficient and cost-effective way possible.
Alternative Investments
Our leading alternatives platform offers 200+ third-party and proprietary funds, including first look and exclusive opportunities, that may help qualified investors enhance returns, reduce volatility, manage taxes and generate income—while maintaining a goals-based approach for asset allocation.
Morgan Stanley Alternative InvestmentsTaxes Matter. So Does Planning
Sound investment advice is only the first step in a financial plan. We believe in taking a holistic approach to your finances and taking into consideration the tax implications of your portfolio can help maximize returns.
With the use of Morgan Stanley's Total Tax 365 platform. we implement tax-efficient investing strategies on the foundation of three core ideas - Tax-Loss Harvesting, Tax-Smart Planning, and Tax-Smart Gifting. Implementing a tax efficient strategy can help you keep more of the wealth you worked hard to build.
Sound investment advice is only the first step in a financial plan. We believe in taking a holistic approach to your finances and taking into consideration the tax implications of your portfolio can help maximize returns.
With the use of Morgan Stanley's Total Tax 365 platform. we implement tax-efficient investing strategies on the foundation of three core ideas - Tax-Loss Harvesting, Tax-Smart Planning, and Tax-Smart Gifting. Implementing a tax efficient strategy can help you keep more of the wealth you worked hard to build.
Areas of Focus
- Exchange Funds
- Direct Indexing
- Municipal Solutions
- Mutual Fund Distributions
- Tax Loss Selling
- Charitable Gifting
- Tax Smart Withdrawals
Location
55 South Lake Ave
Ste 700
Pasadena, CA 91101
US
Direct:
(626) 449-1240(626) 449-1240
Toll-Free:
(800) 488-1240(800) 488-1240
Meet The Guardian Group
Phone:
(626) 405-9363(626) 405-9363
Phone:
(626) 584-3417(626) 584-3417
Phone:
(626) 584-3475(626) 584-3475
Vice President, Wealth Management, Financial Advisor, Senior Portfolio Manager, Certified Portfolio Manager
Phone:
(626) 304-2441(626) 304-2441
Monique Morris
Portfolio Associate
Phone:
(818) 409-0739(818) 409-0739
Lina Fong
Financial Planning Specialist, Portfolio Associate
Phone:
(626) 405-9345(626) 405-9345
Kelly Nelson
Portfolio Associate
Phone:
(626) 584-3406(626) 584-3406
Ivan Munoz
Registered Client Service Associate
Phone:
(626) 584-3421(626) 584-3421
About Keith Morris
About Keith Morris
Keith Morris earned his Bachelor of Science in Agricultural Business from California Polytechnic State University in San Luis Obispo and holds multiple certifications, licenses, and designations as a Managing Director of The Guardian Group at Morgan Stanley. Their full-service team maximizes the use of the Firm’s abundant resources to add additional value to their clients’ portfolios, preserve their wealth, and potentially grow it. Through his vast experience in navigating market cycles, Keith has developed an investment approach to wealth management that is individualized for each client.
Clients of The Guardian Group receive preferential access to cash management and lending solutions including exposures to equities, fixed income vehicles (particularly tax-free investments), insurance strategies, and other structured products. Keith believes that the pillars of his team’s investment thesis are based on understanding client needs better than the competition, continuous education for employees, clear communication, quality service, and a firm commitment to excellence.
Keith aims to be the primary point of contact when it comes to anything finance-related, and his favorite part about the business is helping to relieve stress from clients by ensuring that their best interests are being taken care of at all times.
Along with his wife and two daughters, Keith is a golf enthusiast who enjoys the fairways at Oakmont, and he travels to play at different courses across the country when time permits. Keith credits his strong work/life balance as a key factor that allows him to be a more effective leader and representative in the field.
Certifications:
• Series 6 - Investment Company Products/Variable Contract Limited Representative
• Series 7 - NYSE/NASD General Securities Registered Representative
• Series 31 - Futures Managed Funds
• Series 63 - Uniform Securities Agent Law
• California Insurance License (#0B53556) - Accident & Health, Life & Variable Contracts
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
The investments listed may not be appropriate for all investors. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, and encourages investors to seek the advice of a financial advisor. The appropriateness of a particular investment will depend upon an investor's individual circumstances and objectives.
Keith Morris earned his Bachelor of Science in Agricultural Business from California Polytechnic State University in San Luis Obispo and holds multiple certifications, licenses, and designations as a Managing Director of The Guardian Group at Morgan Stanley. Their full-service team maximizes the use of the Firm’s abundant resources to add additional value to their clients’ portfolios, preserve their wealth, and potentially grow it. Through his vast experience in navigating market cycles, Keith has developed an investment approach to wealth management that is individualized for each client.
Clients of The Guardian Group receive preferential access to cash management and lending solutions including exposures to equities, fixed income vehicles (particularly tax-free investments), insurance strategies, and other structured products. Keith believes that the pillars of his team’s investment thesis are based on understanding client needs better than the competition, continuous education for employees, clear communication, quality service, and a firm commitment to excellence.
Keith aims to be the primary point of contact when it comes to anything finance-related, and his favorite part about the business is helping to relieve stress from clients by ensuring that their best interests are being taken care of at all times.
Along with his wife and two daughters, Keith is a golf enthusiast who enjoys the fairways at Oakmont, and he travels to play at different courses across the country when time permits. Keith credits his strong work/life balance as a key factor that allows him to be a more effective leader and representative in the field.
Certifications:
• Series 6 - Investment Company Products/Variable Contract Limited Representative
• Series 7 - NYSE/NASD General Securities Registered Representative
• Series 31 - Futures Managed Funds
• Series 63 - Uniform Securities Agent Law
• California Insurance License (#0B53556) - Accident & Health, Life & Variable Contracts
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
The investments listed may not be appropriate for all investors. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, and encourages investors to seek the advice of a financial advisor. The appropriateness of a particular investment will depend upon an investor's individual circumstances and objectives.
Securities Agent: HI, CO, VA, UT, NH, KS, ID, FL, MT, MI, KY, IL, CT, AL, SC, RI, PA, NY, NC, MN, ME, DE, NJ, CA, AZ, NV, MA, IA, MO, GA, WV, OR, OH, WA, TX, NM, MD, LA; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1368459
CA Insurance License #: 0B53556
NMLS#: 1368459
CA Insurance License #: 0B53556
About Arthur Burkhard
Arthur Burkhard received his undergraduate and graduate degrees in Geography and Geomorphology from California State University, Northridge and directly thereafter started his career in the financial services industry. Originally on track to work in the oil business, Arthur fell in love with managing accounts at Dean Witter, where he received the opportunity to undergo their extensive financial advisory training program more than 40 years ago.
Arthur’s desire to help others succeed where so many fail can be attributed to his long-term investing style that is designed to assist clients in growing, preserving, and passing on their wealth to future generations. He believes that investing in American businesses is a proven strategy, and he takes pride in carefully managing his clients’ funds.
With patience, dedication, and diligence, Arthur’s personalized financial plans are goal-oriented and based on individualized risk tolerance metrics. He acknowledges that his favorite aspect of family wealth planning is the interpersonal relationship building process that allows him to get to know his clients well enough to help them stay on course despite the inevitable market cycle volatilities.
Arthur has been married to his wonderful wife, Suzy, for 27 years, and they are blessed with two beautiful children, a 24-year-old son and a 18-year-old daughter. They enjoy traveling, camping, fishing, and hitting the green together as a family. Arthur also enjoys stained glass construction. He is also philanthropically involved in his community, particularly with The Painted Turtle and the Make-A-Wish Foundation.
Arthur’s desire to help others succeed where so many fail can be attributed to his long-term investing style that is designed to assist clients in growing, preserving, and passing on their wealth to future generations. He believes that investing in American businesses is a proven strategy, and he takes pride in carefully managing his clients’ funds.
With patience, dedication, and diligence, Arthur’s personalized financial plans are goal-oriented and based on individualized risk tolerance metrics. He acknowledges that his favorite aspect of family wealth planning is the interpersonal relationship building process that allows him to get to know his clients well enough to help them stay on course despite the inevitable market cycle volatilities.
Arthur has been married to his wonderful wife, Suzy, for 27 years, and they are blessed with two beautiful children, a 24-year-old son and a 18-year-old daughter. They enjoy traveling, camping, fishing, and hitting the green together as a family. Arthur also enjoys stained glass construction. He is also philanthropically involved in his community, particularly with The Painted Turtle and the Make-A-Wish Foundation.
Securities Agent: AL, IL, TX, SC, PA, NY, MD, IA, DE, CO, CA, OH, NM, ME, OK, FL, AZ, NV, NH, MO, KY, KS, HI, WA, NJ, NC, MN, IN, CT, RI, MT, MI, WV, VA, ID, GA, UT, OR, MA; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1383218
NMLS#: 1383218
About Tamara K. Brown
Meet Tamara Kelly Brown, a seasoned financial advisor with a remarkable journey that speaks volumes about her expertise and commitment to her clients' financial well-being.
Tamara's entrepreneurial spirit ignited at just 17, when she launched her first successful business. After seven years of building and scaling, she sold her venture to explore new horizons. It was this spirit of innovation and drive that eventually led her to The Guardian Group at Morgan Stanley, where she discovered her true passion for financial advisory.
Formerly dedicated to helping individuals achieve their fitness goals, Tamara now focuses her talents on guiding clients through the intricate realms of retirement and estate planning, tax-free income strategies, college funding, insurance, and risk management. Her adept team at The Guardian Group shares her dedication to achieving clients' goals of wealth preservation and growth.
What sets Tamara apart is her innate ability to connect with clients on a deeper level, understanding their aspirations and needs with empathy and insight. Leveraging her diverse life experiences, she crafts personalized financial roadmaps that alleviate the complexities of portfolio management, ensuring positive outcomes for her clients.
"I'm deeply passionate about what I do," Tamara affirms. "I believe in empowering our clients with knowledge, guiding them through every step of our investment process to collectively achieve their goals."
Beyond her professional endeavors, Tamara is a philanthropist at heart. As a former board member of Soroptimist International, she has dedicated herself to global peace initiatives. Her involvement with Habitat for Humanity and charity runs for the Boys and Girls Club of America underscores her commitment to making a meaningful impact in her community and beyond.
Family is at the core of Tamara's values, having shared over 25 years of marriage with her husband, Bruce. A connoisseur of food and wine, she delights in culinary adventures and travels to wine country with her beloved French Bulldog, Deuce.
Prospective clients are drawn to Tamara's blend of expertise, compassion, and dedication. If you're seeking a trusted partner to navigate your financial journey and realize your long-term goals, Tamara Kelly Brown and her team at The Guardian Group are ready to guide you towards financial success. Reach out today to begin your journey to financial empowerment and security.
Tamara's entrepreneurial spirit ignited at just 17, when she launched her first successful business. After seven years of building and scaling, she sold her venture to explore new horizons. It was this spirit of innovation and drive that eventually led her to The Guardian Group at Morgan Stanley, where she discovered her true passion for financial advisory.
Formerly dedicated to helping individuals achieve their fitness goals, Tamara now focuses her talents on guiding clients through the intricate realms of retirement and estate planning, tax-free income strategies, college funding, insurance, and risk management. Her adept team at The Guardian Group shares her dedication to achieving clients' goals of wealth preservation and growth.
What sets Tamara apart is her innate ability to connect with clients on a deeper level, understanding their aspirations and needs with empathy and insight. Leveraging her diverse life experiences, she crafts personalized financial roadmaps that alleviate the complexities of portfolio management, ensuring positive outcomes for her clients.
"I'm deeply passionate about what I do," Tamara affirms. "I believe in empowering our clients with knowledge, guiding them through every step of our investment process to collectively achieve their goals."
Beyond her professional endeavors, Tamara is a philanthropist at heart. As a former board member of Soroptimist International, she has dedicated herself to global peace initiatives. Her involvement with Habitat for Humanity and charity runs for the Boys and Girls Club of America underscores her commitment to making a meaningful impact in her community and beyond.
Family is at the core of Tamara's values, having shared over 25 years of marriage with her husband, Bruce. A connoisseur of food and wine, she delights in culinary adventures and travels to wine country with her beloved French Bulldog, Deuce.
Prospective clients are drawn to Tamara's blend of expertise, compassion, and dedication. If you're seeking a trusted partner to navigate your financial journey and realize your long-term goals, Tamara Kelly Brown and her team at The Guardian Group are ready to guide you towards financial success. Reach out today to begin your journey to financial empowerment and security.
Securities Agent: NV, IA, TN, RI, PA, NJ, UT, TX, OH, IL, NM, NC, MN, ME, HI, CO, AZ, KS, WA, VA, MD, DE, OR, FL, AL, SC, MO, MI, NY, NH, ID, CA, MA, KY, GA, DC, CT, MT; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1279498
CA Insurance License #: 0D98160
NMLS#: 1279498
CA Insurance License #: 0D98160
About Bonnie Dang
Bonnie Dang, CFP®, earned a Bachelor of Science in Finance from California State University, Northridge. Her career in Finance began in 2014 as a Supervisor/Relationship Banker. Through her years in banking, she found her passion in personal financial planning. This led her to explore a new role as a Financial Advisor at Morgan Stanley in 2018.
As a CERTIFIED FINANCIAL PLANNER™, Bonnie strives to understand her client’s full financial background to build a customized wealth plan in guiding them through various life milestones. She notes, “It makes me happy to offer my knowledge and guidance in maintaining my client’s financial health while ensuring to put their best interests first." Her favorite part of the business is building interpersonal relationship with her clients.
Bonnie is also a member of Soroptimist Covina/West Covina, a nonprofit organization dedicated to helping women and girls achieve their full potential and realise their aspirations. She is a huge advocate in empowering women and girls through education and experience to create opportunities that will transform their lives.
For leisure, Bonnie enjoys long hikes with rewarding views where she can tap into her creative side through photography. Family bonding is her top priority. She is married to her husband, Justin, and they have a 2 year old daughter.
As a CERTIFIED FINANCIAL PLANNER™, Bonnie strives to understand her client’s full financial background to build a customized wealth plan in guiding them through various life milestones. She notes, “It makes me happy to offer my knowledge and guidance in maintaining my client’s financial health while ensuring to put their best interests first." Her favorite part of the business is building interpersonal relationship with her clients.
Bonnie is also a member of Soroptimist Covina/West Covina, a nonprofit organization dedicated to helping women and girls achieve their full potential and realise their aspirations. She is a huge advocate in empowering women and girls through education and experience to create opportunities that will transform their lives.
For leisure, Bonnie enjoys long hikes with rewarding views where she can tap into her creative side through photography. Family bonding is her top priority. She is married to her husband, Justin, and they have a 2 year old daughter.
Securities Agent: KY, IA, UT, MI, ID, DE, OH, NM, WA, PA, MN, ME, TX, OR, IL, CA, AL, AK, CT, NJ, MT, MO, MA, CO, VA, SC, RI, NV, NC, KS, HI, FL, AZ, NY, NH, NE, GA, MD; General Securities Representative; Investment Advisor Representative
NMLS#: 1841092
CA Insurance License #: 0K36609
NMLS#: 1841092
CA Insurance License #: 0K36609
About Lori Dolan Frymark
Lori Frymark earned a Bachelor of Science in Nursing from Franciscan School of Nursing and an MBA from Loyola Marymount University. She received her Certified Portfolio Manager, (CPM) designation through Columbia University.
Lori is a member of The Quarry Golf Club in La Quinta, CA. She lives in Pasadena, CA with her husband Dr. William Wortman. They have 3 children, 2 granddaughters and 3 Jack Russell Terriers.
Certifications: Certified Portfolio Manager, (CPM), Certified Divorce Financial Analyst (CDFA), Series 7 & 66, Life Insurance and Annuities
Lori is a member of The Quarry Golf Club in La Quinta, CA. She lives in Pasadena, CA with her husband Dr. William Wortman. They have 3 children, 2 granddaughters and 3 Jack Russell Terriers.
Certifications: Certified Portfolio Manager, (CPM), Certified Divorce Financial Analyst (CDFA), Series 7 & 66, Life Insurance and Annuities
Securities Agent: HI, DE, WA, TX, NC, ME, MD, GA, NH, ID, NJ, MO, CT, AZ, VA, IA, NY, CO, MN, NM, MI, IL, PA, MT, KY, FL, CA, OH, NV, AL, UT, SC, RI, OR, MA, KS; General Securities Representative; Investment Advisor Representative
NMLS#: 1255642
CA Insurance License #: 0F70103
NMLS#: 1255642
CA Insurance License #: 0F70103
About Monique Morris
Monique Morris is a uniquely skilled professional with many years of experience in the financial services industry. While studying at Pasadena City College, Monique began working part-time for Dean Witter Reynolds in the San Marino branch in 1988. Monique has held various positions over the course of her 34-year career. As a Portfolio Associate, she is well-accredited and focuses on client management, marketing and social media for The Guardian Group.
Monique believes that their familial approach helps nurture long-lasting relationships with their clients and aids in their ability to fundamentally understand what’s needed from a wealth planning perspective.
“I feel that our clients appreciate and enjoy the fact that Keith and I work together.” she notes. “It’s a unique situation and they understand that I have a vested interest in helping my husband grow a successful business, which in turn benefits them.” With the use of Morgan Stanley’s resources, The Guardian Group is committed to accessibility and being available at a moment’s notice, especially during the most crucial of times.
Family is a top priority for Monique. She and Keith have two daughters Sophia and Elizabeth along with a Labrador named Ripley. A retired Girl Scout leader of over 12-years, she enjoys exercising, reading, and playing golf in her free time away from the office.
Certifications:
● Series 7 - General Securities Representative
● Series 31 - Futures Managed Funds
● Series 63 - Uniform Securities Agent State Law Examination
● Series 65 - Uniform Investment Adviser Law
● California Insurance License - Accident & Health, Life, and Variable Contracts
Monique believes that their familial approach helps nurture long-lasting relationships with their clients and aids in their ability to fundamentally understand what’s needed from a wealth planning perspective.
“I feel that our clients appreciate and enjoy the fact that Keith and I work together.” she notes. “It’s a unique situation and they understand that I have a vested interest in helping my husband grow a successful business, which in turn benefits them.” With the use of Morgan Stanley’s resources, The Guardian Group is committed to accessibility and being available at a moment’s notice, especially during the most crucial of times.
Family is a top priority for Monique. She and Keith have two daughters Sophia and Elizabeth along with a Labrador named Ripley. A retired Girl Scout leader of over 12-years, she enjoys exercising, reading, and playing golf in her free time away from the office.
Certifications:
● Series 7 - General Securities Representative
● Series 31 - Futures Managed Funds
● Series 63 - Uniform Securities Agent State Law Examination
● Series 65 - Uniform Investment Adviser Law
● California Insurance License - Accident & Health, Life, and Variable Contracts
About Lina Fong
About Lina Li Ai Fong
Lina Li Ai Fong received her Bachelor’s of Science in Organizational Communication from Eastern Michigan University and thereafter started her career in public finance. Lina joined the Morgan Stanley team in 2007 and now works as a Financial Planning/Portfolio Associate.
As a registered advisor who is bilingual in Cantonese and English, Lina maintains her Series 7 & 66 licenses, which designates her as both a securities agent and an investment advisor representative for investors.
When not in the office, Lina enjoys watching movies, hiking, traveling, and spending time with her family and friends. She resides in San Gabriel, California with her husband, Sam.
Lina Li Ai Fong received her Bachelor’s of Science in Organizational Communication from Eastern Michigan University and thereafter started her career in public finance. Lina joined the Morgan Stanley team in 2007 and now works as a Financial Planning/Portfolio Associate.
As a registered advisor who is bilingual in Cantonese and English, Lina maintains her Series 7 & 66 licenses, which designates her as both a securities agent and an investment advisor representative for investors.
When not in the office, Lina enjoys watching movies, hiking, traveling, and spending time with her family and friends. She resides in San Gabriel, California with her husband, Sam.
About Kelly Nelson
About Kelly Nelson
Kelly Nelson is pursuing a Bachelor of Science in Business Administration with a specialization in Accounting at Capella University. Currently serving as a Portfolio Associate at Morgan Stanley since 2018, Kelly brings over 15 years of extensive customer service expertise to her role as the primary liaison for the firm's clientele.
In her capacity, Kelly holds Series 7 and 66 certifications and is tasked with cultivating relationships with existing investors while actively engaging with prospective leads. She plays a pivotal role in ensuring the protection of client assets and offers invaluable administrative and operational support to the financial advising team and branch as necessary.
Outside of her professional endeavors, Kelly's devotion centers around her family, particularly her children. She indulges in enriching activities such as reading, historical documentaries, podcast listening, and creative writing, including poetry and fiction. Additionally, Kelly is an active member of the Ambitious Women of Color Association and proficient in American Sign Language.
Kelly Nelson is pursuing a Bachelor of Science in Business Administration with a specialization in Accounting at Capella University. Currently serving as a Portfolio Associate at Morgan Stanley since 2018, Kelly brings over 15 years of extensive customer service expertise to her role as the primary liaison for the firm's clientele.
In her capacity, Kelly holds Series 7 and 66 certifications and is tasked with cultivating relationships with existing investors while actively engaging with prospective leads. She plays a pivotal role in ensuring the protection of client assets and offers invaluable administrative and operational support to the financial advising team and branch as necessary.
Outside of her professional endeavors, Kelly's devotion centers around her family, particularly her children. She indulges in enriching activities such as reading, historical documentaries, podcast listening, and creative writing, including poetry and fiction. Additionally, Kelly is an active member of the Ambitious Women of Color Association and proficient in American Sign Language.
About Ivan Munoz
Ivan Munoz received his Bachelor of Science in Business Administration from the University of California, Irvine. Shortly after, he began his career in Finance at Morgan Stanley in 2021 as an intern. Now, he serves as a Registered Client Service Associate for The Guardian Group, where he focuses on building strong relationships with clients, providing operational support, and assisting with the development and growth of our team.
Ivan holds the Series 7 and 66 licenses from FINRA, which designates him as both a securities agent and an investment advisor representative. He is also bilingual in English and Spanish.
When away from the office, Ivan enjoys playing golf and basketball. He also enjoys listening to podcasts, watching comedy specials, and spending time with his family and friends.
Ivan holds the Series 7 and 66 licenses from FINRA, which designates him as both a securities agent and an investment advisor representative. He is also bilingual in English and Spanish.
When away from the office, Ivan enjoys playing golf and basketball. He also enjoys listening to podcasts, watching comedy specials, and spending time with his family and friends.
Contact Keith Morris
Contact Arthur Burkhard
Contact Tamara K. Brown
Contact Bonnie Dang
Contact Lori Dolan Frymark
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Peter Barash
Private Banker
About Peter Barash
Peter Barash is a Private Banker serving Morgan Stanley Wealth Management offices in California.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Peter began his career in financial services in 1984, and joined Morgan Stanley in 2010 as a Private Banker. Prior to joining the firm, he was a Private Banking Specialist at U.S. Bank.
Peter is a graduate of Columbia University, where he received a Bachelor of Arts in Economics and Comparative Literature. He holds an MBA from the University of Southern California. He lives in Glendale, California with his family. Outside of the office, Peter enjoys, hiking, playing bass guitar and reading.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Peter began his career in financial services in 1984, and joined Morgan Stanley in 2010 as a Private Banker. Prior to joining the firm, he was a Private Banking Specialist at U.S. Bank.
Peter is a graduate of Columbia University, where he received a Bachelor of Arts in Economics and Comparative Literature. He holds an MBA from the University of Southern California. He lives in Glendale, California with his family. Outside of the office, Peter enjoys, hiking, playing bass guitar and reading.
NMLS#: 799189
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Are You Prepared for Tax Day?
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact The Guardian Group today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
7Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
8Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
9When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
7Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
8Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
9When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
