Diane Doolin
Managing Director, Wealth Management, Financial Advisor, Senior Investment Management Consultant
Phone:
(626) 304-2411(626) 304-2411
The Doolin Group at Morgan Stanley
Direct:
(626) 304-2411(626) 304-2411
Toll-Free:
(800) 362-6992(800) 362-6992
Our Mission Statement
Doing what is in the best interest of you and your family is our priority, our passion and the basis of everything we do.
WELCOME TO THE DOOLIN GROUP
For over three decades, we have been privileged to serve families of all sizes, successful individuals, and business entrepreneurs across every stage of life and financial complexity, with a special emphasis on preparing women as family financial leaders.
As a multigenerational team of professionals, we understand financial planning needs across generations, whether just beginning a career, managing a family or business, enjoying retirement, or somewhere in between.
OUR PRIORITY, OUR PASSION, AND THE BASIS OF EVERYTHING WE DO...
is to position you and your family to achieve your financial goals through a highly personalized approach to growing and sustaining tangible assets while preserving your family values—today and for future generations. We place a high value on building long-lasting relationships that includes the well-being of your entire family.
That's why our advice goes beyond traditional wealth management to offer generational wealth planning, financial education, as well as opportunities for growth and learning:
- We prepare women of all ages for family financial leadership
- We help business owners achieve personal financial confidence while managing demanding businesses
- We prioritize developing sound money management habits for young investors
- We guide families in preparing to successfully transfer wealth, values, and legacy across generations
Embracing a Tradition of Learning and Discovery
In 2024, we proudly celebrated our 25th annual Client University — a milestone event in the financial services industry that reflects our commitment to providing clients and their families with new insights and perspectives from "the best of the best" speakers on topics clients have told us matter most to their family's future success and are not typically available in one place.
Building on that tradition, in 2025 we introduced our first Invest in Yourself women's event — a day designed to inspire and empower women of all stages in life as they shape their own paths to financial leadership through personal growth and discovery.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
YOUR FAMILY. YOUR FUTURE. OUR PRIORITY.
A comprehensive, personalized financial plan isn’t just about where you are today — it’s about where you want to go. Whether you're a successful individual, multigenerational family, business owner founder, or young investor, we take the time to understand what matters most to you and your family — whether you're focused on building and preserving wealth, saving for retirement, or leaving a meaningful legacy.
Our goal is to keep you on track toward achieving your long-term objectives while making adjustments as your life, goals, and circumstances evolve. Above all, we’re passionate about guiding you and your family toward financial success.
Our goal is to keep you on track toward achieving your long-term objectives while making adjustments as your life, goals, and circumstances evolve. Above all, we’re passionate about guiding you and your family toward financial success.
Advising Business Owner Founders
Advising founders of businesses has given us a deep appreciation and understanding for the specialized attention required when it comes to personal and family financial planning, often overlooked when running a business. We help ensure your personal financial matters are up to date and in order—important documents, estate plan, and financial plan—so you’re well positioned whether planning to remain active in the business, transfer, or sell.
Rethinking Estate Planning
Estate planning is an integral part of wealth management to ensure your assets are protected while your investments continue to grow. We go beyond traditional estate planning advice to also help our client families prepare for a successful wealth transfer where their values pass along with the assets and family harmony is maintained. We coordinate with your other trusted advisors, so the right people are in place—executor, trustees, and beneficiaries—so your wishes, intentions, and legacy are honored in future generations.
Sound Retirement Planning
Our primary retirement planning focus is helping clients maintain their current lifestyles while transitioning away from a business or career. We guide each client on which retirement plans best fit their needs and stage in life--401K plan, Roth IRA, Traditional IRA, Profit Sharing Plans, etc. Annually, we review your plans to maximize savings and tax benefits. One of the trends we are seeing with client families is gifting a contribution to a Roth IRA for younger adult children to give them a head start with a tax-free saving account that can grow for years ahead.
Mentoring Young Investors
It is never too soon to start investing, whether you’re new to The Doolin Group or your parents are clients. One of our great joys is helping young adults. Our team includes young professionals who understand the importance of developing sound money management habits that can lead to greater financial security over time—whether just starting careers, building families, or pursuing passions.
We also offer financial education programs, including mentoring first-time home buyers.
We also offer financial education programs, including mentoring first-time home buyers.
Establishing an Education Legacy
Funding for education is one of the greatest gifts to give to children, grandchildren, and others held dear. As education costs continue to rise there is a greater importance in preparing for the financial demands of private schools, higher education, and other types of academic pursuits. We help our client families create an education legacy for generations. For example, 529 College Savings plans can be a great estate planning tool that can be built to benefit multiple generations. We work with you to create tax advantages to investing for education expenses, while incorporating your tuition funding strategy into your personalized financial plan.
Creating a Legacy of Generosity
Through thoughtful planning, we help our client families use wealth to perpetuate and celebrate an existing legacy of giving or create a new legacy for future generations. Whether you are looking to gift to a family member or donate to a non-profit, we create flexible, tax efficient ways to make charitable contributions. Family giving is one of the best ways to strengthen family unity and subsequently preserve family wealth whether "giving while living" or when the estate transfers.
What is Generational Wealth Planning?
This is where thoughtful planning comes together—ensuring your wealth—and the wisdom behind it—endures across generations.
Once your financial plan is in place, then we add on a process to engage the entire family in planning conversations to prepare for a successful wealth transfer—one that preserves not only assets but also family unity.
And since many family's wealth doesn't last beyond the third generation, the key difference lies in strong, open, and consistent communication; and beneficiaries equipped to manage their inheritance in ways that support happy, healthy, and fulfilling lives.
Helping Your Family Prepare for Generational Wealth Transfer
At the heart of our whole-family approach to wealth management are legacy planning tools, resources, and guidance to bring your family closer together while creating clarity around your wishes and intentions for your wealth—so your values transition with your assets.
For example, we guide families in actions that reinforce financial education, generosity, and shared purpose:
- Giving While Living: Thoughtfully pass on wealth during your lifetime. Whether funding education, backing new ventures, or supporting causes, this creates opportunities to mentor younger generations in stewardship and generosity.
- Family Charitable Giving: Create a family culture of generosity while making a positive difference in your community.
- Legacy Education Funding: Invest in tax-free 529 accounts for future generations. These accounts can grow tax-free and be passed along within the family.
- Roth IRA Gifting: Help young adult children or grandchildren start investing in tax-free growth accounts early, planting seeds for their financial futures.
Family Legacy Planning Tools & Resources
Our generational wealth planning conversations include fresh perspectives, actionable checklists, and practical tools for families to use independently or with our support. Topics include:
- Family History & Legacy
- Leaving a Legacy of Gratitude and Generosity
- Family Financial Fitness
- Family Estate Planning
- Roles for Beneficiaries
- Guide to Family Meetings
Email or call if you'd like to access these resources and start the conversation that could shape your family's future for generations to come.
OUR PASSION. YOUR PEACE OF MIND.
What Is Financial Leadership?
As women are expected to control the majority of U.S. wealth by the end of this decade, there's a strong likelihood you will—if you don't already—assume full responsibility for your family's financial well-being.
Financial leadership means:
- Ensuring your finances are well managed
- Surrounding yourself with a trusted team of advisors who communicate clearly and align with your goals
- Preparing your beneficiaries to become confident in receiving and managing their inheritances.
- Creating a meaningful legacy for the people and causes you care about
It also includes having thoughtful, ongoing conversations with your children, grandchildren, their partners—and even your parents. These discussions go beyond financial preparation. They help unite your family around the values you hope will endure for generations.
How We Help You Prepare
Inspiring, educating, and advising women to step into financial leadership is both our priority and our passion. Working with a financial advisor, and having a financial plan, you'll experience on average, 50 percent greater net worth growth over time.
From day one, we are more than financial advisors—we are your partners. Together, we design a plan that brings clarity and confidence, ensuring your wealth supports long-term growth, financial security, and lasting prosperity—whether you are single, married, raising a family, or leading a business.
Let's Connect
Get started on your path to financial leadership:
- Join our events, workshops, and moderated online conversations for women, offered throughout the year.
- Schedule a 30-minute portfolio review to assess your current investments, identify gaps, and uncover opportunities for stronger results.
Request a copy of our family legacy resources:
- Wise Women Workbook: 10 Steps to Prepare for Financial Leadership
- Getting the Most from Your Professional Advisors checklist booklet
- Generational Wealth Conversations: Our collection of guided discussion tools
Our Legacy of Client Education
For more than three decades, client education has been the cornerstone of our business. We are known for delivering highly impactful, one-of-a-kind events that reflect our commitment to client education and financial well-being.
Client University: A Tradition of Learning and Discover
We proudly marked the 26th year of our annual Client University—an important milestone in the financial services industry. This signature event reflects our ongoing commitment to educating clients and their families with fresh insights and meaningful perspectives each year.
Through exclusive access to internationally recognized experts—the very best in their fields—we brought together thought leadership on the topics clients have told us matter most to their family's long-term success. These valuable insights are delivered into a single, unique experience not easily found elsewhere.
Hallmark Events for Women
Noteworthy educational events included:
- Financial Leadership for Women Conversation Series
- Invest in Yourself—day event for women investors
- Call to Lead—virtual 3-session women's workshop series, featuring:
Embracing the Mantle of Family Financial Leadership
Taking Control of Your Heart Health
Passing the Baton: Creating a Legacy of Wealth Values for Future Generations
- Family Philanthropy: Strengthening Families & Making The World a Better Place
- Family Financial Fitness
Location
55 South Lake Ave
Ste 700
Pasadena, CA 91101
US
Direct:
(626) 304-2411(626) 304-2411
Toll-Free:
(800) 362-6992(800) 362-6992
Fax:
(626) 449-7121(626) 449-7121
Meet The Doolin Group
Jason D Brown, CFA, CIMA®
Senior Vice President, Wealth Management, Financial Advisor, Portfolio Management Director, Workplace Advisor - Equity Compensation, Family Wealth Director
Phone:
(626) 304-2435(626) 304-2435
David Schmidt, CFA®, CFP®
Assistant Vice President, Group Director
Phone:
(626) 304-2440(626) 304-2440
Jenny Ngo
Wealth Management Associate
Phone:
(626) 304-2437(626) 304-2437
Jenny Tang
Client Service Associate
Phone:
(626) 304-2453(626) 304-2453
Jason Tang
Consulting Group Analyst
Phone:
(626) 683-4659(626) 683-4659
Terry Tang
Registered Associate
About Diane Doolin
Diane is the founding partner of The Doolin Group at Morgan Stanley. With more than 30 years of experience as a Financial Advisor, her focus is on building long-lasting client relationships and shaping the team’s investment and family wealth planning strategies. A wealth advisor innovator, Diane has pioneered concepts such as the ‘art of signature service’ that includes multigenerational advisory teams, simplified client financial reporting, Client University, and family financial education with a special focus on women as family financial leaders. She continues to establish new service standards within the financial services industry while bringing a much-needed, new perspective on family wealth and unity as a founder of the Institute for Preparing Heirs. She frequently speaks on topics important to future success of the entire family. She resides in Pasadena with her husband Vic Preisser and their Polish Lowland Sheepdogs, Rudy, Stella, LuLu, and Katie.
Experience:
- Morgan Stanley, 1988 - Present
- Founder, Client University, 1999
- Founder, Institute for Preparing Heirs, 2009
Community:
- Adventist Health Glendale Foundation, Board Member, 2021-Present
- Adventist Health Glendale Foundation, Finance Committee, 2022-Present
- Villa Esperanza Endowment Committee, Vice Chairman, 2013-2017
- Villa Esperanza, Board of Directors, 2013-2017
- USC Town and Gown, 2013-Present
Corporate Recognition:
- Director’s Council
- President’s Council
- Harry Irvine Award for demonstrating the highest standards of ethics and commitment to client success.
- Director’s Advisory Group, sounding board for firm’s senior management
Industry Recognition:
- Forbes’ “Best in State Wealth Management Teams” 2023, 2024
- Forbes’ “Top Women Wealth Advisors,” 2019, 2020, 2021, 2022, 2023, 2024
- Forbes’ “Best in State Wealth Advisors” in California, 2019, 2020, 2021, 2022, 2023, 2024
- Barron’s “Top 100 Women Financial Advisors,” 2007, 2008
Professional Associations:
- Member: Investments and Wealth Institute (IWI)
- Member: Association of Professional Investment Consultants (APIC)
- Member: Institute for Preparing Heirs
- Member: Vistage International
Licenses:
- Series 7 – General Securities License
- Series 31 – Managed Futures
- Series 63 – Uniform State Registration
- Series 65 – Uniform Investment Advisor Law
- CA Insurance License Number: OA23734
- Life, Health & Variable Annuity Insurance Licensed
- Long-Term Care Insurance Licensed
Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2023) Data compiled by SHOOK Research LLC based on time period from 3/31/21-3/31/22.
2019-2024 Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors Best-In- State (formerly referred to as Forbes Top Women Wealth Advisors, Forbes America's Top Women Wealth Advisors)
Source: Forbes.com (Awarded 2019-2024). Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
2019-2025 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2019-2025). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
2007, 2008 Barron's Top 100 Women Financial Advisors
Source: Barrons.com (Awarded June 2007, 2008). Data compiled by Barron's based on 12-month period concluding in Mar of the year the award was issued.
Experience:
- Morgan Stanley, 1988 - Present
- Founder, Client University, 1999
- Founder, Institute for Preparing Heirs, 2009
Community:
- Adventist Health Glendale Foundation, Board Member, 2021-Present
- Adventist Health Glendale Foundation, Finance Committee, 2022-Present
- Villa Esperanza Endowment Committee, Vice Chairman, 2013-2017
- Villa Esperanza, Board of Directors, 2013-2017
- USC Town and Gown, 2013-Present
Corporate Recognition:
- Director’s Council
- President’s Council
- Harry Irvine Award for demonstrating the highest standards of ethics and commitment to client success.
- Director’s Advisory Group, sounding board for firm’s senior management
Industry Recognition:
- Forbes’ “Best in State Wealth Management Teams” 2023, 2024
- Forbes’ “Top Women Wealth Advisors,” 2019, 2020, 2021, 2022, 2023, 2024
- Forbes’ “Best in State Wealth Advisors” in California, 2019, 2020, 2021, 2022, 2023, 2024
- Barron’s “Top 100 Women Financial Advisors,” 2007, 2008
Professional Associations:
- Member: Investments and Wealth Institute (IWI)
- Member: Association of Professional Investment Consultants (APIC)
- Member: Institute for Preparing Heirs
- Member: Vistage International
Licenses:
- Series 7 – General Securities License
- Series 31 – Managed Futures
- Series 63 – Uniform State Registration
- Series 65 – Uniform Investment Advisor Law
- CA Insurance License Number: OA23734
- Life, Health & Variable Annuity Insurance Licensed
- Long-Term Care Insurance Licensed
Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2023) Data compiled by SHOOK Research LLC based on time period from 3/31/21-3/31/22.
2019-2024 Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors Best-In- State (formerly referred to as Forbes Top Women Wealth Advisors, Forbes America's Top Women Wealth Advisors)
Source: Forbes.com (Awarded 2019-2024). Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
2019-2025 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2019-2025). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
2007, 2008 Barron's Top 100 Women Financial Advisors
Source: Barrons.com (Awarded June 2007, 2008). Data compiled by Barron's based on 12-month period concluding in Mar of the year the award was issued.
Securities Agent: MS, MA, FL, VA, HI, DE, PA, MD, GA, WI, TX, AZ, SC, OH, ME, IN, WA, CO, CA, OK, NV, MI, ID, NY, MO, KS, TN, SD, NM, OR, DC, NE, NC; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1290677
NMLS#: 1290677
About Jason D Brown
Jason is an investment professional with more than 20 years’ experience, focusing on providing wealth management solutions to clientele of The Doolin Group at Morgan Stanley. This includes overall strategic planning with emphasis on financial planning, asset allocation, manager selection and estate planning strategies. Jason also has extensive experience in professional money management consisting of portfolio management for clients utilizing Exchange Traded Funds (ETFs) and Closed End Funds (CEFs). Jason works well with our clients’ children as a financial mentor who has a gift for explaining sometimes complex investment principals in simple terms. Jason resides in San Gabriel with his wife Kathleen and their daughter Kirsten and sons Carter and Nicholas.
Experience:
- Morgan Stanley, 1995 - Present
Education:
- BA Economics from Whitman College
- Chartered Financial Analyst (CFA)
- Certified Investment Management AnalystSM (CIMA®)
Community:
- San Marino Schools Foundation, Former Trustee
- Member of the Huntington Library
Corporate Recognition:
- Blue Chip Council
Industry Recognition:
- Los Angeles Magazine – Five Star Wealth Manager, 2015
Professional Associations:
- Member of Chartered Financial Analyst Institute
- Member of Investment Management Consultants Association (IMCA)
- Member of Institute for Preparing Heirs
Licenses:
- Series 7 – General Securities License
- Series 31 – Managed Futures
- Series 63 – Uniform State Registration
- Series 65 – Uniform Investment Advisor Law
- Life, Health & Variable Annuity Insurance Licensed
- Long-Term Care Insurance Licensed
Five Star Wealth Advisor Award
This award was issued in 2015. The award was determined based on an evaluation process conducted by Five-Star Professional based on objective criteria. The award was not based on a specific time period.
CA Insurance License Number: OF23321
2015 Five Star Wealth Manager Award
Source: fivestarprofessional.com (Awarded 2013-2019) These awards were determined through an evaluation process conducted by Five Star Professional, based on objective criteria, during the following periods:
2015 Award - 05/22/2014 through 10/16/2014
Experience:
- Morgan Stanley, 1995 - Present
Education:
- BA Economics from Whitman College
- Chartered Financial Analyst (CFA)
- Certified Investment Management AnalystSM (CIMA®)
Community:
- San Marino Schools Foundation, Former Trustee
- Member of the Huntington Library
Corporate Recognition:
- Blue Chip Council
Industry Recognition:
- Los Angeles Magazine – Five Star Wealth Manager, 2015
Professional Associations:
- Member of Chartered Financial Analyst Institute
- Member of Investment Management Consultants Association (IMCA)
- Member of Institute for Preparing Heirs
Licenses:
- Series 7 – General Securities License
- Series 31 – Managed Futures
- Series 63 – Uniform State Registration
- Series 65 – Uniform Investment Advisor Law
- Life, Health & Variable Annuity Insurance Licensed
- Long-Term Care Insurance Licensed
Five Star Wealth Advisor Award
This award was issued in 2015. The award was determined based on an evaluation process conducted by Five-Star Professional based on objective criteria. The award was not based on a specific time period.
CA Insurance License Number: OF23321
2015 Five Star Wealth Manager Award
Source: fivestarprofessional.com (Awarded 2013-2019) These awards were determined through an evaluation process conducted by Five Star Professional, based on objective criteria, during the following periods:
2015 Award - 05/22/2014 through 10/16/2014
Securities Agent: CA, AZ, TX, ME, OH, NV, MS, ID, SD, OK, WI, VA, TN, SC, IN, DE, DC, MO, HI, CO, OR, PA, NY, NM, GA, WA, NE, MD, KS, NC, MI, MA, FL; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1261829
NMLS#: 1261829
About David Schmidt, CFA®, CFP®
Promoted in 2018 to Group Director of The Doolin Group at Morgan Stanley, David joined the team in 2016 with a background in investment banking and technology consulting. David holds the highest analytical designation the financial industry offers—the Chartered Financial Analyst™ (CFA®)—and is additionally a CERTIFIED FINANCIAL PLANNER™ (CFP®) and a licensed CPA (non-practicing) which gives David in-depth insights into tax considerations and financial planning.
As Group Director, David ensures the team is operating efficiently and assists in development and training. Working on some of the most complex problems our clients face, David finds solutions that require tenacity and creativity to reach.
Serving previously as a Client Service Associate and Consulting Group Analyst, David is well-versed in his knowledge of investment research and analysis, and clients have come to know him for his attention to detail and accuracy.
David grew up in Central California and now resides in Orange County with his young daughter. David holds a Master’s degree in Finance from the University of California at Riverside and is FINRA licensed Series 7 and Series 66.
Experience:
- Morgan Stanley, 2016 – Present
- Pro 8 Media, 2008-2016
- Strongtower Financial, 2006 – 2007
Education:
- BS Business Administration from The Masters University
- Masters in Finance from University of California, Riverside
Professional Designations:
- Chartered Financial Analyst® (CFA®)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Professional Associations:
- Member of Chartered Financial Analyst™ Institute
Licenses:
- Series 7 – General Securities License
- Series 66 – Uniform Combined State Law
Securities Agent: AZ, CA, CO, FL, GA, HI, ID, IN, MA, ME, MI, MO, MS, NC, NE, NM, NV, NY, OR, PA, SC, TN, TX, VA, WA; General Securities Representative; Investment Advisor Representative; Managed Futures
CA Insurance License #: 0M52715
As Group Director, David ensures the team is operating efficiently and assists in development and training. Working on some of the most complex problems our clients face, David finds solutions that require tenacity and creativity to reach.
Serving previously as a Client Service Associate and Consulting Group Analyst, David is well-versed in his knowledge of investment research and analysis, and clients have come to know him for his attention to detail and accuracy.
David grew up in Central California and now resides in Orange County with his young daughter. David holds a Master’s degree in Finance from the University of California at Riverside and is FINRA licensed Series 7 and Series 66.
Experience:
- Morgan Stanley, 2016 – Present
- Pro 8 Media, 2008-2016
- Strongtower Financial, 2006 – 2007
Education:
- BS Business Administration from The Masters University
- Masters in Finance from University of California, Riverside
Professional Designations:
- Chartered Financial Analyst® (CFA®)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Professional Associations:
- Member of Chartered Financial Analyst™ Institute
Licenses:
- Series 7 – General Securities License
- Series 66 – Uniform Combined State Law
Securities Agent: AZ, CA, CO, FL, GA, HI, ID, IN, MA, ME, MI, MO, MS, NC, NE, NM, NV, NY, OR, PA, SC, TN, TX, VA, WA; General Securities Representative; Investment Advisor Representative; Managed Futures
CA Insurance License #: 0M52715
CA Insurance License #: 0M52715
About Jenny Ngo
Jenny brings two decades of client services experience serving an affluent clientele to The Doolin Group. As a Wealth Management Associate, Jenny utilizes her proven interpersonal and organizational skills and extensive knowledge in operations, compliance and risk management. She is a seasoned professional focused on attention to detail, accuracy and timeliness in all aspects of serving our clients and their families.
Jenny earned a Bachelor of Science Degree in Finance and Computer Information Systems from California State University, Los Angeles. She is FINRA licensed Series 7, Series 63 and 66 as well as California Insurance License (Accident, Health &Life).
Outside of work, Jenny is a dedicated runner and regularly participates in runs that support charitable causes in her local community. Jenny is an avid foodie who enjoys traveling the
world to seek out exotic food. In Japan, she seeks out popular sushi bars and street foods stalls. She spends most of her summer vacation hiking and seeing natural wonders with her husband and two sons while visiting the U.S. National Parks. Her most memorable trip is to hike the Banff National Park and Lake Louise.
Jenny earned a Bachelor of Science Degree in Finance and Computer Information Systems from California State University, Los Angeles. She is FINRA licensed Series 7, Series 63 and 66 as well as California Insurance License (Accident, Health &Life).
Outside of work, Jenny is a dedicated runner and regularly participates in runs that support charitable causes in her local community. Jenny is an avid foodie who enjoys traveling the
world to seek out exotic food. In Japan, she seeks out popular sushi bars and street foods stalls. She spends most of her summer vacation hiking and seeing natural wonders with her husband and two sons while visiting the U.S. National Parks. Her most memorable trip is to hike the Banff National Park and Lake Louise.
CA Insurance License #: 0F46889
About Jenny Tang
Jenny brings more than 10 years of banking experience in client service and operations to her Client Service Associate role with The Doolin Group at Morgan Stanley. Jenny is always ready to assist clients by providing the exceptional client service The Doolin Group is known for. She is also able to use her leadership experience and problem-solving skills to support members of the team in various day-to-day operations related to client account activities, report preparation, client meeting preparation and support, and other collaborative duties involved in a highly efficient professional team environment.
Her outside interests include traveling around the world to experience different cultures, foods and lifestyles. She has traveled to Japan, Thailand, China, Hong Kong, Vietnam, South Korea, Taiwan and Mexico. In 2016, she spent a month backpacking across Europe. Closer to home, she enjoys swimming, soccer, basketball and badminton, as well as spending time with her family and her dog. She also gives back to the community by volunteering at pet shelters, cooking for programs that feed the homeless, and providing services for the elderly.
Her outside interests include traveling around the world to experience different cultures, foods and lifestyles. She has traveled to Japan, Thailand, China, Hong Kong, Vietnam, South Korea, Taiwan and Mexico. In 2016, she spent a month backpacking across Europe. Closer to home, she enjoys swimming, soccer, basketball and badminton, as well as spending time with her family and her dog. She also gives back to the community by volunteering at pet shelters, cooking for programs that feed the homeless, and providing services for the elderly.
About Jason Tang
Jason Tang joined The Doolin Group in December 2021 as an intern while working toward a double major in Economics and Finance at the University of California, Irvine. Jason assists a highly efficient, client-focused team where he applies his analytical and communication skills to assist with performance-based reporting, investment and portfolio analysis and research, and one-on-one communication with our clients. Fluent in Cantonese, Mandarin and Vietnamese, Jason looks forward to using language skills within the financial services industry.
While still prioritizing his studies, Jason is currently spending his free time working toward gaining his financial credentials. However, when he is not studying, Jason loves being a certified “Dog Dad” to his Australian Shepard, Harvey, as well as playing basketball, baseball, and snowboarding.
While still prioritizing his studies, Jason is currently spending his free time working toward gaining his financial credentials. However, when he is not studying, Jason loves being a certified “Dog Dad” to his Australian Shepard, Harvey, as well as playing basketball, baseball, and snowboarding.
About Terry Tang
Terry joined The Doolin Group in 2024, bringing fresh perspective and global experience to this multigenerational wealth management team. He supports the team’s engagement with high-net-worth individuals, families, and business owners with portfolio management, reporting, and client documentation. In his role, Terry prepares in-depth portfolio reviews, manages internal data systems, and partners closely with the investment team to assess global equities.
A graduate of the University of California, San Diego, Terry earned a Bachelor of Science in Mathematics and Economics. His academic journey also took him abroad, where he studied economics and finance at the University of Hong Kong and Peking University. He was also awarded an Honorary Degree from Anhui Agricultural University’s School of Tea and Food Sciences. Fluent in Chinese, Terry holds FINRA Series 7 and Series 66 licenses.
Outside the office, Terry practices judo, golf, cycling, and runs. He enjoys studying history, civics, geography, economics and a good cup of tea.
A graduate of the University of California, San Diego, Terry earned a Bachelor of Science in Mathematics and Economics. His academic journey also took him abroad, where he studied economics and finance at the University of Hong Kong and Peking University. He was also awarded an Honorary Degree from Anhui Agricultural University’s School of Tea and Food Sciences. Fluent in Chinese, Terry holds FINRA Series 7 and Series 66 licenses.
Outside the office, Terry practices judo, golf, cycling, and runs. He enjoys studying history, civics, geography, economics and a good cup of tea.
Contact Diane Doolin
Contact Jason D Brown
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Joy Quiza
Associate Private Banker
Sean Lavin
Trust Specialist
Larry Parente
Family Office Resource Generalist
About Joy Quiza
Joy Quiza is an Associate Private Banker serving Morgan Stanley Wealth Management offices in California.
Associate Private Bankers partner with Private Bankers and Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Joy began her career in financial services in 2007, and joined Morgan Stanley in 2021 as an Associate Private Banker. Prior to joining the firm, she was a Premier Banker at Wells Fargo Bank, N.A.
Joy is a graduate of Centro Escolar University, where she received a Bachelor of Arts in Mass Communication. She lives in Los Angeles, California with her husband. Joy is the founder of Alexis Louise Quiza (ALQ) Children’s Foundation, and past president of the Filipino American Business Association of Glendale – Greater Los Angeles from 2018-2019. Outside of the office, Joy volunteers in various community events serving the AAPI community. She and her husband love to travel and enjoy the joy their daughter and three dogs bring in their lives.
Associate Private Bankers partner with Private Bankers and Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Joy began her career in financial services in 2007, and joined Morgan Stanley in 2021 as an Associate Private Banker. Prior to joining the firm, she was a Premier Banker at Wells Fargo Bank, N.A.
Joy is a graduate of Centro Escolar University, where she received a Bachelor of Arts in Mass Communication. She lives in Los Angeles, California with her husband. Joy is the founder of Alexis Louise Quiza (ALQ) Children’s Foundation, and past president of the Filipino American Business Association of Glendale – Greater Los Angeles from 2018-2019. Outside of the office, Joy volunteers in various community events serving the AAPI community. She and her husband love to travel and enjoy the joy their daughter and three dogs bring in their lives.
NMLS#: 642535
About Sean Lavin
Sean is a Regional Trust Specialist for Morgan Stanley based in Los Angeles. He is responsible for supporting Private Wealth Advisors and their clients’ legal counsel in developing trust and fiduciary solutions for families, institutions and charities. Sean works closely with clients and their legal and strategic advisors to help educate them on appropriate trust vehicles designed to meet the clients’ specific goals and objectives. Sean also provides advice on how to utilize the fiduciary services available through the Morgan Stanley’s comprehensive third party trustee platform that is available to clients.
Sean joined Morgan Stanley in 1999 including several years as a Senior Vice President and Regional Trust Specialist with Smith Barney and Citi Trust. Prior to then, Sean was a Senior Trust Officer with Merrill Lynch / Bank of America.
Sean graduated from the University of Southern California with a bachelor’s degree in business administration and received his master’s degree in business administration from the UCLA Anderson School of Management. Sean holds the Certified Financial Planner and Certified Trust and Financial Advisor designations and is Series 7 and 66 licensed.
Sean joined Morgan Stanley in 1999 including several years as a Senior Vice President and Regional Trust Specialist with Smith Barney and Citi Trust. Prior to then, Sean was a Senior Trust Officer with Merrill Lynch / Bank of America.
Sean graduated from the University of Southern California with a bachelor’s degree in business administration and received his master’s degree in business administration from the UCLA Anderson School of Management. Sean holds the Certified Financial Planner and Certified Trust and Financial Advisor designations and is Series 7 and 66 licensed.
About Larry Parente
Larry Parente is an Executive Director with the Family Office Resources (FOR) group at Morgan Stanley. As a Generalist with FOR, he helps simplify the universe of family wealth solutions, so that individuals can make confident and informed decisions about their business, their family, and their future.
As a seasoned wealth management and planning executive, Larry has over 25 years of experience counseling and advising high-net and ultra-high-net-worth, individuals and families.
He spent two years with the law firm of, Brobeck, Phleger & Harrison, LLP.
He earned his J.D. from Golden Gate University School of Law and his B.A. from the University at Albany, where he graduated Phi Beta Kappa, Summa Cum Laude.
Throughout law school, Larry was a personal trainer and amateur triathlete. He stills enjoy exercise & strength training, as well as playing golf & tennis. He lives in Rancho Santa Fe, California with his wife Erin, and twin daughters Mary & Maggie. They also enjoy the company of their miniature Schnauzer, Harrison.
As a seasoned wealth management and planning executive, Larry has over 25 years of experience counseling and advising high-net and ultra-high-net-worth, individuals and families.
He spent two years with the law firm of, Brobeck, Phleger & Harrison, LLP.
He earned his J.D. from Golden Gate University School of Law and his B.A. from the University at Albany, where he graduated Phi Beta Kappa, Summa Cum Laude.
Throughout law school, Larry was a personal trainer and amateur triathlete. He stills enjoy exercise & strength training, as well as playing golf & tennis. He lives in Rancho Santa Fe, California with his wife Erin, and twin daughters Mary & Maggie. They also enjoy the company of their miniature Schnauzer, Harrison.
Private Banking Group (PBG) Market Managers, Senior Private Bankers, Private Bankers, and Associate Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trusts, estate planning, charitable giving, philanthropic planning and other legal matters.
Morgan Stanley does not accept appointments, nor will it act as a trustee, but it will provide access to trust services through an appropriate third-party corporate trustee.
Trusts are not necessarily appropriate for all clients. There are risks and considerations which may outweigh any potential benefits. Establishing a trust will incur fees and expenses which may be substantial. Trusts often incur ongoing administrative fees and expenses such as the services of a corporate trustee, attorney, or tax professional.
Trust services are provided by third parties who are not affiliated with Morgan Stanley. Neither Morgan Stanley nor its affiliates are the provider of such trust services and will not have any input or responsibility concerning a client’s eligibility for, or the terms and conditions associated with these trust services. Neither Morgan Stanley nor its affiliates shall be responsible for any advice or services provided by the unaffiliated third parties. Morgan Stanley or its affiliates may participate in transactions on a basis separate from the referral of clients to these third parties and may receive compensation in connection with referrals made to them.
Morgan Stanley, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trusts, estate planning, charitable giving, philanthropic planning and other legal matters.
Morgan Stanley does not accept appointments, nor will it act as a trustee, but it will provide access to trust services through an appropriate third-party corporate trustee.
Trusts are not necessarily appropriate for all clients. There are risks and considerations which may outweigh any potential benefits. Establishing a trust will incur fees and expenses which may be substantial. Trusts often incur ongoing administrative fees and expenses such as the services of a corporate trustee, attorney, or tax professional.
Trust services are provided by third parties who are not affiliated with Morgan Stanley. Neither Morgan Stanley nor its affiliates are the provider of such trust services and will not have any input or responsibility concerning a client’s eligibility for, or the terms and conditions associated with these trust services. Neither Morgan Stanley nor its affiliates shall be responsible for any advice or services provided by the unaffiliated third parties. Morgan Stanley or its affiliates may participate in transactions on a basis separate from the referral of clients to these third parties and may receive compensation in connection with referrals made to them.
Morgan Stanley, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Wealth Management
From Our Team
The Doolin Group Named to Forbes Magazine's Best-In-State Wealth Management Teams
Wealth Management
Global Investment Office
Portfolio Insights
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Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
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- Retirement plan participants
- Annuities
Are You Prepared for Retired Life?
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
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- Traditional Investments
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- Impact Investing
Iran Conflict: Seven Takeaways for Investors
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Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
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- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact The Doolin Group today.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025), 4763067 (9/2025)
