Andrew Carroll
Senior Vice President, Financial Advisor
Phone:
(954) 713-8402(954) 713-8402
The Carroll Group at Morgan Stanley
Direct:
(954) 762-3061(954) 762-3061
Toll-Free:
(800) 491-3359(800) 491-3359
Our Mission Statement
Experience, intellectual capital and dedicated personal service to help you meet your life goals
The Carroll Group
As your Financial Advisors, we can help you define and strive to meet your goals by delivering a vast array of resources to you in the way that is most appropriate for how you invest or what you want to achieve. Working together we can help you to preserve and grow your wealth. You’ll have access to some of the world’s most seasoned and respected investment professionals, a premier trading and execution platform and a full spectrum of investment choices.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Location
350 East Las Olas Blvd
Ste 1500
Ft Lauderdale, FL 33301
US
Direct:
(954) 762-3061(954) 762-3061
Toll-Free:
(800) 491-3359(800) 491-3359
Meet The Carroll Group
James Carroll, CRPS®
Senior Vice President, Financial Advisor
Phone:
(954) 713-8412(954) 713-8412
Kaitlyn Coyne
Registered Client Service Associate
Phone:
(954) 762-3061(954) 762-3061
About Andrew Carroll
Andrew B. Carroll graduated from the University of Miami in 1958, moved to Ft Lauderdale and began his career as an Investment Executive with Goodbody & Co, Inc. Soon after Andy became a Partner with Reynolds & Company, later becoming a senior officer of Dean Witter Reynolds a predecessor firm of Morgan Stanley.
He has held multiple management positions including the Florida Regional Director for Dean Witter Reynolds. Andy later joined Shearson American Express which became Smith Barney and eventually Citigroup Smith Barney.
In 2007 Andy, and his partner James Carroll, joined Morgan Stanley prior to the 2009 merger of Morgan Stanley and Smith Barney.
Andy’s clients include High Net Worth Individuals, Corporate Pension Plans and local Foundations. Over the years Andy has been involved with and consulted to many local charity organizations, municipal pensions and college/university foundations.
Andy’s personal and professional affiliations have included a member of the Florida regional Brokerage Arbitration Panel for FINRA, formerly the NASD, Investment Management Consultants Association, Florida Securities Dealers Board of Governors, Nominating Committee for the NASD, Southern Securities Industry Association, Co-Founder of the Stock and Bond Club of Ft Lauderdale and a member of the Economic Society of South Florida.
Andy is a former Stranahan House board member and is presently a member of The University of Miami’s Citizens Board. Andy and his wife Nancy have three children and six grandchildren. They enjoy tennis, boating, extensive travel, reading and family gatherings.
He has held multiple management positions including the Florida Regional Director for Dean Witter Reynolds. Andy later joined Shearson American Express which became Smith Barney and eventually Citigroup Smith Barney.
In 2007 Andy, and his partner James Carroll, joined Morgan Stanley prior to the 2009 merger of Morgan Stanley and Smith Barney.
Andy’s clients include High Net Worth Individuals, Corporate Pension Plans and local Foundations. Over the years Andy has been involved with and consulted to many local charity organizations, municipal pensions and college/university foundations.
Andy’s personal and professional affiliations have included a member of the Florida regional Brokerage Arbitration Panel for FINRA, formerly the NASD, Investment Management Consultants Association, Florida Securities Dealers Board of Governors, Nominating Committee for the NASD, Southern Securities Industry Association, Co-Founder of the Stock and Bond Club of Ft Lauderdale and a member of the Economic Society of South Florida.
Andy is a former Stranahan House board member and is presently a member of The University of Miami’s Citizens Board. Andy and his wife Nancy have three children and six grandchildren. They enjoy tennis, boating, extensive travel, reading and family gatherings.
Securities Agent: CO, WA, MN, MS, OH, MA, NY, SC, CA, OR, NJ, GA, NM, DE, LA, WV, DC, NC, PA, VA, TX, PR, FL; General Securities Representative; Investment Advisor Representative; Managed Futures
About James Carroll
As a Senior Vice President and Wealth Advisor, James G. Carroll joined Morgan Stanley in 1991 through Smith Barney. Jim is also a Senior Investment Management Consultant and holds a CRPS® designation from the College of Financial Planning. Jim has worked with his father and Financial Advisor, Andy, since 1992 after obtaining his Bachelor of Science degree from the University of Alabama and starting his career at Cigna Financial Services. The Carroll Groups clients include High Net Worth Individuals, Corporate Retirement Plans and Foundations, consulting to over a $1 Billion of client assets. As a Fort Lauderdale native, Jim has been active in numerous community functions over the years. He is currently the President of the Broward County Alabama Alumni Chapter and serves on the Fort Lauderdale Debutante Presentation Committee with his wife, Heather. Jim and Heather enjoy boating, college football and summer travel together with their two adult children. When not in Ft. Lauderdale, you can likely find Jim in his favorite place, Hilton Head Island. Jim also supports the Sigma Chi Foundation, Delta Gamma foundation, Charity Guild of Fort Lauderdale, Saint Mark’s Episcopal School & Cardinal Gibbons High School among other local & national interests.
Securities Agent: MS, MA, LA, DC, AL, WA, OH, NY, TX, PA, GA, SC, NV, CO, VA, OR, NC, TN, CA, MN, WV, DE, PR, FL, NM, NJ; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1684994
NMLS#: 1684994
About Kaitlyn Coyne
Kaitlyn Coyne joined our team in 2023. She was born and raised in South Florida. She graduated from the University of Florida with a Bachelor of Science in Business Management and a Master’s in International Business. Kaitlyn is a Registered Associate and currently holds the FINRA Series 7, 63, & 65 securities licenses.
Kaitlyn provides excellent client service for the Carroll Group. Kaitlyn is responsible for assisting with daily administrative operations and delivering a well-rounded client experience. Prior to joining Morgan Stanley, Kaitlyn worked at Charles Schwab and JP Morgan Private Bank. Kaitlyn enjoys traveling, playing tennis, days at the beach, and spending time with friends and family.
Kaitlyn provides excellent client service for the Carroll Group. Kaitlyn is responsible for assisting with daily administrative operations and delivering a well-rounded client experience. Prior to joining Morgan Stanley, Kaitlyn worked at Charles Schwab and JP Morgan Private Bank. Kaitlyn enjoys traveling, playing tennis, days at the beach, and spending time with friends and family.
Contact Andrew Carroll
Contact James Carroll
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Leticia Teixeira, CFP®, CEPA®
Financial Planning Director, Vice President
John Fanning
Senior Private Banker
Mark Jansen
Family Office Resources Generalist
About Leticia Teixeira
Leticia Teixeira, CFP®, CEPA® is a Vice President and Financial Planning Director serving Morgan Stanley’s Wealth Management offices in Southeast Florida. She is responsible for helping Financial Advisors with their clients' and prospects' financial planning needs.
Leticia began her career in financial services in 2011 and joined Morgan Stanley in 2020. Prior to her current position, she worked at multiple Financial Services firms in Florida including RBC, Itaú and UBS.
Leticia graduated from Florida International University with a B.A. in Psychology and obtained an MBA in Organizational Management from Carlos Albizu University. She holds her Certified Financial Planner® and Certified Exit Planning Advisor® designations.
Outside of work, Leticia enjoys practicing her photography skills, family trips and volunteering at school activities. Leticia is originally from Sao Paulo, Brazil and she is fluent in English and Portuguese, and conversational in Spanish. She currently lives in Broward, FL with her husband and 2 children.
Leticia began her career in financial services in 2011 and joined Morgan Stanley in 2020. Prior to her current position, she worked at multiple Financial Services firms in Florida including RBC, Itaú and UBS.
Leticia graduated from Florida International University with a B.A. in Psychology and obtained an MBA in Organizational Management from Carlos Albizu University. She holds her Certified Financial Planner® and Certified Exit Planning Advisor® designations.
Outside of work, Leticia enjoys practicing her photography skills, family trips and volunteering at school activities. Leticia is originally from Sao Paulo, Brazil and she is fluent in English and Portuguese, and conversational in Spanish. She currently lives in Broward, FL with her husband and 2 children.
About John Fanning
John Fanning is a Private Banker serving Morgan Stanley Wealth Management offices in Florida.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
John began his career in financial services in 1992, and joined Morgan Stanley in 2010 as a Financial Advisor. Prior to joining the firm, he was a Commercial Banker at SunTrust Bank (now Truist Bank) and Bank United. He also also served as a Finance Manager at Merrill Lynch Business Financial Services.
John is a graduate of Florida Atlantic University, where he received a Bachelor of Science in Finance. He lives in Fort Lauderdale, Florida with his family. Outside of the office, John enjoys coaching and watching his sons excel in sports, spending time with family and friends, and cheering on all South Florida sports team.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
John began his career in financial services in 1992, and joined Morgan Stanley in 2010 as a Financial Advisor. Prior to joining the firm, he was a Commercial Banker at SunTrust Bank (now Truist Bank) and Bank United. He also also served as a Finance Manager at Merrill Lynch Business Financial Services.
John is a graduate of Florida Atlantic University, where he received a Bachelor of Science in Finance. He lives in Fort Lauderdale, Florida with his family. Outside of the office, John enjoys coaching and watching his sons excel in sports, spending time with family and friends, and cheering on all South Florida sports team.
NMLS#: 803783
About Mark Jansen
Mark Jansen is a Family Office Resources Generalist for Morgan Stanley’s Family Office Resources, covering the Southeast Region. In this capacity, Mark provides specialized expertise to Financial Advisors and their UHNW clients across a broad range of family wealth management issues including; family governance and wealth education, strategic estate and financial planning, philanthropy management and lifestyle advisory. Mark has over 30 years of experience advising wealthy families, business owners, and their children.
Most recently, Mark worked with New York Life in their Advanced Planning Group working with agents and their UHNW clients advising them on estate and legacy planning, business buy sell planning, and succession planning. Prior to New York Life, Mark held similar Advanced Planning Consulting roles in several National financial organizations. He originally started his career in the financial services industry in the tax department of the public accounting firm Grant Thornton. He is known for taking complex ideas and making them easy to understand. Frequently speaking to groups and individuals on estate and business planning, he brings a conversational style that helps to clarify the complex nature of these topics.
Mark received a Bachelor of Science degree from St. John’s University in Collegeville MN, received his JD degree Cum Laude from the University of Minnesota and his CPA license while working at Grant Thornton. He holds a Series 7, 24 and 63 securities licenses. He currently lives in Richmond Virginia with his wife and occasionally one of their 6 children.
Most recently, Mark worked with New York Life in their Advanced Planning Group working with agents and their UHNW clients advising them on estate and legacy planning, business buy sell planning, and succession planning. Prior to New York Life, Mark held similar Advanced Planning Consulting roles in several National financial organizations. He originally started his career in the financial services industry in the tax department of the public accounting firm Grant Thornton. He is known for taking complex ideas and making them easy to understand. Frequently speaking to groups and individuals on estate and business planning, he brings a conversational style that helps to clarify the complex nature of these topics.
Mark received a Bachelor of Science degree from St. John’s University in Collegeville MN, received his JD degree Cum Laude from the University of Minnesota and his CPA license while working at Grant Thornton. He holds a Series 7, 24 and 63 securities licenses. He currently lives in Richmond Virginia with his wife and occasionally one of their 6 children.
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Retirement for Plan Sponsors
End-to-End Services, Made Simple:
We can provide the tools and guidance to help you manage a retirement plan.
We can provide the tools and guidance to help you manage a retirement plan.
- Plan Evaluation
- Investment Management
- Plan Management Support
- Plan Participant Education
State of the Workplace Study 2023
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact The Carroll Group today.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
