Randall L Barnes
Executive Director, Wealth Management, Financial Advisor, Senior Portfolio Management Director
Phone:
(214) 696-7095(214) 696-7095
The Barnes Group at Morgan Stanley
Direct:
(214) 696-7095(214) 696-7095
Toll-Free:
(800) 933-3936(800) 933-3936
Our Mission Statement
We believe that conscious stewardship of your investments means providing unparalleled client service.
Our Story
The Barnes Group is dedicated to helping successful individuals and their families in the southwest part of the country. We seek to be your chief financial officer by helping you align your financial resources with your personal values and goals. Our team delivers exceptional customer service and emotional support during volatile markets, while holding ourselves to the highest standard of integrity and professionalism.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Working With You
Our mission is to do the right thing by every client. We want to take the time to get to know you, your family- your objectives and goals- and then use our network to give you a comprehensive plan for success. We can coordinate our work with your tax specialist, attorneys, and other professionals, as well as help connect you with people in these areas.
Over the last 40 years, The Barnes Group has advised and served the needs of institutions, families, and wealthy individuals just like you. We focus on a holistic approach to help manage wealth.
Our areas of focus include:
Retirement Planning
Investments
Legacy and Estate Planning
Tax Planning
We cannot wait to help deliver a hands-on, high-end service to you where you will have a consistently reliable experience.
Over the last 40 years, The Barnes Group has advised and served the needs of institutions, families, and wealthy individuals just like you. We focus on a holistic approach to help manage wealth.
Our areas of focus include:
Retirement Planning
Investments
Legacy and Estate Planning
Tax Planning
We cannot wait to help deliver a hands-on, high-end service to you where you will have a consistently reliable experience.
Our Clients
Our clients often turn to us when they experience a shift in circumstances. We believe it is our responsibility to serve as a stabilizing presence through major life events. Whether there is a birth or death in the family, a change in career path, a health or education matter, or the beginning or end of a relationship, we are here to help. We view these important milestones as more than a series of financial transactions. By taking a whole-person approach, we aim to help mitigate the effects of major life transitions and support you in navigating change with confidence.
We also work diligently with you to prepare for potential “what ifs” before they occur. We proactively engage you in ongoing conversation and strategy around possible life events, as well as economic or market changes, so you can be prepared to meet them with clarity and assurance.
Our approach includes the following core elements:
GOALS-BASED PLANNING
We objectively evaluate investment opportunities based on your short-term and long-term goals.
ASSET MANAGEMENT
We provide technical, fundamental, and quantitative stock analysis from both our firm and third-party sources.
ONGOING COMMUNICATION
We focus on building a rewarding long-term relationship grounded in honesty and integrity, supported by consistent communication.
We also work diligently with you to prepare for potential “what ifs” before they occur. We proactively engage you in ongoing conversation and strategy around possible life events, as well as economic or market changes, so you can be prepared to meet them with clarity and assurance.
Our approach includes the following core elements:
GOALS-BASED PLANNING
We objectively evaluate investment opportunities based on your short-term and long-term goals.
ASSET MANAGEMENT
We provide technical, fundamental, and quantitative stock analysis from both our firm and third-party sources.
ONGOING COMMUNICATION
We focus on building a rewarding long-term relationship grounded in honesty and integrity, supported by consistent communication.
Experience
Randall L. Barnes
1988 - present: Morgan Stanley*
Executive Director, Wealth Management
Senior Portfolio Management Director
Financial Planning Specialist
Financial Advisor
Dallas, TX
1982 - 1988: Dean Witter
Senior Vice President
Financial Advisor
Dallas, TX
Director's Council
Smith Barney
15 Year Loyal Service Award
Smith Barney
BBA - Business (Finance & Marketing), 1980
University of North Texas
Denton, TX
Series 65 - Investment Advisory Agent, 1992
Dallas, TX
General Lines Life and Health Insurance
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
1988 - present: Morgan Stanley*
Executive Director, Wealth Management
Senior Portfolio Management Director
Financial Planning Specialist
Financial Advisor
Dallas, TX
1982 - 1988: Dean Witter
Senior Vice President
Financial Advisor
Dallas, TX
Director's Council
Smith Barney
15 Year Loyal Service Award
Smith Barney
BBA - Business (Finance & Marketing), 1980
University of North Texas
Denton, TX
Series 65 - Investment Advisory Agent, 1992
Dallas, TX
General Lines Life and Health Insurance
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Awards and Recognition
The Barnes Group named Forbes 2023-2025 Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded 2023-2025). Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
https://www.morganstanley.com/disclosures/awards-disclosure.html
John Barnes & Randy Barnes named Forbes 2025 Best-In-State Advisors
Source: Forbes.com (Awarded Feb 2025). Data compiled by SHOOK Research LLC for the period 6/30/23- 6/30/24.
https://www.morganstanley.com/disclosures/awards-disclosure.html
Location
8383 Preston Center Plz
Ste 400
Dallas, TX 75225
US
Direct:
(214) 696-7095(214) 696-7095
Toll-Free:
(800) 933-3936(800) 933-3936
Fax:
(214) 696-7108(214) 696-7108
Meet The Barnes Group
Luke Halliday, CFP®
Financial Advisor, Financial Planning Specialist
Phone:
(214) 696-7022(214) 696-7022
Rand Barnes
Financial Advisor Associate
Phone:
(214) 696-7070(214) 696-7070
Jessica Papson
Portfolio Associate
Phone:
(214) 696-7039(214) 696-7039
Acacia Mendoza Diego
Registered Client Service Associate
Phone:
(214) 696-7142(214) 696-7142
About Randall L Barnes
Randall L. Barnes is a founding member of The Barnes Group, a family office team providing comprehensive wealth management advice and services to individuals and families of substantial wealth.
As an Executive Director, Senior Portfolio Manager, and Financial Planning Specialist, Randy co-manages assets for the Group’s diverse clientele and identifies unique opportunities aligned with clients’ individual portfolios. He also focuses on long-term relationship building and, for 45 years, has driven the Group’s mission to provide unparalleled client service. Randy provides a full suite of investment services and comprehensive financial planning strategies to individual investors and institutions, including wealth management, managed money, estate planning, and retirement and education planning strategies.
In 2008, Randy was ranked by Barron’s as one of the top 100 Financial Advisors in the country. His commitment to service has also led to his membership in Morgan Stanley’s prestigious Directors Council and Chairman’s Council. More recently, Randy and his team were named to Forbes’ “Best-In-State Wealth Management Teams” for 2023, 2024, 2025 and 2026.
Randy is a graduate of the University of North Texas, where he earned a bachelor’s degree in Business Administration. He has been married to his wife, Kim, since 1989, and they have one son, Rand.
"Barron's Top 100 Financial Advisors
Source: Barron's.com (Awarded Apr 2008) Data compiled by Barron's based on time period from Dec 2006 - Dec 2007. "
“Forbes America’s Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded 2023,2024) Data compiled by SHOOK Research LLC based on 12-month period concluding in March of year prior to the issuance of the award. ”
As an Executive Director, Senior Portfolio Manager, and Financial Planning Specialist, Randy co-manages assets for the Group’s diverse clientele and identifies unique opportunities aligned with clients’ individual portfolios. He also focuses on long-term relationship building and, for 45 years, has driven the Group’s mission to provide unparalleled client service. Randy provides a full suite of investment services and comprehensive financial planning strategies to individual investors and institutions, including wealth management, managed money, estate planning, and retirement and education planning strategies.
In 2008, Randy was ranked by Barron’s as one of the top 100 Financial Advisors in the country. His commitment to service has also led to his membership in Morgan Stanley’s prestigious Directors Council and Chairman’s Council. More recently, Randy and his team were named to Forbes’ “Best-In-State Wealth Management Teams” for 2023, 2024, 2025 and 2026.
Randy is a graduate of the University of North Texas, where he earned a bachelor’s degree in Business Administration. He has been married to his wife, Kim, since 1989, and they have one son, Rand.
"Barron's Top 100 Financial Advisors
Source: Barron's.com (Awarded Apr 2008) Data compiled by Barron's based on time period from Dec 2006 - Dec 2007. "
“Forbes America’s Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded 2023,2024) Data compiled by SHOOK Research LLC based on 12-month period concluding in March of year prior to the issuance of the award. ”
Securities Agent: KY, TX, NV, NE, MI, DE, FL, NC, IN, IL, CA, PA, OK, MO, ID, CT, AR, NJ, MA, HI, NY, MN, LA, GA, AL, WI, OR, NM, KS, AZ, VA, TN, SC, DC, WA, VT, OH, NH, MD, CO; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1393604
NMLS#: 1393604
About Luke Halliday
Luke is a native Texan and has worked in the investment industry since 2006. He earned the CFP® designation after completing the rigorous requirements of the Certified Financial Planner Board of Standards, Inc. As a CFP®, he approaches each client conversation from a comprehensive financial planning perspective.
Luke joined The Barnes Group in 2013 and is well versed in tax planning, investments, retirement planning, estate planning, and related financial planning strategies.
He currently resides in Bedford, Texas, with his wife, Heather, and their three children, Dylan, Abigail, and Noelle.
Luke joined The Barnes Group in 2013 and is well versed in tax planning, investments, retirement planning, estate planning, and related financial planning strategies.
He currently resides in Bedford, Texas, with his wife, Heather, and their three children, Dylan, Abigail, and Noelle.
Securities Agent: TX, NJ, OK, NY, NH, LA, DE, KS, IN, FL, CA, AZ, AL, SC, MI, IL, GA, VA, OR, MO, MN, ME, HI, PA, NV, AR, VT, TN, MA, DC, CT, MD, KY, ID, CO, WI, OH, NC, NM, NE, WA; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 2762120
NMLS#: 2762120
About Rand Barnes
Rand grew up in Dallas and is a second-generation member of the Barnes Group. Along with Luke and Randy, Rand is responsible for managing both assets and expectations for the group’s diverse clientele.
Although Rand joined the team in 2019, he has been around the business his whole life. Rand helps provide tailor-made investment solutions to meet your and your family’s needs. In addition, he supports clients with retirement planning, estate planning, education planning, individual planning, and wealth management, and he consistently strives to deliver excellent service.
Rand currently resides in Farmers Branch with his wife, Kelsey, their Boston Terrier, Tallulah, and their rescue cat, Ringo.
Although Rand joined the team in 2019, he has been around the business his whole life. Rand helps provide tailor-made investment solutions to meet your and your family’s needs. In addition, he supports clients with retirement planning, estate planning, education planning, individual planning, and wealth management, and he consistently strives to deliver excellent service.
Rand currently resides in Farmers Branch with his wife, Kelsey, their Boston Terrier, Tallulah, and their rescue cat, Ringo.
Securities Agent: AZ, CT, WI, VT, NM, NH, MI, MA, KY, CA, SC, NY, NC, IN, OK, VA, MD, KS, ID, HI, CO, AR, PA, OH, IL, GA, DC, NV, MN, DE, AL, TX, OR, NJ, LA, WA, TN, NE, MO, FL; General Securities Representative; Investment Advisor Representative
About Jessica Papson
Jessica began her career with Morgan Stanley in 2011. She started working with the Barnes Group in 2012 and, after a brief hiatus, rejoined the team in 2024.
Jessica graduated from the University of Texas at Dallas with a degree in Business Administration, with a concentration in Entrepreneurship. She assists clients with all aspects of client service and administrative duties.
Jessica currently resides in Royse City, Texas, with her husband, Chris, and their two children.
Jessica graduated from the University of Texas at Dallas with a degree in Business Administration, with a concentration in Entrepreneurship. She assists clients with all aspects of client service and administrative duties.
Jessica currently resides in Royse City, Texas, with her husband, Chris, and their two children.
About Acacia Mendoza Diego
Acacia has been working in the financial services industry since 2020 and joined Morgan Stanley in 2023. She is dedicated to building meaningful relationships with clients and helping them work toward their financial goals by providing thoughtful guidance and personalized support.
Acacia graduated from Texas Woman’s University with a degree in Political Science and Women’s studies.
Acacia resides in Anna, TX with her two dogs Brutus and Coquette. She enjoys spending time outdoors and being involved in her community.
Acacia graduated from Texas Woman’s University with a degree in Political Science and Women’s studies.
Acacia resides in Anna, TX with her two dogs Brutus and Coquette. She enjoys spending time outdoors and being involved in her community.
Contact Randall L Barnes
Contact Luke Halliday
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Iran Conflict: Seven Takeaways for Investors
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Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Ready to start a conversation? Contact The Barnes Group today.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization’s initial and ongoing certification requirements to use the certification marks.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
6Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
7Investors should consider many factors before deciding which 529 plan is appropriate. Some of these factors include: the Plan's investment options and the historical investment performance of these options, the Plan's flexibility and features, the reputation and expertise of the Plan's investment manager, Plan contribution limits and the federal and state tax benefits associated with an investment in the Plan. Some states, for example, offer favorable tax treatment and other benefits to their residents only if they invest in the state's own Qualified Tuition Program. Investors should determine their home state's tax treatment of 529 plans when considering whether to choose an in-state or out-of-state plan. Investors should consult with their tax or legal advisor before investing in any 529 Plan or contact their state tax division for more information. Morgan Stanley Smith Barney LLC does not provide tax and/or legal advice. Investors should review a Program Disclosure Statement, which contains more information on investment options, risk factors, fees and expenses and possible tax consequences.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
6Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
7Investors should consider many factors before deciding which 529 plan is appropriate. Some of these factors include: the Plan's investment options and the historical investment performance of these options, the Plan's flexibility and features, the reputation and expertise of the Plan's investment manager, Plan contribution limits and the federal and state tax benefits associated with an investment in the Plan. Some states, for example, offer favorable tax treatment and other benefits to their residents only if they invest in the state's own Qualified Tuition Program. Investors should determine their home state's tax treatment of 529 plans when considering whether to choose an in-state or out-of-state plan. Investors should consult with their tax or legal advisor before investing in any 529 Plan or contact their state tax division for more information. Morgan Stanley Smith Barney LLC does not provide tax and/or legal advice. Investors should review a Program Disclosure Statement, which contains more information on investment options, risk factors, fees and expenses and possible tax consequences.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025)
