Joseph Compitello, CFP®, CPWA®
Vice President, Financial Advisor, Portfolio Manager, Workplace Advisor - Equity Compensation
Phone:
(239) 598-7694(239) 598-7694
The Banyan Group at Morgan Stanley
Our Mission Statement
We are a boutique wealth advisory team delivering the Global resources of Morgan Stanley through a local, dedicated team. Our goal is to provide comprehensive wealth management advice to individuals and families at all stages of wealth. We advise our clients on all aspects of their financial lives from wealth accumulation through legacy planning, with deep expertise and solutions for every financial event.
Our Story and Services
At the Banyan Group we take inspiration from the strong and resilient banyan tree, which represents growth, stability, and longevity. With over 100 years of combined experience in the financial services industry, our team is provides individuals and families with comprehensive and personalized financial planning, investment management, wealth advisory, banking, insurance, alternative investments, and trust services.
Our process starts with you. We actively listen and help formulate a financial plan and solutions that are customized to each client. We take a holistic approach to financial planning, considering all aspects of our clients' financial lives. We work closely with our clients to develop a comprehensive plan that is tailored to their specific needs and goals. Our mission is to help our clients achieve their financial goals and build lasting wealth, supported by our expertise and experience.
Services Include
- Wealth ManagementFootnote1
- Estate Planning StrategiesFootnote2
- Portfolio Management
- Financial PlanningFootnote3
- Retirement PlanningFootnote4
- Business PlanningFootnote5
- Alternative InvestmentsFootnote6
- Stock Plan ServicesFootnote7
- Trust ServicesFootnote8
- 401(k) Rollovers
- Life InsuranceFootnote9
- Corporate Pension Plans
- Stock Option PlansFootnote10
- Cash ManagementFootnote11
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
The Banyan Group at Morgan Stanley is a distinguished team of financial advisors dedicated to providing comprehensive financial planning, wealth preservation, and wealth transfer services. With a combined experience of over 100 years, this elite group brings a wealth of knowledge and expertise to their clients.
Financial Planning Excellence:
At the core of The Banyan Group's philosophy is a commitment to meticulous financial planning. The team works closely with clients to understand their unique financial goals, risk tolerance, and aspirations. By conducting in-depth analyses, they tailor personalized financial plans that encompass investment strategies, retirement planning, and tax-efficient wealth management.
- Wealth Preservation Strategies: Safeguarding Prosperity Amidst Market Dynamics
Recognizing the importance of safeguarding wealth, The Banyan Group employs sophisticated wealth preservation strategies. Through diversification, risk management, and a keen understanding of market trends, they aim to protect and grow their clients' assets. The team remains vigilant in adapting strategies to navigate the ever-changing financial landscape, ensuring that clients' wealth is resilient against market fluctuations. - Diversification as a Shield:
The Banyan Group employs a multi-faceted approach to wealth preservation, with diversification at its core. By strategically allocating assets across various investment vehicles, the team minimizes risk exposure and shields clients' portfolios from the impact of fluctuations in any single market sector. This prudent strategy not only safeguards against potential losses but also positions clients to capitalize on opportunities in diverse market conditions. - Risk Management Expertise:
Navigating the intricate landscape of financial markets demands a keen understanding of risk. The financial advisors at The Banyan Group are adept at assessing risk tolerance levels for each client. Through meticulous risk management, they tailor investment strategies that align with clients' individual preferences and financial goals. This personalized approach ensures that clients can achieve a balance between risk and reward that suits their unique circumstances. - Adaptability in Dynamic Markets:
Markets are dynamic and subject to rapid changes. The Banyan Group excels in adapting wealth preservation strategies to evolving economic landscapes. Regular market analyses, continuous monitoring of global trends, and a proactive stance enable the team to make timely adjustments to client portfolios. This adaptability ensures that clients' wealth not only endures market fluctuations but also thrives in changing conditions. - Educating Clients on Preservation Strategies:
Beyond implementing wealth preservation strategies, The Banyan Group is committed to educating clients on the principles behind these approaches. Transparent communication is key, and the team empowers clients with the knowledge to understand the rationale behind specific investment decisions. This educational aspect fosters a sense of confidence and trust, as clients are actively involved in the preservation of their financial well-being.
Wealth Transfer Expertise:
The Banyan Group understands that wealth transfer is a critical aspect of financial planning. With a focus on legacy planning, they assist clients in structuring estate plans and inheritance strategies. The team aims to optimize wealth transfer efficiency, minimizing tax implications and facilitating a seamless transition of assets to the next generation.
- Wealth Transfer Expertise: Paving the Way for a Lasting Legacy
In the realm of comprehensive financial services, The Banyan Group at Morgan Stanley stands out for its nuanced approach to wealth transfer. Recognizing that the journey to financial well-being extends beyond an individual's lifetime, the team places a significant emphasis on legacy planning and efficient wealth transfer strategies. - Structuring Estate Plans for Generational Success:
The Banyan Group understands that effective wealth transfer starts with meticulous estate planning. The financial advisors work closely with clients to structure estate plans that align with their values and long-term objectives. This involves a careful examination of family dynamics, asset distribution preferences, and tax implications. By tailoring estate plans to each client's unique circumstances, The Banyan Group ensures a seamless and tax-efficient transfer of assets to the next generation. - Inheritance Strategies for Optimal Impact:
Wealth transfer isn't merely about the physical transfer of assets; it's about ensuring that the intended impact is preserved. The Banyan Group develops inheritance strategies that go beyond the transactional aspects. They assist clients in imparting financial wisdom, values, and a sense of responsibility to heirs. By fostering a holistic understanding of wealth transfer, the team contributes to the creation of a lasting legacy that transcends monetary assets. - Optimizing Wealth Transfer Efficiency:
Minimizing tax implications is a central focus of The Banyan Group's wealth transfer expertise. Leveraging their deep understanding of tax laws and regulations, the financial advisors strategically structure wealth transfer plans to optimize tax efficiency. This not only preserves a larger portion of the estate but also ensures that heirs receive their inheritances with minimal encumbrances. - Facilitating Seamless Asset Transition:
The Banyan Group excels in orchestrating the seamless transition of assets from one generation to the next. This involves comprehensive coordination with legal and financial professionals to navigate legal complexities and streamline the transfer process. By providing clients with a roadmap for the efficient transfer of wealth, the team contributes to a smooth transition that honors the intentions of the benefactor.
Collaborative Approach:
One of the key strengths of The Banyan Group is its collaborative approach. The four financial advisors work synergistically, leveraging each other's strengths to deliver holistic solutions. This collaborative spirit extends to their relationships with clients, fostering open communication and trust. Clients benefit from a team that is not only knowledgeable but also responsive to their evolving needs.
Client-Centric Philosophy:
Putting clients at the center of their practice, The Banyan Group prioritizes transparency and integrity. They strive to educate clients on financial matters, empowering them to make informed decisions. Regular communication and reviews ensure that financial plans stay aligned with clients' goals and adapt to changes in their lives.
Commitment to Professional Development:
In an ever-evolving financial landscape, The Banyan Group stays ahead through a commitment to continuous professional development. The team regularly engages in training, stays abreast of industry trends, and refines their strategies to offer cutting-edge financial solutions.
In conclusion, The Banyan Group at Morgan Stanley stands as a beacon of excellence in the financial advisory landscape. With a steadfast commitment to financial planning, wealth preservation, and wealth transfer, this team of seasoned advisors brings unparalleled expertise to their clients. As they continue to evolve with the dynamic nature of finance, The Banyan Group remains dedicated to helping clients achieve and sustain financial success.
The Importance of Comprehensive Planning
Financial Planning is essential for achieving long-term stability and peace of mind. Whether you're saving for retirement, buying a home, selling a business, or managing everyday expenses, a solid financial plan helps you make informed decisions and stay on track to meet your goals. With the right strategies in place, you can navigate life's uncertainties with confidence, ensuring that you and your family's financial future is secure and aligned with your aspirations.
We will work with you to create a personalized roadmap to help achieve your goals.
Certified Financial Planner®
Working with a Certified Financial Planner® can provide you with expertise and guidance in navigating complex financial matters. They undergo rigorous training, adhere to ethical standards, and can offer personalized strategies tailored to your specific goals and situations
Certified Private Wealth Advisor®
The CPWA® certification, awarded by the Investments and Wealth Institute (the Institute), is designed for Financial Advisors and consultants who work with high-net-worth clients. The Institute is a professional association, advanced education provider, and standards body for financial advisors, investment consultants, and wealth managers who embrace excellence and ethics.
Chartered Financial Consultant®
A Chartered Financial Consultant® is a professional designation representing the completion of a comprehensive course consisting of financial education, examinations, and practical experience. Chartered Financial Consultant® designations are granted by the American College of Financial Services upon completion of seven required courses and two elective courses. Those who earn the designation are understood to be knowledgeable in financial matters and to have the ability to provide sound advice.
Chartered Life Underwriter®
A Chartered Life Underwriter® specializes in life insurance and estate planning. Working with one can esnure you receive expert advice on protecting your loved ones financially, understanding insurance options, and creating a comprehensive plan for the future.
Goals Planning System
Goals Planning System (GPS) is Morgan Stanley's own integrated planning tool. Built on the Firm's intellectual capital and capabilities, GPS is an intuitive and efficient platform used to quickly assess whether a client is "On Track" to achieving their financial goals.
LifeView® and LifeView® Personal Wealth Advisor
LifeView is a suite of planning tools that includes goal-specific analysis that Financial Advisors can use with clients to create a realistic, holistic strategy that integrates the various aspects of an individual's financial life, including investments and cash management needs.
LifeView provides progress-to-goals reporting and can also illustrate complex planning strategies such as methods of stock option exercise, Roth conversions and 401k early distributions under IRS Rule 72(t).
Insurance Planning
Insurance planning is a crucial component of financial planning as it helps protect you and your loved ones from unexpected financial burdens. Incorporating insurance into your overall financial plan can provide peace of mind.
Insight and Resources
Morgan Stanley Online (MSO)
With Morgan Stanley Online you have access to your accounts anytime and anywhere.
Total Wealth
It's hard to see the complete picture with only half the details. As a Morgan Stanley client, you can now conveniently view your accounts from other financial institutions on Morgan Stanley Online or by using the Morgan Stanley Mobile App, giving you a more complete financial picture.
Reserved | Living & Giving
Reserved Living and Giving offers curated lifestyle content and discounts from over 50 premium brands including automotive brands, travel experiences, and entertainment services.
Global Investment Committee Weekly Research Report
Stay up to day with Morgan Stanley's Global Investment Committee's weekly report focusing on markets, asset class performance, and fixed income.
Digital Vault
Digital Vault lets you easily and conveniently manage and share life's most important documents, such as financial statements, authorizations, tax filings, and other relevant files.
Global Investment Committee Weekly Research Report
Stay up to day with Morgan Stanley's Global Investment Committee's monthly report focusing on markets, asset class performance, and fixed income.
Protect Yourself Online
Safeguarding your assets and information is one of our highest priorities, but you also have a critical role to play. Check out our collection of practical takeaways and best practices from our cybersecurity professionals, then explore a few of the ways we help protect you.
Enhanced Strategies
Investment strategies can range from basic to complex. For those looking to take their investing to the next level, advanced investment strategies offer the potential for higher returns and greater diversification. However, they also come with increased risk and require a deeper understanding of the financial markets. Below are a few strategies that we can offer to help with our overall financial goals.
Tax Strategies
Taxes act as a drag on your investment performance that can be heavier than any fee you pay. But they can also be the easiest to reduce, with the right strategies in place. Morgan Stanley Total Tax 365 offers access to a full spectrum of tax-smart investment solutions to help mitigate the tax drag on your portfolio—so you can keep more of what you earn and improve your after-tax return. Some strategies include:
- Direct Indexing
- Intelligent Withdrawals
- Exchange Funds
Learn More- Direct Indexing
- Intelligent Withdrawals
- Exchange Funds
Structured Notes
Morgan Stanley Structured Investments provide the opportunity to gain exposure to a variety of underlying assets, while mitigating risk and potentially providing greater returns.
Learn More
Insured Solutions
A sound wealth plan requires more than just seeking returns. It also involves mitigating and managing risks, helping to protect you when the unexpected occurs.
Learn More
Alternative Investments
At Morgan Stanley, we provide individuals and institutions access to world-class alternative investment strategies spanning private equity, real assets, private credit, hedge funds and digital assets. These strategies may deliver differentiated sources of return relative to traditional equity and fixed income investments, as well as offer potential for tax efficiency.
Learn More
Business Succession Planning
Business Succession Planning involves the ownership, control, and leadership of a business from one generation to the next or from one owner to another. This process is designed to ensure the continued success and stability of a business and minimize any disruption to its operations. With Proper planning, a business can navigate changes in the ownership and leadership, ensuring its ongoing viability and success.
Learn More
Looking to Exit Your Business and Retire?
Creating and growing a successful business is seldom just about money, nor is the decision to exit the business, whether that exit is through a merger with another company, private sale, or succession within the family. The process is intense, the details are complex, and the decisions are often an unexpected combination of personal and financial.
Learn MoreLocation
8889 Pelican Bay Blvd
Ste 300
Naples, FL 34108
US
Direct:
(239) 598-7695(239) 598-7695
Meet The Banyan Group
Joseph Paiva, CFP®, ChFC®, CLU®, CRPC®
Vice President, Financial Advisor, Portfolio Manager, Insurance Planning Director, Workplace Advisor - Equity Compensation
Phone:
(239) 598-7693(239) 598-7693
Prinya Sommala
Vice President, Financial Advisor, Portfolio Manager, Workplace Advisor - Equity Compensation
Phone:
(239) 598-7691(239) 598-7691
Eric Benson
Vice President, Financial Advisor, Portfolio Manager
Phone:
(239) 598-7692(239) 598-7692
Kathy Compitello
Senior Registered Client Service Associate
Phone:
(239) 598-7695(239) 598-7695
About Joseph Compitello
Joe is a Vice President, Financial Advisor, and a co-founder of The Banyan Group at Morgan Stanley. He is a Certified Financial Planner® and a Certified Private Wealth Advisor® professional. With more than twenty years of investment and financial advisory experience, Joe combines his broad financial services background with a consultative approach to educate and guide clients toward the achievement of their specific financial goals.
Joe and his team deliver customized solutions to individuals, families, business owners and corporate executives. He addresses the full spectrum of wealth management needs, including investment management, retirement and business succession planning, liability management, trust and estate planning, tax management and philanthropic strategies. He holds a B.S. from Roberts Wesleyan University and attended the Yale School of Management where he completed the Wealth Management Theory and Practice executive education program.
Joe is a current member of the Collier County Community Board for Big Brothers, Big Sisters of the Sun Coast and is a previous member of the Judy Sullivan Center Committee for Catholic Charities in Naples, Fl. Joe and his family relocated from Rochester, NY to Naples, FL in 2013. In his free time, he enjoys playing golf and spending time and travelling with his wife Kathy and their two sons.
Joe and his team deliver customized solutions to individuals, families, business owners and corporate executives. He addresses the full spectrum of wealth management needs, including investment management, retirement and business succession planning, liability management, trust and estate planning, tax management and philanthropic strategies. He holds a B.S. from Roberts Wesleyan University and attended the Yale School of Management where he completed the Wealth Management Theory and Practice executive education program.
Joe is a current member of the Collier County Community Board for Big Brothers, Big Sisters of the Sun Coast and is a previous member of the Judy Sullivan Center Committee for Catholic Charities in Naples, Fl. Joe and his family relocated from Rochester, NY to Naples, FL in 2013. In his free time, he enjoys playing golf and spending time and travelling with his wife Kathy and their two sons.
Securities Agent: AL, RI, NV, NM, NC, KY, WV, WY, WI, OH, NY, NJ, MI, AR, TX, IL, DE, VT, MN, MO, FL, AZ, DC, VA, OR, MA, SC, PA, CT, OK, TN, IN, CA; General Securities Representative; Investment Advisor Representative
NMLS#: 532106
NMLS#: 532106
About Joseph Paiva
Joseph G. Paiva is a Vice President, Financial Advisor and co-founder of The Banyan Group at Morgan Stanley in Naples, Fl. He offers individuals, families, business owners, executives, and other clients more than 15 years of investment management experience. Joe has earned professional designations of, CERTIFIED FINANCIAL PLANNER® (CFP®), Chartered Financial Consultant® (ChFC®), Chartered Life Underwriter (CLU®) and Chartered Retirement Planning Counselor (CRPC®).
Joe’s focus is advising on the development, education, and the implementation of investment strategies to help clients meet their immediate and future goals. He follows a disciplined process of assessing a client’s financial situation, determining risk tolerance, forming and executing an appropriate investment plan, as well as regular portfolio rebalancing in order to obtain measurable results. He also consults on risk management, retirement planning, estate planning, and other critical financial strategies.
Originally from Philadelphia, Pa, Joe made the transition to Florida in 1999. He attended Florida State University where he competed in Track and Field. He and his wife, Kristin, have 2 boys Joey and James. Outside of work he enjoys spending time with his family, golfing, and traveling.
Joe’s focus is advising on the development, education, and the implementation of investment strategies to help clients meet their immediate and future goals. He follows a disciplined process of assessing a client’s financial situation, determining risk tolerance, forming and executing an appropriate investment plan, as well as regular portfolio rebalancing in order to obtain measurable results. He also consults on risk management, retirement planning, estate planning, and other critical financial strategies.
Originally from Philadelphia, Pa, Joe made the transition to Florida in 1999. He attended Florida State University where he competed in Track and Field. He and his wife, Kristin, have 2 boys Joey and James. Outside of work he enjoys spending time with his family, golfing, and traveling.
Securities Agent: TX, KY, DC, VA, WV, PA, GA, CT, TN, NC, IN, AL, NY, AZ, MI, MO, MA, IL, CA, ME, OK, NH, MN, FL, DE, SC, OH, NJ, AR, WI, VT; General Securities Representative; Investment Advisor Representative
NMLS#: 2421799
NMLS#: 2421799
About Prinya Sommala
Prinya Sommala is a Financial Advisor and co-founder of The Banyan Group at Morgan Stanley in Naples, FL. He offers individuals, families, business owners and executives more than 15 years of investment management experience.
Prinya’s focus is advising on the education, development and the implementation of investment strategies to help clients meet their short and long term goals. He utilizes a disciplined process in assessing a client’s financial situation to determining risk tolerance, forming and executing an appropriate investment plan, as well as regular portfolio rebalancing in order to obtain measurable results. He also consults on risk management, retirement planning, tax harvesting, estate planning, and other critical financial strategies.
Prinya relocated to Naples, FL from Massachusetts in 2015. He attended the University of Arkansas where he completed a Bachelors degree and later attended the Massachusetts School of Law attaining a Doctorate of Jurisprudence in 2010. Prinya was sworn into the Massachusetts Bar in December of 2010. Outside of work Prinya and his wife Ariane enjoy spending time with their families, going to the local beaches, traveling abroad and are passionate sports fans. Prinya is an active member of the Bonita-Naples Rotary club and enjoys giving back to his community.
Prinya’s focus is advising on the education, development and the implementation of investment strategies to help clients meet their short and long term goals. He utilizes a disciplined process in assessing a client’s financial situation to determining risk tolerance, forming and executing an appropriate investment plan, as well as regular portfolio rebalancing in order to obtain measurable results. He also consults on risk management, retirement planning, tax harvesting, estate planning, and other critical financial strategies.
Prinya relocated to Naples, FL from Massachusetts in 2015. He attended the University of Arkansas where he completed a Bachelors degree and later attended the Massachusetts School of Law attaining a Doctorate of Jurisprudence in 2010. Prinya was sworn into the Massachusetts Bar in December of 2010. Outside of work Prinya and his wife Ariane enjoy spending time with their families, going to the local beaches, traveling abroad and are passionate sports fans. Prinya is an active member of the Bonita-Naples Rotary club and enjoys giving back to his community.
Securities Agent: GA, TX, MO, SC, OK, NY, NV, MA, DE, DC, AL, FL, WI, NC, AZ, VA, CT, AR, MN, KY, IL, VT, TN, OH, MI, IN, CA, PA, WV, NJ; General Securities Representative; Investment Advisor Representative
NMLS#: 2430136
NMLS#: 2430136
About Eric Benson
Eric recently returned to Morgan Stanley and is a co-founder of The Banyan Group. Eric brings over 30 years of experience in Wealth Management.
He was born and raised in Chicago, IL and graduated from DePaul University.
Eric began his career with Harris Bank and Trust and has worked as a bond trader on the floor of the Chicago Board of Trade,
Trust and Portfolio Management at Northern Trust and previously as an Advisor with J.P. Morgan.
Eric lives in Naples, FL with his daughter who is in her senior year of High School at Barron Collier.
He enjoys golf and tennis in his spare time and traveling with family/friends.
He was born and raised in Chicago, IL and graduated from DePaul University.
Eric began his career with Harris Bank and Trust and has worked as a bond trader on the floor of the Chicago Board of Trade,
Trust and Portfolio Management at Northern Trust and previously as an Advisor with J.P. Morgan.
Eric lives in Naples, FL with his daughter who is in her senior year of High School at Barron Collier.
He enjoys golf and tennis in his spare time and traveling with family/friends.
Securities Agent: MN, DE, CT, WI, PA, NY, NV, MA, IN, DC, AZ, OK, MO, CA, VT, AL, TX, KY, AR, TN, SC, MI, FL, OH, NJ, NC, KS, IL, ID, WV, VA; General Securities Representative; Investment Advisor Representative
NMLS#: 2434247
NMLS#: 2434247
About Kathy Compitello
As a Senior Client Registered Services Associate for The Banyan Group at Morgan Stanley, Kathy is responsible for coordinating client service, operations, and event planning for the team.
Kathy brings more than 20 years of experience in financial services, sales and event planning to the team and to our clients. She was previously a Paraplanner for an independent financial advisory firm in Naples, Florida. Before relocating from Rochester, New York to Naples in 2013, Kathy managed the operations and client service for a financial services practice.
Kathy attended college in Upstate New York and graduated with a degree in Anthropology, with a concentration in Archeology. She spent several summers doing field work in Central America and in Upstate New York. Kathy is married to Joe Compitello, a financial advisor with the Banyan Group, and has two sons, Joseph and Jack. Outside of the office Kathy enjoys spending time with her family, playing tennis and traveling.
Kathy brings more than 20 years of experience in financial services, sales and event planning to the team and to our clients. She was previously a Paraplanner for an independent financial advisory firm in Naples, Florida. Before relocating from Rochester, New York to Naples in 2013, Kathy managed the operations and client service for a financial services practice.
Kathy attended college in Upstate New York and graduated with a degree in Anthropology, with a concentration in Archeology. She spent several summers doing field work in Central America and in Upstate New York. Kathy is married to Joe Compitello, a financial advisor with the Banyan Group, and has two sons, Joseph and Jack. Outside of the office Kathy enjoys spending time with her family, playing tennis and traveling.
Contact Joseph Compitello
Contact Joseph Paiva
Contact Prinya Sommala
Contact Eric Benson
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Stacey Herring
Private Banker
About Stacey Herring
Stacey Herring is a Private Banker serving Morgan Stanley Wealth Management offices in Florida.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Stacey began her career in financial services in 1994, and joined Morgan Stanley in 2014. Prior to joining the firm, she was a Mortgage Sales Manager at SunTrust Bank and a Senior Mortgage Loan Officer for over 17 years at Fifth Third Bank. Stacey is a graduate of Florida State University, where she received a Bachelor of Science in Business Marketing and a Minor in Communications.
Stacey currently serves on the Women’s Foundation of Collier County Board of Directors, as well as Junior Achievement of SWFL’s Advisory Board. In addition, Stacey has chaired many community endeavors, serving Naples Community Hospital, PACE Center for Girls of Collier County, and Youth Haven. She is a graduate of the Naples Chamber of Commerce’s Leadership Collier program, awarded Gulfshore Business Magazine’s “40 Under 40 Award”, and in 2013 was awarded the Glass Slipper Award by The Education
Foundation, Champions for Learning. In 2014, Stacey was named a Woman of Initiative by the Community Foundation of Collier County for her philanthropy,dedication, and commitment to children’s causes.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Stacey began her career in financial services in 1994, and joined Morgan Stanley in 2014. Prior to joining the firm, she was a Mortgage Sales Manager at SunTrust Bank and a Senior Mortgage Loan Officer for over 17 years at Fifth Third Bank. Stacey is a graduate of Florida State University, where she received a Bachelor of Science in Business Marketing and a Minor in Communications.
Stacey currently serves on the Women’s Foundation of Collier County Board of Directors, as well as Junior Achievement of SWFL’s Advisory Board. In addition, Stacey has chaired many community endeavors, serving Naples Community Hospital, PACE Center for Girls of Collier County, and Youth Haven. She is a graduate of the Naples Chamber of Commerce’s Leadership Collier program, awarded Gulfshore Business Magazine’s “40 Under 40 Award”, and in 2013 was awarded the Glass Slipper Award by The Education
Foundation, Champions for Learning. In 2014, Stacey was named a Woman of Initiative by the Community Foundation of Collier County for her philanthropy,dedication, and commitment to children’s causes.
NMLS#: 434321
Wealth Management
From Our Team
4.25% ANNUAL PERCENTAGE YIELD (APY) PREFERRED SAVINGS PROGRAM
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Are You Prepared for Tax Day?
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact The Banyan Group today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
4When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
6Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
8Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
9Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
10Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
11Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
4When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
6Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
8Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
9Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
10Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
11Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
