About Jim Stephenson
Jim Stephenson has been a financial adviser since 1986, when he began his career in the financial services industry at Kidder Peabody. In 1984, Jim received his Bachelor of Arts Degree in History from the University of California at Berkeley. He then completed his Series 7, 63 and 65 certifications, as well as life and health insurance licenses. License No. 0A35702
Jim works closely with corporate institutions, boards of directors, small business owners and individual investors to help tailor portfolios to their varying investment goals and needs. He brings a strong historical perspective of the market to his business relationships. That knowledge, combined with his drive to provide the most current information on market trends and corporate research is an asset to his clients. In 2007 and 2008, Jim was featured in the San Francisco Business Times as one of the top 75 wealth advisors in the Bay Area. Selected from a list of over 7,000 nominees, Jim was honored for his assets under management, revenue produced, level of experience, clear compliance record and overall client satisfaction.
Jim was raised in Carmel and now lives in Burlingame with his wife Loretta and their five children. He is an active supporter of the Burlingame Community for Education Foundation and loves coaching youth baseball, soccer and basketball.
Securities Agent: ND, IL, SC, IN, CA, NV, MO, LA, CO, PA, OH, NM, ID, AZ, NY, ME, MA, WI, VT, NC, MN, FL, WA, TX, GA, CT, NH, DC, NJ, IA, UT, TN, OR, MD; General Securities Representative; Investment Advisor Representative
NMLS#: 1265346
CA Insurance License #: 0A35702