Steve Taylor, CMT, CFP®, CIMA®
Managing Director, Wealth Management,
Financial Advisor,
Senior Portfolio Management Director,
Alternative Investments Director
Direct:
(225) 379-7549(225) 379-7549
Toll-Free:
(800) 666-3960(800) 666-3960
My Mission Statement
With over 30 years of experience and certifications – I help solve your financial problems, achieve your goals, and aim to help reach heights you might not have thought possible.
Welcome
“Overwhelming” – that’s the word I’ve heard too many people use to describe their financial future. As an advisor, I’m here to help you and your family overcome the complex challenges standing between you and your financial future.
Powered By Experience & Education
I bring over three decades of industry experience to your financial life. For ten years of my career, I also served as the Branch Manager for our Morgan Stanley offices here in Baton Rouge. At this point, I can safely say I’ve worked through “everything and the kitchen sink.” I’ve also worked hard to earn renowned industry certifications, including:
• Certified Investment Management Analyst®, The Wharton School at University of Pennsylvania
• Certified Financial Planner®, Northwestern University
• Chartered Market Technician®
• Senior Portfolio Management Director
• Alternative Investments Director
• Master’s Degree in Finance, Louisiana State University
In 2019, 2020, 2021, 2022, 2023, and 2024, Forbes named me a Best-in-State Wealth Advisor. It’s nice to be recognized, but my greatest satisfaction will always be helping you achieve success.
Driven By You & Your Goals
No two clients are the same. Some share similar concerns, sure. But each brings a unique background, family dynamics, and vision for the future. That’s why I believe it’s so important for me to get a clear understanding of your specific circumstance – what you’re trying to accomplish, when, and why. It allows me to align your investments with your aspirations, and ultimately help you reach them.
For a second opinion about your current investments, or to talk about your goals, please call us at (225) 379-7549.
2019-2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2019-2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Powered By Experience & Education
I bring over three decades of industry experience to your financial life. For ten years of my career, I also served as the Branch Manager for our Morgan Stanley offices here in Baton Rouge. At this point, I can safely say I’ve worked through “everything and the kitchen sink.” I’ve also worked hard to earn renowned industry certifications, including:
• Certified Investment Management Analyst®, The Wharton School at University of Pennsylvania
• Certified Financial Planner®, Northwestern University
• Chartered Market Technician®
• Senior Portfolio Management Director
• Alternative Investments Director
• Master’s Degree in Finance, Louisiana State University
In 2019, 2020, 2021, 2022, 2023, and 2024, Forbes named me a Best-in-State Wealth Advisor. It’s nice to be recognized, but my greatest satisfaction will always be helping you achieve success.
Driven By You & Your Goals
No two clients are the same. Some share similar concerns, sure. But each brings a unique background, family dynamics, and vision for the future. That’s why I believe it’s so important for me to get a clear understanding of your specific circumstance – what you’re trying to accomplish, when, and why. It allows me to align your investments with your aspirations, and ultimately help you reach them.
For a second opinion about your current investments, or to talk about your goals, please call us at (225) 379-7549.
2019-2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2019-2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Services Include
- Wealth Consulting
- Wealth ManagementFootnote1
- 401(k) Rollovers
- Alternative InvestmentsFootnote2
- Asset Management
- Estate Planning StrategiesFootnote3
- Fixed IncomeFootnote4
- Long Term Care InsuranceFootnote5
- Municipal BondsFootnote6
- Professional Portfolio ManagementFootnote7
- Retirement PlanningFootnote8
- Trust AccountsFootnote9
Securities Agent: ME, MI, MN, MO, MS, MT, NC, NE, NJ, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WY, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD; BM/Supervisor; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Steve Taylor is an Managing Director, Senior Portfolio Management Director, Alternative Investments Director and Financial Advisor with Morgan Stanley in Baton Rouge, LA. For over 25 years, he has helped a diverse group of clients overcome their most complex financial challenges and achieve their most sought-after financial goals with customized and comprehensive financial plans.
Receiving both his Bachelor of Science degree in Business and his Master of Science degree in Finance-Investments from Louisiana State University – Steve went on to enter the financial industry in 1993 with Morgan Stanley, and he has remained with the firm ever since. In addition to a long tenure as a financial advisor, he has also previously served as the Branch Manager for multiple offices in the Baton Rouge area. In that role, he oversaw as many as 50 advisors at a time over the course of ten years, helping them to address their clients’ most pressing challenges.
Always looking to better his offering to his own clients, Steve has undertaken a suite of intensive certification programs, including: Certified Financial Planner®, Certified Investment Management Analyst® (The Wharton School of Business), Chartered Market Technician®, and Senior Portfolio Management Director.
Steve believes that unique needs require unique strategies. That’s why he works closely with each and every client to ensure that their financial plans address their specific objectives, challenges, and circumstances. With his deep experience, commitment to education, and access to Morgan Stanley’s global resources – he is able to help clients across a wide range of needs. From legacy planning, to tax management, to charitable giving, and much more. In recognition of his sustained excellence and client commitment, Steve has been named as a Best-in-State Advisor by Forbes in 2019, 2020, 2021, 2022, 2023, and 2024.
Outside of the office, Steve is an active member of the Baton Rouge Rotary Club and a parishioner at St. Aloysius Catholic Church. Previously, he has served on the Parks and Planning Committee for BREC and volunteered with Junior Achievement. In his free time, he enjoys fishing, golf, reading, and rooting on LSU sports teams.
Disclaimers:
2019-2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (2019-2024). Forbes Best-In- State Wealth Advisors ranking awarded in 2019- 2024. Each ranking was based on an evaluation process conducted by SHOOK Research LLC (the research company) in partnership with Forbes (the publisher). This evaluation process concluded in June of the previous year the award was issued having commenced in June of the year before that. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to SHOOK Research LLC to obtain or use the ranking. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. Investment performance is not a criterion. Rankings are based on the opinions of SHOOK Research LLC and this ranking may not be representative of any one client’s experience. This ranking is not indicative of the Financial Advisor’s future performance. Morgan Stanley Smith Barney LLC is not affiliated with SHOOK Research LLC or Forbes. For more information, see www.SHOOKresearch.com.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Morgan Stanley Smith Barney LLC. Member SIPC.
Receiving both his Bachelor of Science degree in Business and his Master of Science degree in Finance-Investments from Louisiana State University – Steve went on to enter the financial industry in 1993 with Morgan Stanley, and he has remained with the firm ever since. In addition to a long tenure as a financial advisor, he has also previously served as the Branch Manager for multiple offices in the Baton Rouge area. In that role, he oversaw as many as 50 advisors at a time over the course of ten years, helping them to address their clients’ most pressing challenges.
Always looking to better his offering to his own clients, Steve has undertaken a suite of intensive certification programs, including: Certified Financial Planner®, Certified Investment Management Analyst® (The Wharton School of Business), Chartered Market Technician®, and Senior Portfolio Management Director.
Steve believes that unique needs require unique strategies. That’s why he works closely with each and every client to ensure that their financial plans address their specific objectives, challenges, and circumstances. With his deep experience, commitment to education, and access to Morgan Stanley’s global resources – he is able to help clients across a wide range of needs. From legacy planning, to tax management, to charitable giving, and much more. In recognition of his sustained excellence and client commitment, Steve has been named as a Best-in-State Advisor by Forbes in 2019, 2020, 2021, 2022, 2023, and 2024.
Outside of the office, Steve is an active member of the Baton Rouge Rotary Club and a parishioner at St. Aloysius Catholic Church. Previously, he has served on the Parks and Planning Committee for BREC and volunteered with Junior Achievement. In his free time, he enjoys fishing, golf, reading, and rooting on LSU sports teams.
Disclaimers:
2019-2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (2019-2024). Forbes Best-In- State Wealth Advisors ranking awarded in 2019- 2024. Each ranking was based on an evaluation process conducted by SHOOK Research LLC (the research company) in partnership with Forbes (the publisher). This evaluation process concluded in June of the previous year the award was issued having commenced in June of the year before that. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to SHOOK Research LLC to obtain or use the ranking. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. Investment performance is not a criterion. Rankings are based on the opinions of SHOOK Research LLC and this ranking may not be representative of any one client’s experience. This ranking is not indicative of the Financial Advisor’s future performance. Morgan Stanley Smith Barney LLC is not affiliated with SHOOK Research LLC or Forbes. For more information, see www.SHOOKresearch.com.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Morgan Stanley Smith Barney LLC. Member SIPC.
Client care is my top priority. For me, that means always doing what’s in your best interest. It means articulating and executing a carefully crafted financial plan. It means investing according to your specific goals, needs, timelines, and risk appetites. It also means going out of my way to be a comprehensive resource for you and your family.
Knowledge is a powerful tool. Just like I try to educate myself every day to help better serve you, I also try to share my knowledge whenever I can. Particularly when I’m working with multigenerational clients. I’ll help your spouse, adult children, and even grandchildren become familiar with budgeting, goal setting, and retirement saving. For families, my aim is not just to help pass on your wealth, but help protect it generation after generation.
Other times, I’ll have a client come to me seeking more specific advice. Wondering if it’s the right time to purchase a second home, for instance, or looking for ways to expand their charitable giving. I’ve had clients looking to be connected with a trusted accountant or attorney.
In other words, I’m here for you, for whatever and whenever you need.
Knowledge is a powerful tool. Just like I try to educate myself every day to help better serve you, I also try to share my knowledge whenever I can. Particularly when I’m working with multigenerational clients. I’ll help your spouse, adult children, and even grandchildren become familiar with budgeting, goal setting, and retirement saving. For families, my aim is not just to help pass on your wealth, but help protect it generation after generation.
Other times, I’ll have a client come to me seeking more specific advice. Wondering if it’s the right time to purchase a second home, for instance, or looking for ways to expand their charitable giving. I’ve had clients looking to be connected with a trusted accountant or attorney.
In other words, I’m here for you, for whatever and whenever you need.
When people ask me who I work with, I’m proud to say that I have clients from all walks of life. I work with people who represent a wide array of different backgrounds. From small business owners and doctors, to young families and retirees with great grandchildren, my clients represent a diverse group with equally diverse objectives.
Some live right here in Baton Rouge, others live out of state. Likewise, some have been with me since the beginning of my career, while others I’ve just started working with.
For each and every one of my clients, I strive to provide the same elite service. This is backed not only with the full extent of my experience and skillset, but also with the industry-leading resources of Morgan Stanley.
Trust – that’s the true foundation of all my client relationships. For me, it’s something I believe I have to earn over and over again, each and every day, through actions big and small. This job is about helping people. That’s why I do it. That’s why I love it.
Some live right here in Baton Rouge, others live out of state. Likewise, some have been with me since the beginning of my career, while others I’ve just started working with.
For each and every one of my clients, I strive to provide the same elite service. This is backed not only with the full extent of my experience and skillset, but also with the industry-leading resources of Morgan Stanley.
Trust – that’s the true foundation of all my client relationships. For me, it’s something I believe I have to earn over and over again, each and every day, through actions big and small. This job is about helping people. That’s why I do it. That’s why I love it.
Awards & In the Press
I'm proud to announce that Forbes has included me on their list of the Best-In-State Wealth Advisors for 2024. I'm deeply honored by this recognition, as it is a reflection of the professionalism, service and dedication we bring to every client relationship.
2024 Forbes Best-In-State Wealth Advisors
Steve Taylor
Source: Forbes.com (Awarded April 2024) Data compiled by SHOOK Research LLC based on 12 month time period concluding in June of year prior to the issuance of the award.
View the ListSource: Forbes.com (Awarded April 2024) Data compiled by SHOOK Research LLC based on 12 month time period concluding in June of year prior to the issuance of the award.
Client Service Team
Sonia Andrews - Senior Registered Client Service Associate
Phone:
(225) 237-3117(225) 237-3117
Email:Sonia.Andrews@morganstanley.com
Natalie Koehl - Wealth Management Associate
Phone:
(225) 379-7552(225) 379-7552
Email:Natalie.Koehl@morganstanley.com
Location
400 Convention St
Ste 400
Baton Rouge, LA 70802
US
Direct:
(225) 379-7549(225) 379-7549
Toll-Free:
(800) 666-3960(800) 666-3960
Fax:
(225) 341-8828(225) 341-8828
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Are You Prepared for Tax Day?
Article Image
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
Article Image
Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
Article Image
Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact Steve Taylor today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
4Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.
5Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
6Municipal bonds may not be appropriate for all investors. Income generated from an investment in a municipal bond is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) and its Financial Advisors and Private Wealth Advisors do not provide any tax/legal advice. Consult your own tax/legal advisor before making any tax or legal-related investment decisions.
7Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
8When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
4Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.
5Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
6Municipal bonds may not be appropriate for all investors. Income generated from an investment in a municipal bond is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) and its Financial Advisors and Private Wealth Advisors do not provide any tax/legal advice. Consult your own tax/legal advisor before making any tax or legal-related investment decisions.
7Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
8When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
