Phone:
(516) 336-0848(516) 336-0848
SoundView Wealth Management at Morgan Stanley
Our Mission Statement
Help each client find financial clarity and calm in an unpredictable world.
SoundView Wealth Management at Morgan Stanley
You have passions, goals, and ideas that inspire you — that’s what makes your life uniquely yours. So why use your time trying to make sense of a cumbersome financial landscape?
At SoundView Wealth Management, we strive to remove the confusion and stress of managing your own financial life.
Our team thrives on complexity and is here to help you think rationally and act thoughtfully. With 12 team members and decades of combined experience, we are passionate about helping you simplify and strengthen your wealth management. The world may be constantly changing, but being financially grounded and focused is possible. We believe that you deserve this solid foundation — and our responsibility is to help you build and maintain it.
No matter your goals, you can gain the sound views that foster better financial decisions — and support prosperity for every generation.
TEAM AWARDS
2023, 2024 and 2025 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded 2023-2025). Data compiled by SHOOK Research LLC based 12-month time period concluding in March of year prior to the issuance of the award.
2024 Barron's Top 250 Private Wealth Management Teams
Source: Barron's - Awarded May 2024. Data compiled by Barron's for the time period from Jan 2023 - Dec 2023. Awards Disclosures
At SoundView Wealth Management, we strive to remove the confusion and stress of managing your own financial life.
Our team thrives on complexity and is here to help you think rationally and act thoughtfully. With 12 team members and decades of combined experience, we are passionate about helping you simplify and strengthen your wealth management. The world may be constantly changing, but being financially grounded and focused is possible. We believe that you deserve this solid foundation — and our responsibility is to help you build and maintain it.
No matter your goals, you can gain the sound views that foster better financial decisions — and support prosperity for every generation.
TEAM AWARDS
2023, 2024 and 2025 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded 2023-2025). Data compiled by SHOOK Research LLC based 12-month time period concluding in March of year prior to the issuance of the award.
2024 Barron's Top 250 Private Wealth Management Teams
Source: Barron's - Awarded May 2024. Data compiled by Barron's for the time period from Jan 2023 - Dec 2023. Awards Disclosures
Services Include
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Our Philosophy & Commitment
SoundView Wealth Management is a multigenerational team of financial advisors, analysts, and service professionals who work with an array of clients across different wealth stages. Every day, our goal is to help you navigate through your financial life — and turn an opaque horizon into a clear destination. We invite you to explore our team’s bios and credentials.
We believe that multiple perspectives and balanced thinking drive better results. We collaborate with each other and our clients’ other professional advisors, seeking new viewpoints in an ever-shifting world. No matter the topic, we help you understand the opportunities before you.
We want your financial life to become easier and your wealth management more advanced by working with us. In everything we do, we care about speaking clearly with you and supporting your every financial step. We do the heavy lifting, so you can focus on living your best life.
How to Get Started:
More than ever, we believe that meaningful planning starts with asking the right questions. This foundation is where our process begins. Our relationship unfolds by fully understanding who you and your family are, your greatest goals and accomplishments, and the priorities you care about.
We believe that multiple perspectives and balanced thinking drive better results. We collaborate with each other and our clients’ other professional advisors, seeking new viewpoints in an ever-shifting world. No matter the topic, we help you understand the opportunities before you.
We want your financial life to become easier and your wealth management more advanced by working with us. In everything we do, we care about speaking clearly with you and supporting your every financial step. We do the heavy lifting, so you can focus on living your best life.
How to Get Started:
More than ever, we believe that meaningful planning starts with asking the right questions. This foundation is where our process begins. Our relationship unfolds by fully understanding who you and your family are, your greatest goals and accomplishments, and the priorities you care about.
Step 1 – Have a Phone Call
First, we’ll have a phone call to see if we’re both a good fit. Dynamics that match well make our relationship more helpful and effective.
Step 4 – Begin Support
At this point, we both commit to our relationship. You receive concierge-style service as we assist in transferring your assets and introducing you to Morgan Stanley.
Step 2 – Have First Meeting
Next, we’ll learn about you and your most important goals. We’ll discuss your assets, priorities, and challenges as we gain an overview of your financial life. Our team also collaborates with your other professional advisors, when necessary. This meeting is complimentary.
Step 5 – Recommend Strategies
With our relationship established, we’ll walk you through detailed recommendations for your wealth management.
Step 3 – Present Findings
Here, we’ll share our observations and possible paths forward for working together, including general portfolio thoughts. We’ll also provide any associated costs.
Step 6 – Finalize Account Details
When your accounts are ready, we’ll help you understand how to use your online portal and access your statements. We’ll also introduce your breadth of Morgan Stanley relationship privileges.
SoundView Wealth Management supports clients who have multifaceted financial lives and seek lifelong analysis, strategy, and guidance. Our clients appreciate thoughtful, straightforward relationships that help them to simplify the intricacies and uncover opportunities.
Corporate Executives
A high-pressure career shouldn’t mean a stressful financial life. We can help you with compensation packages, concentrated stock holdings, estate strategies, and beyond. Our goal is to oversee the fine details for you, free up your time, and create a path forward.
Business Owners
Growing and maintaining a business is a passion that can be challenging — and a rewarding adventure. From the financial framework to succession plans and beyond, we’ll help you have the resources, perspectives, and tools to support a thriving business.
Multigenerational Families
Every family has different wealth goals and values — and we'll support your unique needs. We draw from a multigenerational team who understands how to unite families’ priorities and build strategies that last.
Professionals
When you’re an attorney, physician, or in a similar profession, your career often requires you to align professional and personal priorities. No matter if you have your own practice or are just starting out, we’ll help you build the life you envision while supporting your needs today.
Sudden Wealth
Life changes such as a divorce or the loss of a spouse shift your wealth management foundation, sometimes unexpectedly. Coordinating the pieces while preparing for what’s next requires thoughtful insight and proactive strategies that help you pivot. We can support you as you transition into this new life phase with financial clarity and a renewed vision for your future.
Collaborative Professional Relationships
We also enjoy collaborating with other professional advisors, as we believe that coming together helps our clients create the best outcomes. From our perspective, comprehensive wealth-management strategies must align with our clients’ other planning goals, such as tax- and estate strategies. Rather than work in silos, we encourage open dialogue and participation with CPAs and attorneys, and other advisors. Together, we can help our clients make sound decisions through synchronized action.
SoundView Articles
At SoundView Wealth Management, we care about providing clear financial information. So, each month we write articles that highlight our viewpoints on essential planning topics, from retirement to investing and beyond. Combining fact-based perspectives with rigorous analysis, we share digestible, thoughtful commentaries that give new insight on many financial topics.
Explore our articles below — and find the sound views that support balanced thinking.
Explore our articles below — and find the sound views that support balanced thinking.
Plan For a Fulfilling Retirement — Finding Your “Why”
No matter where you are in life, planning for retirement is essential. However, the process can feel daunting or tedious — especially for investors with intricate finances and sizable ambitions.
Click Here To Access Material
Build a Meaningful Legacy: Share Your Life With Future Generations
Few people feel excited to talk about estate planning. From managing complexity to acknowledging mortality, the process can seem unpleasant and daunting. But, estate planning offers incredible opportunities to build a legacy that reflects who you truly are — and deepens your relationships now.
Click Here To Access Material
The Value of Having a Financial Sounding Board
Knowing whether you need a professional’s help — and at which step in your financial journey — can sometimes become a challenging decision. Every person and family has unique needs, and wealth management means something different for everyone.
In this Q&A, we talk with Financial Advisor and our SoundView partner Dan Griesmeyer about why he believes most people benefit from having a financial sounding board.
Click Here To Access MaterialIn this Q&A, we talk with Financial Advisor and our SoundView partner Dan Griesmeyer about why he believes most people benefit from having a financial sounding board.
Why Professional Financial Credentials and Designations Matter
The financial advisory world requires in-depth industry insight and perspectives in order to successfully support an array of clients’ wealth management goals. To help advisors meet deep planning and strategy needs, various professional credentials and designations exist.
Click Here To Access Material
Four Factors to Consider When Addressing Life Insurance
Insurance is a common financial topic, but many people have coverage that doesn’t accurately reflect their circumstances. Thoughtfully addressing your insurance needs can help you ensure that you have no gaps in your wealth management.
Click Here To Access MaterialAn Enduring Approach to Inflation
Many people associate inflation with the intense spikes of the 1970s and 1980s. At points during those decades, inflation averaged over 10% and interest rates reached as high as 20%. Since then, we’ve seen nothing like those runaway rates. While inflation has fluctuated, it has stayed much lower — especially during the 2008 Financial Crisis and subsequent recovery.
Click Here To Access Material
Navigating the Emotional Side of Wealth Management
Successful long-term financial well-being requires logical decisions matched with discipline over time. However, many people allow another element to take over their decision making and potentially derail a sound financial plan: emotions.
Click Here To Access MaterialHow To Talk About Money With Your Partner
Your relationship is about living a happy life together, not dollars and cents. Turns out, a little financial planning may help you get there.
Click Here To Access Material
Tax Loss Harvesting: A Way to Mitigate the Effect of Capital Gains
Tax loss harvesting is a full year endeavor. Generally, individual investors address losses at the end
of the year, but for our team, we take a more active approach based on the regular fluctuations of
the market.
Click Here to Access Materialof the year, but for our team, we take a more active approach based on the regular fluctuations of
the market.
The SoundView Worldview
For the Financial Advisors at SoundView Wealth Management, building purposeful wealth involves exceptional skill, client-focused services, and open communication.
Click Here to Access Material
SoundView Wealth Management at Morgan Stanley Brochure
Time is a most valuable commodity. Using it wisely matters. At SoundView Wealth
Management, we understand that advancing your career, caring for family, and balancing
life in general, doesn’t leave much time for you, let alone to manage your finances and
plan for your financial future. But it’s a vital undertaking.
Click Here to Access MaterialManagement, we understand that advancing your career, caring for family, and balancing
life in general, doesn’t leave much time for you, let alone to manage your finances and
plan for your financial future. But it’s a vital undertaking.
SoundView Wealth Management Quarterly Market Recap – Q4 2023 + 2024 Outlook
Our goal with this quarterly communication is to complement our personalized advice and planning with an easily digestible recap of the past quarter in the economy/markets along thoughts on the upcoming quarter.
Click Here to Access MaterialLocation
Two Jericho Plaza
Jericho, NY 11753
US
Direct:
(516) 336-0849(516) 336-0849
Toll-Free:
(866) 680-9130(866) 680-9130
Fax:
(631) 237-3357(631) 237-3357
Meet SoundView Wealth Management
Dan Griesmeyer, CIMA®
Executive Director, Financial Advisor, Executive Financial Services Director
Phone:
(516) 336-0851(516) 336-0851
Benjamin J Mihalik, CFP®, CPWA®, CIMA®
Senior Vice President, Financial Advisor
Phone:
(516) 336-0762(516) 336-0762
Brad Schatz, CFP®, CIMA®
Senior Vice President, Financial Advisor
Phone:
(516) 336-0862(516) 336-0862
Allison Giffuni, CFP®
Senior Vice President, Financial Advisor
Phone:
(516) 336-0881(516) 336-0881
Gail Barbaro
Portfolio Associate
Phone:
(516) 336-0731(516) 336-0731
Elizabeth Gidge
Portfolio Associate
Phone:
(516) 336-0746(516) 336-0746
Jaclyn DiMarzo
Portfolio Associate
Phone:
(516) 336-0849(516) 336-0849
Nick Mangia
Registered Client Service Associate
Phone:
(516) 336-0886(516) 336-0886
Tyler Epakchi, CIMA®
Registered Client Service Associate
Phone:
(516) 336-0769(516) 336-0769
Amanda Finnie, CFP®
Vice President, Financial Planning Analyst
Phone:
(516) 336-0887(516) 336-0887
Danielle Tassis
Senior Registered Client Service Associate
Phone:
(516) 336-0703(516) 336-0703
About Frank Lourenso
Frank Lourenso, CFP®, CIMA®
Managing Director
Financial Advisor
“I believe in serving people the way I would want to be served: Timely guidance and thoughtful recommendations tailored to an individual’s unique set of circumstances.”
Frank is our team’s founder, and his industry insight and client focus influence every aspect of our work. He combines 30 years of wealth management experience with a commitment to staying ahead of the financial world’s many changes.
As SoundView Wealth Management’s leader, Frank guides our team of seasoned professionals. He drives the collaboration and communication that help ensure our practice evolves with industry advances and client goals.
Frank enjoys working with many types of clients but focuses on ones who have more complex financial lives and sophisticated estate-planning and wealth-transfer needs. Ultimately, his greatest satisfaction comes from helping clients gain a sense of control and calmness around their wealth — both how it will support their current objectives and impact future generations.
Before joining Morgan Stanley in 2007 and forming SoundView Wealth Management, Frank was a financial advisor with Smith Barney for 17 years. He has been a Huntington Long Island resident for over 20 years and has a long history of community involvement. Frank has served as a trustee for Make-A-Wish Foundation of Suffolk, Long Island University, and the Heckscher Museum of Art.
Professional Highlights
• Forbes 2021, 2022, 2023, 2024 NY Best in State Wealth Advisor
• Certified Financial Planner™ designation from the University of Colorado
• Certified Investment Manager Analyst (CIMA®) designation from The Wharton School of Business
• Investments and Wealth Management Institute Member
• Morgan Stanley Executive Financial Services Director
• Bachelor of Business Administration from Hofstra University
2021 - 2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2021-2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Managing Director
Financial Advisor
“I believe in serving people the way I would want to be served: Timely guidance and thoughtful recommendations tailored to an individual’s unique set of circumstances.”
Frank is our team’s founder, and his industry insight and client focus influence every aspect of our work. He combines 30 years of wealth management experience with a commitment to staying ahead of the financial world’s many changes.
As SoundView Wealth Management’s leader, Frank guides our team of seasoned professionals. He drives the collaboration and communication that help ensure our practice evolves with industry advances and client goals.
Frank enjoys working with many types of clients but focuses on ones who have more complex financial lives and sophisticated estate-planning and wealth-transfer needs. Ultimately, his greatest satisfaction comes from helping clients gain a sense of control and calmness around their wealth — both how it will support their current objectives and impact future generations.
Before joining Morgan Stanley in 2007 and forming SoundView Wealth Management, Frank was a financial advisor with Smith Barney for 17 years. He has been a Huntington Long Island resident for over 20 years and has a long history of community involvement. Frank has served as a trustee for Make-A-Wish Foundation of Suffolk, Long Island University, and the Heckscher Museum of Art.
Professional Highlights
• Forbes 2021, 2022, 2023, 2024 NY Best in State Wealth Advisor
• Certified Financial Planner™ designation from the University of Colorado
• Certified Investment Manager Analyst (CIMA®) designation from The Wharton School of Business
• Investments and Wealth Management Institute Member
• Morgan Stanley Executive Financial Services Director
• Bachelor of Business Administration from Hofstra University
2021 - 2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2021-2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Securities Agent: OR, CA, SD, NY, KY, FL, CT, CO, AZ, AR, MD, IA, WA, MO, GA, MN, VA, UT, SC, PA, DC, TX, RI, OH, NV, NC, ME, HI, WV, OK, NJ, NH, MA, IL, DE, VT, TN, NM, MI, IN; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1288184
NMLS#: 1288184
About Dan Griesmeyer
“I love that I am our clients’ first call for all financial decisions. If something is important to them; it’s significant to me.”
Dan is a founding member of SoundView Wealth Management and often supports our team as a lead advisor for our clients with the most complex needs. He also serves as our chief investment officer and is a member of our Partnership Committee. In each role, he helps guide the strategy and research that underpin our client experience.
Intricate financial lives require interwoven strategies, and Dan helps each client find practical, proactive guidance for what’s ahead. No matter how challenging or confusing the financial landscape may seem for clients, Dan thrives on helping them create a clear path toward their goals.
Prior to Morgan Stanley, Dan was partner in a CPA firm. He is an engaged community member who has served on several boards of trustees, including for Family & Children’s Association. Outside of the office, he enjoys spending time with his wife and two daughters, as well as strength training, running, hiking, bike riding, reading, and cooking.
Professional Highlights
• Certified Investment Manager Analyst designation from The Wharton
School of Business
• Certified Public Accountant (non-practicing at Morgan Stanley)
• Executive Financial Services Director designation from Morgan Stanley
• Summa cum laude graduate with bachelor’s degree in accounting from LIU
Post
Dan is a founding member of SoundView Wealth Management and often supports our team as a lead advisor for our clients with the most complex needs. He also serves as our chief investment officer and is a member of our Partnership Committee. In each role, he helps guide the strategy and research that underpin our client experience.
Intricate financial lives require interwoven strategies, and Dan helps each client find practical, proactive guidance for what’s ahead. No matter how challenging or confusing the financial landscape may seem for clients, Dan thrives on helping them create a clear path toward their goals.
Prior to Morgan Stanley, Dan was partner in a CPA firm. He is an engaged community member who has served on several boards of trustees, including for Family & Children’s Association. Outside of the office, he enjoys spending time with his wife and two daughters, as well as strength training, running, hiking, bike riding, reading, and cooking.
Professional Highlights
• Certified Investment Manager Analyst designation from The Wharton
School of Business
• Certified Public Accountant (non-practicing at Morgan Stanley)
• Executive Financial Services Director designation from Morgan Stanley
• Summa cum laude graduate with bachelor’s degree in accounting from LIU
Post
Securities Agent: MI, FL, MO, AR, TN, SD, IN, IA, NH, HI, KY, RI, OK, TX, NC, CA, VA, MA, OR, NV, MN, MD, WA, SC, PA, GA, CT, AZ, ME, UT, IL, NJ, CO, NY, NM, DE, DC, WV, VT, OH; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1279212
NMLS#: 1279212
About Benjamin J Mihalik
“Whether reorganizing a financial strategy or starting from scratch, I enjoy showing our clients that a better way is possible.”
Ben is analytical and driven as he helps our clients create financial momentum and focus. He joined SoundView Wealth Management with his father, Peter Mihalik, in 2020 after serving in their family-based practice at Morgan Stanley. Today, he often supports coordinating investments with complex estate planning and liability and debt management needs, and strategically guides business owners in fulfilling their vision.
The financial world carries many unknowns and moving pieces that can often feel difficult for clients to anticipate. So, Ben provides perspectives and resources that can help them make sense of this dynamic environment. At the center of his relationships are candid conversations where he takes the time to talk through questions and ideas. His goal is for each wealth management step to be rational, personal, and productive.
Ben and his wife live in New York City. He’s an active community member and serves as President of the Advisory Board for St. John the Baptist Diocesan High School and is the recipient of their 2019 Visionary Award.
Professional Highlights
• Forbes 2024 NY Best in State Next Gen Wealth Advisor
• Certified Private Wealth Advisor® designation
• CERTIFIED FINANCIAL PLANNER™ professional designation
• Certified Investment Management Analyst® professional designation
• Life, Accident and Health Insurance license
• Bachelor’s degree in accounting from the University of Richmond
2024 Forbes Best-In-State Next-Gen Wealth Advisors
Source:Forbes.com (Awarded 2024). Data compiled by Shook Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
Ben is analytical and driven as he helps our clients create financial momentum and focus. He joined SoundView Wealth Management with his father, Peter Mihalik, in 2020 after serving in their family-based practice at Morgan Stanley. Today, he often supports coordinating investments with complex estate planning and liability and debt management needs, and strategically guides business owners in fulfilling their vision.
The financial world carries many unknowns and moving pieces that can often feel difficult for clients to anticipate. So, Ben provides perspectives and resources that can help them make sense of this dynamic environment. At the center of his relationships are candid conversations where he takes the time to talk through questions and ideas. His goal is for each wealth management step to be rational, personal, and productive.
Ben and his wife live in New York City. He’s an active community member and serves as President of the Advisory Board for St. John the Baptist Diocesan High School and is the recipient of their 2019 Visionary Award.
Professional Highlights
• Forbes 2024 NY Best in State Next Gen Wealth Advisor
• Certified Private Wealth Advisor® designation
• CERTIFIED FINANCIAL PLANNER™ professional designation
• Certified Investment Management Analyst® professional designation
• Life, Accident and Health Insurance license
• Bachelor’s degree in accounting from the University of Richmond
2024 Forbes Best-In-State Next-Gen Wealth Advisors
Source:Forbes.com (Awarded 2024). Data compiled by Shook Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
Securities Agent: GA, OH, NJ, DE, NH, VT, TN, RI, SD, AR, OK, IA, KY, HI, IN, NY, ME, DC, CA, WA, PA, OR, NM, IL, SC, MN, MD, MA, CO, VA, TX, MO, WV, CT, UT, NV, NC, MI, FL, AZ; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1407644
CA Insurance License #: 4114319
NMLS#: 1407644
CA Insurance License #: 4114319
About Brad Schatz
“I appreciate the opportunity to help our clients understand the intricacies of their financial lives and how each decision connects to their goals.”
Brad is passionate about helping clients of all generations find meaningful wealth management support. He joined SoundView Wealth Management in 2009 and has over a decade of industry experience at Morgan Stanley. Whether he’s helping clients make logical decisions or supporting their loved ones, Brad appreciates being a voice of reason and clarity.
A variety of factors can affect the steps clients take across their wealth management. Brad’s goal is to understand the financial and emotional elements that may create challenges, so he can help clients look forward and embrace their opportunities. He applies an analytical perspective in all endeavors, from investment strategies to deeper planning needs. Through every decision — both big and small — Brad is available to guide and inform clients.
Brad is active in his community as a member of UJA Federation of New York and the UJA Federation of Morgan Stanley. In his free time, he likes playing golf and traveling.
Professional Highlights
• Forbes 2024 NY Best in State Next Gen Wealth Advisor
• CERTIFIED FINANCIAL PLANNERTM professional designation
• Certified Investment Management Analyst® designation
• Bachelor’s degree in business administration from University of Miami
2024 Forbes Best-In-State Next-Gen Wealth Advisors
Source: Forbes.com (Awarded 2024). Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
Brad is passionate about helping clients of all generations find meaningful wealth management support. He joined SoundView Wealth Management in 2009 and has over a decade of industry experience at Morgan Stanley. Whether he’s helping clients make logical decisions or supporting their loved ones, Brad appreciates being a voice of reason and clarity.
A variety of factors can affect the steps clients take across their wealth management. Brad’s goal is to understand the financial and emotional elements that may create challenges, so he can help clients look forward and embrace their opportunities. He applies an analytical perspective in all endeavors, from investment strategies to deeper planning needs. Through every decision — both big and small — Brad is available to guide and inform clients.
Brad is active in his community as a member of UJA Federation of New York and the UJA Federation of Morgan Stanley. In his free time, he likes playing golf and traveling.
Professional Highlights
• Forbes 2024 NY Best in State Next Gen Wealth Advisor
• CERTIFIED FINANCIAL PLANNERTM professional designation
• Certified Investment Management Analyst® designation
• Bachelor’s degree in business administration from University of Miami
2024 Forbes Best-In-State Next-Gen Wealth Advisors
Source: Forbes.com (Awarded 2024). Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
Securities Agent: IN, SD, MI, IA, VT, OK, RI, KY, NH, HI, AR, TN, NM, DE, CA, AZ, NY, MN, ME, GA, FL, WV, PA, MO, MD, MA, NV, IL, CT, UT, WA, VA, TX, OR, OH, DC, CO, NJ, SC, NC; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1275593
NMLS#: 1275593
About Allison Giffuni
“Seeing our clients make confident financial decisions as I help them achieve their goals brings me great joy.”
Allison has two decades of industry experience supporting clients as they navigate an array of financial priorities. She joined SoundView Wealth Management in 2016 and has served at Morgan Stanley and Merrill Lynch. Today, she often supports clients in retirement who seek ways to maintain their wealth and enjoy a fulfilling lifestyle. Allison also helps women who are single, divorced, or widowed gain thoughtful guidance.
Whether clients want to buy a home, fund a grandchild’s education, or another goal, Allison brings forethought and attentiveness. As a financial planner, she supports clients through a planning lens and helps them create logical paths forward. She enjoys creating retirement-income plans that prepare clients for their future while providing financial check-ups to keep their strategies on track. Shrewd with details, Allison aims to ensure that each person makes proactive, sound financial decisions.
Allison is a member of Morgan Stanley Women’s Professional Group (HERWAY). She also enjoys being creative, and in her free time, helps friends achieve timeless, budget-friendly home decorating styles.
Professional Highlights
• CERTIFIED FINANCIAL PLANNERTM professional designation
• Series 7 and 66 securities registration
• Life and Health Insurance License
• Bachelor’s degree in finance from Hofstra University
Allison has two decades of industry experience supporting clients as they navigate an array of financial priorities. She joined SoundView Wealth Management in 2016 and has served at Morgan Stanley and Merrill Lynch. Today, she often supports clients in retirement who seek ways to maintain their wealth and enjoy a fulfilling lifestyle. Allison also helps women who are single, divorced, or widowed gain thoughtful guidance.
Whether clients want to buy a home, fund a grandchild’s education, or another goal, Allison brings forethought and attentiveness. As a financial planner, she supports clients through a planning lens and helps them create logical paths forward. She enjoys creating retirement-income plans that prepare clients for their future while providing financial check-ups to keep their strategies on track. Shrewd with details, Allison aims to ensure that each person makes proactive, sound financial decisions.
Allison is a member of Morgan Stanley Women’s Professional Group (HERWAY). She also enjoys being creative, and in her free time, helps friends achieve timeless, budget-friendly home decorating styles.
Professional Highlights
• CERTIFIED FINANCIAL PLANNERTM professional designation
• Series 7 and 66 securities registration
• Life and Health Insurance License
• Bachelor’s degree in finance from Hofstra University
Securities Agent: VT, CA, TN, OK, SD, MI, RI, IA, AR, IN, KY, NH, HI, VA, ME, WV, NY, MA, AZ, SC, NJ, NC, CO, NV, MD, IL, TX, NM, CT, MO, WA, UT, DE, PA, OR, OH, MN, GA, FL, DC; General Securities Representative; Investment Advisor Representative
NMLS#: 1255292
NMLS#: 1255292
About Gail Barbaro
“I enjoy resolving and researching questions that clients may have throughout the course of their daily financial lives.”
Gail is a dedicated professional who enjoys the critical thinking required to help make a difference in the support we provide each client. She joined SoundView Wealth Management in 2016, bringing years of experience with Morgan Stanley. From this background, she gained intricate knowledge of the opportunities and resources available to our clients throughout their financial journey.
Whether supporting their cash management needs, investment administration, or another goal, Gail offers caring, focused service. In her role, she appreciates the opportunities to talk with each person and build personal connections that provide meaningful support.
Married for nearly 40 years, Gail enjoys spending time with her family. She also likes reading, kayaking and being at the beach.
Professional Highlights
• Series 7 securities registration
• Series 63 securities registration
Gail is a dedicated professional who enjoys the critical thinking required to help make a difference in the support we provide each client. She joined SoundView Wealth Management in 2016, bringing years of experience with Morgan Stanley. From this background, she gained intricate knowledge of the opportunities and resources available to our clients throughout their financial journey.
Whether supporting their cash management needs, investment administration, or another goal, Gail offers caring, focused service. In her role, she appreciates the opportunities to talk with each person and build personal connections that provide meaningful support.
Married for nearly 40 years, Gail enjoys spending time with her family. She also likes reading, kayaking and being at the beach.
Professional Highlights
• Series 7 securities registration
• Series 63 securities registration
About Elizabeth Gidge
“I appreciate the conversations I get to have with our clients and the caring service I’m able to provide them.”
Beth is considerate and proactive as she supports our clients throughout their financial journeys. She joined SoundView Wealth Management in 2020, bringing with her over two decades of industry experience. She has served in various roles during her career, including branch administrator and consulting group analyst. Today, Beth helps maintain seamless client experiences and is a point of contact for new clients when they join our financial family.
Always ready to help, Beth makes herself available with timely, diligent service. She’s experienced in assisting with investment performance analysis, portfolio needs, and beyond, and is adept at navigating our clients’ various priorities. As she works with each person, Beth appreciates the opportunities to learn about what makes them happy and fulfilled — and to be an ongoing source of support.
Beth lives in Huntington, NY, with her husband and daughters. She enjoys traveling, playing tennis, taking long walks, and spending time at the beach paddle boarding.
Professional Highlights
• Series 7 and 66 securities registrations
• Bachelor’s degree in psychology from St. Joseph’s University
Beth is considerate and proactive as she supports our clients throughout their financial journeys. She joined SoundView Wealth Management in 2020, bringing with her over two decades of industry experience. She has served in various roles during her career, including branch administrator and consulting group analyst. Today, Beth helps maintain seamless client experiences and is a point of contact for new clients when they join our financial family.
Always ready to help, Beth makes herself available with timely, diligent service. She’s experienced in assisting with investment performance analysis, portfolio needs, and beyond, and is adept at navigating our clients’ various priorities. As she works with each person, Beth appreciates the opportunities to learn about what makes them happy and fulfilled — and to be an ongoing source of support.
Beth lives in Huntington, NY, with her husband and daughters. She enjoys traveling, playing tennis, taking long walks, and spending time at the beach paddle boarding.
Professional Highlights
• Series 7 and 66 securities registrations
• Bachelor’s degree in psychology from St. Joseph’s University
About Jaclyn DiMarzo
“I enjoy being a go-to resource for clients and helping them through new life events.”
Jaclyn is an upbeat professional who thrives in guiding clients and aligning their financial strategies with their life vision. She joined SoundView Wealth Management in 2020, bringing with her 10 years of industry experience. Since then, Jaclyn’s become a dependable resource for assisting with our clients’ various needs, including a focus in insurance and annuities strategies.
Each day, Jaclyn enjoys collaborating with our team and clients to think through the different opportunities ahead of them. Life is ever changing, and her goal is to thoughtfully help each person understand and pursue their unique priorities. Prior to joining Morgan Stanley, Jaclyn worked at Ameriprise Financial, TD Bank, and Citibank. She appreciates the relationships she forms with our clients and the opportunity to draw from her experiences to help each person flourish.
Outside of the office, Jaclyn enjoys being on the water and going boating. She’s an avid traveler with a love of shoes and a collection to match.
Professional Highlights
• Series 7, 63, and 66 securities registrations
• Accidental Life and Health Insurance license
• Bachelor’s degree in business administration and marketing from Northeastern State University
• Associates degrees in liberal arts, applied science in marketing, and applied science in business
Jaclyn is an upbeat professional who thrives in guiding clients and aligning their financial strategies with their life vision. She joined SoundView Wealth Management in 2020, bringing with her 10 years of industry experience. Since then, Jaclyn’s become a dependable resource for assisting with our clients’ various needs, including a focus in insurance and annuities strategies.
Each day, Jaclyn enjoys collaborating with our team and clients to think through the different opportunities ahead of them. Life is ever changing, and her goal is to thoughtfully help each person understand and pursue their unique priorities. Prior to joining Morgan Stanley, Jaclyn worked at Ameriprise Financial, TD Bank, and Citibank. She appreciates the relationships she forms with our clients and the opportunity to draw from her experiences to help each person flourish.
Outside of the office, Jaclyn enjoys being on the water and going boating. She’s an avid traveler with a love of shoes and a collection to match.
Professional Highlights
• Series 7, 63, and 66 securities registrations
• Accidental Life and Health Insurance license
• Bachelor’s degree in business administration and marketing from Northeastern State University
• Associates degrees in liberal arts, applied science in marketing, and applied science in business
About Nick Mangia
“To give real service you must add something which cannot be bought or measured with money, and that is sincerity and integrity.” – Douglas Adams
Nick joined our team on Halloween 2022 after working at New York Life for two and a half years as a Financial Services Professional.
A Fairleigh Dickinson graduate with a Finance major and a Wealth Management minor, Nick brings an enthusiastic, curious, and solemn approach to the way he operates. There is no ask too big, as his goal is to make sure that all client needs are met with a diligent and timely response.
The best part of Nick’s days is continuing to grow relationships with the clients that he helps. Knowing that he made a difference in a client’s day is what makes Nick enjoy coming into the office each day.
Outside of the office Nick enjoys spending time with his friends, working out and playing golf.
Professional Highlights:
Series 6, 7, 63, and 66 securities registrations
Accidental Life and Health Insurance license
CLTC ®
Morgan Stanley Financial Planning Specialist
Nick joined our team on Halloween 2022 after working at New York Life for two and a half years as a Financial Services Professional.
A Fairleigh Dickinson graduate with a Finance major and a Wealth Management minor, Nick brings an enthusiastic, curious, and solemn approach to the way he operates. There is no ask too big, as his goal is to make sure that all client needs are met with a diligent and timely response.
The best part of Nick’s days is continuing to grow relationships with the clients that he helps. Knowing that he made a difference in a client’s day is what makes Nick enjoy coming into the office each day.
Outside of the office Nick enjoys spending time with his friends, working out and playing golf.
Professional Highlights:
Series 6, 7, 63, and 66 securities registrations
Accidental Life and Health Insurance license
CLTC ®
Morgan Stanley Financial Planning Specialist
About Tyler Epakchi
“I enjoy being part of such a collaborative team and providing our clients with thoughtful, research-driven guidance.”
As a Registered Client Service Associate Tyler Epakchi combines fundamental and technical knowledge with a keen understanding of client goals to develop personalized investment strategies. Known for his analytical acumen and dedication, Tyler plays an instrumental role in research, portfolio construction, and risk assessment, helping to optimize client portfolios and strengthen client relationships. His work demonstrates a commitment to excellence, adaptability, and a forward-thinking approach in the dynamic world of finance.
Tyler joined our team in 2021 after completing an internship with the BGS Team at Morgan Stanley. He attained the Certified Investment Management Analyst (CIMA) designation in 2024. He is a SUNY Geneseo graduate with an economics major and business studies minor. Today, he brings curiosity, enthusiasm, and commitment to every task he takes on. His goal is to be a helpful resource as he supports colleagues and clients with diligent service.
As a Registered Client Service Associate Tyler Epakchi combines fundamental and technical knowledge with a keen understanding of client goals to develop personalized investment strategies. Known for his analytical acumen and dedication, Tyler plays an instrumental role in research, portfolio construction, and risk assessment, helping to optimize client portfolios and strengthen client relationships. His work demonstrates a commitment to excellence, adaptability, and a forward-thinking approach in the dynamic world of finance.
Tyler joined our team in 2021 after completing an internship with the BGS Team at Morgan Stanley. He attained the Certified Investment Management Analyst (CIMA) designation in 2024. He is a SUNY Geneseo graduate with an economics major and business studies minor. Today, he brings curiosity, enthusiasm, and commitment to every task he takes on. His goal is to be a helpful resource as he supports colleagues and clients with diligent service.
About Amanda Finnie
“I enjoy understanding what’s important to our clients and supporting them as they thoughtfully prepare for their future.”
Amanda joined SoundView Wealth Management in 2021 and brings over a decade of experience. As a Financial Planning Analyst, Amanda collaborates with our team as we help clients build strategies that account for changing life events and a dynamic economy. Whether preparing for retirement or navigating investment goals, her goal is to craft a stable foundation for clients as they pursue their various financial priorities.
Analytical and proactive, Amanda thrives in assessing how multiple scenarios can affect clients’ financial plans — and helping them diligently move forward. She understands how each person’s unique needs require intricate attention and enjoys finding the specific solution that aligns with their financial vision.
Prior to joining our team, Amanda was a professional with Fidelity Investments. She served in various roles working with clients and financial planners where she assisted them with retirement plans. From these experiences, she enjoys ensuring that each person — from our team members to our clients — has the knowledge they need to turn ideas into action.
Outside of the office, Amanda enjoys spending time with her daughter, family, and friends.
Professional Highlights
• Certified Financial Planner™ professional
• Master’s of Business Administration with concentration in Personal Financial Planning, Molloy College
• Bachelor’s of Science in Finance, Siena College
Amanda joined SoundView Wealth Management in 2021 and brings over a decade of experience. As a Financial Planning Analyst, Amanda collaborates with our team as we help clients build strategies that account for changing life events and a dynamic economy. Whether preparing for retirement or navigating investment goals, her goal is to craft a stable foundation for clients as they pursue their various financial priorities.
Analytical and proactive, Amanda thrives in assessing how multiple scenarios can affect clients’ financial plans — and helping them diligently move forward. She understands how each person’s unique needs require intricate attention and enjoys finding the specific solution that aligns with their financial vision.
Prior to joining our team, Amanda was a professional with Fidelity Investments. She served in various roles working with clients and financial planners where she assisted them with retirement plans. From these experiences, she enjoys ensuring that each person — from our team members to our clients — has the knowledge they need to turn ideas into action.
Outside of the office, Amanda enjoys spending time with her daughter, family, and friends.
Professional Highlights
• Certified Financial Planner™ professional
• Master’s of Business Administration with concentration in Personal Financial Planning, Molloy College
• Bachelor’s of Science in Finance, Siena College
Contact Frank Lourenso
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Wealth Management
From Our Team
SoundView Wealth Management Quarterly Market Recap - Q4 2024
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Are You Prepared for Tax Day?
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact SoundView Wealth Management today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
2When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
3Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
4Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
6Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
7Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
2When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
3Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
4Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
6Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
7Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)