Jerry Luckett Jr.
Private Banker
E. Paul Samuels
Senior Vice President,
Wealth Advisor,
Portfolio Manager,
Executive Financial Services Director
Direct:
(918) 586-7092(918) 586-7092
Toll-Free:
(800) 877-8651(800) 877-8651
My Mission Statement
Helping you with wealth planning strategies for your life and legacy
Welcome
I have dedicated my career to serving the financial needs of individuals, families, foundations, business owners and corporate executives. With over 30 years of experience as a Financial Advisor, my comprehensive approach includes financial and estate planning strategies, liquidity creation, customized strategic solutions, and a commitment to building strong relationships with my clients. Working with a broad spectrum of professionals, retirees, foundations, and family legacies, I have developed an understanding of the distinct needs of each client.
I have been honored to receive professional designations during my career, including Morgan Stanley’s President’s Club award, and yearly recognition on the Forbes “Best-In-State Wealth Advisors,” most recently in 2022. I am also a proud member of the Access One Alliance at Morgan Stanley. This group of advisors represents the most experienced and decorated African American Financial Advisors in the industry, with over $10 billion in combined assets under management.
Outside the world of finance, I am very involved in my hometown community of Tulsa, Oklahoma. Much of my time is spent working with groups focused on youth and education in the area. I have been honored to serve on the board for the YMCA of Greater Tulsa, the Big Brothers & Big Sisters program of Oklahoma, among many other reputable organizations.
As for life outside the office, I currently live in Tulsa with my wife Patricia, and we are proud parents of two: Paul II, and our daughter Paige. I am passionate about travel, particularly with my family, and I’m a big sports fan – especially basketball, football, and tennis. Fishing on a quiet morning is one of my favorite pastimes, and while not yet a pro, I get out to the golf course as often as I can.
*Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
**Source: Forbes.com (February, 2021). Forbes Best-in-State Wealth Advisors ranking was developed by SHOOK Research and is based on in-person, virtual and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes: client retention, industry experience, review of compliance records, firm nominations; and quantitative criteria, including: assets under management and revenue generated for their firms. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. Rankings are based on the opinions of SHOOK Research, LLC and are not indicative of future performance or representative of any one client’s experience. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors pay a fee to Forbes or SHOOK Research in exchange for the ranking. For more information, see www.SHOOKresearch.com
Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded Apr 2022) Data compiled by SHOOK Research LLC based on time period from 6/30/20 - 6/30/21.
I have been honored to receive professional designations during my career, including Morgan Stanley’s President’s Club award, and yearly recognition on the Forbes “Best-In-State Wealth Advisors,” most recently in 2022. I am also a proud member of the Access One Alliance at Morgan Stanley. This group of advisors represents the most experienced and decorated African American Financial Advisors in the industry, with over $10 billion in combined assets under management.
Outside the world of finance, I am very involved in my hometown community of Tulsa, Oklahoma. Much of my time is spent working with groups focused on youth and education in the area. I have been honored to serve on the board for the YMCA of Greater Tulsa, the Big Brothers & Big Sisters program of Oklahoma, among many other reputable organizations.
As for life outside the office, I currently live in Tulsa with my wife Patricia, and we are proud parents of two: Paul II, and our daughter Paige. I am passionate about travel, particularly with my family, and I’m a big sports fan – especially basketball, football, and tennis. Fishing on a quiet morning is one of my favorite pastimes, and while not yet a pro, I get out to the golf course as often as I can.
*Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
**Source: Forbes.com (February, 2021). Forbes Best-in-State Wealth Advisors ranking was developed by SHOOK Research and is based on in-person, virtual and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes: client retention, industry experience, review of compliance records, firm nominations; and quantitative criteria, including: assets under management and revenue generated for their firms. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. Rankings are based on the opinions of SHOOK Research, LLC and are not indicative of future performance or representative of any one client’s experience. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors pay a fee to Forbes or SHOOK Research in exchange for the ranking. For more information, see www.SHOOKresearch.com
Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded Apr 2022) Data compiled by SHOOK Research LLC based on time period from 6/30/20 - 6/30/21.
Services Include
- 529 PlansFootnote1
- Alternative InvestmentsFootnote2
- Asset Management
- Estate Planning StrategiesFootnote3
- Executive Financial ServicesFootnote4
- Financial PlanningFootnote5
- Lending Products
- Philanthropic Services
- Professional Portfolio ManagementFootnote6
- Retirement PlanningFootnote7
- Trust Services*
- Wealth ManagementFootnote8
Securities Agent: NJ, AL, PA, DC, OK, NY, NC, MO, WY, TN, SC, CT, AK, MS, OH, DE, CA, AR, AZ, GA, KS, KY, NM, TX, MT, NE, VA, UT, WI, NV, MN, IL, IA, FL, MD, WA, CO, LA, MI, OR; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1262133
AR Insurance License #: 7032096
NMLS#: 1262133
AR Insurance License #: 7032096
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
My Process
My goal as an advisor is to give my clients the highest level of care and attention. Fostering a strong and lasting relationship with my clients involves more than just portfolio management. This process requires trust, and every decision I make works towards building that trust with my clients. By getting to know my clients and their financial objectives on an individual level, I can build strategies that help meet their specific needs. Below I lay out what this process will look like for you, my client.
2024 Tax Tables
Get ahead of the game with our 2024 tax tables, featuring new contribution limits, tax brackets, and more. Tax-alpha can be made year-round, and these tax tables can be a useful resource.
View 2024 Tax Tables
1: Getting To Know You
I start by sitting down with you to build a deeper understanding of your current financial picture, as well as the goals you have for your future. While some goals may be financial, others might be more abstract: leaving a legacy for your children; enjoying an adventure-filled retirement; or giving back to your community. I am here to help you map out these goals and establish a game-plan for achieving them.
Preparing to Care
According to AARP, in one year, over 53 million people become caregivers for spouses, partners, children, and parents for the first time. Taking on this responsibility can easily overwhelm - many new caregivers do not have a plan in place. Taking care of yourself as the caregiver assumes a new level of importance. Review this article for some helpful suggestions.
Read the Brochure
2: Building Your Financial Plan
Once we establish your distinct goals, I will develop a comprehensive financial strategy that takes all your objectives into account. With years of experience in retirement planning, estate planning strategies, portfolio management, and trust services,* I customize the approach based on your time horizon and risk tolerance. Using Modern Wealth Management tools like GPS, we can track your progress together as the plan is implemented.
*Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third‐party corporate trustee.
*Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third‐party corporate trustee.
Elder Care Checklist
This article contains a few tips to ensure trusted decision-makers are put in place should you, your parents, or loved ones become ill or incapacitated. Proper planning can mitigate many of the issues that can come up.
Full Article
3: Continuous Oversight
My work is far from over once your plan is in place. From here, I continue to monitor the progress we have made towards your goals, keeping you up to date and informed along the way. As markets shift and the outlook changes, I will revisit your strategy with you to make sure we are fully aligned. With tools like Total Wealth View, we can collaborate to establish the most efficient allocation of your funds and help maximize your potential return.
4: Exceptional Service
As we work together to develop a mutual understanding around your finances, I act as a resource to you, answering any questions or concerns you may have. While investing is a fruitful endeavor, it is not without its ups and downs – I understand this as well as anyone. I work with you to manage expectations, help to manage risk when appropriate, and provide guidance in moments of turbulence. My goal is to act as an invaluable resource to my clients, offering insights, timely commentary, and confidence.
YOU COME FIRST
My success as a Financial Advisor is intimately linked with the success of my clients. When I can add value to your life in some way, I’m on the right track. Building relationships takes time and trust, especially when it comes to matters around your hard-earned wealth. That is why I strive to show appreciation to my clients every chance I get. Your trust means the world to me, and that is why I host yearly client appreciation events to thank you all. During these events we welcome keynote speakers, food, drinks, and other festivities throughout the evening. I have received terrific feedback from current clients regarding these occasions, and I hope to see all my clients at the next event. It’s a great way to thank you all while getting to know others in the area.
In addition to client appreciation events, I am often asked to engage as a guest speaker at local and national conferences. These engagements are a great opportunity for me to share my thoughts on the market and investment landscape. I will periodically add links to these conferences below, so check back here often.
My success as a Financial Advisor is intimately linked with the success of my clients. When I can add value to your life in some way, I’m on the right track. Building relationships takes time and trust, especially when it comes to matters around your hard-earned wealth. That is why I strive to show appreciation to my clients every chance I get. Your trust means the world to me, and that is why I host yearly client appreciation events to thank you all. During these events we welcome keynote speakers, food, drinks, and other festivities throughout the evening. I have received terrific feedback from current clients regarding these occasions, and I hope to see all my clients at the next event. It’s a great way to thank you all while getting to know others in the area.
In addition to client appreciation events, I am often asked to engage as a guest speaker at local and national conferences. These engagements are a great opportunity for me to share my thoughts on the market and investment landscape. I will periodically add links to these conferences below, so check back here often.
Forbes Best-In-State Wealth Advisors 2023
I was recently named to the Forbes Best-In-State Wealth Advisors (2023) for Oklahoma. I am once again humbled to be included among the top professionals in this industry, and I'm grateful to my clients who made it possible.*
*Source: Forbes.com (Awarded April 2023) Data compiled by SHOOK Research LLC based on time period from 6/30/21 - 6/30/22. https://www.morganstanley.com/disclosures/awards-disclosure/
Full Rankings*Source: Forbes.com (Awarded April 2023) Data compiled by SHOOK Research LLC based on time period from 6/30/21 - 6/30/22. https://www.morganstanley.com/disclosures/awards-disclosure/
Forbes Best-In-State Wealth Advisors 2022
I've been honored to receive recognition from Forbes as one of the top Wealth Advisors in the state of Oklahoma for several years in a row, 2022 included. I certainly couldn’t have done it without my valued clients.*
*Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded Apr 2022) Data compiled by SHOOK Research LLC based on time period from 6/30/20 - 6/30/21. https://www.morganstanley.com/disclosures/awards-disclosure/
Full Rankings*Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded Apr 2022) Data compiled by SHOOK Research LLC based on time period from 6/30/20 - 6/30/21. https://www.morganstanley.com/disclosures/awards-disclosure/
Morgan Stanley Designations
During my time at Morgan Stanley, I have received numerous internal designations, including membership in the President’s Club and the Master’s Club, among others. To be included in these exclusive clubs, Advisors must demonstrate leadership and expertise in wealth management. I consider this a testament to my philosophy that building dedicated relationships with my clients should be the priority.
Access One Alliance
As a member of Morgan Stanley’s Access One Alliance, I am proud to be included among a group of the most experienced and successful African American Advisors at Morgan Stanley. The Access One Alliance brings Advisors from across the nation together to collaborate with each other and provide clients with the highest level of expertise. Our group works with ultra-high net worth individuals and families, athletes and entertainment professionals, corporations, and philanthropies.
Click here to learn moreLocation
2200 S Utica Place
Suite 300
Tulsa, OK 74114
US
Direct:
(918) 586-7092(918) 586-7092
Toll-Free:
(800) 877-8651(800) 877-8651
Fax:
(918) 730-9683(918) 730-9683
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
About Jerry Luckett Jr.
Jerry Luckett Jr. is a Private Banker serving Morgan Stanley Wealth Management offices in Oklahoma, Missouri, and Kansas.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Jerry began his career in financial services in 2020 and joined Morgan Stanley in 2022. Prior to joining the firm, he was a Senior District Consumer Banker at Webster Bank.
Jerry is a graduate of the Southern Connecticut State University, where he received a Bachelor of Arts in Interdisciplinary Studies and a Master of Science in Sports and Entertainment Management. He currently lives in Tulsa, Oklahoma with his wife Gabriela and their dog Zoe.
Jerry was a former professional basketball player in Europe, and an All-Conference basketball player for Southern Connecticut State University. Outside of the office, he enjoys playing basketball, lifting weights, and making music.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Jerry began his career in financial services in 2020 and joined Morgan Stanley in 2022. Prior to joining the firm, he was a Senior District Consumer Banker at Webster Bank.
Jerry is a graduate of the Southern Connecticut State University, where he received a Bachelor of Arts in Interdisciplinary Studies and a Master of Science in Sports and Entertainment Management. He currently lives in Tulsa, Oklahoma with his wife Gabriela and their dog Zoe.
Jerry was a former professional basketball player in Europe, and an All-Conference basketball player for Southern Connecticut State University. Outside of the office, he enjoys playing basketball, lifting weights, and making music.
NMLS#: 2109945
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
Article Image
Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
Article Image
Ready to start a conversation? Contact E. Paul Samuels today.
1Investors should consider many factors before deciding which 529 plan is appropriate. Some of these factors include: the Plan’s investment options and the historical investment performance of these options, the Plan’s flexibility and features, the reputation and expertise of the Plan’s investment manager, Plan contribution limits and the federal and state tax benefits associated with an investment in the Plan. Some states, for example, offer favorable tax treatment and other benefits to their residents only if they invest in the state’s own Qualified Tuition Program. Investors should determine their home state’s tax treatment of 529 plans when considering whether to choose an in-state or out-of-state plan. Investors should consult with their tax or legal advisor before investing in any 529 Plan or contact their state tax division for more information. Morgan Stanley Smith Barney LLC does not provide tax and/or legal advice. Investors should review a Program Disclosure Statement, which contains more information on investment options, risk factors, fees and expenses and possible tax consequences.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
5Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
6Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
7When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
8Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
5Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
6Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
7When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
8Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
