William McCormack
Managing Director, Wealth Management, Financial Advisor, Lending Specialist
Phone:
(914) 225-4721(914) 225-4721
Soundview Legacy Group at Morgan Stanley
Our Mission Statement
The discovery process begins by asking what matters to the families we serve, and we never stop asking that question.
Our Story
The foundation of the Soundview Legacy Group has been built from over 75+ years of combined experience. Each partner has an extensive background which has help build a wealth management practice based on trust and personalized service.
The team works with clients to nurture a balanced approach to life and wealth, while encompassing multiple priorities: Family, Health, Career, and Philanthropy.
The core of The Soundview Legacy Group stems from defining and striving to meet your goals and to provide a standard of care to help improve your financial well-being.
Clients have access to some of the world’s most seasoned and respected investment professionals, a premier trading platform and a full spectrum of investment choices that enable the group to tailor an effective and well sustained financial plan.
The team works with clients to nurture a balanced approach to life and wealth, while encompassing multiple priorities: Family, Health, Career, and Philanthropy.
The core of The Soundview Legacy Group stems from defining and striving to meet your goals and to provide a standard of care to help improve your financial well-being.
Clients have access to some of the world’s most seasoned and respected investment professionals, a premier trading platform and a full spectrum of investment choices that enable the group to tailor an effective and well sustained financial plan.
Services Include
- Financial PlanningFootnote1
- Trust ServicesFootnote2
- Estate Planning StrategiesFootnote3
- Cash Management and Lending ProductsFootnote4
- Retirement PlanningFootnote5
- Alternative InvestmentsFootnote6
- Business PlanningFootnote7
- Life InsuranceFootnote8
- Endowments and FoundationsFootnote9
- Business Succession PlanningFootnote10
- Long-term Care InsuranceFootnote11
- Wealth PlanningFootnote12
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
INDUSTRY STANDING & AWARDS
Forbes Top Next-Gen Wealth Advisors Best-In-State
2023-2025 Thomas Interlicchio
2025 Andrew Goldstein
Source: Forbes (Awarded Aug 2025) Data compiled by SHOOK Research LLC based on time period from 3/24-3/25.
Source: Forbes.com (Awarded 2023-2024). Data compiled by SHOOK Research LLC based on 12-month period concluding in Mar of the year the award was issued.
Awards Disclosures2025 Andrew Goldstein
Source: Forbes (Awarded Aug 2025) Data compiled by SHOOK Research LLC based on time period from 3/24-3/25.
Source: Forbes.com (Awarded 2023-2024). Data compiled by SHOOK Research LLC based on 12-month period concluding in Mar of the year the award was issued.
CERTIFIED FINANCIAL PLANNER™
The CERTIFIED FINANCIAL PLANNER™ certification is the standard of excellence in financial planning. CFP® professionals meet rigorous education, training and ethical standards, and are committed to serving their clients' best interests today to prepare them for a more secure tomorrow.
Seth Thompson
Seth Thompson
Chartered Retirement Planning Counselor (CRPC®)
The Chartered Retirement Planning Counselor (CRPC®) designation trains financial professionals to help clients plan for retirement. It covers retirement income, asset management, estate planning, and navigating Social Security and Medicare.
Christopher Stone
Christopher Stone
Certified Exit Planning Advisor (CEPA®)
The Certified Exit Planning Advisor (CEPA®) designation equips professionals to guide business owners through exit planning strategies.
It focuses on maximizing business value, preparing for transition, and aligning personal, financial, and business goals.
Christopher Stone
It focuses on maximizing business value, preparing for transition, and aligning personal, financial, and business goals.
Christopher Stone
Presidents Club
Morgan Stanley's President's Club is an elite group composed of the firm's top Financial Advisors, recognizing those who consistently excel in wealth management and investment products, demonstrating leadership and best practices.
2025 - William McCormack
2025 - William McCormack
Pacesetter's Club
Morgan Stanley's Pacesetters Club is a global recognition program for Financial Advisors who demonstrate the highest professional standards and first-class client service, recognizing outstanding performance.
2025 - Seth Thompson
2025 - Christopher Stone
2025 - Andrew Goldstein
2025 - Seth Thompson
2025 - Christopher Stone
2025 - Andrew Goldstein
Century Club
Morgan's Stanley Century Club is an internal recognition program that honors top-advisors in the top 100 or top percentile based on production, client assets, or growth metrics.
2025 - Marc Goldstein
2025 - Marc Goldstein
Master's Club
The Morgan Stanley Master's Club is an elite group composed of the firm's top Financial Advisors, recognizing their consistent creativity and excellence in providing investment products and wealth management services.
2025 - Thomas Interlicchio
2025 - Thomas Interlicchio
Discovery Process
Investing the time to learn about you and your family; your assets and liabilities and the risk exposures, enables us to formulate strategies and customize the relationship to your needs.
Formulation of Tax, Trust and Estate Strategy
Working with your tax and legal advisors, we help analyze your income and estate tax circumstances to identify and tailor planning techniques that may be used to address your objectives.
Creation of Customized Strategic Asset Allocation
Your customized asset allocation reflects risk, opportunities and taxation across multiple entities, while integrating your investing and estate plans.
Integration of Tactical Asset Allocation
Short-term adjustments seek to capitalize on temporary market distortions. Before making adjustments, we analyze the impact of taxes and trading costs on potential returns.
Implementation of a Customized Wealth Strategy
After comprehensive due diligence and analysis of expected results across multiple market scenarios, strategies are chosen from our expansive investment platform.
Ongoing Assessment
In coordination with your other advisors, we can conduct ongoing reviews and comprehensive reporting to ensure that your strategy adapts to changing financial and family needs.
Roadmap For Your Goals
A strong financial plan builds the foundation for working with you to achieve your financial goals. It offers insight into your current financial situation, where you want to be in the future, and a timeline for us to follow. Ultimately, it gives us a framework that we can follow and help customize to your objectives and financial life.
Please reference our suite of tools and resources that allow us to implement your financial plan and translate your goals into reality. Reach out and schedule a meeting to get started.
Please reference our suite of tools and resources that allow us to implement your financial plan and translate your goals into reality. Reach out and schedule a meeting to get started.
Goals Planning System (GPS)
Goals Planning System (GPS) is Morgan Stanley’s own integrated planning tool. Built on the Firm’s intellectual capital and capabilities, GPS is an intuitive and efficient platform used to quickly assess whether a client is “On Track” to achieving their financial goals.
GPS Questionnaire
LifeView Intelligent Planning
LifeView is a suite of planning tools that includes goal-specific analyses we can use to create a realistic, integrated strategy that incorporates the various aspects of an individual's financial life, including investments and cash management needs.
LifeView Questionnaire
Our Approach
We can create your personal roadmap to help achieve and protect your goals. This video provides a comprehensive overview of our planning philosophy, as well as a collection of tools and resources to help you define and exceed your financial goals.
Watch Now
How to Plan Your Financial Future
Your financial goals and priorities will likely shift with time. To help prepare for the road ahead, ask yourself what matters to you and your family long term. Here’s how you can get started:
Learn More>
Thoughts on the Market Podcast
With perspectives on the forces shaping the market, join Morgan Stanley's Chief Investment Officer and Chief US Equity Strategist as he and his colleagues discuss their viewpoints regarding the latest trends in the financial marketplace.
Check out the latest episode
2025 Tax Tables
This helpful resource outlines the 2025 tax rate schedule, education and health savings account limits, retirement contribution and deduction limits, among other information. With tax season seemingly always right around the corner, it's best to be as informed as possible.
Access the 2025 federal tax tables
GIC On The Markets Report
Morgan Stanley's Chief Investment Officer, Mike Wilson, drafts a monthly report to talk about a wide range of recent economic developments, both domestically and internationally.
Click here to access the most recent report
Morgan Stanley Online
Beyond viewing your account balance and activity, Morgan Stanley Online (MSO) has a suite of features that allow you to manage your everyday finances from paying bills and sending money to transferring funds and authorizing transactions with eAuthorizations.
Learn More About MSO
Total Wealth View
It’s hard to see the complete picture with only half the details. As a Morgan Stanley client, you can now conveniently view your accounts from other financial institutions on Morgan Stanley Online or by using the Morgan Stanley Mobile App, giving you a more complete financial picture.
Learn More About Total Wealth View
Portfolio Risk Platform
Portfolio Risk Platform – Powered by Aladdin is a risk management platform that provides comprehensive risk estimation and reporting across a broad range of asset classes and security types. This platform provides a holistic view to better enable risk to be effectively monitored and managed.
Introducing the New Portfolio Risk Platform
Digital Vault
Keeping important documents and financial records organized and readily available is one of the best gifts you can give those you love. In the event of catastrophe or serious illness, disability or death, your Family Records Organizer can immediately provide vital, timely information to both your family and professional advisors.
Watch Video on Digital VaultLocation
2000 Westchester Ave 1nc
Purchase, NY 10577
US
Direct:
(914) 225-5510(914) 225-5510
Meet Soundview Legacy Group
Phone:
(914) 225-5685(914) 225-5685
Thomas Interlicchio
Executive Director, Financial Advisor, Executive Financial Services Director, Lending Specialist
Phone:
(914) 225-6217(914) 225-6217
Andrew B. Goldstein
First Vice President, Wealth Management, Financial Advisor, Senior Portfolio Manager, Financial Planning Specialist
Phone:
(914) 225-3404(914) 225-3404
Phone:
(914) 225-2669(914) 225-2669
Mario Tripicchio
Vice President, Wealth Management, Financial Advisor, Workplace Advisor - Equity Compensation
Phone:
(914) 225-7149(914) 225-7149
Financial Advisor, Financial Planning Specialist, Chartered Retirement Planning Counselor, Certified Exit Planning Advisor™ (CEPA)
Phone:
(914) 225-2515(914) 225-2515
Steven Bekoff
Vice President, Wealth Management Associate
Phone:
(914) 225-6243(914) 225-6243
Svetlana Fiumara
Registered Client Service Associate, Financial Planning Specialist
Phone:
(914) 225-0002(914) 225-0002
Audra Gerken
Senior Client Service Associate
Phone:
(914) 225-5689(914) 225-5689
Jack Howe
Wealth Management Analyst
Phone:
(914) 225-0999(914) 225-0999
About William McCormack
Bill has been a registered Financial Advisor for more than two decades, assisting clients in bull markets, bear markets, and everything in between. He joined Morgan Stanley in 2011 after 12 years at Citigroup. Bill now leads a team based out of Morgan Stanley’s Wealth Management Corporate Headquarters in Purchase, NY. He serves the needs of high net worth clients throughout the United States helping to design tailored solutions that reflect their unique circumstances.
Bill works closely with the Morgan Stanley Trust Services group to ensure that his clients are properly aligned when it comes to their estate plan. He strongly believes that proper planning is not just about investing but so much more. The team emphasizes intellectual consistency, in-depth customization, and committed service which helps streamline the complexities of financial planning for high net worth families. Bill has extensive experience guiding clients through the wealth accumulation and distribution process as each phase of life merits a dedicated strategy. Bill has been named to Morgan Stanley's prestigious Presidents Club, an elite group of the firm's Financial Advisors.
Bill currently resides in Bronxville, NY with his wife Alison and four children, Matthew, Emma, Michael and Gregory
Bill works closely with the Morgan Stanley Trust Services group to ensure that his clients are properly aligned when it comes to their estate plan. He strongly believes that proper planning is not just about investing but so much more. The team emphasizes intellectual consistency, in-depth customization, and committed service which helps streamline the complexities of financial planning for high net worth families. Bill has extensive experience guiding clients through the wealth accumulation and distribution process as each phase of life merits a dedicated strategy. Bill has been named to Morgan Stanley's prestigious Presidents Club, an elite group of the firm's Financial Advisors.
Bill currently resides in Bronxville, NY with his wife Alison and four children, Matthew, Emma, Michael and Gregory
Securities Agent: IL, AZ, OR, DE, SC, FL, CT, NV, MI, LA, MS, RI, PA, NC, DC, WV, WA, OH, NY, ME, MA, AR, VT, TX, TN, NM, HI, WI, NH, MO, MD, GA, WY, VA, OK, IN, CO, CA, NJ; General Securities Representative; Investment Advisor Representative
NMLS#: 1274465
NMLS#: 1274465
About Marc Goldstein
With over three decades of experience as a Registered Financial Advisor, Marc Goldstein specializes in crafting personalized wealth management strategies tailored to each client’s unique goals. Since 1992, he has prioritized clear communication and collaboration, ensuring his clients’ financial plans align with their evolving needs, particularly in today’s market where income generation and risk mitigation are essential priorities.
Marc’s expertise spans Retirement Planning, Estate Preservation, College Funding, Income Strategies, and Wealth Protection, supported by a disciplined approach to portfolio construction designed to weather market volatility. His background reflects a commitment to service: after earning a Master’s in Public Administration from Long Island University, he served as a federal agent with the U.S. Department of State, working alongside global leaders. This unique background cultivated his disciplined approach and commitment to serving clients with integrity.
Marc holds the General Securities Representative (Series 7) and Investment Advisor Representative designations (NMLS# 1262334). Outside of work, he enjoys life with his wife of 37 years, Doreen, and their three children, Erica, Andrew, and Alec.
Marc’s expertise spans Retirement Planning, Estate Preservation, College Funding, Income Strategies, and Wealth Protection, supported by a disciplined approach to portfolio construction designed to weather market volatility. His background reflects a commitment to service: after earning a Master’s in Public Administration from Long Island University, he served as a federal agent with the U.S. Department of State, working alongside global leaders. This unique background cultivated his disciplined approach and commitment to serving clients with integrity.
Marc holds the General Securities Representative (Series 7) and Investment Advisor Representative designations (NMLS# 1262334). Outside of work, he enjoys life with his wife of 37 years, Doreen, and their three children, Erica, Andrew, and Alec.
Securities Agent: NC, AZ, MD, GA, NJ, FL, OK, NH, MS, HI, DE, DC, VA, RI, OR, NM, IA, WV, WA, TN, MO, MA, WY, WI, TX, PR, OH, ME, KY, IN, NV, MI, LA, CO, CA, SC, IL, VT, PA, NY, CT; General Securities Representative; Investment Advisor Representative
NMLS#: 1262334
NMLS#: 1262334
About Thomas Interlicchio
Thomas Interlicchio leads a wealth management practice that is designed to focus on deep discovery and goal-based financial planning. He launched his career in 2010 at Citigroup Wealth Management before joining Morgan Stanley in 2011.
Tom focuses on understanding his client’s goals in order to tailor a suitable wealth management plan while striving to ensure protection against cyclical market uncertainties. He has extensive experience providing an array of clientele with custom portfolio management, retirement income design, corporate retirement plans, financial planning and assistance with estate planning strategies. His perception and depth of knowledge attracts a broad range of investors whose core value is to identify their short and long-term financial goals.
Whether your focus is immediate income, building wealth for retirement, or providing a lasting financial legacy, Tom is relentless in providing a financial roadmap that is unique to you as an individual.
Over the years, Tom has leveraged several strategic partnerships within the firm which has added tremendous value to the client’s experience and satisfaction, such as estate planning notions, lending solutions, insurance planning and much more. Specific lifestyle needs, cash-flow requirements, and wealth preservation goals are the foundation of the teams work and are areas of focus that are pivotal during the onboarding process. Tom has been named to Morgan Stanley's prestigious Masters Club, an elite group of the firm's Financial Advisors.
Tom, a former Division One lacrosse player, is still very active in the sport as he is a Director for the Predators Lacrosse club in Westchester, NY. He lives in Katonah, NY with his wife Elizabeth and two children Madelyn and Logan.
Thomas J. Interlicchio holds the following registrations: Series 66; Series 7.
Forbes Best-In-State Top Next Gen Wealth Advisors 2023 & 2024
Forbes America's Top Wealth Advisors & Best-In-State Wealth Advisors
Source: Forbes.com (Awarded April 2023) Data compiled by SHOOK Research LLC based on time period from 6/30/21 - 6/30/22.
Tom focuses on understanding his client’s goals in order to tailor a suitable wealth management plan while striving to ensure protection against cyclical market uncertainties. He has extensive experience providing an array of clientele with custom portfolio management, retirement income design, corporate retirement plans, financial planning and assistance with estate planning strategies. His perception and depth of knowledge attracts a broad range of investors whose core value is to identify their short and long-term financial goals.
Whether your focus is immediate income, building wealth for retirement, or providing a lasting financial legacy, Tom is relentless in providing a financial roadmap that is unique to you as an individual.
Over the years, Tom has leveraged several strategic partnerships within the firm which has added tremendous value to the client’s experience and satisfaction, such as estate planning notions, lending solutions, insurance planning and much more. Specific lifestyle needs, cash-flow requirements, and wealth preservation goals are the foundation of the teams work and are areas of focus that are pivotal during the onboarding process. Tom has been named to Morgan Stanley's prestigious Masters Club, an elite group of the firm's Financial Advisors.
Tom, a former Division One lacrosse player, is still very active in the sport as he is a Director for the Predators Lacrosse club in Westchester, NY. He lives in Katonah, NY with his wife Elizabeth and two children Madelyn and Logan.
Thomas J. Interlicchio holds the following registrations: Series 66; Series 7.
Forbes Best-In-State Top Next Gen Wealth Advisors 2023 & 2024
Forbes America's Top Wealth Advisors & Best-In-State Wealth Advisors
Source: Forbes.com (Awarded April 2023) Data compiled by SHOOK Research LLC based on time period from 6/30/21 - 6/30/22.
Securities Agent: OH, NM, NH, DE, CO, PA, OR, TX, NV, GA, MS, WY, SC, MI, MD, WI, WA, IN, CA, AZ, VT, NJ, NC, ME, FL, MO, DC, OK, LA, HI, CT, AR, TN, NY, MA, IL, WV, VA, RI; General Securities Representative; Investment Advisor Representative
NMLS#: 1443744
NMLS#: 1443744
About Andrew B. Goldstein
Andrew B. Goldstein is a Financial Advisor with The Soundview Legacy Group (formerly The Canterbury Group) at Morgan Stanley where he provides holistic financial planning and exceptional service to his clients. With a strong background in finance and a passion for investing, Andrew leverages a wide range of investment vehicles and conducts thorough financial assessments to create tailored strategies for each client. He also plays a key role in analyzing market trends and research to help manage the team’s active portfolios.
Before joining The Soundview Legacy Group, Andrew held several positions within Morgan Stanley and its institutional business, Graystone Consulting, where he specialized in corporate retirement solutions and equity compensation plans. His work focused on identifying strategic investment opportunities that bridge institutional and retail client needs. With expertise in navigating complex corporate structures, Andrew advises clients at all levels, from entry level employees to C suite executives, on matters including single stock concentration diversification and Rule 144 filings.
Andrew earned his bachelor’s degree in finance from the Robert H. Smith School of Business at the University of Maryland, where he was also a member or the OZ Sports Philanthropy Club.
Originally from Briarcliff Manor, New York, Andrew was a decorated multi-sport athlete and dedicated volunteer with organizations like The Miracle League of Westchester and Habitat for Humanity. He now resides in Manhattan’s NoHo neighborhood and enjoys boxing, attending sports events, and traveling in his free time.
Andrew holds the Financial Planning Specialists designation, is Series 7 and 66 Licensed, and has been recognized for his outstanding performance as a member of Morgan Stanley’s Pacesetters Club from 2022 - 2025.
Before joining The Soundview Legacy Group, Andrew held several positions within Morgan Stanley and its institutional business, Graystone Consulting, where he specialized in corporate retirement solutions and equity compensation plans. His work focused on identifying strategic investment opportunities that bridge institutional and retail client needs. With expertise in navigating complex corporate structures, Andrew advises clients at all levels, from entry level employees to C suite executives, on matters including single stock concentration diversification and Rule 144 filings.
Andrew earned his bachelor’s degree in finance from the Robert H. Smith School of Business at the University of Maryland, where he was also a member or the OZ Sports Philanthropy Club.
Originally from Briarcliff Manor, New York, Andrew was a decorated multi-sport athlete and dedicated volunteer with organizations like The Miracle League of Westchester and Habitat for Humanity. He now resides in Manhattan’s NoHo neighborhood and enjoys boxing, attending sports events, and traveling in his free time.
Andrew holds the Financial Planning Specialists designation, is Series 7 and 66 Licensed, and has been recognized for his outstanding performance as a member of Morgan Stanley’s Pacesetters Club from 2022 - 2025.
Securities Agent: AR, MS, OK, MO, KY, IA, GA, CA, WY, RI, ME, MA, DC, CT, CO, TN, MI, NJ, HI, DE, LA, WV, VT, MD, IL, AZ, WI, VA, NM, IN, FL, WA, TX, PA, OR, OH, NY, NH, NC, SC, PR, NV, KS; General Securities Representative; Investment Advisor Representative
NMLS#: 2131709
NMLS#: 2131709
About Seth Thompson
Seth Thompson is diligent in his quest to help clients set and reach their financial goals. But this laser-focus comes with a soft side, including a reputation as someone who listens to clients – no surprise – very intensely. Only in this way can Seth deliver on his core purpose: to make your money work as hard for you as you did for it.
Always employing an educational approach, Seth guides clients in making decisions based on a long-term, goal-focused investment philosophy with their best interests at heart. Seth deeply believes it best to formulate a financial strategy based not on a view of the economy or markets, but rather your own version of financial success. Said another way, the only benchmark Seth cares about is the one that measures your financial goals.
With that said, Seth focuses his efforts on designing, implementing, and monitoring bespoke financial plans. His knowledge of markets, thoughtfulness, and meticulous attention to detail is evident throughout his work. Whether in the accumulation, distribution, or transfer phase of one’s life, Seth’s high-touch approach to communication allows his clients to remain in-the-know and involved in their own successes.
Seth earned his Bachelor of Arts degree from The Pennsylvania State University (University Park, PA) in 2005. Prior to joining Morgan Stanley in 2024, Seth successfully built a thriving and robust practice in Oakmont, PA where he developed his esteemed reputation while working with Edward Jones Investments.
He earned the prestigious CERTIFIED FINANCIAL PLANNER™ (CFP®) designation in 2022 after meeting the rigorous academic, experience, and ethical requirements set forth by the Certified Financial Planner® Board of Standards.
Seth and his wife, Andrea, currently reside in suburban Pittsburgh. Both are avid sports fans who enjoy staying physically active. Additionally, Seth and Andrea are travel enthusiasts and enjoy spending time with friends and family.
Always employing an educational approach, Seth guides clients in making decisions based on a long-term, goal-focused investment philosophy with their best interests at heart. Seth deeply believes it best to formulate a financial strategy based not on a view of the economy or markets, but rather your own version of financial success. Said another way, the only benchmark Seth cares about is the one that measures your financial goals.
With that said, Seth focuses his efforts on designing, implementing, and monitoring bespoke financial plans. His knowledge of markets, thoughtfulness, and meticulous attention to detail is evident throughout his work. Whether in the accumulation, distribution, or transfer phase of one’s life, Seth’s high-touch approach to communication allows his clients to remain in-the-know and involved in their own successes.
Seth earned his Bachelor of Arts degree from The Pennsylvania State University (University Park, PA) in 2005. Prior to joining Morgan Stanley in 2024, Seth successfully built a thriving and robust practice in Oakmont, PA where he developed his esteemed reputation while working with Edward Jones Investments.
He earned the prestigious CERTIFIED FINANCIAL PLANNER™ (CFP®) designation in 2022 after meeting the rigorous academic, experience, and ethical requirements set forth by the Certified Financial Planner® Board of Standards.
Seth and his wife, Andrea, currently reside in suburban Pittsburgh. Both are avid sports fans who enjoy staying physically active. Additionally, Seth and Andrea are travel enthusiasts and enjoy spending time with friends and family.
Securities Agent: FL, CA, IN, NV, CO, MS, GA, NY, ME, HI, DC, WV, WI, WA, PA, MO, CT, RI, MD, DE, OH, OK, NM, NH, MA, WY, TN, IL, SC, OR, NJ, AZ, VT, VA, TX, NC, MI; General Securities Representative; Investment Advisor Representative
NMLS#: 1833041
NMLS#: 1833041
About Mario Tripicchio
With 22 years of industry experience, Mario has been dedicated to helping families and businesses achieve their financial and personal goals since he began in 2002. Joining Morgan Stanley in 2007, Mario prides itself on providing tailored solutions for any scenario, ensuring that clients receive comprehensive support in navigating their most complex financial challenges.
Mario's passion for his work stems from his commitment to his clients, whom he considers friends. He believes that spending quality time with them is the most rewarding aspect of his role. He is fluent in Italian and holds a life insurance license, along with registrations from FINRA, NYSE American LLC, Nasdaq, and NYSE. Educated at Concordia (now part of Iona) in Tuckahoe, NY, where he earned his B.S. in Business, Mario is an avid golfer and a lover of NYC culture. While most of his immediate family resides in the U.S., he maintains close ties with his extended family overseas, visiting them every couple of years.
Mario's passion for his work stems from his commitment to his clients, whom he considers friends. He believes that spending quality time with them is the most rewarding aspect of his role. He is fluent in Italian and holds a life insurance license, along with registrations from FINRA, NYSE American LLC, Nasdaq, and NYSE. Educated at Concordia (now part of Iona) in Tuckahoe, NY, where he earned his B.S. in Business, Mario is an avid golfer and a lover of NYC culture. While most of his immediate family resides in the U.S., he maintains close ties with his extended family overseas, visiting them every couple of years.
Securities Agent: MD, MS, SC, NC, CA, OH, MI, ME, IL, DC, RI, NJ, NH, FL, VA, PA, MA, GA, WI, NV, NM, AR, WA, TX, OK, NY, VT, TN, OR, HI, DE, CO, MO, CT, AZ, WY, WV, LA, IN; General Securities Representative; Investment Advisor Representative
NMLS#: 1285133
NMLS#: 1285133
About Christopher Stone
Christopher Stone is a Financial Advisor with The Soundview Legacy Group (formerly The Canterbury Group) at Morgan Stanley. He and his team deliver tailored financial strategies with a disciplined, research-driven approach. With a focus on retirement and estate planning, Chris strives to build strong, long-term relationships with his clients empowering them with the knowledge and support they need to make informed financial decisions.
Before joining Morgan Stanley in 2022, Chris built a distinguished 20+ year career in equity trading. He served as a Trader at Axiom Investors executing Asian equity and currency orders while cultivating strong relationships with leading brokerage firms. His experience includes eight years as Assistant Vice President of Active Equity Trading at Deutsche Asset Management, followed by senior trading roles at Akana Capital Management and International Value Advisers, LLC where he spent eleven years developing his investment expertise.
Chris holds an MBA in Finance from St. John’s University and a bachelor’s degree in Anthropology from the University at Buffalo. He has earned the Chartered Retirement Planning Counselor (CRPC) and Certified Exit Planning Advisor (CEPA) designations, reflecting his commitment to comprehensive financial planning. His outstanding performance has been recognized with inclusion in Morgan Stanley’s Pacesetters Club for 2025.
Outside of work, Chris enjoys spending time with his family through various recreational activities, including hiking, skiing, tennis, and swimming. A passionate Buffalo Bills fan, Chris is also an avid clarinet player.
Before joining Morgan Stanley in 2022, Chris built a distinguished 20+ year career in equity trading. He served as a Trader at Axiom Investors executing Asian equity and currency orders while cultivating strong relationships with leading brokerage firms. His experience includes eight years as Assistant Vice President of Active Equity Trading at Deutsche Asset Management, followed by senior trading roles at Akana Capital Management and International Value Advisers, LLC where he spent eleven years developing his investment expertise.
Chris holds an MBA in Finance from St. John’s University and a bachelor’s degree in Anthropology from the University at Buffalo. He has earned the Chartered Retirement Planning Counselor (CRPC) and Certified Exit Planning Advisor (CEPA) designations, reflecting his commitment to comprehensive financial planning. His outstanding performance has been recognized with inclusion in Morgan Stanley’s Pacesetters Club for 2025.
Outside of work, Chris enjoys spending time with his family through various recreational activities, including hiking, skiing, tennis, and swimming. A passionate Buffalo Bills fan, Chris is also an avid clarinet player.
Securities Agent: VA, AL, VT, PR, LA, GA, TX, CA, WA, RI, HI, FL, AZ, PA, MA, KY, OK, OH, MD, IA, WY, WI, OR, NC, ME, DE, MO, IL, DC, IN, TN, SC, NH, CT, NY, NJ, CO, WV, NV, NM, MS, MI; General Securities Representative; Investment Advisor Representative
NMLS#: 2435578
NMLS#: 2435578
About Steven Bekoff
Steven Bekoff is a Vice President at The Soundview Legacy Group, bringing over 18 years of experience in financial services. He is dedicated to delivering first-class client service and providing strategic operational support to the team’s clients. Steven works closely with the group’s Financial Advisors to create performance reports, implement investment decisions, and oversee the setup and reporting of Alternative Investments and managed accounts. He is also responsible for executing buy and sell trade orders.
Steven earned his B.S. in Sports Management from the University of Massachusetts, Amherst. He lives on Long Island, with his wife, Jodi, and their two children, Zach, and Avery. Outside of work, he enjoys spending time with his family and staying active in his community.
Licenses & Registrations: Series 66, Series 7
Steven earned his B.S. in Sports Management from the University of Massachusetts, Amherst. He lives on Long Island, with his wife, Jodi, and their two children, Zach, and Avery. Outside of work, he enjoys spending time with his family and staying active in his community.
Licenses & Registrations: Series 66, Series 7
About Svetlana Fiumara
Svetlana Fiumara is a Registered Client Service Associate for the Soundview Legacy Group at Morgan Stanley. Svetlana plays a vital role in providing administrative and operational support to the team’s financial advisors. Svetlana is passionate about building meaningful relationships and assisting them in achieving their financial and personal goals.
Svetlana graduated from Pace University with a degree in Business studies. She holds Series 7 and Series 66 licenses and is a Registered Associate. Outside of the office, Svetlana enjoys spending time with her family and loves skiing. She also has a passion for ballet and classic literature.
Svetlana graduated from Pace University with a degree in Business studies. She holds Series 7 and Series 66 licenses and is a Registered Associate. Outside of the office, Svetlana enjoys spending time with her family and loves skiing. She also has a passion for ballet and classic literature.
About Audra Gerken
Audra Gerken is a dedicated financial services professional with nearly 20 years of experience at Morgan Stanley. She began her career in 2004 as a Sales Assistant in the White Plains office, where she quickly established herself as a valuable team member. In 2005, Audra transitioned to the wealth management office in Purchase, serving as Executive Assistant to the Director of the Branch Managers Task Force.
Her career took a significant step forward in 2006 when Marc Goldstein recruited her to join his team as a Client Service Associate. In this role, Audra has consistently demonstrated her ability to build meaningful client relationships through her exceptional service and attention to detail. Her administrative expertise and commitment to excellence have made her an indispensable part of the team.
Originally from the Bronx, Audra has lived in Westchester County with her husband, Richard, since 1993. She takes great pride in her family, including her two daughters, Crystal and Danielle, and her grandson, David. When not assisting clients, Audra enjoys traveling and spending quality time with her family at the beach.
Her career took a significant step forward in 2006 when Marc Goldstein recruited her to join his team as a Client Service Associate. In this role, Audra has consistently demonstrated her ability to build meaningful client relationships through her exceptional service and attention to detail. Her administrative expertise and commitment to excellence have made her an indispensable part of the team.
Originally from the Bronx, Audra has lived in Westchester County with her husband, Richard, since 1993. She takes great pride in her family, including her two daughters, Crystal and Danielle, and her grandson, David. When not assisting clients, Audra enjoys traveling and spending quality time with her family at the beach.
About Jack Howe
Jack is a Wealth Management Analyst at the Soundview Legacy Group at Morgan Stanley, where he plays a key role in supporting the team's day-to-day operations. He works closely with financial advisors to ensure smooth execution across client service, investment operations, and administrative processes. Jack is eager to contribute to a high-performing team, continue learning from experienced advisors, and help create a seamless experience for clients.
He graduated from Georgetown University with a degree in Finance and a minor in Studio Art. While at Georgetown, he was also a proud member of the Men's Lacrosse team, where he developed a strong work ethic, teamwork, and leadership skills.
Before joining Morgan Stanley, Jack worked at BNY Mellon as an Investment Consultant, where he partnered with capital markets teams to support financial advisors with investment solutions.
Outside of the office, Jack enjoys running, playing basketball and golf, spending time with family, and exploring New York City.
He graduated from Georgetown University with a degree in Finance and a minor in Studio Art. While at Georgetown, he was also a proud member of the Men's Lacrosse team, where he developed a strong work ethic, teamwork, and leadership skills.
Before joining Morgan Stanley, Jack worked at BNY Mellon as an Investment Consultant, where he partnered with capital markets teams to support financial advisors with investment solutions.
Outside of the office, Jack enjoys running, playing basketball and golf, spending time with family, and exploring New York City.
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The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Marianne Murphy
Private Banker
About Marianne Murphy
Marianne Murphy is a Private Banker serving Morgan Stanley Wealth Management offices in New York and Connecticut.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Marianne began her career in financial services in 2015 and joined Morgan Stanley in 2018 as an Associate Private Banker in Midtown Manhattan. Prior to joining the firm, she was a Commercial Credit Underwriting Officer at BNB Bank.
Marianne is a graduate of the Saint Francis College, where she received a Bachelor of Science in Economics and Finance. She lives in South Norwalk, Connecticut with her husband. Outside of the office, Marianne enjoys kayaking and is always catching the latest released movies or Yankees game.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Marianne began her career in financial services in 2015 and joined Morgan Stanley in 2018 as an Associate Private Banker in Midtown Manhattan. Prior to joining the firm, she was a Commercial Credit Underwriting Officer at BNB Bank.
Marianne is a graduate of the Saint Francis College, where she received a Bachelor of Science in Economics and Finance. She lives in South Norwalk, Connecticut with her husband. Outside of the office, Marianne enjoys kayaking and is always catching the latest released movies or Yankees game.
NMLS#: 1732135
Private Bankers, Ultra High Net Worth ("UHNW") Specialists, PBG Market Managers, Lending Advisors, Mortgage Consultants, Regional Mortgage Specialist, Cash Management Specialists, Associate Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
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- Set themselves apart by offering comprehensive financial wellness benefits.
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CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
4Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
8Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
10Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
11Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
12Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
4Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
8Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
10Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
11Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
12Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025)
