First Vice President, Financial Advisor, Investment Management Consultant, Senior Portfolio Manager
Phone:
(501) 221-6111(501) 221-6111
Huie Carter Group at Morgan Stanley
Direct:
(501) 221-6389(501) 221-6389
Toll-Free:
(800) 879-0089(800) 879-0089
Our Mission Statement
We help strengthen your family’s financial security through tailored advice and customized solutions, empowering you to preserve and enjoy the wealth you’ve worked so hard to earn and leave the legacy you envision.
About Us
At the Huie Carter Group at Morgan Stanley, we strive to make a difference in your life. We are a father/daughter team who bring complementary skills to wealth planning. We provide you and your family with generational guidance and strategies to help meet your personal and financial goals. And, as a family team, when you call our office you reach us directly, not a junior associate. We are committed to providing you with concierge-level service.
For us, success is much more than providing investment advice. It is about getting to know you, your values and goals. It is about helping you to attain and maintain the wealth you worked hard to achieve. It is about helping you do what is most important to you, whether it is transitioning from accumulation to income for retirement, funding your child’s or grandchild’s education, purchasing a second home, or spending time on your philanthropic activities. It also is about building lasting relationships and including you as part of our extended family.
We know that your life involves more than your financial picture, and at times our conversations may have nothing to do with money. We provide guidance and are a sounding board for almost any issue you face. We are dedicated to our clients and look forward to earning your trust.
For us, success is much more than providing investment advice. It is about getting to know you, your values and goals. It is about helping you to attain and maintain the wealth you worked hard to achieve. It is about helping you do what is most important to you, whether it is transitioning from accumulation to income for retirement, funding your child’s or grandchild’s education, purchasing a second home, or spending time on your philanthropic activities. It also is about building lasting relationships and including you as part of our extended family.
We know that your life involves more than your financial picture, and at times our conversations may have nothing to do with money. We provide guidance and are a sounding board for almost any issue you face. We are dedicated to our clients and look forward to earning your trust.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
PLANNING DEEP DIVE
Our wealth management process begins with you, your investment objectives and your financial goals. Holistic in its approach, it may encompass all the elements of your financial life - your investments and your cash management needs - making sure they align with your goals and wealth management plan.
At The Huie Carter Group, we understand that the goals you set today will evolve over time. Your plan will evolve with them - and with the changing circumstances of your life.
Leveraging a sophisticated suite of analytic tools, as well as extensive resources of Morgan Stanley, we can help you take charge of your financial future and
achieve your goals. Below, we have provided some links that will introduce you to a few tools that we use, please click to learn more about them. We hope that you will return often to learn more about topics impacting your wealth
At The Huie Carter Group, we understand that the goals you set today will evolve over time. Your plan will evolve with them - and with the changing circumstances of your life.
Leveraging a sophisticated suite of analytic tools, as well as extensive resources of Morgan Stanley, we can help you take charge of your financial future and
achieve your goals. Below, we have provided some links that will introduce you to a few tools that we use, please click to learn more about them. We hope that you will return often to learn more about topics impacting your wealth
Goals Planning System
Goals Planning System (GPS) is Morgan Stanley's own
integrated planning tool. Built on the Firm's intellectual
capital and capabilities, GPS is an intuitive and efficient
platform used to quickly assess whether a client is "On Track" to achieving their financial goals.
Start Planning Nowintegrated planning tool. Built on the Firm's intellectual
capital and capabilities, GPS is an intuitive and efficient
platform used to quickly assess whether a client is "On Track" to achieving their financial goals.
LifeView - Intelligent Planning
LifeView is a suite of planning tools that includes goal
specific analysis that we can use with our clients to
create a realistic, integrated strategy that incorporates
the various aspects of an individual's financial life,
including investments and cash management needs. Fill
out the questionnaire to get started talking with us about
creating a personalized strategy for your long-term goals.
Complete Questionnaire Herespecific analysis that we can use with our clients to
create a realistic, integrated strategy that incorporates
the various aspects of an individual's financial life,
including investments and cash management needs. Fill
out the questionnaire to get started talking with us about
creating a personalized strategy for your long-term goals.
Aladdin - Intelligent Risk Management
There's a chance your portfolio may be at risk, but how
you manage that risk is what matters.
Portfolio Risk Platform - Powered by Aladdin is a risk management platform that provides comprehensive risk estimation and reporting across a broad range of asset classes and security types. This platform provides both an overview and a detailed view to better enable risk to be effectively monitored and managed.
Learn More Hereyou manage that risk is what matters.
Portfolio Risk Platform - Powered by Aladdin is a risk management platform that provides comprehensive risk estimation and reporting across a broad range of asset classes and security types. This platform provides both an overview and a detailed view to better enable risk to be effectively monitored and managed.
Strategy - Intelligent Withdrawals
Building wealth is a means to an end. Taxes can eat up a
significant portion of your assets upon withdrawal. This is
why its vital to look at your entire portfolio and coordinate liquidation to help reduce the impact of taxes and potentially improve investment results. The decisions your make today can help you save for years to come.
significant portion of your assets upon withdrawal. This is
why its vital to look at your entire portfolio and coordinate liquidation to help reduce the impact of taxes and potentially improve investment results. The decisions your make today can help you save for years to come.
Spending and Budgeting Tool
One way to manage savings is by using Morgan Stanley's
Spending and Budgeting tool. These tools help advisors
monitor client cash flows across both internal and
external accounts. It also tracks spending patterns and
produces an income and expense analysis to help clients
achieve their goals by adjusting their spending behavior
when necessary.
Spending and Budgeting tool. These tools help advisors
monitor client cash flows across both internal and
external accounts. It also tracks spending patterns and
produces an income and expense analysis to help clients
achieve their goals by adjusting their spending behavior
when necessary.
Our Process
Our most important goal: To help you achieve your objectives, providing guidance that helps your wealth do more for you.
At the Huie Carter Group, we are committed to building a relationship of trust in which we can work closely with you to help you define your objectives, explore alternatives and choose the financial and investment strategies that are most appropriate for you.
At the Huie Carter Group, we are committed to building a relationship of trust in which we can work closely with you to help you define your objectives, explore alternatives and choose the financial and investment strategies that are most appropriate for you.
Step 1: Introduction
We start with a casual conversation to learn about your financial challenges and how we may help. If we all agree to proceed, we'll set up our next meeting and seek additional critical financial information.
Step 2: Discovery
We continue the conversation by developing an in-depth discussion in which we learn about the beliefs that influence your actions and discover any unique situations. We also go over the materials you've provided and establish your priorities.
Step 3: Asset Transfer
With your approval, we begin to transfer any assets to Morgan Stanley, safely and securely. Once the transfer is complete, we begin our goals-based financial planning process
Step 4: Financial Plan Development
Utilizing proprietary tools and insights from Morgan Stanley, we develop a personalized financial plan that integrates all of your assets into one plan
Step 5: Plan Presentation And Implementation
In this step, we present appropriate strategies that are designed to work together to achieve your goals. Upon your approval, we will initiate the investment recommendations and begin to implement the strategies we've discussed.
Step 6: Ongoing Service And Plan Review
Committed to best in-class service, we focus on developing a relationship that provides special value to you and your family. We understand that personal needs and the markets both evolve over time, so we will set up ongoing meetings to ensure we stay on track to achieve your goals. As we begin working together, we will get you set up with all the proper tools so you can have immediate access to your account information.
Digital Offerings
Our comprehensive suite of digital tools are designed to help enhance every aspect of your financial life. Here are a few of the technologies we have to offer our clients.
Morgan Stanley Online
Your investments and everyday finances are always just a few clicks away with Morgan Stanley Online (MSO) and the Morgan Stanley Mobile App.
Learn More About MSO
Goals Planning System
Our Goals Planning System is built on Morgan Stanley's intellectual capital and capabilities, to provide you with comprehensive investing and planning solutions for your individual goals. Contact your Financial Advisor to start the conversation.
Learn More About GPS
eDelivery
eDelivery provides you with the ability to view statements and other Firm documents electronically in lieu of paper. Clients who are registered in Morgan Stanley Online may enroll in eDelivery.
Enroll in eDelivery
Online Security Center
At Morgan Stanley, safeguarding your assets and personal information is among our highest priorities. Learn about our security measures and use our resources and ideas to help protect yourself online.
Learn More About Online Security
Spending & Budgeting Tool
Track spending habits, categorize expenses and create budgets across your Morgan Stanley and external financial accounts. Our Spending and Budgeting Tool makes it easy for you and your Financial Advisor to see your complete financial picture.
Spending & Budgeting Tool
Total Wealth View
Complete your financial picture with Total Wealth View. By linking your account information, you will benefit from more informed wealth planning, more secure data access, and convenient connectivity.
Learn More About Total Wealth ViewMorgan Stanley Reserved Living & Giving
Clients with $1 million+ in assets and liabilities at Morgan Stanley are eligible to enroll in the Reserved Living & Giving program. As a Reserved member, clients will have access to exclusive partner offers and discounts, as well as thought leadership content on a variety of lifestyle and personal finance topics.
Reserved Living & Giving
Enroll now to start enjoying all of our exclusive discounts and partnership offers. Feel free to reach out to us for more information or follow the below link to begin using your Reserved benefits today!
Enroll in Reserved Living & Giving
Reserved Offers
Exclusive offers to keep Reserved Clients and their families safe and engaged. Offers span across such categories as Dining, Health & Wellness, Travel, Entertainment and more.
View Our Latest Offers
Reserved Insights
Curated insights and articles spanning such topics as Family, Lifestyle, Health & Planning, Travel, and Giving Back.
Read the Latest Insights
Signature Access
Signature Access, the highest tier of Morgan Stanley’s complimentary loyalty program Reserved Living & Giving, gives clients with $10 million or more in assets at the firm access to world class services such as Private Health Advisory, Personal Cybersecurity Services, Aircraft Management and more in addition to all the discounts and content available through Reserved Living & Giving.
Enroll in Signature AccessLocation
2200 N Rodney Parham Rd
Ste 100
Little Rock, AR 72212
US
Direct:
(501) 221-6389(501) 221-6389
Toll-Free:
(800) 879-0089(800) 879-0089
Meet Huie Carter Group
Lindsay Carter
First Vice President, Wealth Management, Financial Advisor, Portfolio Manager
Phone:
(501) 221-6389(501) 221-6389
Tina Donoho
Client Service Associate
Phone:
(501) 221-6330(501) 221-6330
About Casey Huie
For more than 30 years, Casey has been helping clients navigate complex financial situations. He is dedicated to discovering what is meaningful in clients’ lives, so they can spend time doing what they enjoy most. Casey is especially proud of the lasting relationships he has developed with clients. He has guided them through the ups and downs of the markets and through different stages of their lives.
Having been with Morgan Stanley or its predecessor firms since 1986, Casey is well-positioned to help clients access the comprehensive suite of services of the Firm. He is pleased to be working alongside his daughter, Lindsay, as his business partner in the Huie Carter Group. Prior to joining Morgan Stanley, Casey was in the automobile and fitness industries for a short while, before he found his passion helping clients achieve financial success.
After attending the University of Central Arkansas on a music scholarship, Casey settled in his hometown of Little Rock, Arkansas. Casey’s hobbies include spending time with his family and grandchildren, Maddie and Owen, playing trombone, being the bandleader of a local eight piece ensemble, exercising and the occasional hunting or fishing trip.
Having been with Morgan Stanley or its predecessor firms since 1986, Casey is well-positioned to help clients access the comprehensive suite of services of the Firm. He is pleased to be working alongside his daughter, Lindsay, as his business partner in the Huie Carter Group. Prior to joining Morgan Stanley, Casey was in the automobile and fitness industries for a short while, before he found his passion helping clients achieve financial success.
After attending the University of Central Arkansas on a music scholarship, Casey settled in his hometown of Little Rock, Arkansas. Casey’s hobbies include spending time with his family and grandchildren, Maddie and Owen, playing trombone, being the bandleader of a local eight piece ensemble, exercising and the occasional hunting or fishing trip.
Securities Agent: KS, TX, NC, SC, WI, MO, DE, OK, IL, CA, NY, MI, GA, FL, AR, MA, MS, IN, VA, TN, OH, LA, CO; General Securities Representative; Investment Advisor Representative
NMLS#: 1421425
NMLS#: 1421425
About Lindsay Carter
Lindsay provides comprehensive financial planning services that encompass both sides of clients’ balance sheets and all aspects of their financial lives. Beginning her career as a Financial Advisor two years prior to the Great Recession reinforced her dedication to the principles of sound financial planning. She has focused her career on actively listening to her clients, providing guidance on all financial matters and delivering exceptional service.
Growing up with parents who were both entrepreneurs, Lindsay learned early on the value of excellent service, carrying that skill with her to her work with clients. Lindsay earned her Bachelor of Science in International Business Administration and her Masters of Business Administration at the University of Arkansas at Little Rock. After graduation, she joined Morgan Stanley and partnered with her father, Casey, to form the Huie Carter Group.
Dedicated to giving back, Lindsay is on the Board of Directors of two non-profit organizations: The One, Inc., which provides mobile resources for the unsheltered population in central AR, and Economics Arkansas, which offers financial and economic literacy programs in AR.
Lindsay and her two children enjoy spending time with family and friends, traveling to new and exiting places and loving on their three german shepherds.
Growing up with parents who were both entrepreneurs, Lindsay learned early on the value of excellent service, carrying that skill with her to her work with clients. Lindsay earned her Bachelor of Science in International Business Administration and her Masters of Business Administration at the University of Arkansas at Little Rock. After graduation, she joined Morgan Stanley and partnered with her father, Casey, to form the Huie Carter Group.
Dedicated to giving back, Lindsay is on the Board of Directors of two non-profit organizations: The One, Inc., which provides mobile resources for the unsheltered population in central AR, and Economics Arkansas, which offers financial and economic literacy programs in AR.
Lindsay and her two children enjoy spending time with family and friends, traveling to new and exiting places and loving on their three german shepherds.
Securities Agent: TN, AR, VA, NC, IN, TX, SC, FL, MA, MS, LA, IL, DE, CO, WI, OK, NY, MI, KS, GA, OH, MO, CA; General Securities Representative; Investment Advisor Representative; Managed Futures
About Tina Donoho
As Client Service Associate and the key relationship manager, Tina is instrumental in the development and implementation of our in-house client monitoring and review system. Her focus areas include client management and personal service, our clients' experience, account maintenance, online support and organization.
Tina has been with Morgan Stanley since July of 2014. She joined the firm after going back to college and completing her Business/Accounting degree. Tina is client-centered and enjoys maintaining those relationships through service. She is highly motivated and adds an exceptional level of efficiency and knowledge to the team through her five plus years in the finance industry and twenty years of experience in the technology industry.
Tina is from Hot Springs and commutes to our office on Rodney Parham in Little Rock daily. She has three grown boys and several grandchildren. Visiting with family and friends is part of how she enjoys spending some of her time outside of work, as well as visiting Art Galleries, Museums, and attending live band performances. Along with her hobby of re-purposing and crafting, she also enjoys being outdoors - working in the yard, hiking, kayaking, camping, exploring and Geocaching.
Tina has been with Morgan Stanley since July of 2014. She joined the firm after going back to college and completing her Business/Accounting degree. Tina is client-centered and enjoys maintaining those relationships through service. She is highly motivated and adds an exceptional level of efficiency and knowledge to the team through her five plus years in the finance industry and twenty years of experience in the technology industry.
Tina is from Hot Springs and commutes to our office on Rodney Parham in Little Rock daily. She has three grown boys and several grandchildren. Visiting with family and friends is part of how she enjoys spending some of her time outside of work, as well as visiting Art Galleries, Museums, and attending live band performances. Along with her hobby of re-purposing and crafting, she also enjoys being outdoors - working in the yard, hiking, kayaking, camping, exploring and Geocaching.
Contact Casey Huie
Contact Lindsay Carter
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
Article Image
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
To Manage Risks, You Have to See Them First
Article Image
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
Article Image
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
Article Image
Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Ready to start a conversation? Contact Huie Carter Group today.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
6Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
7Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
6Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
7Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
