My Story and Services

Frank Delli Carpini, Senior Vice President – Wealth Management, serves high net worth individuals through customizing investment portfolios and strategies within Morgan Stanley. Since beginning his career in 1991, Frank has worked diligently to broaden his scope and knowledge in various areas of tactical investment strategy. Over the past two decades he has become a student of the markets and has received his Wealth Advisor as well as Senior Portfolio Manager delegations.

Frank's areas of concentration range from equities to fixed income and advanced portfolio construction. With over twenty three years of experience, Frank has weathered some of the best markets as well as some of the most difficult. This large scope of experience is what helps him be patient when needed and tactical when necessary. He is committed to directing the Delli Carpini Wealth Management team with a client centric-service oriented philosophy in order to compliment quality investment strategy and results.

Frank's focus is not only investment management but developing relationships with his clients to fully understand and deliver a holistic wealth management strategy that enables him and his team to help preserve and grow client assets. Delli Carpini Wealth Management will provide tailored investment strategies and comprehensive wealth planning through its belief in the philosophy of "Advice Beyond Investing".

Prior to joining Morgan Stanley, Frank was a Senior Vice Presient at UBS, was a Managing Director at Belle Haven Investments in Greenwich, CT and a Financial Advisor at Smith Barney for the nine years prior. He graduated from Iona College in Rochelle, New York and holds his Series 7, 63, 65, 24 and 4 securities licenses.
Services Include
  • 401(k) Rollovers
  • 529 Plans1
  • Alternative Investments2
  • Annuities3
  • Financial Planning4
  • Fixed Income5
  • Lending Products
  • Life Insurance6
  • Long Term Care Insurance7
  • Qualified Plans
  • Retirement Planning8
  • Trust Accounts9
Securities Agent: PR, AL, AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, IN, KS, LA, MA, MD, MI, MN, MO, MT, NC, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, VI, VT, WA, WI, WY; Investment Advisor Representative; General Securities Representative
NMLS#: 1608151
Check the background of Our Firm and Investment Professional on FINRA's BrokerCheck.*

Working With You

We work to understand your full financial picture. Our process is comprehensive, beginning with getting to know you and understanding your unique goals and challenges. We then assess your risk tolerance, current portfolio and asset allocation. Once a relationship is established, we create a financial plan for you as well as an investment strategy. We monitor your plan and investments on a regular basis and review with you, as necessary. As our client, you should feel as though you have a partner in your financial life, helping you to make decisions on the things that matter most to you.

    Clients

    Our clients are the reason we love what we do. For us, no day is like another. Our clients are diverse and range from ordinary investors to high-net-worth families and corporate retirement plans. We help them to plan for their kids' college expenses, save for retirement, grow their businesses, give to charity, and create lasting legacies. We believe in having strong relationships and know our clients, personally and professionally.

      Location

      522 5th Avenue, 11th
      Floor
      New York, NY 10036
      US
      Direct:
      (212) 603-6204(212) 603-6204

      Investment and Market Perspectives

      On the Markets

      Retirement

      Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
      • 401(k) Rollovers
      • IRA Plans
      • Retirement Income Strategies
      • Retirement Plan Participants
      • Annuities
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      Investing

      Working closely with you to guide your wealth and investments through the most challenging market cycles.
      • Asset Management
      • Wealth Planning
      • Traditional Investments
      • Alternative Investments
      • Impact Investing
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      • Retirement Plan Sponsors
      • Qualified Retirement Plans
      • Corporate Pension Funds
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      Ready to start a conversation? Contact Frank Dellicarpini today.
      Market Information Delayed 20 Minutes
      1Investors should consider many factors before deciding which 529 plan is appropriate. Some of these factors include: the Plan’s investment options and the historical investment performance of these options, the Plan’s flexibility and features, the reputation and expertise of the Plan’s investment manager, Plan contribution limits and the federal and state tax benefits associated with an investment in the Plan. Some states, for example, offer favorable tax treatment and other benefits to their residents only if they invest in the state’s own Qualified Tuition Program. Investors should determine their home state’s tax treatment of 529 plans when considering whether to choose an in-state or out-of-state plan. Investors should consult with their tax or legal advisor before investing in any 529 Plan or contact their state tax division for more information. Morgan Stanley Smith Barney LLC does not provide tax and/or legal advice. Investors should review a Program Disclosure Statement, which contains more information on investment options, risk factors, fees and expenses and possible tax consequences.

      2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are suitable only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.

      3Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.

      4Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences.

      5Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.

      6Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.

      7Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.

      8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

      9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.

      The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.

      Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.

      The securities/instruments, services, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.

      Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.

      The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.

      *References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.


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