Diane Raben, CFP®, CIMA®
Senior Vice President,
Financial Advisor
Direct:
(310) 573-4610(310) 573-4610
My Mission Statement
Experienced wealth planning services for your life and legacy goals
My Story and Services
Diane works with high net worth individuals, their families, and small business owners to provide customized financial planning and investment solutions to address their unique needs. She is dedicated to providing sound financial advice and excellent client service. Diane emphasizes the importance of comprehensive financial and wealth planning. This goes beyond retirement planning and encompasses risk management, insurance planning, equity compensation plans, education planning, and legacy planning strategies that may include assisting clients with fulfilling their philanthropic intentions.
Diane has committed herself to continued, higher learning. Diane received bachelors degree from the University of California, Los Angeles and has completed her coursework for the Certified Investment Management Analyst® SM (CIMA®) certification at UC Berkeley’s Haas School of Business and was awarded the designation in 2011. Diane was awarded her Certified Financial Planning (CFP®) designation in 2012.
Diane lives in Los Angeles and is a proud mother of her twins. Both her son and daughter are freshman attending universities. Diane continues to be an active volunteer in her children’s university parent organizations as well as volunteering in a variety of charitable causes in the greater Los Angeles community. Professionally, she is a member of the Investment Management Consultants Association.
Diane has committed herself to continued, higher learning. Diane received bachelors degree from the University of California, Los Angeles and has completed her coursework for the Certified Investment Management Analyst® SM (CIMA®) certification at UC Berkeley’s Haas School of Business and was awarded the designation in 2011. Diane was awarded her Certified Financial Planning (CFP®) designation in 2012.
Diane lives in Los Angeles and is a proud mother of her twins. Both her son and daughter are freshman attending universities. Diane continues to be an active volunteer in her children’s university parent organizations as well as volunteering in a variety of charitable causes in the greater Los Angeles community. Professionally, she is a member of the Investment Management Consultants Association.
Securities Agent: MA, MI, NY, VA, MT, IN, NJ, NH, DE, DC, CA, SC, OR, IL, HI, TX, ID, CT, WV, WA, UT, NC, AZ, PA, CO, NV, FL, MD, TN; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1301235
CA Insurance License #: 0C71587
NMLS#: 1301235
CA Insurance License #: 0C71587
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Location
100 Wilshire Blvd
Ste 1900
Santa Monica, CA 90401
US
Direct:
(310) 573-4610(310) 573-4610
Fax:
(415) 419-8179(415) 419-8179
Wealth Management
Global Investment Office
Portfolio Insights
Ready to start a conversation? Contact Diane Raben today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
