Carolyn Weiss, CFP®
Senior Vice President,
Financial Advisor
Direct:
(631) 755-8912(631) 755-8912
Toll-Free:
(800) 477-7522(800) 477-7522
My Mission Statement
Helping clients prepare for and navigate through the never-ending transitions of life
Carolyn Weiss
My clients are the foundation of my practice. I am committed to making a meaningful difference in their lives by guiding them in an effort to make well-informed financial decisions, helping them to attain their goals, and striving to transcend their expectations. My dedication to this commitment encompasses providing a high level of client service, both proactively and responsively. I anticipate changes and challenges in my client’s lives which can enable them to be prepared to meet those circumstances as they arise. I endeavor to earn my clients' trust, thereby building long-lasting relationships with them and their families.
As a Certified Financial Planner, I listen carefully, ask probing questions, educate at every opportunity, and methodically implement strategies to help address problems in a highly tailored and personal manner. The dedicated role I serve for my clients is to answer the questions that worry them most. Their confidence in me to create a personalized analysis with solutions for their deepest concerns, both now and in the future, is rooted in my extensive experience and my personal and frequent communication with them. These are things that no amount of spreadsheets and leather-bound “financial plans” can accomplish by themselves.
I believe that without a goal, there can be no plan; without a plan, there is no chance of success.
Since joining Morgan Stanley in 1995, I have concentrated on developing the capability to relate to, deal with and understand the total scope of a financial situation.
In addition to directing my work experience skills toward developing, implementing and managing financial strategies, my focus is on Retirement Income Planning, Estate Planning Strategies, Medicaid Planning as well as Special Needs Planning.
I obtained the CERTIFIED FINANCIAL PLANNER™ accreditation in 2002 and hold a Series 7 License, an Annuity/Insurance License, an Accident and Health License, and a Commodities License.
Thanks to the trust and commitment that my clients have placed in me, as well as the support from my Client Service Associate and Morgan Stanley, I have been named to the "Forbes Top Women Best-In-State" ranking for 2022, 2023, and 2024, "Forbes Top Women Wealth Advisors" of 2021 and "Working Mother and SHOOK Research's Top Wealth Advisor Moms" for 2021. Please click the link below and visit the "Awards and Recognitions" tab to learn more.
2021-2024 Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors Best-In- State (formerly referred to as Forbes Top Women Wealth Advisors, Forbes America's Top Women Wealth Advisors)
Source: Forbes.com (Awarded 2021-2024). Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
Working Mother Magazine & SHOOK Research's Top Wealth Advisor Moms
Source: Workingmother.com (Awarded Oct 2021) Data compiled by SHOOK Research LLC based on time period from 3/31/20 - 3/31/21.
As a Certified Financial Planner, I listen carefully, ask probing questions, educate at every opportunity, and methodically implement strategies to help address problems in a highly tailored and personal manner. The dedicated role I serve for my clients is to answer the questions that worry them most. Their confidence in me to create a personalized analysis with solutions for their deepest concerns, both now and in the future, is rooted in my extensive experience and my personal and frequent communication with them. These are things that no amount of spreadsheets and leather-bound “financial plans” can accomplish by themselves.
I believe that without a goal, there can be no plan; without a plan, there is no chance of success.
Since joining Morgan Stanley in 1995, I have concentrated on developing the capability to relate to, deal with and understand the total scope of a financial situation.
In addition to directing my work experience skills toward developing, implementing and managing financial strategies, my focus is on Retirement Income Planning, Estate Planning Strategies, Medicaid Planning as well as Special Needs Planning.
I obtained the CERTIFIED FINANCIAL PLANNER™ accreditation in 2002 and hold a Series 7 License, an Annuity/Insurance License, an Accident and Health License, and a Commodities License.
Thanks to the trust and commitment that my clients have placed in me, as well as the support from my Client Service Associate and Morgan Stanley, I have been named to the "Forbes Top Women Best-In-State" ranking for 2022, 2023, and 2024, "Forbes Top Women Wealth Advisors" of 2021 and "Working Mother and SHOOK Research's Top Wealth Advisor Moms" for 2021. Please click the link below and visit the "Awards and Recognitions" tab to learn more.
2021-2024 Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors Best-In- State (formerly referred to as Forbes Top Women Wealth Advisors, Forbes America's Top Women Wealth Advisors)
Source: Forbes.com (Awarded 2021-2024). Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
Working Mother Magazine & SHOOK Research's Top Wealth Advisor Moms
Source: Workingmother.com (Awarded Oct 2021) Data compiled by SHOOK Research LLC based on time period from 3/31/20 - 3/31/21.
Securities Agent: CA, MD, TX, GA, FL, CT, UT, NY, DE, CO, DC, VA, PR, MA, IL, NJ, NC, KS, PA, ME; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1310749
NMLS#: 1310749
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Estate Planning
Planning your estate is an ongoing process filled with hard emotional decisions. My goal is to simplify this process and help my clients understand what they are really trying to achieve with the wealth they have built over the course of their lifetime. The resources below provide a few of the key items that go into estate planning. If you have any questions or would like to discuss the estate planning process please feel free to reach out:
Preparing for Your Meeting With an Estate Attorney
This piece provides you with some ideas on how you might want to put together your Last Will & Testament and/or personal trust. It is designed to give you a "head start" prior to an attorney meeting.
Click here to read the brochure
Necessary documents of Estate Planning
Certain estate planning documents are critical and should be in place for all individuals in order to dispose of assets on death, enable medical or financial decision-making in case of incapacity and to protect and provide for beneficiaries – in short, to allow the individual to retain control of his or her person and property and avoid time-consuming court proceedings.
Click here to read the brochure
Estate Planning Strategies
Working with our wealth centers team we look at all aspects of an individual's estate to understand the potential estate planning attributes of the vehicles. The goal is to make more informed investment decisions for the client by looking at their estate plan holistically.
Learn more here
Estate Planning Toolkit
The Estate Planning toolkit is a great way to get familiar with the many techniques and strategies that can be implemented for high net worth individuals and their families. Included in the document below are 10 chapters covering various trust structures, and gifting strategies that can be considered for each level of wealth.
Trust structures & Estate exclusion limits
Basics of Estate Planning: Video
Estate planning can be an emotionally and financially complex task, but a well-informed plan can make a big difference for your loved ones. Learn more and explore other estate planning video insights from Morgan Stanley here:
Client Resources
Please see what else Morgan Stanley has to offer as well as some of my Client exclusive insights and resources below.
Press: "Defense Wins" with Trindle Wealth Management at Morgan Stanley
When markets turn volatile, many investment professionals urge their clients to stay the course and keep their emotions in check. "What goes down," they reason, "will eventually go up." The key word, however, is eventually. As a retiree, do you have the time to wait for a market bounce back when you are relying on your portfolio to preserve assets and generate income for day-to-day expenses?
Read more
Digital Mortgage Offerings
With Morgan Stanley's digital mortgage tools you have the freedom to address your home loan needs by using Morgan Stanley Online. Whether you prefer to use Morgan Stanley Online, work with a member of the home loans team or a combination of both, the choice is yours.
Login to see mortgage offerings
Reserved Offers
Exclusive offers to keep Reserved Clients and their families safe and engaged. Offers span across such categories as Dining, Health & Wellness, Travel, Entertainment and more.
Browse the latest offers
Reserved Insights
Curated insights and articles spanning such topics as Family, Lifestyle, Health & Planning, Travel, and Giving Back.
Read the latest insights
Morgan Stanley and 60
Explore our 1-minute investment insights videos, in this on-going series, from our firm’s leading thinkers. Discover current investment trends and topics like green bonds, active investment, monetizing small businesses, cybercrime and more.
Investment Insights from our leaders
2022, 2023, & 2024: Forbes Top Women Best-In-State Wealth Advisors
Inclusion in the Top Women Best-In-State ranking takes into account a host of both qualitative and quantitative factors, but I believe that the driving force behind my success is the relationships I have built with all of my clients. The trust and confidence you place in Morgan Stanley and in me is what makes my day-to-day work so rewarding. My clients' financial future remains my top priority and underlies all that I do.
Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors Best-In- State
Source: Forbes.com (Awarded Feb 2022) Data compiled by SHOOK Research LLC based on time period from 9/30/20 - 9/30/21.
Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Feb 2023) Data compiled by SHOOK Research LLC based on time period from 9/30/21 – 9/30/22.
Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors Best-In- State
Source: Forbes.com (Awarded Feb 2024) Data compiled by SHOOK Research LLC for the period 9/30/22 - 9/30/23.
Learn moreForbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors Best-In- State
Source: Forbes.com (Awarded Feb 2022) Data compiled by SHOOK Research LLC based on time period from 9/30/20 - 9/30/21.
Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Feb 2023) Data compiled by SHOOK Research LLC based on time period from 9/30/21 – 9/30/22.
Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors Best-In- State
Source: Forbes.com (Awarded Feb 2024) Data compiled by SHOOK Research LLC for the period 9/30/22 - 9/30/23.
Working Mother and SHOOK Research's 2021 Top Wealth Advisor Moms
For five years, Working Mother has partnered with SHOOK Research to identify the top wealth advisor moms across the country. This year's list has expanded to feature 500 of the most successful mothers working in financial advising today.
Working Mother Magazine & SHOOK Research's Top Wealth Advisor Moms
Source: Workingmother.com (Awarded Oct 2021) Data compiled by SHOOK Research LLC based on time period from 3/31/20 - 3/31/21.
"
Learn moreWorking Mother Magazine & SHOOK Research's Top Wealth Advisor Moms
Source: Workingmother.com (Awarded Oct 2021) Data compiled by SHOOK Research LLC based on time period from 3/31/20 - 3/31/21.
"
2021: Forbes Top Women Wealth Advisors
The wealth managers honored on this list have offered exemplary service and have prospered in a year of unprecedented challenges. The ranking covers 1,000 of the best women wealth advisors in the nation.
Forbes America's Top Women Wealth Advisors
Source: Forbes.com (Awarded Mar 2021) Data compiled by SHOOK Research LLC based on time period from 9/30/19 - 9/30/20.
Learn moreForbes America's Top Women Wealth Advisors
Source: Forbes.com (Awarded Mar 2021) Data compiled by SHOOK Research LLC based on time period from 9/30/19 - 9/30/20.
Upcoming Firm Events
We hope you will join us for this upcoming event.
U.S. Policy Pulse: Trump 2.0 and the Markets
DATE: February 25, 2025 at 4:15 p.m. ETJoin Morgan Stanley Wealth Management Chief Investment Officer, Lisa Shalett, on Tuesday, February 25, for a conversation with Chief Economic Strategist and Global Head of Thematic and Macro Investing, Ellen Zentner, and Head of U.S. Public Policy, Monica Guerra, on the top policy and regulatory actions that could impact investors in the months ahead.
CRC4192005 02/2025
Online
Client Service Team
Nancy Battaglia - Senior Client Service Associate
Phone:
(631) 755-8893(631) 755-8893
Email:nancy.battaglia@morganstanley.com
Nancy Battaglia started her career at Dean Witter in 1994. She began in Operations as the New Accounts Clerk for the branch. She also cross trained other staff in
operations, cashiering, wire transfers, amending client information, and ensuring the efficient and timely processing of all work.
Nancy went on to work as the assistant to the branch Compliance Officer as well as backup assistant to the
Branch Manager.
In September of 2000, Carolyn Weiss and Barbara Douglas requested Nancy transition to be their Client Service Associate.
Nancy takes pride in being a part of the team with Carolyn Weiss and always looks to provide a satisfactory client experience.
operations, cashiering, wire transfers, amending client information, and ensuring the efficient and timely processing of all work.
Nancy went on to work as the assistant to the branch Compliance Officer as well as backup assistant to the
Branch Manager.
In September of 2000, Carolyn Weiss and Barbara Douglas requested Nancy transition to be their Client Service Associate.
Nancy takes pride in being a part of the team with Carolyn Weiss and always looks to provide a satisfactory client experience.
Location
58 South Service Rd
Ste 400
Melville, NY 11747
US
Direct:
(631) 755-8912(631) 755-8912
Toll-Free:
(800) 477-7522(800) 477-7522
Fax:
(631) 237-3423(631) 237-3423
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
Article Image
Mosaic
Explore ideas and inspiration with captivating, original lifestyle stories created exclusively for Morgan Stanley clients.
A Change of Greenery
Article Image
Ready to start a conversation? Contact Carolyn Weiss today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
4When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
6Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
4When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
6Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
