Managing Director, Wealth Management, Financial Advisor, Corporate Cash Investment Director, Senior Portfolio Management Director, International Client Advisor
Phone:
(949) 717-5459(949) 717-5459
C2C Group at Morgan Stanley
Direct:
(949) 760-2409(949) 760-2409
Our Mission Statement
Providing tailored investment solutions appropriate for your liquidity objectives.
Welcome
Forbes Best-In-State Wealth Management Teams: 2023 - 2024
C2C Group manages over $27 billion* for high-net-worth individuals, corporations, family offices, religious organizations, and non-profit clients. Our team carefully constructs and maintains high-quality portfolios that are specifically tailored to each clients’ unique objectives, risk profile, liquidity requirements, and tax considerations.
Our seasoned investment team, dedicated support professionals, and best-in-class infrastructure allows us to deliver a unique value proposition to clients that prioritizes exceptional service and investment excellence. Our 12-person team works shoulder-to-shoulder with our clients to deliver an exceptional level of service across investment strategy and portfolio management, while Morgan Stanley’s broader resources and infrastructure enables us to serve as a significant source of leverage to our clients.
*As of December 31, 2023
2023-2024 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (2023-2024). Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
C2C Group manages over $27 billion* for high-net-worth individuals, corporations, family offices, religious organizations, and non-profit clients. Our team carefully constructs and maintains high-quality portfolios that are specifically tailored to each clients’ unique objectives, risk profile, liquidity requirements, and tax considerations.
Our seasoned investment team, dedicated support professionals, and best-in-class infrastructure allows us to deliver a unique value proposition to clients that prioritizes exceptional service and investment excellence. Our 12-person team works shoulder-to-shoulder with our clients to deliver an exceptional level of service across investment strategy and portfolio management, while Morgan Stanley’s broader resources and infrastructure enables us to serve as a significant source of leverage to our clients.
*As of December 31, 2023
2023-2024 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (2023-2024). Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Understanding Your Unique Liquidity Needs
Corporate cash management is the active management of excess cash on the balance sheet, with an emphasis on capital preservation, liquidity, and return.
In working with each of our clients, we take the time to understand your financial situation, as well as your liquidity objectives and risk guidelines. We then use this information to tailor investment solutions based on your organization's unique profile – leveraging your Investment Policy Statement to optimize an allocation mix that suits your needs.
With a focus on capital preservation while maximizing yield – we work with you to deliver solutions customized to your organization's needs. We bring a depth of experience and incorporate the vast resources of Morgan Stanley to ensure that we are delivering an exceptional level of service to each of our clients.
MORGAN STANLEY CORPORATE CASH INVESTMENT PROGRAM – C2C GROUP
- Over $27 Billion in Assets Under Management as of December 31, 2023
- Bicoastal footprint with offices in New York and California
- Team consists of 12 dedicated, experienced professionals including 6 investment professionals (4 financial advisors and 2 CFA® charterholders) and 6 service professionals
- Taxable and Tax-Exempt Portfolios – Implementation based on investment policy, tax status, and cash flow forecast
- Experience - Portfolio Managers have over 60 years of combined experience structuring and managing corporate cash investment portfolios
Corporate Cash Life Cycle
Understanding the unique needs and guidelines of your organization is the first step in our partnership with you. We provide a methodical client experience that allows us to deliver comprehensive investment solutions to each of our clients. While the organizations we work with are diverse, our process stays the same – focusing on our goal of delivering excellence.
1. Client Contact
Collaboratively discuss cash flow and liquidity needs, unique preferences, and risk philosophy with the client.
2. Due Diligence
Conduct preliminary due diligence (review of existing investments, investment policy statement, and company profile and business).
3. Analysis & Customization
Analyze available portfolio management techniques in relation to client's financial goals and investment policy statement.
4. Evaluation of Current Environment
Evaluate current interest rate and macroeconomic environment, liquidity conditions, and Federal Reserve policy expectations.
5. Integration of Client Preferences
Integrate client preferences, our team and Morgan Stanley's outlook and expectations to construct and implement desired portfolio.
6. Risk Management & Portfolio Monitoring
Continuously review and monitor the portfolio. Our reporting system delivers a quality reporting infrastructure that provides access to accurate, timely and integrated portfolio data to make informed decisions and drive reporting requirements.
A Full Suite of Services for Your Organization
Corporate Cash Management
We work with our clients to develop customized cash management solutions defined by their unique risk and liquidity guidelines.
Private and Public Organizations
With a depth of experience in working with both private and public companies – we have the tools necessary to partner with your organization, regardless of the structure.
Companies Experiencing Rapid Growth
Our team has a background in working with companies operating under a high growth phase. We partner with you to develop a plan for success during this crucial stage.
Alignment
Focused on your success, we take a highly thoughtful and disciplined approach to help you manage complexity, optimize investment performance and align your goals with your investment decisions. Our advice and your interests are aligned with your objectives, eliminating any conflicts of interest.
Customization
Every relationship begins with an understanding of your specific needs and preferences. We help you better understand your current situation and create an insightful vision of your organization's future. We listen carefully to each of your concerns, to develop and execute a bespoke approach to balance-sheet management that helps address your circumstances.
Transparency
We believe transparency helps with seamless audits and efficient financial planning. We provide a clear delineation between our fees and other implementation fees. What's more, our compensation isn't tied to specific investments used, so you can be assured we are always putting your interests first.
Single Point of Contact
Our distinct world view provides full-service, turnkey solutions for corporations, non-profits, banks and other institutions. We aim to deliver first-class self-directed and fixed income investment advisory portfolio management through a comprehensive and integrated solution that focuses on preservation of principal, liquidity and return through one single point of contact.
Extension of Your Team
Our practice provides high-credit quality, tailored investment solutions that align with your organization's short-term goals and long-term visions. Our customized investment strategies are structured according to your organization's unique liquidity profile. We position ourselves as an extension of your treasury team, making your job easier and more efficient.
What We’re Thinking About
Staying updated with relevant information is paramount. A collection of resources and readings can be found below.
The GIC Weekly
The Global Investment Committee's Lisa Shalett headlines this weekly look at markets, asset class performance and fixed income.
GIC On the Markets
Detailed market commentary from Morgan Stanley's thought leaders on topics such as global equities, fixed income, monetary policy and more.
Morgan Stanley Research
Through timely, in-depth analysis of companies, industries, markets and world economies, Morgan Stanley has earned its reputation as a leader in the field of investment research.
Morgan Stanley Investment Management
Morgan Stanley Investment Management provides timely insights across the investment management landscape.
Megatrends: Health Care Innovation Yields New Opportunities for Investors
Advances in technology and innovation have led to new breakthroughs in health care. Here's a look at three areas of opportunity.
Location
55 East 52nd Street 10th
Fl
New York, NY 10055
US
Direct:
(949) 760-2409(949) 760-2409
800 Newport Center Drive
Suite 500
Newport Beach, CA 92660
US
Meet C2C Group
Managing Director, Wealth Management, Financial Advisor, Corporate Cash Investment Director
Phone:
(212) 503-1160(212) 503-1160
Senior Vice President, Wealth Management, Financial Advisor, Corporate Cash Investment Director, Alternative Investments Director
Phone:
(949) 760-2409(949) 760-2409
Eduardo Perez, CFA
Financial Advisor, Portfolio Management Associate Director
Phone:
(786) 777-6958(786) 777-6958
Phone:
(212) 503-1161(212) 503-1161
Matthew Narlinger, CFA
Investment Consultant
Phone:
(212) 503-1174(212) 503-1174
Lisa Frei
Vice President, Director of Business Strategy
Phone:
(949) 717-5458(949) 717-5458
Lily Anand
Assistant Vice President, Wealth Management Associate
Phone:
(949) 717-5457(949) 717-5457
Jenna Burke
Registered Client Service Associate
Phone:
(949) 717-5350(949) 717-5350
Nancy Parylak
Assistant Vice President, Business Development Director
Phone:
(212) 503-1162(212) 503-1162
Caitlin Cronin
Assistant Vice President, Wealth Management Associate
Phone:
(212) 503-1165(212) 503-1165
Frank Stubbolo
Registered Client Associate
Phone:
(212) 503-1177(212) 503-1177
About Chad Evans
• Barron’s Top 100 Advisors, 2018-2021
• Barron’s Top 1,200 Advisors, 2017-2024
• Forbes America’s Best-in-State Advisors, 2018-2024
Chad Evans, Managing Director, has over thirty years' experience managing investment portfolios for corporations, financial institutions, municipalities, and other institutional investors.
Prior to joining Morgan Stanley, Chad worked at JPMorgan Chase and Credit Suisse, where he developed and implemented an investment program focusing on Investment Banking and Research clients of the firm.
He currently has senior responsibility to structure and implement taxable and tax-advantaged institutional fixed income investment portfolios for corporate clients. Chad’s “process-driven”, transparent approach to managing investment portfolios helps him to navigate changing market conditions in his discretionary investment portfolios.
Chad has a Bachelor of Science degree with an emphasis in Finance from Illinois State University and holds Series 7, 63, 65 licenses.
2018-2021 Barron's Top 100 Financial Advisors (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State)
Source: Barrons.com (Awarded 2018-2021). Data compiled by Barron's based on 12-month period concluding in Dec of the year prior to the issuance of the award.
2017-2024 Barron's Top 1,200 Financial Advisors: State-by-State (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State)
Source: Barrons.com (Awarded 2017-2024). Data compiled by Barron's based on 12-month period concluding in Sept of the year prior to the issuance of the award.
2018-2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2018-2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
• Barron’s Top 1,200 Advisors, 2017-2024
• Forbes America’s Best-in-State Advisors, 2018-2024
Chad Evans, Managing Director, has over thirty years' experience managing investment portfolios for corporations, financial institutions, municipalities, and other institutional investors.
Prior to joining Morgan Stanley, Chad worked at JPMorgan Chase and Credit Suisse, where he developed and implemented an investment program focusing on Investment Banking and Research clients of the firm.
He currently has senior responsibility to structure and implement taxable and tax-advantaged institutional fixed income investment portfolios for corporate clients. Chad’s “process-driven”, transparent approach to managing investment portfolios helps him to navigate changing market conditions in his discretionary investment portfolios.
Chad has a Bachelor of Science degree with an emphasis in Finance from Illinois State University and holds Series 7, 63, 65 licenses.
2018-2021 Barron's Top 100 Financial Advisors (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State)
Source: Barrons.com (Awarded 2018-2021). Data compiled by Barron's based on 12-month period concluding in Dec of the year prior to the issuance of the award.
2017-2024 Barron's Top 1,200 Financial Advisors: State-by-State (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State)
Source: Barrons.com (Awarded 2017-2024). Data compiled by Barron's based on 12-month period concluding in Sept of the year prior to the issuance of the award.
2018-2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2018-2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Securities Agent: PA, DE, NV, NM, KS, HI, TN, MT, IN, CO, WA, NJ, NE, NC, ME, VA, OH, MS, MD, MA, LA, OK, MN, ID, CA, NY, MI, FL, DC, AZ, AR, RI, KY, CT, VT, OR, SD, WI, UT, TX, SC, NH, WY, MO, IL, GA; General Securities Representative; Investment Advisor Representative
NMLS#: 1301734
NMLS#: 1301734
About Me
Jesse Eaton, Managing Director, joined Morgan Stanley in 2024. Jesse is responsible for trade selection and portfolio compliance, as well as client strategy and reporting coordination.
Jesse has over two decades of investment experience, developing an expertise in the specialized needs of his corporate clientele. Prior to joining Morgan Stanley, Jesse was Managing Director at Wells Fargo Advisors for sixteen years, after a multi-year tenure at Lehman Brothers. Jesse began his career Hambrecht & Quist, where he was elevated to serve as Head of East Coast Fixed Income Trading. Jesse holds Series 6, 7, 63, and 65 registrations, as well as dual bachelor’s degree in English and History from the University of Vermont.
Jesse has over two decades of investment experience, developing an expertise in the specialized needs of his corporate clientele. Prior to joining Morgan Stanley, Jesse was Managing Director at Wells Fargo Advisors for sixteen years, after a multi-year tenure at Lehman Brothers. Jesse began his career Hambrecht & Quist, where he was elevated to serve as Head of East Coast Fixed Income Trading. Jesse holds Series 6, 7, 63, and 65 registrations, as well as dual bachelor’s degree in English and History from the University of Vermont.
Securities Agent: AZ, AR, CA, CO, CT, DE, DC, FL, GA, ID, IL, IN, KS, LA, ME, MD, MA, MI, MN, MS, MO, MT, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, RI, SC, TN, TX, UT, VT, VA, WA, WI; General Securities Representative; Investment Advisor Representative; BM/Supervisor; General Securities Principal
About Jessica Sheaffer
• Forbes Best-in-State Wealth Advisors, 2023-2024
• Forbes America’s Top Women Wealth Advisors Best-in-State, 2023-2024
• Forbes America’s Top Next-Gen Wealth Advisors and Best-in-State Next-Gen Wealth Advisors, 2021-2023
Jessica Sheaffer, Senior Vice President, has over ten years' experience in the financial services industry. Jessica’s primary responsibilities include investment strategy, credit research and analysis, and macroeconomic strategy for the team.
She graduated Cum Laude from the Business Honors program at Loyola University Chicago with two Bachelor of Arts degrees in Finance and Economics. Jessica also holds Series 7 and 66 licenses.
2023-2024 Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded 2023-2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
2023-2024 Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors Best-In- State (formerly referred to as Forbes Top Women Wealth Advisors, Forbes America's Top Women Wealth Advisors)
Source: Forbes.com (Awarded 2023-2024). Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
2021-2023 Forbes America’s Top Next-Gen Wealth Advisors & Top Next-Gen Wealth Advisors Best-in-State (formerly referred to as Forbes America's Top Next-Gen Wealth Advisors, Forbes Top 1,000 Next-Gen Wealth Advisors, Forbes Top 500 Next Generation Wealth Advisors)
Source: Forbes.com (Awarded 2021-2023). Data compiled by SHOOK Research LLC based on 12-month period concluding in Mar of the year the award was issued.
• Forbes America’s Top Women Wealth Advisors Best-in-State, 2023-2024
• Forbes America’s Top Next-Gen Wealth Advisors and Best-in-State Next-Gen Wealth Advisors, 2021-2023
Jessica Sheaffer, Senior Vice President, has over ten years' experience in the financial services industry. Jessica’s primary responsibilities include investment strategy, credit research and analysis, and macroeconomic strategy for the team.
She graduated Cum Laude from the Business Honors program at Loyola University Chicago with two Bachelor of Arts degrees in Finance and Economics. Jessica also holds Series 7 and 66 licenses.
2023-2024 Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded 2023-2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
2023-2024 Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors Best-In- State (formerly referred to as Forbes Top Women Wealth Advisors, Forbes America's Top Women Wealth Advisors)
Source: Forbes.com (Awarded 2023-2024). Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
2021-2023 Forbes America’s Top Next-Gen Wealth Advisors & Top Next-Gen Wealth Advisors Best-in-State (formerly referred to as Forbes America's Top Next-Gen Wealth Advisors, Forbes Top 1,000 Next-Gen Wealth Advisors, Forbes Top 500 Next Generation Wealth Advisors)
Source: Forbes.com (Awarded 2021-2023). Data compiled by SHOOK Research LLC based on 12-month period concluding in Mar of the year the award was issued.
Securities Agent: OH, MI, KY, GA, IN, ME, LA, WY, WA, VT, TN, OR, NV, NE, VA, MO, MA, RI, OK, NC, KS, FL, UT, CO, AR, TX, SC, PA, MT, IL, ID, CT, NM, NH, MS, MN, DE, DC, CA, SD, WI, MD, HI, AZ, NY, NJ; General Securities Representative; Investment Advisor Representative
NMLS#: 2382596
CA Insurance License #: 0K88544
NMLS#: 2382596
CA Insurance License #: 0K88544
About Eduardo Perez
Eduardo Perez, Portfolio Management Associate Director, has over seven years' experience in the financial services industry. Eduardo’s primary responsibilities include investment strategy, credit research and analysis, macroeconomic strategy, and business development.
Prior to joining Morgan Stanley, Eduardo worked for the Boston Consulting Group, Altaba Inc., and JPMorgan Chase. Most notably, he served as Director of Treasury for Altaba, where he oversaw the fund’s investment strategy, led global capital markets deals, and managed liquidity and interest rate risk. He has experience in portfolio management, debt financing, structured products, hedging strategies, and capital restructuring.
Eduardo received his MBA from Harvard Business School and his BS in Finance and Entrepreneurship from the University of Florida. He is a CFA® charterholder* and holds Series 7 and 66 licenses. He also serves on the Associate Board of LSA Family Health Service, a non-profit organization based in New York City.
Prior to joining Morgan Stanley, Eduardo worked for the Boston Consulting Group, Altaba Inc., and JPMorgan Chase. Most notably, he served as Director of Treasury for Altaba, where he oversaw the fund’s investment strategy, led global capital markets deals, and managed liquidity and interest rate risk. He has experience in portfolio management, debt financing, structured products, hedging strategies, and capital restructuring.
Eduardo received his MBA from Harvard Business School and his BS in Finance and Entrepreneurship from the University of Florida. He is a CFA® charterholder* and holds Series 7 and 66 licenses. He also serves on the Associate Board of LSA Family Health Service, a non-profit organization based in New York City.
Securities Agent: SC, NY, NM, DC, VT, CA, NV, WA, VA, MS, MO, MD, KS, FL, UT, NJ, MN, ID, WI, MI, KY, DE, AR, ME, HI, RI, OR, MA, WY, TX, TN, PA, OH, NH, NE, MT, LA, GA, CT, SD, OK, NC, IN, IL, CO, AZ; General Securities Representative; Investment Advisor Representative
About Me
Securities Agent: AZ, CA, CT, DC, FL, GA, IL, MD, MA, MI, MN, MO, NJ, NY, NC, OH, PA, RI, SC, TN, TX, VA; General Securities Representative; Investment Advisor Representative; BM/Supervisor; General Securities Principal
About Matthew Narlinger
Matthew Narlinger, Investment Consultant, joined Morgan Stanley in 2024. Matt is responsible for portfolio strategy, fixed income trading, portfolio compliance, and performance reporting.
Prior to joining Morgan Stanley, Matt was a Financial Consultant at Wells Fargo for over 4 years. Before Wells Fargo, Matt was Senior Vice President at Rothschild Asset Management. During his twelve-year tenure there, he served as the Head of Fixed Income Portfolio Management and Trading. Matt is a CFA® (Chartered Financial Analyst) charter holder, as well as a holder of the CIPM® (Certificate in Investment Performance Measurement) designation.* He currently maintains his Series 7 and 66 registrations. Matt graduated from James Madison University with a Bachelor of Business Administration.
*This role cannot solicit or provide investment advice
Prior to joining Morgan Stanley, Matt was a Financial Consultant at Wells Fargo for over 4 years. Before Wells Fargo, Matt was Senior Vice President at Rothschild Asset Management. During his twelve-year tenure there, he served as the Head of Fixed Income Portfolio Management and Trading. Matt is a CFA® (Chartered Financial Analyst) charter holder, as well as a holder of the CIPM® (Certificate in Investment Performance Measurement) designation.* He currently maintains his Series 7 and 66 registrations. Matt graduated from James Madison University with a Bachelor of Business Administration.
*This role cannot solicit or provide investment advice
About Lisa Frei
Lisa Frei, Vice President, has over twenty-two years' experience in the financial services industry. Lisa’s primary responsibilities are to assist in the development, implementation, and reporting of institutional fixed income investment portfolios. She has an Associate of Arts degree from Orange Coast College and holds Series 7, 63, and 65 licenses.
About Lily Anand
Lily Anand, Assistant Vice President, has over twenty-one years' experience in the financial services industry. Lily’s primary responsibilities are to manage the day-to-day operations of institutional fixed income investment portfolios. She has a Bachelor of Science degree from Pennsylvania State University and holds Series 7 and 66 licenses.
About Jenna Burke
Jenna Burke, Registered Client Service Associate, has over five years' experience in the financial services industry. Jenna’s primary responsibilities are to provide operational support for institutional fixed income investment portfolios. She has a Bachelor of Arts degree from California State University and holds Series 7 and 66 licenses.
About Nancy Parylak
Nancy Parylak, Assistant Vice President, joined Morgan Stanley in 2024 as Business Development Director.
Nancy has 24 years of experience in the industry. Prior to joining Morgan Stanley, Nancy was a Senior Client Associate at Wells Fargo. Nancy also previously worked at Morgan Stanley, Pershing LLC, BNY Mellon, TD Ameritrade, E*TRADE, and Harrisdirect LLC. She currently holds her Series 7, 9, 10, 55, 63, and 66 licenses.
Nancy has 24 years of experience in the industry. Prior to joining Morgan Stanley, Nancy was a Senior Client Associate at Wells Fargo. Nancy also previously worked at Morgan Stanley, Pershing LLC, BNY Mellon, TD Ameritrade, E*TRADE, and Harrisdirect LLC. She currently holds her Series 7, 9, 10, 55, 63, and 66 licenses.
About Caitlin Cronin
Caitlin Cronin, Assistant Vice President, joined Morgan Stanley in 2024 as a Wealth Management Associate.
Prior to joining Morgan Stanley, Caitlin was Associate Vice President at Wells Fargo for over 10 years. Prior to that, Caitlin was the Marketing Coordinator at Algren Associates. Caitlin was with the agency from 2009 through 2013. During that time, she expanded her role from assisting the President & CEO to running illustrations for brokers, fostering sales by promoting products from various carriers, and singlehandedly creating marketing campaigns to enhance Algren’s producers’ sales efforts. She is also a licensed insurance agent herself. Caitlin currently holds her S7 and S66 licenses. Caitlin graduated from Loyola University with a Bachelor of Business Administration and International Business.
Prior to joining Morgan Stanley, Caitlin was Associate Vice President at Wells Fargo for over 10 years. Prior to that, Caitlin was the Marketing Coordinator at Algren Associates. Caitlin was with the agency from 2009 through 2013. During that time, she expanded her role from assisting the President & CEO to running illustrations for brokers, fostering sales by promoting products from various carriers, and singlehandedly creating marketing campaigns to enhance Algren’s producers’ sales efforts. She is also a licensed insurance agent herself. Caitlin currently holds her S7 and S66 licenses. Caitlin graduated from Loyola University with a Bachelor of Business Administration and International Business.
About Frank Stubbolo
Frank Stubbolo Jr. joined Morgan Stanley in 2024 as a Registered Client Associate.
Prior to joining Morgan Stanley, Frank was a Registered Client Service Associate at Wells Fargo and Alex Brown (a division of Raymond James). Frank also held other positions such as a Financial Professional at AXA Advisors, a Financial Sales Consultant at Strategic Financial Solution NY, Head of Strategic Partnerships at GDS Group, and was a Proprietary Trader at T3 Trading Group. He currently holds his S7, S3, S5, and S66 licenses. Frank graduated from Gettysburg College with a Bachelor of Political Science and Government.
Prior to joining Morgan Stanley, Frank was a Registered Client Service Associate at Wells Fargo and Alex Brown (a division of Raymond James). Frank also held other positions such as a Financial Professional at AXA Advisors, a Financial Sales Consultant at Strategic Financial Solution NY, Head of Strategic Partnerships at GDS Group, and was a Proprietary Trader at T3 Trading Group. He currently holds his S7, S3, S5, and S66 licenses. Frank graduated from Gettysburg College with a Bachelor of Political Science and Government.
Contact Chad Evans
Contact Jesse Eaton
Contact Jessica Sheaffer
Contact Eduardo Perez
Contact Matthew Dermer
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Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
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Family
Creating customized financial strategies for the challenges that today’s families face.
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Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
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Financial Planning for Life After Selling a Business
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Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
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Donor Advised Funds: A Smart Way to Manage Your Giving
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Ready to start a conversation? Contact C2C Group today.
1Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
3Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.
4Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
5Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
6Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
3Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.
4Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
5Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
6Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
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Awards Disclosures
CRC 6491812 (04/2024)
