Dean Braun
Managing Director, Private Wealth Management, Private Wealth Advisor, Founders Specialist
Phone:
(206) 343-2922(206) 343-2922
Industry Award WinnerOur Mission Statement
Delivering the experience, resources and personalized service needed to help affluent families address their most complex wealth management issues.
Welcome
We understand that great wealth can create complexity. Investment strategies become more sophisticated, estate planning and succession issues can loom large, and even philanthropic efforts can complicate your life. Our role is to provide access to the skills and resources required to help you meet the myriad of challenges which come with managing wealth, allowing our clients to enjoy the benefits wealth affords.
We are seasoned financial professionals with diverse talents and a common mission: we strive to meet your needs and exceed expectations, providing access to an extraordinary and comprehensive range of skills and resources required to help you preserve your wealth, advance your goals and enhance your life. Whatever your challenges and aspirations, we are committed to helping you meet your needs.
We are seasoned financial professionals with diverse talents and a common mission: we strive to meet your needs and exceed expectations, providing access to an extraordinary and comprehensive range of skills and resources required to help you preserve your wealth, advance your goals and enhance your life. Whatever your challenges and aspirations, we are committed to helping you meet your needs.
Capabilities
- Comprehensive Wealth Planning
- Investment Management
- Pre-Liquidity Planning
- Risk Management
- Philanthropy Management
- Hedging Strategies
- Corporate Stock Plans
- 10b5-(1) Programs
- Manager Selection
- Proprietary Investment Opportunities
- Family Governance & Wealth Education
- Consolidated Reporting
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
About PWM
Founded in 1977, Private Wealth Management is the division of Morgan Stanley Wealth Management that is dedicated to serving the firm’s most affluent clients, including some of the world’s most accomplished entrepreneurs, executives and stewards of multigenerational wealth. Functioning as an exclusive investment boutique within a global financial firm, we deliver sophisticated solutions that leverage the intellectual capital and insight of Morgan Stanley’s substantial global resources. Drawing on a deep understanding of your financial life, our goal is to help you:
- Manage investments with an unwavering focus on your financial strategy and personal goals
- Create comprehensive, multigenerational wealth management plans based on your needs, challenges and the values that guide your life and legacy
- Simplify financial complexity to help you achieve clarity and control
Private Wealth Management Highlights
- Approximately 300 teams specialized in assisting individuals and families with $20MM+ in investable assets
- Over $1.2 trillion in AUM
- Comprising 26% of the Barron’s Top 100 Financial Advisors list for 2025
- Direct access to ultra high net worth experts in philanthropy, family dynamics, wealth transfer, lifestyle advisory and other areas of interest to ultra high net worth families
1 Morgan Stanley Wealth Management, September 2025
Source: Barron's (Awarded March 2025) This ranking was determined based on an evaluation process conducted by Barron's for the period Oct 2023-Sept 2024. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to Barron's to obtain or use the ranking. This ranking is based on an algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. Investment performance is not a criterion. Rankings are based on the assessment of Barron's and may not be representative of any one client’s experience. This ranking is not indicative of the Financial Advisor’s future performance. Morgan Stanley Smith Barney LLC is not affiliated with Barron's. Barron’s is a registered trademark of Dow Jones & Company, L.P. All rights reserved.
Approach
Discovery Process
Investing the time to learn about you and your family; your assets and liabilities and the risk exposures, enables us to formulate strategies and customize the relationship to your needs.
Formulation of Tax, Trust and Estate Strategy
Working with your tax and legal advisors, we help analyze your income and estate tax circumstances to identify and tailor planning techniques that may be used to address your objectives.
Creation of Customized Strategic Asset Allocation
Your customized asset allocation reflects risk, opportunities and taxation across multiple entities, while integrating your investing and estate plans.
Integration of Tactical Asset Allocation
Short-term adjustments seek to capitalize on temporary market distortions. Before making adjustments, we analyze the impact of taxes and trading costs on potential returns.
Implementation of a Customized Wealth Strategy
After comprehensive due diligence and analysis of expected results across multiple market scenarios, strategies are chosen from our expansive investment platform.
Ongoing Assessment
In coordination with your other advisors, we can conduct ongoing reviews and comprehensive reporting to ensure that your strategy adapts to changing financial and family needs.
Location
601 Union Street
Suite 5200
Seattle, WA 98101
US
Direct:
(206) 343-2922(206) 343-2922
Meet the Professionals
Dana Elwell, CFP®
Executive Director, Private Wealth Management, Financial Advisor, Family Wealth Director, Financial Planning Specialist
Phone:
(206) 628-8870(206) 628-8870
Tim Peyton, MBA
Vice President, Group Director
Phone:
(206) 628-4441(206) 628-4441
Michael Mazur
Assistant Vice President, Director of Investments
Phone:
(206) 628-8873(206) 628-8873
Gretchen Zickuhr
Private Wealth Management Associate
Phone:
(206) 628-4402(206) 628-4402
Katherine Gread, CFP®
Private Wealth Management Analyst
Phone:
(206) 628-4431(206) 628-4431
Hayley Hamann, CFP®
Private Wealth Management Analyst
Phone:
(206) 628-4899(206) 628-4899
Connor Heffernan
Private Wealth Management Associate
Phone:
(206) 628-4447(206) 628-4447
Marissa Williams
Private Wealth Management Assistant Vice President
Phone:
(206) 628-4424(206) 628-4424
Kristina Frutos
Client Service Associate
Phone:
(206) 628-4422(206) 628-4422
About Dean Braun
Significant wealth brings opportunity—but also complexity. Investment strategies grow more sophisticated, estate planning and succession become more urgent, and even philanthropy can introduce new challenges. Our team’s mission is to simplify these intricacies, helping clients manage, preserve, and grow their assets in ways that advance their goals and enrich their lives.
With over 38 years of experience advising successful entrepreneurs, executives, private investors, family offices, and multi-generational families, I’ve earned national recognition as one of America’s top wealth advisors. In 2026, I was again honored by Barron’s as one of the Top 100 Financial Advisors and by Forbes as one of the country’s Top Wealth Advisors. I’ve guided clients through multiple market cycles and built a global network of professionals whose expertise we bring to bear on behalf of those we serve.
Today, I lead a 10-person team within Morgan Stanley Private Wealth Management. We often function as a client’s outsourced family office and Chief Investment Officer. Ours is a multi-generational team with shared values, diverse perspectives, and decades of collective experience. We listen intentionally, place ourselves at the center of our clients’ financial lives, and offer advice that integrates investment strategy, family dynamics, estate planning, and philanthropic vision—especially during life’s major transitions.
By combining deep experience with an objective, consultative approach, we deliver the personalized service of a boutique firm while leveraging Morgan Stanley’s global breadth of resources and intellectual capital. With tailored strategies, steadfast guidance, and white-glove service, we help clients meet the challenges of significant wealth—so they can focus on the opportunities it creates.
Barron's Top 100 Financial Advisors
Source: Barron's.com (Awarded 2026) Data compiled by Barron's based on time period from Dec 2024 - Dec 2025
With over 38 years of experience advising successful entrepreneurs, executives, private investors, family offices, and multi-generational families, I’ve earned national recognition as one of America’s top wealth advisors. In 2026, I was again honored by Barron’s as one of the Top 100 Financial Advisors and by Forbes as one of the country’s Top Wealth Advisors. I’ve guided clients through multiple market cycles and built a global network of professionals whose expertise we bring to bear on behalf of those we serve.
Today, I lead a 10-person team within Morgan Stanley Private Wealth Management. We often function as a client’s outsourced family office and Chief Investment Officer. Ours is a multi-generational team with shared values, diverse perspectives, and decades of collective experience. We listen intentionally, place ourselves at the center of our clients’ financial lives, and offer advice that integrates investment strategy, family dynamics, estate planning, and philanthropic vision—especially during life’s major transitions.
By combining deep experience with an objective, consultative approach, we deliver the personalized service of a boutique firm while leveraging Morgan Stanley’s global breadth of resources and intellectual capital. With tailored strategies, steadfast guidance, and white-glove service, we help clients meet the challenges of significant wealth—so they can focus on the opportunities it creates.
Barron's Top 100 Financial Advisors
Source: Barron's.com (Awarded 2026) Data compiled by Barron's based on time period from Dec 2024 - Dec 2025
Securities Agent: PA, SD, WY, UT, TN, NV, AZ, AK, VT, OR, NY, NC, MN, VA, MD, CA, NM, MA, KS, CT, TX, ID, MI, LA, HI, WI, IL, AR, SC, FL, DE, WA, OH, NJ, MT, GA, CO; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1297927
NMLS#: 1297927
About Dana Elwell
Dana began her career at Morgan Stanley in 2005 and has since established herself as a dedicated advisor to high-net-worth individuals, multigenerational families, and family offices. With a focus on building comprehensive and highly customized wealth management strategies, she guides clients through the complexities of financial planning, investment management, and intergenerational wealth transfer. Her practice is rooted in a disciplined approach to both quantitative and qualitative investment research, with an emphasis on aligning clients' financial plans and portfolios to their long-term objectives and life goals.
As a Family Wealth Director, a designation awarded to a select group of Morgan Stanley's premier wealth management professionals, Dana is committed to delivering an objective and elevated advisory experience, leveraging the breadth of resources and intellectual capital which Morgan Stanley's industry-leading platform provides. She focuses on helping affluent families navigate the intergenerational dimensions of wealth, including goal-based financial planning, risk management, tax-efficient investment strategies, as well as legacy and philanthropic planning.
Dana holds a Bachelor of Science in finance with a Certified Financial Planning emphasis and a Minor in Accounting from the University of Idaho. She is also a Certified Financial Planner (TM) (CFP®), a credential that underscores her commitment to financial planning excellence.
As a Family Wealth Director, a designation awarded to a select group of Morgan Stanley's premier wealth management professionals, Dana is committed to delivering an objective and elevated advisory experience, leveraging the breadth of resources and intellectual capital which Morgan Stanley's industry-leading platform provides. She focuses on helping affluent families navigate the intergenerational dimensions of wealth, including goal-based financial planning, risk management, tax-efficient investment strategies, as well as legacy and philanthropic planning.
Dana holds a Bachelor of Science in finance with a Certified Financial Planning emphasis and a Minor in Accounting from the University of Idaho. She is also a Certified Financial Planner (TM) (CFP®), a credential that underscores her commitment to financial planning excellence.
Securities Agent: SC, LA, IL, DC, SD, WA, UT, AK, TN, NV, HI, PA, MT, CT, VT, NM, NC, CA, GA, VA, MD, ID, AZ, WY, OR, OH, NJ, MN, MI, MA, FL, WI, TX, NY, KS, CO, DE; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1268439
NMLS#: 1268439
About Tim Peyton
For nearly 15 years, Tim has helped ultra-high-net-worth and emerging high-net-worth families navigate the complexities of significant wealth. Tim began his career as a Client Service Associate and advanced to Wealth Management Associate before assuming his current role as Vice President and Group Director on our ten-person team at Morgan Stanley Private Wealth Management.
In this leadership position, he oversees our business management, operational strategy, and client service delivery. His focus is on ensuring our advisors and supporting team are empowered with the right structure, resources, and efficiencies to deliver a truly differentiated experience. Tim plays a key role in shaping our strategic direction, coordinating with Morgan Stanley’s global network of specialists, and serving as a central point of connection between clients, advisors, and partners.
With a consultative mindset and a commitment to disciplined execution, Tim helps deliver seamless, white-glove service across multiple dimensions of our clients’ financial lives.
Raised in both Seattle and Orange County, Tim earned a Bachelor of Science in Finance, graduating cum laude from California State University, Long Beach, and an MBA from Seattle University.
Whether managing complex operational priorities, supporting our advisors in delivering bespoke strategies, or cultivating trusted long-term relationships, his mission is clear: to provide the leadership, structure, and personalized service that allows our clients to focus fully on the opportunities their wealth affords.
In this leadership position, he oversees our business management, operational strategy, and client service delivery. His focus is on ensuring our advisors and supporting team are empowered with the right structure, resources, and efficiencies to deliver a truly differentiated experience. Tim plays a key role in shaping our strategic direction, coordinating with Morgan Stanley’s global network of specialists, and serving as a central point of connection between clients, advisors, and partners.
With a consultative mindset and a commitment to disciplined execution, Tim helps deliver seamless, white-glove service across multiple dimensions of our clients’ financial lives.
Raised in both Seattle and Orange County, Tim earned a Bachelor of Science in Finance, graduating cum laude from California State University, Long Beach, and an MBA from Seattle University.
Whether managing complex operational priorities, supporting our advisors in delivering bespoke strategies, or cultivating trusted long-term relationships, his mission is clear: to provide the leadership, structure, and personalized service that allows our clients to focus fully on the opportunities their wealth affords.
Securities Agent: NM, LA, WI, MD, GA, DC, VA, IN, ID, CO, TX, OR, MT, OH, IL, HI, CT, AK, WA, NY, NJ, MA, AZ, AR, RI, PA, CA, NV, FL, SC, KS, NC, MI, ME, DE, WY, UT, TN, MN; General Securities Representative; Investment Advisor Representative
About Michael Mazur
Michael joined Morgan Stanley Private Wealth Management in 2010 and brings over 15 years of experience serving high net worth individuals and families. He plays a key role in the team’s wealth management efforts, leveraging his exceptional analytical skills to deliver in-depth investment product research, customized wealth planning analyses, and comprehensive performance reporting. Michael is instrumental in developing sophisticated, goal-based financial planning models tailored to help clients navigate complex financial decisions and achieve long-term objectives. He combines both qualitative insight and quantitative rigor to support informed, strategic decision-making. Michael earned his Bachelor of Business Administration degree in Finance from the University of Washington.
About Gretchen Zickuhr
Gretchen has been an integral member of our team since 1997, bringing nearly three decades of experience in delivering exceptional service to high-net-worth clients and family offices. As a client service liaison, she plays a vital role in ensuring a seamless and responsive client experience across a broad spectrum of administrative and operational needs.
Her responsibilities include overseeing new account onboarding, funds disbursements, account transfers, gifting, and account maintenance. In addition, she manages digital client services and provides specialized administrative support tailored to the unique needs of family office clients.
Known for her meticulous attention to detail and unwavering commitment to client care, Gretchen serves as a trusted resource for clients, helping them navigate both routine and complex transactions with professionalism and efficiency.
Gretchen holds a Bachelor of Business Administration degree from Pacific Lutheran University and is recognized for her dedication to upholding the highest standards of service and integrity in wealth management.
Her responsibilities include overseeing new account onboarding, funds disbursements, account transfers, gifting, and account maintenance. In addition, she manages digital client services and provides specialized administrative support tailored to the unique needs of family office clients.
Known for her meticulous attention to detail and unwavering commitment to client care, Gretchen serves as a trusted resource for clients, helping them navigate both routine and complex transactions with professionalism and efficiency.
Gretchen holds a Bachelor of Business Administration degree from Pacific Lutheran University and is recognized for her dedication to upholding the highest standards of service and integrity in wealth management.
About Katherine Gread, CFP®
Katherine is a Financial Planning Associate, Certified Financial Planner, and Wealth Management Analyst supporting high-net-worth clients in role that sits at the intersection of investments, client service, and financial planning. In her role, she collaborates with clients and advisors to develop customized wealth management strategies designed to help clients pursue long-term financial goals. With more than 10 years of industry experience, Katherine provides analytical and planning support through portfolio risk analysis, performance reporting, and the development of comprehensive financial plans. She works closely with the team’s Advisors to support portfolio construction and asset allocation, as well as the design and implementation of customized wealth and estate-planning strategies tailored to each client’s objectives.
Katherine earned her bachelor’s degree from Seattle University, graduating magna cum laude with a major in finance and minors in economics and philosophy.
Katherine earned her bachelor’s degree from Seattle University, graduating magna cum laude with a major in finance and minors in economics and philosophy.
About Hayley Hamann, CFP®
Hayley is a Private Wealth Management Analyst and Certified Financial Planner, supporting high-net-worth clients in a role that sits at the intersection of investments, client service, and financial planning.
Her responsibilities include financial planning and modeling, performance reporting, trading, developing tax-efficient strategies, and preparing institutional-quality client reviews. She works closely with the team’s Advisors to support portfolio construction and asset allocation, as well as the design and implementation of customized wealth and estate-planning strategies tailored to each client’s objectives. Hayley also monitors portfolio risk exposures, tax implications, and rebalancing opportunities, and analyzes private market opportunities as part of diversified high net worth portfolios.
Hayley has 10 years of experience in the financial services industry. Prior to Morgan Stanley, she served as a Portfolio Analyst at TIAA Private Asset Management.
A graduate of the University of Mississippi, Hayley earned a Bachelor of Arts in Mathematics and a Bachelor of Business Administration in Economics.
Her responsibilities include financial planning and modeling, performance reporting, trading, developing tax-efficient strategies, and preparing institutional-quality client reviews. She works closely with the team’s Advisors to support portfolio construction and asset allocation, as well as the design and implementation of customized wealth and estate-planning strategies tailored to each client’s objectives. Hayley also monitors portfolio risk exposures, tax implications, and rebalancing opportunities, and analyzes private market opportunities as part of diversified high net worth portfolios.
Hayley has 10 years of experience in the financial services industry. Prior to Morgan Stanley, she served as a Portfolio Analyst at TIAA Private Asset Management.
A graduate of the University of Mississippi, Hayley earned a Bachelor of Arts in Mathematics and a Bachelor of Business Administration in Economics.
About Connor Heffernan
Serving as a frontline point of contact for clients, Connor manages a broad range of account administration responsibilities including new account onboarding, money movement, account transfers, gifting, and trading. He also plays a central role in orchestrating the team’s client engagement, coordinating team schedules and calendars to ensure timely interactions and seamless operations.
Before joining Morgan Stanley, Connor served as a Project Manager and Business Analyst at a Seattle-based startup, where he led cross-functional teams across marketing, design, and software engineering. A Seattle native, Connor holds a Bachelor of Arts in History and Classical Civilizations from Gonzaga University and an MBA from the University of Washington’s Foster School of Business.
Before joining Morgan Stanley, Connor served as a Project Manager and Business Analyst at a Seattle-based startup, where he led cross-functional teams across marketing, design, and software engineering. A Seattle native, Connor holds a Bachelor of Arts in History and Classical Civilizations from Gonzaga University and an MBA from the University of Washington’s Foster School of Business.
About Marissa Williams
Marissa joined Morgan Stanley in 2022 and our team in 2023. She is a fourth generation financial professional with over a decade of experience. Marissa is fully registered with previous operations management experience at both New York Life and Northwestern Mutual. In her current operations capacity, she is responsible for client relationship management and account administration including opening new accounts, trading, money movement, account transfers, and advisor strategy implementation. In addition to these important responsibilities, Marissa facilitates our Private Markets Dashboard access and investment implementation as well as our partnership with EquityZen ensuring clients have access to the competitive edge that Morgan Stanley is known for.
Marissa Williams is recognized for a consistently high level of detail orientation and an unwavering commitment to client care. She approaches each engagement with rigor and precision, ensuring that analyses, communications, and follow-through are accurate, timely, and thoughtfully tailored to each client’s objectives.
Originally from Eastern Washington, Marissa graduated in 2015 with a Bachelor of Arts in Mathematics and Bachelor of Arts in Communication from the University of Washington.
Marissa Williams is recognized for a consistently high level of detail orientation and an unwavering commitment to client care. She approaches each engagement with rigor and precision, ensuring that analyses, communications, and follow-through are accurate, timely, and thoughtfully tailored to each client’s objectives.
Originally from Eastern Washington, Marissa graduated in 2015 with a Bachelor of Arts in Mathematics and Bachelor of Arts in Communication from the University of Washington.
About Kristina Frutos
As a Client Service Associate, Kristina is dedicated to delivering a thoughtful, responsive, and highly personalized client experience. She works closely with clients and advisors to help ensure that every interaction is handled with professionalism, care, and attention to detail, supporting the long-term relationships that are central to the wealth management experience. With more than 12 years of experience in banking and financial services, including roles with leading financial institutions, Kristina brings a strong background in client relationship management, operational support, and financial services. Her approach is centered on building trust, anticipating client needs, and creating a seamless experience through clear communication and dependable service.
Kristina earned her Bachelor of Arts in Business Administration with a concentration in Finance from the University of Washington, where she was recognized on the Dean’s List and as a Beta Gamma Sigma member. She is currently pursuing her MBA at the University of Washington to further expand her financial expertise.
Kristina earned her Bachelor of Arts in Business Administration with a concentration in Finance from the University of Washington, where she was recognized on the Dean’s List and as a Beta Gamma Sigma member. She is currently pursuing her MBA at the University of Washington to further expand her financial expertise.
Contact Dean Braun
Contact Dana Elwell
Awards and Recognition
Barron's Top 250 Private Wealth Management Teams
2021-2026 Barron's Top 100 Private Wealth Management Teams (formerly referred to as Barron's Top 100 Private Wealth Management Teams, Barron's Top 50 Private Wealth Management Teams, Barron's Top 50 Private Wealth Advisory Teams) Source: Barrons.com (Awarded April 2021-2026). Data compiled by Barron's based on 12-month period concluding in Dec of the year prior to the issuance of the award.
Barron's Top 100 Financial Advisors
2021-2026 Barron's Top 100 Financial Advisors Source: Barrons.com (Awarded 2021-2026). Data compiled by Barron's based on 12-month period concluding in Dec of the year prior to the issuance of the award.
Barron's Top 1,500 Financial Advisors: State-by-State
2004-2026 Barron's Top 1,500 Financial Advisors: State-by-State (formerly referred to as Barron's Top 1,200 Financial Advisors: State-by-State, Barron's Top 1,000 Financial Advisors: State-by-State)Source: Barrons.com (Awarded 2004-2026). Data compiled by Barron's based on 12-month period concluding in Sept of the year prior to the issuance of the award.
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Wealth Management
Global Investment Office
Portfolio Insights
This is a video content
Private Wealth Management Podcast
Bringing you engaging stories and key insights surrounding the complexities associated with significant wealth, including:
- Intergenerational Planning
- Philanthropic Giving
- Non-Traditional Assets
- Managing Family Wealth
Managing Significant Wealth
- Investment Management
- Wealth Transfer & Philanthropy
- Cash Management & Lending
- Family Governance & Wealth Education
- Lifestyle Advisory
- Business Services
PWM Leadership Insights & Outcomes
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Insights and Outcomes
Thought Leadership for our ultra high net worth clients, which contains thought-provoking articles, authored by leading experts from Morgan Stanley Family Office Resources.
We look forward to discussing your needs and goals, and the exceptional resources we can place at your disposal.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization’s initial and ongoing certification requirements to use the certification marks.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Asset Allocation does not assure a profit or protect against loss in declining financial markets.
The securities/instruments, investments and investment strategies discussed on this website may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website may not necessarily reflect those of Morgan Stanley Smith Barney LLC (“Morgan Stanley”). This website and its associated content are intended for U.S. residents only.
Morgan Stanley and its Private Wealth Advisors do not provide tax or legal advice. Visitors to this website should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Morgan Stanley Private Wealth Advisers may only transact business in states where they are registered or excluded or exempted from registration. Transacting business, follow-up and individualized responses involving either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where Morgan Stanley Private Wealth Advisers are not registered or excluded or exempt from registration.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
See the Financial Advisors Biographies for Registration and Licensing information.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management Analyst® (with graph element)®, and Certified Investment Management Analyst® .
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.
Lifestyle Advisory Services: Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Awards Disclosures | Morgan Stanley
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Asset Allocation does not assure a profit or protect against loss in declining financial markets.
The securities/instruments, investments and investment strategies discussed on this website may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website may not necessarily reflect those of Morgan Stanley Smith Barney LLC (“Morgan Stanley”). This website and its associated content are intended for U.S. residents only.
Morgan Stanley and its Private Wealth Advisors do not provide tax or legal advice. Visitors to this website should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Morgan Stanley Private Wealth Advisers may only transact business in states where they are registered or excluded or exempted from registration. Transacting business, follow-up and individualized responses involving either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where Morgan Stanley Private Wealth Advisers are not registered or excluded or exempt from registration.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
See the Financial Advisors Biographies for Registration and Licensing information.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management Analyst® (with graph element)®, and Certified Investment Management Analyst® .
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.
Lifestyle Advisory Services: Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Awards Disclosures | Morgan Stanley
CRC 4677197 (7/2025)
