Richard C Fielder
Managing Director, Wealth Management, Financial Advisor, Senior Portfolio Management Director, Family Wealth Director
Phone:
(972) 450-6616(972) 450-6616
365 Wealth Management Group at Morgan Stanley
Our Mission Statement
Experienced wealth planning services for your life and legacy goals
Our Story and Services
365 Wealth Management Group at Morgan Stanley is a comprehensive wealth management practice headquartered in Dallas, TX. Our team works with select clientele helping them make the best decisions to grow and preserve their assets and estates. We consult with our clients as if they were our own families seeking to build lasting, meaningful relationships based on trust, integrity and superior client service. We know that you and your family’s goals and objectives are unique and most of them cannot be found on a balance sheet. We are passionate about helping you discover and achieve your desired outcomes.
Services Include
- Financial PlanningFootnote1
- Professional Portfolio ManagementFootnote2
- Alternative InvestmentsFootnote3
- Municipal BondsFootnote4
- Exchange Traded FundsFootnote5
- Sustainable InvestingFootnote6
- Retirement PlanningFootnote7
- Estate Planning StrategiesFootnote8
- Life InsuranceFootnote9
- Long-term Care InsuranceFootnote10
- Philanthropic ManagementFootnote11
- 401(k) Rollovers
- Planning for Individuals with Special Needs and their Families
- Business PlanningFootnote12
- Planning for Education FundingFootnote13
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Programs We Support
Each year, our team selects a non-profit organization for whom we volunteer our time, talent and financial resources.
North Texas Bank
In 2008-2009, 2011-2014, 2020, 2022, and 2023 we chose the North Texas Food Bank as the organization on which we want to focus our efforts. Their mission is to support the nutritional needs of children, seniors, and families through education, advocacy and strategic partnerships. Last year, the North Texas Food Bank provided access to 125.6 million meals to those in need within a 13-county service area through a variety of dedicated programs. Each program presents a unique solution to the ongoing pursuit of closing the hunger gap in North Texas.
Our team had a fun and rewarding experience sorting, weighing, and bagging fresh vegetables at the food bank. The staff was friendly, the facility was sanitary, and the process was orderly and efficient.
Our team had a fun and rewarding experience sorting, weighing, and bagging fresh vegetables at the food bank. The staff was friendly, the facility was sanitary, and the process was orderly and efficient.
Susan G. Komen
In 2021, our team chose to focus on Susan G. Komen, an organization dedicated to addressing breast cancer on multiple levels including research, community health, patient advocacy, global outreach and public policy. This organization serves 254 counties, has donated over one billion dollars towards breast cancer research, and helped 10,000 people gain access to care and information. We also chose this charity to honor our own Janna Birkner, who is a ten year, two-time breast cancer survivor.
Janna was our team’s captain for the More Than Pink Walk - Susan G. Komen’s signature walk event in Dallas. In addition to raising funds to support their mission, the walk is a way for the community to honor those we’ve lost to this disease, and support current breast cancer patients, survivors, and their families.
Janna was our team’s captain for the More Than Pink Walk - Susan G. Komen’s signature walk event in Dallas. In addition to raising funds to support their mission, the walk is a way for the community to honor those we’ve lost to this disease, and support current breast cancer patients, survivors, and their families.
Camp John Marc
In 2018, we focused on Camp John Marc, which was created around the following questions: 1) How does the Camping experience relate to the treatment and management of Disease and 2) Could camp accommodate acutely ill children? With avid outdoorsmen and nature lovers on the team, we realize the impact that getting out into nature can have on both physical and mental health.
Dallas Holocaust and Human Rights Museum
In 2007, 2010, and 2017 we worked contribute to the Dallas Holocaust and Human Rights Museum. DHHRM focuses on bringing attention to events of holocaust and the proceeding developments in international human rights.
United Way
In 2015 and 2016 we chose to support United way which focuses on addressing education, economic, and health challenges across the US and abroad.
The Wilkinson Center
In 2006 we chose to support a local charity in The Wilkinson Center. The Wilkinson Center is founded on the principles of Compassion. Community. Commitment to Excellence, and Financial Responsibility. The Wilkinson Center offers adult education, food and support services, and Job Training and Workforce Development programs.
The Retina Foundation
In 2023, our team supported The Retina Foundation. Their mission is to prevent vision loss and restore sight through innovate research and treatment. Rick has had first-hand experience working with this organization and has had a very positive experience with them.
US Ski & Snowboard
Our team made a donation to US Ski & Snowboard in 2023. Unlike their peer organizations, they do not receive government funding for their athletes and programs. Donations fund year-round training, development, competition and educational needs.
Children’s Medical Center of Dallas
In 2024, the team decided to support Children’s Medical Center of Dallas. Their partnership with UT Southwestern has helped them to become a leader in life-changing treatments, innovative technology and research. Since they started in 1913, their commitment to community has gone beyond high quality health care to children as they serve as advocates to the children they serve.
MEETING COMPLEX FAMILY NEEDS
Just as a business owner has a thorough knowledge of a company's opportunities, risks, capital structure and financial objectives, the 365 Wealth Management Group begins by developing a similar understanding of you and your family. We translate this knowledge into strategy and process and work with you to help manage not only your investments but also your balance sheet and liquidity needs. The global resources of Morgan Stanley and coordination with outside advisors will likely include specialists in areas such as risk management, customized liquidity strategies and income and estate taxation.
The 365 Wealth Management Group will work with you and your family to develop a comprehensive plan that incorporates issues of family dynamics, wealth transfer, asset protection strategies, and location and business succession planning.
The focus will be on helping you:
- Maintain family unity across generations
- Easing administration burdens by managing some of the most complex aspects of your life
- Protect your assets and transfer them efficiently to the next generation and the causes and institutions you support
- Develop strategies that pass down family values as well as family assets
- Access specialized ultra-high net worth resources and strategies tailored specifically to your needs and goals
MARKET RESEARCH AND RESOURCES
At Morgan Stanley, we provide clients with easily digestible financial analysis from our market research experts. The links below provide further insight on the markets and economic landscape as well as our comprehensive suite of digital tools are designed to help enhance every aspect of your financial life.
The GIC Weekly
The Global Investment Committee's Lisa Shalett headlines this weekly look at markets, asset class performance and fixed income.
On the Markets
Detailed market commentary from Morgan Stanley's thought leaders on topics such as global equities, fixed income, monetary policy and more.
2024 Tax Table
As tax filing deadlines approach, you can prepare for this year's planning with the updated 2024 tax table.
2025 Tax Table
As tax filing deadlines approach, you can prepare for this year's planning with the updated 2025 tax table.
AWARDS AND DESIGNATIONS
365 Wealth Management Group Named Forbes Best-In- State Wealth Management Teams for 2023-2025
Source: Forbes.com (Awarded 2023-2025) Data compiled by SHOOK Research LLC based 12-month time period concluding in March of year prior to the issuance of the award.
Certified Financial Planner™ (CFP®) - Gordon Stevenson
CFP® professionals have met extensive training and experience requirements, and commit to CFP Board's ethical standards that require them to put their clients' interests first.
Richard Fielder Named Forbes Best-In- State Wealth Advisor for 2024
Source: Forbes.com (Awarded 2024) Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
CIMA® (Certified Investment Management Analyst®) - Gordon Stevenson and Alex Cena
The CIMA® designation demonstrates the in-depth knowledge of advanced investment theory and portfolio management, as well as wealth management and financial planning.
Family Wealth Director - Richard C. Fielder
The FWD designation is granted to those Financial Advisors who have successfully completed a rigorous accreditation program focused on skills required for comprehensive wealth management across a range of disciplines important to wealthy individuals.
Designated Family Wealth Directors must demonstrate professional knowledge and experience in a range of specialties including estate planning, traditional and alternative investments, control and restricted securities, lending, hedging and monetization, and business succession planning.
Insurance Planning Director - Tammy Cooper
Insurance Planning Directors have demonstrated a commitment to, and understanding of, holistic goals-based wealth management planning through the incorporation of insurance solutions into their practice as a foundational component of risk management.
Insurance and annuities can help clients plan for and guard against life's hidden curves—helping protect their assets and their family's well-being.
Location
5001 Spring Valley Rd
Ste 900W
Dallas, TX 75244
US
Direct:
(972) 450-6621(972) 450-6621
Meet 365 Wealth Management Group
First Vice President, Wealth Management, Financial Advisor, Insurance Planning Director
Phone:
(972) 450-6637(972) 450-6637
Senior Vice President, Wealth Management, Financial Advisor, Senior Portfolio Manager
Phone:
(972) 450-6638(972) 450-6638
Gordon L Stevenson, CFP®
Senior Vice President, Financial Advisor
Phone:
(972) 450-6644(972) 450-6644
Janna R. Birkner
Vice President, Business Development Associate
Phone:
(972) 450-6621(972) 450-6621
Catherine Romualdez
Portfolio Associate
Phone:
(972) 450-4817(972) 450-4817
Paige Waldron
Registered Client Service Associate
Phone:
(972) 450-6647(972) 450-6647
About Richard C Fielder
Rick provides thoughtful planning and proactive advice to clients and their families. He oversees portfolio management and design and works closely with clients to create long-term, personalized financial plans.
He has over 35 years’ experience as a Financial Advisor and Rick is one of approximately 4% of Morgan Stanley Financial Advisors who hold the title of Family Wealth Director*. Family Wealth Directors are a select group of Financial Advisors whose knowledge and experience serving high net worth clients afford them access to specialized teams and resources to deliver his clients the vast capabilities of a global financial firm with the customized care and advice of a boutique practice.
Rick has been recognized in Forbes Magazine’s Best-In-State Wealth Advisors List**. And 365 Wealth Management Group has been recognized in Forbes Magazine’s Best-In-State Wealth Management Teams List***.
Rick is originally from N. Little Rock, Arkansas, and attended the University of Arkansas where he earned his Bachelor of Science in Business. Rick and his wife Natalie have three children and live in Dallas. In his free time, Rick enjoys spending time with his family and playing tennis and golf.
* As of October 9, 2024, 4.6% of Morgan Stanley Financial Advisors hold the title of Family Wealth Director.
** Forbes Best-In-State Wealth Advisors 2024
Source: Forbes.com (Awarded 2024). Data compiled by SHOOK Research LLC based on data from the 12-month time period concluding on June 30th of the prior year.
** Forbes Best-In-State Wealth Management Teams 2023-2025
Source: Forbes.com (Awarded 2023, 2024, 2025). Data compiled by SHOOK Research LLC based on date from the 12-month time period concluding on March 31st of the prior year.
Securities Agent: WI, WA, VA, TN, SC, RI, OR, OK, OH, NY, NJ, MD, MO, MI, ME, NM, NC, MA, LA, NV, KY, IL, IA, HI, MS, GA, FL, DE, DC, CT, CO, CA, AZ, TX, PA, AR, AK; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1273062
CA Insurance License #: OH15406
AR Insurance License #: 8997082
Morgan Stanley Smith Barney LLC. Member SIPC.
CRC 3835991 10/24
He has over 35 years’ experience as a Financial Advisor and Rick is one of approximately 4% of Morgan Stanley Financial Advisors who hold the title of Family Wealth Director*. Family Wealth Directors are a select group of Financial Advisors whose knowledge and experience serving high net worth clients afford them access to specialized teams and resources to deliver his clients the vast capabilities of a global financial firm with the customized care and advice of a boutique practice.
Rick has been recognized in Forbes Magazine’s Best-In-State Wealth Advisors List**. And 365 Wealth Management Group has been recognized in Forbes Magazine’s Best-In-State Wealth Management Teams List***.
Rick is originally from N. Little Rock, Arkansas, and attended the University of Arkansas where he earned his Bachelor of Science in Business. Rick and his wife Natalie have three children and live in Dallas. In his free time, Rick enjoys spending time with his family and playing tennis and golf.
* As of October 9, 2024, 4.6% of Morgan Stanley Financial Advisors hold the title of Family Wealth Director.
** Forbes Best-In-State Wealth Advisors 2024
Source: Forbes.com (Awarded 2024). Data compiled by SHOOK Research LLC based on data from the 12-month time period concluding on June 30th of the prior year.
** Forbes Best-In-State Wealth Management Teams 2023-2025
Source: Forbes.com (Awarded 2023, 2024, 2025). Data compiled by SHOOK Research LLC based on date from the 12-month time period concluding on March 31st of the prior year.
Securities Agent: WI, WA, VA, TN, SC, RI, OR, OK, OH, NY, NJ, MD, MO, MI, ME, NM, NC, MA, LA, NV, KY, IL, IA, HI, MS, GA, FL, DE, DC, CT, CO, CA, AZ, TX, PA, AR, AK; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1273062
CA Insurance License #: OH15406
AR Insurance License #: 8997082
Morgan Stanley Smith Barney LLC. Member SIPC.
CRC 3835991 10/24
Securities Agent: SC, MD, NY, NC, TX, WY, VA, LA, MA, WA, WI, RI, AK, MO, MI, NJ, NM, NV, DE, ME, FL, DC, HI, IA, AZ, IL, TN, PA, OR, OK, OH, MT, MS, KY, GA, CT, CO, CA, AR, KS; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1273062
CA Insurance License #: OH15406
AR Insurance License #: 8997082
NMLS#: 1273062
CA Insurance License #: OH15406
AR Insurance License #: 8997082
About Tammy J Cooper
Tammy Cooper is a Vice President and Insurance Planning Director and Financial Planner with MS in the firms Spring Valley branch. She has more than 3 decades of experience in the financial services industry. She has been with MS and predecessor firms since 1992.
Tammy focuses on Estate Planning strategies and retirement planning. She has gained valuable experience working with estates and helping Families fully understand the EP process. Tammy also enjoys helping clients navigate the financial issues that arise due to major life changes such as marriage, death, employment and divorce. She also has worked extensively with clients in the social security process and their election of benefits based on their life goals and objectives.
Tammy is a graduate of UT DALLAS where she earned a Bachelor of Arts with a double major in Finance and Economics and minor in Accounting. She started her career during her undergraduate studies while working for Morgan Stanley Smith Barney in 1992. She worked as an Analyst for Morgan Stanley and obtained her Series 7, Series 63, Series 65, Group I life and Health licenses. She is also a big believer in upgrading your skill set. As such, she is a 2024-2025 Candidate at Texas A&M in their Masters program and CFP program.
In her free time, Tammy enjoys her sons, all sporting events, traveling, Yoga and her three dogs. She was born and raised in Amarillo Texas and has resided in Dallas since 1992. Tammy enjoys philanthropy in her spare time in helping animal rescue groups, wounded warriors and organizations designed around helping children and their contributions to the future.
Tammy focuses on Estate Planning strategies and retirement planning. She has gained valuable experience working with estates and helping Families fully understand the EP process. Tammy also enjoys helping clients navigate the financial issues that arise due to major life changes such as marriage, death, employment and divorce. She also has worked extensively with clients in the social security process and their election of benefits based on their life goals and objectives.
Tammy is a graduate of UT DALLAS where she earned a Bachelor of Arts with a double major in Finance and Economics and minor in Accounting. She started her career during her undergraduate studies while working for Morgan Stanley Smith Barney in 1992. She worked as an Analyst for Morgan Stanley and obtained her Series 7, Series 63, Series 65, Group I life and Health licenses. She is also a big believer in upgrading your skill set. As such, she is a 2024-2025 Candidate at Texas A&M in their Masters program and CFP program.
In her free time, Tammy enjoys her sons, all sporting events, traveling, Yoga and her three dogs. She was born and raised in Amarillo Texas and has resided in Dallas since 1992. Tammy enjoys philanthropy in her spare time in helping animal rescue groups, wounded warriors and organizations designed around helping children and their contributions to the future.
Securities Agent: WY, WI, WA, VA, TX, SC, RI, PA, OR, OK, OH, NY, NV, NM, NJ, NC, MT, TN, MS, MO, MI, MD, LA, DC, KY, IA, HI, GA, FL, DE, KS, IL, MA, CT, CO, CA, AZ, AR, AK, ME; General Securities Representative; Investment Advisor Representative
NMLS#: 535882
NMLS#: 535882
About Alex Cena
Alex is a Financial Advisor and Senior Portfolio Manager with Morgan Stanley. He works closely with executives, family offices and affluent individuals by providing long term advanced planning and comprehensive wealth management solutions. Alex provides a client-centric and advisory approach to managing assets with an emphasis on risk management and tax awareness.
Since first obtaining his securities license in 1989, Alex Cena has worked at some of the largest global investment banks on Wall Street including Lehman Brothers as well as Bear Stearns and Citi as a Managing Director and sell-side equity research analyst.
He’s gained valuable insights from witnessing numerous market cycles. He has: advised some of the most sophisticated institutional investors around the world on their stock selection; helped CEOs and CFOs finance their company’s growth prospects through the capital markets for initial and secondary offerings; and advised board members on corporate strategy. This institutional investment experience gives private clients a distinctive perspective on their wealth management needs.
Since he joined the 365 Wealth Management Group, his team has been recognized in Forbes Magazine’s Best-In-State Wealth Management Teams List in 2023, 2024 and 2025*.
Alex has been married more than 30 years to his wife Liz and together have two sons, Mathew and Stephen. Alex and Liz are now empty nesters and living in McKinney, Texas.
* Forbes Best-In-State Wealth Management Teams 2023-2025
Source: Forbes.com (Awarded 2023, 2024, 2025). Data compiled by SHOOK Research LLC based on date from the 12-month time period concluding on March 31st of the prior year.
Securities Agent: WA, AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NC, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, WI, WY; General Securities Representative; Investment Advisor Representative
NMLS#: 1625861
CA Insurance License #: OM27577
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trusts, estate planning, charitable giving, philanthropic planning or other legal matters.
Morgan Stanley Smith Barney LLC. Member SIPC.
CRC 3836053 09/24
Since first obtaining his securities license in 1989, Alex Cena has worked at some of the largest global investment banks on Wall Street including Lehman Brothers as well as Bear Stearns and Citi as a Managing Director and sell-side equity research analyst.
He’s gained valuable insights from witnessing numerous market cycles. He has: advised some of the most sophisticated institutional investors around the world on their stock selection; helped CEOs and CFOs finance their company’s growth prospects through the capital markets for initial and secondary offerings; and advised board members on corporate strategy. This institutional investment experience gives private clients a distinctive perspective on their wealth management needs.
Since he joined the 365 Wealth Management Group, his team has been recognized in Forbes Magazine’s Best-In-State Wealth Management Teams List in 2023, 2024 and 2025*.
Alex has been married more than 30 years to his wife Liz and together have two sons, Mathew and Stephen. Alex and Liz are now empty nesters and living in McKinney, Texas.
* Forbes Best-In-State Wealth Management Teams 2023-2025
Source: Forbes.com (Awarded 2023, 2024, 2025). Data compiled by SHOOK Research LLC based on date from the 12-month time period concluding on March 31st of the prior year.
Securities Agent: WA, AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NC, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, WI, WY; General Securities Representative; Investment Advisor Representative
NMLS#: 1625861
CA Insurance License #: OM27577
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trusts, estate planning, charitable giving, philanthropic planning or other legal matters.
Morgan Stanley Smith Barney LLC. Member SIPC.
CRC 3836053 09/24
Securities Agent: WA, AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NC, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, WI, WY; General Securities Representative; Investment Advisor Representative
NMLS#: 1625861
CA Insurance License #: OM27577
NMLS#: 1625861
CA Insurance License #: OM27577
About Gordon L Stevenson
Why Work with Gordon Stevenson?
Gordon Stevenson is dedicated to elevating his practice through education, experience, examination and some of the highest standards of ethics, Gordon has the advanced investment management knowledge necessary to serve affluent clients, and uses that in-depth knowledge to analyze and hand select the investment products that help make the most sense for your circumstance.
So why work with Gordon? When you work with Gordon, you're working with someone who understands financial complexities and risks, is well versed in modern concepts of investment advice and perhaps most important, is educated enough to understand how your individual investments are being managed and how they work together. These skills, along with a commitment to advanced education enables Gordon to provide you the kind of service that you not only want but deserve.
Education:
- Certified Financial Planner, 1989
- BSF, 1975 MBA, 1977
- Series 7, 1984
- Series 65 - Investment Advisory Agent, 1992 Dallas, TX
Gordon Stevenson is dedicated to elevating his practice through education, experience, examination and some of the highest standards of ethics, Gordon has the advanced investment management knowledge necessary to serve affluent clients, and uses that in-depth knowledge to analyze and hand select the investment products that help make the most sense for your circumstance.
So why work with Gordon? When you work with Gordon, you're working with someone who understands financial complexities and risks, is well versed in modern concepts of investment advice and perhaps most important, is educated enough to understand how your individual investments are being managed and how they work together. These skills, along with a commitment to advanced education enables Gordon to provide you the kind of service that you not only want but deserve.
Education:
- Certified Financial Planner, 1989
- BSF, 1975 MBA, 1977
- Series 7, 1984
- Series 65 - Investment Advisory Agent, 1992 Dallas, TX
Securities Agent: AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NC, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, WA, WI, WY; General Securities Representative; Investment Advisor Representative
NMLS#: 1282846
CA Insurance License #: 0C00866
NMLS#: 1282846
CA Insurance License #: 0C00866
About Janna R. Birkner
Janna Birkner is a Business Development Associate. She is passionate about helping our clients make the most of their financial goals. As a Business Development Associate Janna is involved in the intricacies of our business, such as
aiding clients through the complexities of inheriting, consolidating or passing down assets to the next generation. Janna is involved in most every aspect of our business, including placing trade orders, assisting in client account reviews, and daily client requests. Her depth of knowledge is beneficial to the 365 Wealth Management Group at Morgan Stanley and clients alike.
Janna’s extensive experience in the financial industry goes back to 1997 when she began working as a receptionist at Salomon Smith Barney. Janna has continued to grow and expand her skill set while always providing impeccable client service. Her steadfast work ethic is an invaluable asset to our clients and our
team.
In her free time, Janna enjoys researching her family’s ancestry, going to her daughter’s activities, and volunteering with her HOA, church and school.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should seek advice based on their particular circumstances
from an independent tax or legal advisor.
Morgan Stanley Smith Barney LLC. Member SIPC.
CRC 3774185 08/24
aiding clients through the complexities of inheriting, consolidating or passing down assets to the next generation. Janna is involved in most every aspect of our business, including placing trade orders, assisting in client account reviews, and daily client requests. Her depth of knowledge is beneficial to the 365 Wealth Management Group at Morgan Stanley and clients alike.
Janna’s extensive experience in the financial industry goes back to 1997 when she began working as a receptionist at Salomon Smith Barney. Janna has continued to grow and expand her skill set while always providing impeccable client service. Her steadfast work ethic is an invaluable asset to our clients and our
team.
In her free time, Janna enjoys researching her family’s ancestry, going to her daughter’s activities, and volunteering with her HOA, church and school.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should seek advice based on their particular circumstances
from an independent tax or legal advisor.
Morgan Stanley Smith Barney LLC. Member SIPC.
CRC 3774185 08/24
About Catherine Romualdez
Catherine joined the team in 2012 and views her service to our clients as a privilege. She
shares in the day-to-day operations and administrative needs of our clients, including fund
transfers, account queries, and trade orders. She is also engaged in cash flow, balance
sheet analysis, and the preparation of financial plans.
Her career in finance started with a small brokerage firm in the Philippines in 1996. She
moved to New York City in 1997 and worked for three investment banks for over 14 years in
the areas of wealth management, credit risk, foreign exchange, and prime brokerage; after
which she moved to Dallas. Her experience and knowledge contribute to our clients’
financial success, and she continues to build on her knowledge of the markets as she
strives to provide superior service to our clients.
Catherine is committed to her community. She currently supports non-profit organizations
Vogel Alcove, The Birthday Party Project, and Feed the Children. She likes to cook, read,
exercise and spend time with her dogs Nino and Murphy.
Morgan Stanley Smith Barney LLC. Member SIPC.
CRC 3774131 08/24
shares in the day-to-day operations and administrative needs of our clients, including fund
transfers, account queries, and trade orders. She is also engaged in cash flow, balance
sheet analysis, and the preparation of financial plans.
Her career in finance started with a small brokerage firm in the Philippines in 1996. She
moved to New York City in 1997 and worked for three investment banks for over 14 years in
the areas of wealth management, credit risk, foreign exchange, and prime brokerage; after
which she moved to Dallas. Her experience and knowledge contribute to our clients’
financial success, and she continues to build on her knowledge of the markets as she
strives to provide superior service to our clients.
Catherine is committed to her community. She currently supports non-profit organizations
Vogel Alcove, The Birthday Party Project, and Feed the Children. She likes to cook, read,
exercise and spend time with her dogs Nino and Murphy.
Morgan Stanley Smith Barney LLC. Member SIPC.
CRC 3774131 08/24
About Paige Waldron
Paige Waldron was born and raised in Orlando, Florida. She pursued her academic interests at the University of Florida, where she earned both a Bachelor’s and a Master’s degree in Economics, graduating with honors. During her time at university, Paige completed several internships in financial services, which deepened her passion for wealth management.
After graduation, Paige relocated to Texas to pursue a career in wealth management. In September 2023, she joined Morgan Stanley, where she gained valuable experience in the industry. In March 2024, Paige transitioned to our team as a Registered Client Service Associate, seeking an opportunity to work in a more personalized and dynamic environment.
Paige is eager to leverage her experience and insights to enhance our wealth management services. She is dedicated to building lasting relationships with clients and helping them navigate their financial journeys with confidence.
Outside of work, Paige enjoys hiking, photography, and trying new restaurants. Paige is also an avid traveler and has been to seventeen different countries and counting! On the weekends, you can often find her walking the Trinity Trails with her rescue dog, Winston.
Morgan Stanley Smith Barney LLC. Member SIPC.
CRC 3994241 11/24
After graduation, Paige relocated to Texas to pursue a career in wealth management. In September 2023, she joined Morgan Stanley, where she gained valuable experience in the industry. In March 2024, Paige transitioned to our team as a Registered Client Service Associate, seeking an opportunity to work in a more personalized and dynamic environment.
Paige is eager to leverage her experience and insights to enhance our wealth management services. She is dedicated to building lasting relationships with clients and helping them navigate their financial journeys with confidence.
Outside of work, Paige enjoys hiking, photography, and trying new restaurants. Paige is also an avid traveler and has been to seventeen different countries and counting! On the weekends, you can often find her walking the Trinity Trails with her rescue dog, Winston.
Morgan Stanley Smith Barney LLC. Member SIPC.
CRC 3994241 11/24
Contact Richard C Fielder
Contact Tammy J Cooper
Contact Alex Cena
Contact Gordon L Stevenson
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Keller Casey
Planning Associate
About Keller Casey
Keller Casey is a Planning Associate at Morgan Stanley providing dedicated financial planning support to Financial Advisors and their teams. Operating as an extension of the FA/Team, he collaborates with clients to discover and define goals that matter most to them. Leveraging state of the art technology, he will evaluate various options and their potential outcomes to help clients confidently choose the appropriate course of action. Keller provides expertise across a wide suite of Morgan Stanley planning tools designed to assist in the areas of investment accumulation, retirement, education, major purchase, cash flow, risk management, tax efficiency, and wealth transfer planning.
He earned his undergraduate degree from The University of Oklahoma and received the Financial Planning Specialist® designation from the College for Financial Planning. Keller is originally from Dallas, TX and currently resides in New York, NY.
He earned his undergraduate degree from The University of Oklahoma and received the Financial Planning Specialist® designation from the College for Financial Planning. Keller is originally from Dallas, TX and currently resides in New York, NY.
Wealth Management
Global Investment Office
Portfolio Insights
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
Article Image
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Protecting Elders From Financial Abuse
Article Image
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
Article Image
Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
Article Image
Ready to start a conversation? Contact 365 Wealth Management Group today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
2Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
3Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
4Municipal bonds may not be appropriate for all investors. Income generated from an investment in a municipal bond is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) and its Financial Advisors and Private Wealth Advisors do not provide any tax/legal advice. Consult your own tax/legal advisor before making any tax or legal-related investment decisions.
5An investment in an exchange-traded fund (ETF) involves risks similar to those of investing in a broadly based portfolio of equity securities traded on exchange in the relevant securities market, such as market fluctuations caused by such factors as economic and political developments, changes in interest rates and perceived trends in stock prices. The investment return and principal value of ETF investments will fluctuate, so that an investor’s ETF shares, if or when sold, may be worth more or less than the original cost.
Investors should carefully consider the investment objectives, risks, charges and expenses of an exchange-traded fund (ETF) before investing. The prospectus contains this and other information about the ETF. To obtain a prospectus, contact your Financial Advisor or visit the ETF company’s website. Please read the prospectus carefully before investing.
6The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
7When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
9Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
10Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
11Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
12Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
13When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
2Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
3Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
4Municipal bonds may not be appropriate for all investors. Income generated from an investment in a municipal bond is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) and its Financial Advisors and Private Wealth Advisors do not provide any tax/legal advice. Consult your own tax/legal advisor before making any tax or legal-related investment decisions.
5An investment in an exchange-traded fund (ETF) involves risks similar to those of investing in a broadly based portfolio of equity securities traded on exchange in the relevant securities market, such as market fluctuations caused by such factors as economic and political developments, changes in interest rates and perceived trends in stock prices. The investment return and principal value of ETF investments will fluctuate, so that an investor’s ETF shares, if or when sold, may be worth more or less than the original cost.
Investors should carefully consider the investment objectives, risks, charges and expenses of an exchange-traded fund (ETF) before investing. The prospectus contains this and other information about the ETF. To obtain a prospectus, contact your Financial Advisor or visit the ETF company’s website. Please read the prospectus carefully before investing.
6The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
7When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
9Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
10Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
11Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
12Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
13When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
