Travis Paul Winn
First Vice President, Financial Advisor, Financial Planning Specialist
Phone:
(334) 270-2626(334) 270-2626
Winn Wealth Management at Morgan Stanley
Direct:
(334) 270-2634(334) 270-2634
Toll-Free:
(800) 526-0678(800) 526-0678
Our Mission Statement
With a deep understanding of your priorities,
we deliver the high-quality advice,
knowledge and personalized solutions needed
to simplify your finances, achieve your goals
and enjoy your wealth.
we deliver the high-quality advice,
knowledge and personalized solutions needed
to simplify your finances, achieve your goals
and enjoy your wealth.
A Winn-Winn Strategy
At Winn Wealth Management, we believe effective wealth management begins and ends with listening. We ask important questions about your life, your values and your goals, then we listen.
Whether you are a financially successful family or a valued institutional client, everything we learn becomes the foundation of a thorough and thoughtful plan that not only defines your priorities, but delivers customized strategies that are reflective of who you are and where you want to go.
As a closely-knit father-son advisory team, we understand the importance of family and the desire to leave an enduring legacy. Working together, we bring decades of wisdom and a seamless continuity in our values. Most importantly, we offer a generational approach to managing wealth that provides a balance of perspectives to help you – and your children – make informed decisions about your wealth now and for the years that follow.
As you begin to work with us, you will experience a standard of care that prioritizes your best interests and treats you as an extension of our family. We are proud of the high-quality advice and service we provide each client and welcome the opportunity to deliver this same level of excellence to you, your family or your organization.
Whether you are a financially successful family or a valued institutional client, everything we learn becomes the foundation of a thorough and thoughtful plan that not only defines your priorities, but delivers customized strategies that are reflective of who you are and where you want to go.
As a closely-knit father-son advisory team, we understand the importance of family and the desire to leave an enduring legacy. Working together, we bring decades of wisdom and a seamless continuity in our values. Most importantly, we offer a generational approach to managing wealth that provides a balance of perspectives to help you – and your children – make informed decisions about your wealth now and for the years that follow.
As you begin to work with us, you will experience a standard of care that prioritizes your best interests and treats you as an extension of our family. We are proud of the high-quality advice and service we provide each client and welcome the opportunity to deliver this same level of excellence to you, your family or your organization.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Our Valued Clients
Our Client-Focused Practise
- We are honored to work with a broad array of highly successful individuals, families, business owners and governmental leaders. They value our depth of knowledge in providing comprehensive wealth management solutions that are tailored to help them achieve their most important goals. Our clients include: • Multigenerational private wealth families • Retirees and individuals planning for retirement • Professionals in the medical and legal fields • Business owners • Young professionals in the prime of their careers • Municipal pension funds • Self-insured workmen compensation / liability funds of business and government agencies While each client has unique goals and circumstances, they all have one priority in common: The desire to simplify their finances and have a one-stop shop for all their financial needs. At Winn Wealth Management, we are here to help you make informed decisions on any financial issue you face. We want to be your first phone call for anything financial and the team you turn to when you are faced with a difficult decision regarding your future.
Achieving Life Goals
- Our experience has taught us that every client’s circumstances and challenges are unique. We are committed to helping you understand your total financial picture, while navigating the distractions of today’s complex markets. We can help you: • Navigate a life-changing event with greater confidence, such as the sale of a business, a divorce or death of a spouse • Achieve greater savings through smart tax strategies and lower fees • Optimize investment performance • Finance a major acquisition • Plan and enjoy a successful retirement • Manage longevity risk • Coordinate strategies with other advisors, including your accountant and estate attorney • Prepare family members to effectively manage wealth now and in the future • Achieve long-term charitable and philanthropic goals
Giving Back
Our Commitment to Community
- As a close-knit team of caring professionals, we value loyalty to each other and to the individuals, families and organizations we proudly serve and support. With deep roots in our community, we have a longstanding commitment to sustaining its character for future generations. We embrace Morgan Stanley’s culture of global citizenship locally by leveraging our firm’s resources in the communities in which we live and work. The firm invests in children’s health initiatives along with education, diversity and cultural programs that better our people and society. We are proud to be members of the Morgan Stanley family and carry on the firm’s philanthropic tradition.
Making an Impact
- Paul Winn was awarded Morgan Stanley’s “Community Impact” Award in 2013 for his longstanding commitment to the Blue Gray National Tennis Classic, a Montgomery, Alabama tradition for over 70 years. Perhaps the most unique feature of the Blue Gray is the southern hospitality it offers. Tennis fans across Montgomery open up their homes to welcome and house the NCAA collegiate players throughout the tournament. Life-long friendships have developed between players and host families. A tennis veteran himself, Paul worked tirelessly as the Chairman of the Blue Gray Classic for 12 years, organizing, promoting and fundraising. He and his family continue to support the event, which is set to take place February 20-22, 2020.
Location
7515 Halcyon Summit Dr
Ste 300
Montgomery, AL 36117
US
Direct:
(334) 270-2634(334) 270-2634
Toll-Free:
(800) 526-0678(800) 526-0678
Meet Winn Wealth Management
Paul Winn, CFP®, CIMA®
Senior Vice President, Financial Advisor, Family Wealth Director
Phone:
(334) 270-2634(334) 270-2634
Pam Kimble
Assistant Vice President, Wealth Management Associate
Phone:
(334) 270-2646(334) 270-2646
About Travis Paul Winn
Travis P. Winn
Vice President
Financial Planning Specialist
Financial Advisor
A second-generation Financial Advisor, Travis works alongside his father, Paul, in managing their family wealth management practice. Together, they enjoy working with financially successful individuals and families, providing highly personalized advice through a disciplined process. Travis focuses on helping clients achieve their short- and long-term goals, which often include planning for education costs and a successful retirement.
Growing up in a household dedicated to serving the needs of local families and government leaders, Travis hoped that someday he too would become a financial advisor like his father, helping clients achieve financial success.
After graduating from the University of Alabama where he majored in Finance, Travis began his career as a Marketing Associate at Cornerstone Investment Partners. Four years later, he joined his father’s practice and officially formed The Winn Group. Today, they both enjoy working closely as a team to help their clients achieve their personal and professional goals.
As a Financial Planning Specialist and Financial Advisor, Travis guides his clients on the growth and preservation of their assets, while providing for current income and cash flow needs. His comprehensive process focuses on articulating each client’s needs, goals and challenges. This information then serves as the foundation for the development and implementation of a custom financial plan. His ultimate goal is to help clients keep more of what they earn through smart investment decisions and an attention to driving down fees and expenses. As a millennial, Travis is very experienced at teaching his generation about the responsibilities of wealth and providing strong stewardship of their parent’s legacy.
A native of Montgomery, Travis met his beautiful wife, Marlee, at a wedding six years ago. They were married in 2018 and have two baby girls, Annalee, who was born in 2019 and Margot, who was born in 2022. Away from the office, Travis is a true outdoorsman. His favorite activities include golf, gardening, hunting, fishing and spending time with his family and yellow Labrador, Ellie.
Vice President
Financial Planning Specialist
Financial Advisor
A second-generation Financial Advisor, Travis works alongside his father, Paul, in managing their family wealth management practice. Together, they enjoy working with financially successful individuals and families, providing highly personalized advice through a disciplined process. Travis focuses on helping clients achieve their short- and long-term goals, which often include planning for education costs and a successful retirement.
Growing up in a household dedicated to serving the needs of local families and government leaders, Travis hoped that someday he too would become a financial advisor like his father, helping clients achieve financial success.
After graduating from the University of Alabama where he majored in Finance, Travis began his career as a Marketing Associate at Cornerstone Investment Partners. Four years later, he joined his father’s practice and officially formed The Winn Group. Today, they both enjoy working closely as a team to help their clients achieve their personal and professional goals.
As a Financial Planning Specialist and Financial Advisor, Travis guides his clients on the growth and preservation of their assets, while providing for current income and cash flow needs. His comprehensive process focuses on articulating each client’s needs, goals and challenges. This information then serves as the foundation for the development and implementation of a custom financial plan. His ultimate goal is to help clients keep more of what they earn through smart investment decisions and an attention to driving down fees and expenses. As a millennial, Travis is very experienced at teaching his generation about the responsibilities of wealth and providing strong stewardship of their parent’s legacy.
A native of Montgomery, Travis met his beautiful wife, Marlee, at a wedding six years ago. They were married in 2018 and have two baby girls, Annalee, who was born in 2019 and Margot, who was born in 2022. Away from the office, Travis is a true outdoorsman. His favorite activities include golf, gardening, hunting, fishing and spending time with his family and yellow Labrador, Ellie.
Securities Agent: PA, ID, SD, VA, SC, OR, NY, NC, MD, CO, AL, TN, MA, GA, CA, TX, NE, IN, NJ, LA, ME, FL, KY, KS, MS, MO; General Securities Representative; Investment Advisor Representative
NMLS#: 1484884
NMLS#: 1484884
About Paul Winn
Paul D. Winn, CFP®, CIMA®
Senior Vice President
Senior Portfolio Manager
Family Wealth Director
Paul brings a lifetime of experience to his role as a Senior Portfolio Manager and Family Wealth Director at Morgan Stanley. For more than 30 years, he has been serving the specialized needs of financially successful individuals, families and government agencies in Montgomery and surrounding areas. He enjoys helping clients solve their financial challenges, delivering thoughtful and objective advice for life’s most important milestones.
Paul learned the importance of saving and the power of compounding at an early age. His mother taught him that saving a penny was the same as making a penny. As a result, saving smartly and seeking bargains has always been a part of Paul’s DNA. He was drawn to the financial services industry as a way of passing along the wisdom of his mother.
After earning his B.S. degree in Accounting from Auburn University, Paul worked as a CPA before joining a multinational Fortune 500 company as an Internal Auditor, eventually becoming the Director of Internal Audit. It is here where Paul discovered his desire to work more closely with individuals and families. He joined Morgan Stanley in 1988 as a Financial Advisor and over the next 31 years built a successful practice. Today, he enjoys working side-by-side with his son, Travis, educating clients about important financial concepts and helping to make a meaningful impact on the quality of their lives.
Throughout his career, Paul has amassed an impressive list of educational credentials, demonstrating his ongoing commitment to a world-class client experience. He holds the Certified Financial PlannerTM and Certified Investment Management Analyst® designations and obtained his M.B.A. from the University of Alabama. In 2019, he earned Morgan Stanley’s distinguished Family Wealth Director designation. This credential – achieved by less than four percent of the firm’s advisors – places him among a small group of advisors who are uniquely qualified to serve the sophisticated needs of ultra-high net worth families.
Paul’s passion for helping clients is equaled only by his dedication to his community and his family. An avid tennis player, Paul is actively involved in The Blue Gray National Collegiate Tennis Classic. This event is the oldest ongoing sporting event in Montgomery, dating back to 1949. His team is also very active in supporting the Food Bank, the Alabama Shakespeare Festival and the Montgomery Museum of Fine Arts.
Outside of the office, Paul enjoys playing tennis and golf weekly and bass fishing almost every weekend. His life centers on a love for his family. He and his wife, Connie, have been married since
1983 . Their son, Travis and his wife Marlee, recently added a beautiful daughter to the family – Annalee.
Senior Vice President
Senior Portfolio Manager
Family Wealth Director
Paul brings a lifetime of experience to his role as a Senior Portfolio Manager and Family Wealth Director at Morgan Stanley. For more than 30 years, he has been serving the specialized needs of financially successful individuals, families and government agencies in Montgomery and surrounding areas. He enjoys helping clients solve their financial challenges, delivering thoughtful and objective advice for life’s most important milestones.
Paul learned the importance of saving and the power of compounding at an early age. His mother taught him that saving a penny was the same as making a penny. As a result, saving smartly and seeking bargains has always been a part of Paul’s DNA. He was drawn to the financial services industry as a way of passing along the wisdom of his mother.
After earning his B.S. degree in Accounting from Auburn University, Paul worked as a CPA before joining a multinational Fortune 500 company as an Internal Auditor, eventually becoming the Director of Internal Audit. It is here where Paul discovered his desire to work more closely with individuals and families. He joined Morgan Stanley in 1988 as a Financial Advisor and over the next 31 years built a successful practice. Today, he enjoys working side-by-side with his son, Travis, educating clients about important financial concepts and helping to make a meaningful impact on the quality of their lives.
Throughout his career, Paul has amassed an impressive list of educational credentials, demonstrating his ongoing commitment to a world-class client experience. He holds the Certified Financial PlannerTM and Certified Investment Management Analyst® designations and obtained his M.B.A. from the University of Alabama. In 2019, he earned Morgan Stanley’s distinguished Family Wealth Director designation. This credential – achieved by less than four percent of the firm’s advisors – places him among a small group of advisors who are uniquely qualified to serve the sophisticated needs of ultra-high net worth families.
Paul’s passion for helping clients is equaled only by his dedication to his community and his family. An avid tennis player, Paul is actively involved in The Blue Gray National Collegiate Tennis Classic. This event is the oldest ongoing sporting event in Montgomery, dating back to 1949. His team is also very active in supporting the Food Bank, the Alabama Shakespeare Festival and the Montgomery Museum of Fine Arts.
Outside of the office, Paul enjoys playing tennis and golf weekly and bass fishing almost every weekend. His life centers on a love for his family. He and his wife, Connie, have been married since
1983 . Their son, Travis and his wife Marlee, recently added a beautiful daughter to the family – Annalee.
Securities Agent: SD, NE, MO, ME, VA, TX, NY, AL, MS, IN, FL, TN, MD, MA, NJ, SC, PA, OR, NC, KY, GA, CA, KS, ID, CO; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
About Pam Kimble
Pam Kimble
Drawing on more than 20 years of financial services experience, Pam is a consummate professional. She is committed to providing each client with the highest level of personal service and has been an integral member of The Winn Wealth Management Group since joining the team in 2014.
From the largest task to the smallest request, Pam works diligently to exceed client expectations. She is the primary point of contact for a variety of client service activities, which include onboarding new clients and interfacing with various departments to ensure client issues are resolved efficiently.
Prior to joining Morgan Stanley’s operations department in 2010, Pam was an Operations Manager at Colonial Brokerage for 11 years. She is a securities licensed associate, maintaining her FINRA Series 7, 63, and 66 licenses, which allows her to make trades on behalf of Paul and Travis. Pam has a firm grasp on the many complex issues that clients confront daily and enjoys helping them solve their financial challenges.
Growing up in Montgomery, Pam now lives in Coosada. Outside of the office, she enjoys spending time with her two sons and three grandchildren. In her free time, Pam enjoys reading and gardening.
Drawing on more than 20 years of financial services experience, Pam is a consummate professional. She is committed to providing each client with the highest level of personal service and has been an integral member of The Winn Wealth Management Group since joining the team in 2014.
From the largest task to the smallest request, Pam works diligently to exceed client expectations. She is the primary point of contact for a variety of client service activities, which include onboarding new clients and interfacing with various departments to ensure client issues are resolved efficiently.
Prior to joining Morgan Stanley’s operations department in 2010, Pam was an Operations Manager at Colonial Brokerage for 11 years. She is a securities licensed associate, maintaining her FINRA Series 7, 63, and 66 licenses, which allows her to make trades on behalf of Paul and Travis. Pam has a firm grasp on the many complex issues that clients confront daily and enjoys helping them solve their financial challenges.
Growing up in Montgomery, Pam now lives in Coosada. Outside of the office, she enjoys spending time with her two sons and three grandchildren. In her free time, Pam enjoys reading and gardening.
Contact Travis Paul Winn
Contact Paul Winn
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Debbie Booth
Senior Private Banker
Whitney Syme
Associate Private Banker
About Debbie Booth
Debbie Booth is a Senior Private Banker serving Morgan Stanley Wealth Management offices in Alabama, Arkansas, and Florida.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Debbie began her career in financial services in 1987 and joined Morgan Stanley in 2010 as a Senior Private Banker. Prior to joining the firm, she held many roles including Wealth Management Banker, Banking Center Manager, and Retail Mortgage Manager at Bank of America/Merrill Lynch.
Debbie and her family reside in Gulf Breeze, Florida. She is an active member of the community by volunteering her time with March of Dimes, Women’s Build with Habitat for Humanity and Manna Food Bank. When not in the office, she enjoys watching football, going to the beach, and spending time with her family.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Debbie began her career in financial services in 1987 and joined Morgan Stanley in 2010 as a Senior Private Banker. Prior to joining the firm, she held many roles including Wealth Management Banker, Banking Center Manager, and Retail Mortgage Manager at Bank of America/Merrill Lynch.
Debbie and her family reside in Gulf Breeze, Florida. She is an active member of the community by volunteering her time with March of Dimes, Women’s Build with Habitat for Humanity and Manna Food Bank. When not in the office, she enjoys watching football, going to the beach, and spending time with her family.
NMLS#: 801310
About Whitney Syme
Whitney Syme is an Associate Private Banker serving Morgan Stanley
Wealth Management offices in Alabama, Arkansas, and Florida.
Associate Private Bankers partner with Private Bankers and Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Whitney began her career in financial services in 2006 when she joined Morgan Stanley. Prior to her current role she served as a Business Development Associate and as a Senior Complex Service Manager.
Whitney is a graduate of the Auburn University, where she received a Bachelor of Science in Marketing. She lives in Birmingham, Alabama with her family. Whitney is a member of the Big Oak Ranch Auxiliary and Vestavia Hills Elementary Cahaba Heights Parent Teacher Organization. Outside of the office, Whitney enjoys painting, hiking, skiing, and traveling.
Wealth Management offices in Alabama, Arkansas, and Florida.
Associate Private Bankers partner with Private Bankers and Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Whitney began her career in financial services in 2006 when she joined Morgan Stanley. Prior to her current role she served as a Business Development Associate and as a Senior Complex Service Manager.
Whitney is a graduate of the Auburn University, where she received a Bachelor of Science in Marketing. She lives in Birmingham, Alabama with her family. Whitney is a member of the Big Oak Ranch Auxiliary and Vestavia Hills Elementary Cahaba Heights Parent Teacher Organization. Outside of the office, Whitney enjoys painting, hiking, skiing, and traveling.
NMLS#: 2277780
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Are You Prepared for Tax Day?
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Mosaic
Explore ideas and inspiration with captivating, original lifestyle stories created exclusively for Morgan Stanley clients.
A Change of Greenery
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Ready to start a conversation? Contact Winn Wealth Management today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
