Executive Director, Financial Advisor, Family Wealth Director, Portfolio Management Director
Phone:
(401) 863-8410(401) 863-8410
Westminster Group at Morgan Stanley
Our Mission Statement
Preserve your values.
Grow your wealth.
Transfer with Intention.
Grow your wealth.
Transfer with Intention.
WELCOME
The Westminster Group is a highly experienced team of wealth planning and investment professionals with diverse backgrounds and a common focus: everything we do begins and ends with a commitment to helping you realize your vision of financial wellness and family legacy.
We work with a select clientele of accomplished privately-held business owners, entrepreneurs and private equity executives, as well as their families, foundations and businesses. Seeking to provide each with a highly customized blueprint, we offer the perspective and dedicated resources needed to help you make informed financial decisions and put them into action.
Like many of our clients, your personal wealth may be closely linked to the success of the business or profession. Our backgrounds in wealth planning and portfolio management helps you address the multifaceted challenges presented by financial success. We also provide guided access to the vast resources of a global financial leader. That means that our recommendations are grounded in a broader global perspective and backed by the latest advanced planning strategies. It means that we can introduce you to other resources in our global firm can help you address your business and professional needs.
We look forward to hearing about your aspirations and demonstrating how we can help you reach them. To begin that conversation, please contact us at 401-863-8410.
We work with a select clientele of accomplished privately-held business owners, entrepreneurs and private equity executives, as well as their families, foundations and businesses. Seeking to provide each with a highly customized blueprint, we offer the perspective and dedicated resources needed to help you make informed financial decisions and put them into action.
Like many of our clients, your personal wealth may be closely linked to the success of the business or profession. Our backgrounds in wealth planning and portfolio management helps you address the multifaceted challenges presented by financial success. We also provide guided access to the vast resources of a global financial leader. That means that our recommendations are grounded in a broader global perspective and backed by the latest advanced planning strategies. It means that we can introduce you to other resources in our global firm can help you address your business and professional needs.
We look forward to hearing about your aspirations and demonstrating how we can help you reach them. To begin that conversation, please contact us at 401-863-8410.
2024-2025 Forbes Best-In-State Wealth Management Teams
- Source: Forbes.com (Awarded 2024, 2025). Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
Services Include
- Comprehensive Wealth Planning
- Investment Management
- Pre-Liquidity Planning
- Open-Architecture Platform
- Cash Management & LendingFootnote1
- Family Governance & Wealth Education
- Tax, Trust & Estate AdvisoryFootnote2
- Lifestyle Advisory ServicesFootnote3
- Retirement & Pension Plans
- Philanthropy Management
- 10b5-(1) Programs
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Discovery Process
Investing the time to learn about you and your family; your assets and liabilities and the risk exposures, enables us to formulate strategies and customize the relationship to your needs.
Formulation of Tax, Trust and Estate Strategy
Working with your tax and legal advisors, we help analyze your income and estate tax circumstances to identify and tailor planning techniques that may be used to address your objectives.
Creation of Customized Strategic Asset Allocation
Your customized asset allocation reflects risk, opportunities and taxation across multiple entities, while integrating your investing and estate plans.
Integration of Tactical Asset Allocation
Short-term adjustments seek to capitalize on temporary market distortions. Before making adjustments, we analyze the impact of taxes and trading costs on potential returns.
Implementation of a Customized Wealth Strategy
After comprehensive due diligence and analysis of expected results across multiple market scenarios, strategies are chosen from our expansive investment platform.
Ongoing Assessment
In coordination with your other advisors, we can conduct ongoing reviews and comprehensive reporting to ensure that your strategy adapts to changing financial and family needs.
Planning for Your Future
At the Westminster Group, we understand that managing substantial wealth requires a unique approach, tailored strategies , and a deep understanding of complex financial landscapes. Our High-Net-Worth Resources tab is designed specifically for individuals and families who have achieved significant financial success and seek to preserve and grow their wealth with precision and care. Please explore the content below as you look to achieve your financial goals with confidence.
Quarterly Newsletter
Your go-to destination to staying informed! Dive into the latest updates, insights, and stories from our team and Morgan Stanley.
Explore Our Latest Newsletter
Reserved Living & Giving
A complimentary perks program available to Morgan Stanley clients which gives access to special discounts, experiences, and curated lifestyle.
The Latest Offerings
Lifestyle Estate & Gift Tax Exemption Sunset
The lifetime estate and gift tax exemptions could be halved in 2026, creating an opportunity to reassess and optimize your gifting strategy.
Learn More
Estate Planning Essentials
Developing an estate plan is crucial for safeguarding your assets and ensuring a smoother transition for your heirs, minimizing potential challenges they might face.
7 Essential Steps
Planning for the Future of Your Business
The life of your business does not need to end with the end of your leadership. These six key priorities can help you build a family enterprise that lasts throughout the generations.
Succession Planning
Diversification Strategies for Executives
Public company executives who receive equity may face concentration risk. Discover seven ways they may be able to diversify.
Learn More
Alternative Investments
Alternative investments could provide unique opportunities to help you grow and preserve your wealth through the potential of reduced volatility, enhanced return, income generation and more.
Learn More about Alts
Guide to Talking to Kids about Money
Raising kids to be smart about money requires creating an environment where they are neither insecure, nor overconfident about family finances.
Learn More
Donor Advised Funds
There’s more to charitable giving than you may realize. Here’s one method that may be tax-efficient and can help maximize your impact.
Smart Ways to Give
Empowering the Next Generation of Philanthropists
Millennials and Gen Z are bringing new energy to the future of giving and civic engagement.
Learn More
Here at the Westminster group giving back to our community is an integral part of our team's value. Depicted below are a few community service events we have participated in.
United Way of Greater New Bedford - Hunger Hero's
At this community service event we packaged and donated over 1,000 Thanksgiving meals to food pantries across the greater New Bedford area.
Roger Williams Park Zoo 150th Gala
At this gala Pat LeBeau, Chairman of the Board, spoke on the dedication of conservation land.
Ironman Foundation and Lymphoma and Leukemia Society/races.
At these events and races, we raise money annually to donate to each cause.
Location
1 Financial Plaza 19th
Fl
Providence, RI 02903
US
Direct:
(401) 863-8490(401) 863-8490
Meet Westminster Group
Phone:
(401) 863-8428(401) 863-8428
Caitlyn R. Beauregard
First Vice President, Financial Advisor
Phone:
(401) 457-7677(401) 457-7677
John Berkery
Executive Director, Financial Advisor, Portfolio Management Director
Phone:
(401) 863-8406(401) 863-8406
John Walter
Executive Director, Financial Advisor, Portfolio Management Director
Phone:
(401) 863-8423(401) 863-8423
Jason Hantman
Senior Vice President, Financial Advisor, Portfolio Management Director
Phone:
(401) 863-8417(401) 863-8417
Laura Fiske
Investment Consultant – Estate Planning Specialist
Phone:
(401) 863-8424(401) 863-8424
Laura Giarrusso
Portfolio Associate
Phone:
(401) 863-8435(401) 863-8435
Kristen Dalton
Portfolio Associate
Phone:
(401) 845-3564(401) 845-3564
About Me
Pat LeBeau is an Executive Director, Financial Advisor with Morgan Stanley Wealth Management in Providence, Rhode Island. He also holds firm designations as a Family Wealth Director, an Alternative Investments Director and is a Workplace Advisor – Equity Compensation. He also is Certified Financial Planner (CFP®) and ADPA™ designee. Combining the knowledge and experience gained over nearly three decades, he leads a team of professionals who are dedicated to understanding and addressing the needs and concerns of privately held business owners, private equity executives, corporate executives and their families .
Pat also has significant experience working with business owners of privately-held companies. In addition to providing guidance on the sale of their business, he can help develop a detailed succession plan designed to represent their family’s interests for the future. He is driven to provide clients with a tailored wealth management approach that focuses on both sides of their balance sheets to help them address the entirety of their financial lives.
Prior to joining Morgan Stanley Private Wealth Management, he has held positions at Bank of America Private Bank (formerly US Trust), and RBS/Citizens Investment Services, including senior vice president and director of the northeast market, and director of its fixed income trading desk. He earned his bachelor’s degree from the University of Massachusetts, where he is a member of its Gold Key International Honor Society. Pat has participated in executive education programs at Babson University School for Executive Education and the Executive Education Program from the Wharton School. He is a Certified Financial Planner, a designation awarded by the Certified Financial Planner Board of Standards, Inc, and also holds the Accredited Domestic Partnership Advisor, ADPA, designation.
An ardent supporter of both foster youth and animal conservation efforts, Pat currently serves as Chairman of the Board of Trustees and is an executive board member for the Rhode Island Zoological Society and the Roger Williams Park Zoo. He is also President of the Board of Directors for Foster Forward.
Pat also has significant experience working with business owners of privately-held companies. In addition to providing guidance on the sale of their business, he can help develop a detailed succession plan designed to represent their family’s interests for the future. He is driven to provide clients with a tailored wealth management approach that focuses on both sides of their balance sheets to help them address the entirety of their financial lives.
Prior to joining Morgan Stanley Private Wealth Management, he has held positions at Bank of America Private Bank (formerly US Trust), and RBS/Citizens Investment Services, including senior vice president and director of the northeast market, and director of its fixed income trading desk. He earned his bachelor’s degree from the University of Massachusetts, where he is a member of its Gold Key International Honor Society. Pat has participated in executive education programs at Babson University School for Executive Education and the Executive Education Program from the Wharton School. He is a Certified Financial Planner, a designation awarded by the Certified Financial Planner Board of Standards, Inc, and also holds the Accredited Domestic Partnership Advisor, ADPA, designation.
An ardent supporter of both foster youth and animal conservation efforts, Pat currently serves as Chairman of the Board of Trustees and is an executive board member for the Rhode Island Zoological Society and the Roger Williams Park Zoo. He is also President of the Board of Directors for Foster Forward.
Securities Agent: LA, IN, DC, WA, NE, DE, SC, NY, MA, ID, NJ, IL, HI, VT, MI, GA, CO, TX, OK, MN, CT, CA, WI, RI, OR, AZ, UT, NH, MD, FL, VA, PA, OH, NC, ME, NV, MO; General Securities Principal; General Securities Representative; Investment Advisor Representative
NMLS#: 652712
NMLS#: 652712
About Rob Sherwin
Rob serves as a Managing Director, Wealth Advisor, and Portfolio Management Director at Morgan Stanley, based in Providence, Rhode Island. Since entering the industry in 1980, Rob has helped make a significant impact on his clients’ financial lives. His passion, extensive knowledge, and attention to detail are testaments to his over forty years of dedicated service. Rob has a focus in working with individual clients and non-profit organizations. His team includes Kristen Dalton, a Senior Registered Associate with twenty years of experience in the investment business.
After graduating from the University of Rhode Island, Rob commenced his career at Kidder Peabody & Co., continuing through its acquisition by PaineWebber & Co. In May 1995, he joined Morgan Stanley as a Senior Vice president. Recognizing his experience, Morgan Stanley selected Rob to participate in their prestigious Wealth Advisor program, in collaboration with the Wharton postgraduate program at the University of Pennsylvania.
Rob currently resides in both Pawtucket, Rhode Island, and Boynton Beach, Florida, with his wife Mindy. He is a proud grandfather of three grandchildren.
Outside of his professional responsibilities, Rob is actively engaged in his local community. He serves on the Rhode Island Foundation Investment Committee and is a member of their Professional Advisory Council. He is the Chairman of the Rhode Island Jewish Alliance Investment Committee. Additionally, he is a past President of the Rhode Island Association of Investment Firms. Rob has also contributed to academia by teaching courses at the University of Rhode Island and Bryant University. Furthermore, he has established an ongoing intern/analyst program at Brown University, fostering a passion for finance in the next generation.
In his free time, Rob enjoys engaging in outdoor activities, maintaining an active lifestyle, and traveling.
After graduating from the University of Rhode Island, Rob commenced his career at Kidder Peabody & Co., continuing through its acquisition by PaineWebber & Co. In May 1995, he joined Morgan Stanley as a Senior Vice president. Recognizing his experience, Morgan Stanley selected Rob to participate in their prestigious Wealth Advisor program, in collaboration with the Wharton postgraduate program at the University of Pennsylvania.
Rob currently resides in both Pawtucket, Rhode Island, and Boynton Beach, Florida, with his wife Mindy. He is a proud grandfather of three grandchildren.
Outside of his professional responsibilities, Rob is actively engaged in his local community. He serves on the Rhode Island Foundation Investment Committee and is a member of their Professional Advisory Council. He is the Chairman of the Rhode Island Jewish Alliance Investment Committee. Additionally, he is a past President of the Rhode Island Association of Investment Firms. Rob has also contributed to academia by teaching courses at the University of Rhode Island and Bryant University. Furthermore, he has established an ongoing intern/analyst program at Brown University, fostering a passion for finance in the next generation.
In his free time, Rob enjoys engaging in outdoor activities, maintaining an active lifestyle, and traveling.
Securities Agent: MA, FL, AZ, LA, DC, UT, NE, DE, MD, IN, IL, GA, CA, VT, SC, CT, OR, MN, WI, VA, NV, NJ, TX, NH, MO, ID, HI, WA, OK, OH, NY, MI, CO, TN, RI, PA, NC, ME; General Securities Representative; Investment Advisor Representative
NMLS#: 1279179
NMLS#: 1279179
About Caitlyn R. Beauregard
Caitlyn is a First Vice President and Financial Advisor within The Westminster Group, Morgan Stanley Wealth Management in Providence, Rhode Island. She joined the Westminster Group in 2024, reuniting her with the colleagues she worked with closely on behalf of clients for over a decade at Bank of America Private Bank (formerly U.S. Trust).
Caitlyn focuses on wealth, estate and financial planning strategies for individuals and families. She works closely with clients’ outside attorneys, accountants and other advisors to help provide holistic and collaborative solutions.
Prior to joining The Westminster Group, Caitlyn served in various capacities at Bank of America Private Bank (formerly U.S. Trust) for twelve years, most recently as a Senior Vice President and Senior Trust Officer in the high-net-worth group. She also practiced as an attorney at Azzinaro, Manni-Paquette in Pawtucket, Rhode Island prior to her time at the Bank, focusing on general civil litigation and estate planning.
Caitlyn earned her Bachelor of Arts degree from College of the Holy Cross in Worcester, Massachusetts, and her law degree from Roger Williams University School of Law (Not-practicing at Morgan Stanley.) She is an executive board member of the Estate Planning Council of Rhode Island (serving as Secretary for 2024-2025), and an active member of the Programs Committee. Caitlyn is also a member of the Probate and Trust Committee of the Rhode Island Bar Association. She is admitted to the bar in Rhode Island and Massachusetts. Caitlyn completed the FINRA SIE exam and holds both her Series 7 and Series 66 licenses.
Caitlyn lives with her husband and sons in Lincoln, Rhode Island. She does not provide legal advice in her role at Morgan Stanley.
Caitlyn focuses on wealth, estate and financial planning strategies for individuals and families. She works closely with clients’ outside attorneys, accountants and other advisors to help provide holistic and collaborative solutions.
Prior to joining The Westminster Group, Caitlyn served in various capacities at Bank of America Private Bank (formerly U.S. Trust) for twelve years, most recently as a Senior Vice President and Senior Trust Officer in the high-net-worth group. She also practiced as an attorney at Azzinaro, Manni-Paquette in Pawtucket, Rhode Island prior to her time at the Bank, focusing on general civil litigation and estate planning.
Caitlyn earned her Bachelor of Arts degree from College of the Holy Cross in Worcester, Massachusetts, and her law degree from Roger Williams University School of Law (Not-practicing at Morgan Stanley.) She is an executive board member of the Estate Planning Council of Rhode Island (serving as Secretary for 2024-2025), and an active member of the Programs Committee. Caitlyn is also a member of the Probate and Trust Committee of the Rhode Island Bar Association. She is admitted to the bar in Rhode Island and Massachusetts. Caitlyn completed the FINRA SIE exam and holds both her Series 7 and Series 66 licenses.
Caitlyn lives with her husband and sons in Lincoln, Rhode Island. She does not provide legal advice in her role at Morgan Stanley.
Securities Agent: GA, FL, UT, NY, NH, CA, VT, VA, DE, MN, CO, WI, TX, SC, PA, OK, DC, CT, NJ, IL, NV, NC, ME, MA, MD, ID, AZ, LA, WA, RI, OH, MO, MI; General Securities Representative; Investment Advisor Representative
NMLS#: 2671391
NMLS#: 2671391
About John Berkery
John Berkery joined Morgan Stanley Wealth Management in Providence, Rhode Island helping to form the high net worth boutique, The Westminster Group. He is an Executive Director and Financial Advisor, having spent over 20 years at Bank of America Private Bank/US Trust as a Managing Director and Portfolio Manager. Prior to this he was an Investment Advisor at Merrill Lynch.
John is responsible for creating and maintaining personalized investment advice and guidance for high net worth investors. He extends the work of the portfolio manager with a broad range of wealth management services including financial planning and wealth strategy available to Westminster Group clients. His primary focus is building custom portfolios while navigating through changing market environments to provide traditional guidance in the areas of asset allocation, tax-minimization strategies, retirement, and multi-generational strategies from risk-based strategies and lending solutions.
John was born and raised in New Jersey and graduated from Assumption University. He holds the Series 7 & 66 licenses. John and his wife, Midge, live in Barrington, RI along with their three daughters.
John is responsible for creating and maintaining personalized investment advice and guidance for high net worth investors. He extends the work of the portfolio manager with a broad range of wealth management services including financial planning and wealth strategy available to Westminster Group clients. His primary focus is building custom portfolios while navigating through changing market environments to provide traditional guidance in the areas of asset allocation, tax-minimization strategies, retirement, and multi-generational strategies from risk-based strategies and lending solutions.
John was born and raised in New Jersey and graduated from Assumption University. He holds the Series 7 & 66 licenses. John and his wife, Midge, live in Barrington, RI along with their three daughters.
Securities Agent: NE, LA, OH, MA, NJ, HI, PA, IL, NV, CO, CA, OK, WI, TX, MN, UT, RI, NC, VT, SC, MI, ME, GA, VA, NH, FL, DE, DC, MO, MD, IN, OR, NY, ID, CT, AZ, WA; General Securities Representative; Investment Advisor Representative
NMLS#: 2345078
NMLS#: 2345078
About John Walter
John Walter recently joined Morgan Stanley Wealth Management in Providence, Rhode Island, as an Executive Director and Financial Advisor after working 25 years at Bank of America Private Bank as a Managing Director and Portfolio Manager. John was responsible for creating and maintaining personalized investment advice and guidance and a broad range of wealth management services including financial planning and wealth strategy. This includes assisting clients with establishing goals and objectives, working towards developing an appropriate overall strategy, formulating, and implementing potential solution, and conducting periodic reviews to help clients monitor progress toward reaching the initial goals and strategies set forth. In addition, he supports clients in navigating through changing market environments to provide traditional guidance in the areas of asset allocation, tax-minimization strategies, retirement, and multi-generational strategies from risk-based strategies to cash management and lending solutions.
John was born and raised in New York and graduated from Marietta College in Ohio. He holds the Series 7 & 66 licenses. In his spare time, he serves as a member of the Providence Society of Financial Analysts. John and his wife, Kelley, live in Barrington, RI. They have three daughters – Abigail and Jillian, and Hailey.
John was born and raised in New York and graduated from Marietta College in Ohio. He holds the Series 7 & 66 licenses. In his spare time, he serves as a member of the Providence Society of Financial Analysts. John and his wife, Kelley, live in Barrington, RI. They have three daughters – Abigail and Jillian, and Hailey.
Securities Agent: WI, MA, CO, CT, CA, AZ, NH, ME, MD, DC, NC, MI, VA, RI, NY, MO, LA, VT, NE, MN, IL, WA, PA, NV, GA, UT, TX, OH, ID, FL, DE, SC, NJ, OK; General Securities Representative; Investment Advisor Representative
NMLS#: 2326403
NMLS#: 2326403
About Jason Hantman
Jason Hantman recently joined Morgan Stanley Wealth Management in Providence, Rhode Island, as a Senior Vice President and Financial Advisor from Bank of America Private Bank in Providence as a Senior Vice President and Portfolio Manager where he led the Investment team in the Cape Cod region for the past 28 years. He was responsible for creating and maintaining personalized investment strategies and a broad range of wealth management services including financial planning and wealth strategy. This includes assisting clients with establishing goals and objectives, working towards developing an appropriate overall strategy, formulating, and implementing potential solutions, and conducting periodic reviews to help clients monitor progress toward reaching the initial goals and strategies set forth. In addition, he supported clients in navigating through changing market environments to provide traditional guidance in the areas of asset allocation, tax management strategies, retirement, and multi-generational strategies from risk-based strategies to cash management and lending needs.
Jason was born in Vermont and raised in Dartmouth, Massachusetts. He has an undergraduate degree from Babson College and an MBA degree from Suffolk University. He is a past graduate of Leadership Southcoast and served on the board of the Zeiterion Theatre in New Bedford for more than a decade. An avid golfer, Jason, his wife, Michelle, and their son Maxson live in Rochester, Massachusetts.
Asset Allocation does not assure a profit or protect against loss in declining financial markets.
Jason was born in Vermont and raised in Dartmouth, Massachusetts. He has an undergraduate degree from Babson College and an MBA degree from Suffolk University. He is a past graduate of Leadership Southcoast and served on the board of the Zeiterion Theatre in New Bedford for more than a decade. An avid golfer, Jason, his wife, Michelle, and their son Maxson live in Rochester, Massachusetts.
Asset Allocation does not assure a profit or protect against loss in declining financial markets.
Securities Agent: VT, NJ, OR, MO, CT, RI, HI, WI, VA, OH, MI, MD, IL, ME, LA, PA, NC, MN, DC, WA, TX, NY, MA, ID, SC, OK, NH, GA, FL, NE, IN, CO, CA, AZ, DE, UT, NV; General Securities Representative; Investment Advisor Representative
NMLS#: 2348329
NMLS#: 2348329
About Laura Fiske
Laura M. Fiske recently joined Morgan Stanley Wealth Management in Providence, Rhode Island, as an Investment Consultant, Estate Planning Specialist after working for over 35 years at Bank of America Private Bank as a Managing Director and Senior Trust Officer. At Bank of America, Laura was responsible for relationship management through multiple family generations involving the administration of revocable and irrevocable trusts. A significant part of working with clients and their families involved providing estate planning and financial planning services in co-ordination with their outside attorneys, accountants, and other advisors. During her tenure at the Private Bank, Laura was a team leader responsible for managing a group of trust officers and their support staff.
Laura graduated with a B.S. in business administration with a concentration in legal studies from Roger Williams University. She holds the Series 7 & 66 and NMLS licenses. Laura is originally from Barrington, RI where she currently lives with her son, Zachary.
Securities Agent: OH, GA, DE, WA, VT, VA, TX, SC, RI, PA, AZ, CA, CO, CT, DC, FL, MA, ME, NC, NH, NJ, NV, NY; General Securities Principal; General Securities Representative; Investment Advisor Representative
NMLS#: #2447229
Laura graduated with a B.S. in business administration with a concentration in legal studies from Roger Williams University. She holds the Series 7 & 66 and NMLS licenses. Laura is originally from Barrington, RI where she currently lives with her son, Zachary.
Securities Agent: OH, GA, DE, WA, VT, VA, TX, SC, RI, PA, AZ, CA, CO, CT, DC, FL, MA, ME, NC, NH, NJ, NV, NY; General Securities Principal; General Securities Representative; Investment Advisor Representative
NMLS#: #2447229
Contact Patrick T. LeBeau
Contact Rob Sherwin
Contact Caitlyn R. Beauregard
Contact John Berkery
Contact John Walter
Contact Jason Hantman
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Evan J. Patterson
Private Banker
About Evan J. Patterson
Evan Patterson is a Private Banker serving Morgan Stanley Wealth Management offices in Rhode Island, Massachusetts and New York.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Evan began his career in financial services in 1999. Prior to relocating to the Northeast, he served as a Private Banker in the Tampa Bay area. Before joining Morgan Stanley in 2010, Evan spent 10 years in high net worth lending at Merrill Lynch supporting teams in New York City, Los Angeles, and Jacksonville. He began his career as a Securities Based Lending Officer before rising within the firm, holding several other positions including Priority Loan Officer, Associate Mortgage and Credit Specialist, Consumer Finance Specialist and Banking and Liquidity specialist.
Evan is a graduate of the University of Florida, where he received a Bachelor of Science in Business Administration with concentration in Finance. He lives in East Greenwich, Rhode Island with his family. Outside of the office, Evan enjoys painting, watching cinema, reading books, and listening to vinyl records.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Evan began his career in financial services in 1999. Prior to relocating to the Northeast, he served as a Private Banker in the Tampa Bay area. Before joining Morgan Stanley in 2010, Evan spent 10 years in high net worth lending at Merrill Lynch supporting teams in New York City, Los Angeles, and Jacksonville. He began his career as a Securities Based Lending Officer before rising within the firm, holding several other positions including Priority Loan Officer, Associate Mortgage and Credit Specialist, Consumer Finance Specialist and Banking and Liquidity specialist.
Evan is a graduate of the University of Florida, where he received a Bachelor of Science in Business Administration with concentration in Finance. He lives in East Greenwich, Rhode Island with his family. Outside of the office, Evan enjoys painting, watching cinema, reading books, and listening to vinyl records.
NMLS#: 800467
Wealth Management
Global Investment Office
Portfolio Insights
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Mosaic
Explore ideas and inspiration with captivating, original lifestyle stories created exclusively for Morgan Stanley clients.
A Change of Greenery
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact Westminster Group today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
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*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
2Morgan Stanley Smith Barney LLC and its affiliates and their employees (including Financial Advisors and Private Wealth Advisors) are not in the business of providing tax or legal advice. These materials and any statements contained herein should not be construed as tax or legal advice. Individuals should consult their personal tax advisor or attorney for matters involving taxation and tax planning and their attorney for matters involving personal trusts and estate planning.
3Morgan Stanley Smith Barney LLC (the “Firm”) and its affiliates do not currently offer the services provided by this Service Provider(s). The Service Provider(s) is not an affiliate of the Firm. Any review of the Service Provider(s) performed by the Firm was based on information from sources that we believe are reliable but we cannot guarantee its accuracy or completeness. This referral should in no way be considered to be a solicitation by the Firm for business on behalf of the Service Provider(s). The Firm makes no representations regarding the appropriate or otherwise of the products or services provided by the Service Provider(s). There may be additional service providers for comparative purposes. If you choose to contact the Service Provider(s), do thorough due diligence, and make your own independent decision.
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The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
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The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
