Kimberly Berry
Senior Client Service Associate
Phone:
(914) 225-6384(914) 225-6384
Wenton Camporin
Executive Director,
Wealth Advisor,
Lending Specialist,
Workplace Advisor - Equity Compensation
Direct:
(914) 225-8449(914) 225-8449
My Mission Statement
Empowering your financial journey with a blend of expertise, strategic insight, and unwavering commitment, guiding you towards the realization of your life's aspirations.
My Story and Services
Wenton Camporin is a seasoned Financial Advisor & Executive Director with a wealth of experience spanning over three decades in the financial services industry. His journey began in 1994 when he embarked on his career at Morgan Stanley, laying the groundwork for a distinguished tenure marked by a steadfast commitment to client success. With a Bachelor of Science degree from Franklin Pierce College, Wenton brings a solid academic foundation to his role, complemented by years of hands-on experience and a relentless pursuit of excellence.
In April 2007, Wenton joined The Peters Group at Morgan Stanley as a Partner, where he has since played a pivotal role in guiding clients towards their financial goals. As a dedicated advocate for his clients, Wenton specializes in investment strategy and Wealth Management Planning, leveraging his expertise to develop tailored solutions that align with each client's unique objectives and risk tolerance. Holding a comprehensive array of licenses, including Series 7, 31, 65, and State Insurance licenses, Wenton is equipped with the knowledge and credentials to navigate the intricacies of today's financial landscape with confidence and precision.
Beyond his professional pursuits, Wenton finds fulfillment in his passions outside of the office. An avid outdoorsman, he enjoys hitting the slopes for exhilarating ski adventures and embarking on leisurely boat rides to soak in the beauty of nature. These interests not only reflect his adventurous spirit but also underscore his appreciation for life's simple pleasures and the importance of balance in achieving overall well-being.
As a Financial Advisor, Wenton is deeply committed to building enduring relationships grounded in trust, integrity, and personalized attention. He understands that financial planning is not just about numbers; it's about empowering individuals and families to pursue their dreams and live life to the fullest. Whether you're planning for retirement, saving for your child's education, or navigating unexpected financial challenges, Wenton is here to provide guidance and support every step of the way. Connect with him today and embark on a journey towards financial confidence and peace of mind.
In April 2007, Wenton joined The Peters Group at Morgan Stanley as a Partner, where he has since played a pivotal role in guiding clients towards their financial goals. As a dedicated advocate for his clients, Wenton specializes in investment strategy and Wealth Management Planning, leveraging his expertise to develop tailored solutions that align with each client's unique objectives and risk tolerance. Holding a comprehensive array of licenses, including Series 7, 31, 65, and State Insurance licenses, Wenton is equipped with the knowledge and credentials to navigate the intricacies of today's financial landscape with confidence and precision.
Beyond his professional pursuits, Wenton finds fulfillment in his passions outside of the office. An avid outdoorsman, he enjoys hitting the slopes for exhilarating ski adventures and embarking on leisurely boat rides to soak in the beauty of nature. These interests not only reflect his adventurous spirit but also underscore his appreciation for life's simple pleasures and the importance of balance in achieving overall well-being.
As a Financial Advisor, Wenton is deeply committed to building enduring relationships grounded in trust, integrity, and personalized attention. He understands that financial planning is not just about numbers; it's about empowering individuals and families to pursue their dreams and live life to the fullest. Whether you're planning for retirement, saving for your child's education, or navigating unexpected financial challenges, Wenton is here to provide guidance and support every step of the way. Connect with him today and embark on a journey towards financial confidence and peace of mind.
Services Include
Securities Agent: AZ, MA, CA, AL, TN, NY, MN, IN, DE, WI, UT, KY, WY, SC, OH, ME, FL, ID, VA, TX, MI, MD, HI, VT, IL, CT, CO, AR, WA, RI, LA, DC, NH, MO, GA, PA, OR, OK, NV, NJ, NC; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1404000
CA Insurance License #: 0I16431
NMLS#: 1404000
CA Insurance License #: 0I16431
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Awards
It is an honor to be recognized for the hard work and dedication which I provide my clients. Below you will find an overview of my current awards.
Forbes Best-in-State Wealth Advisors 2024
Wenton Camporin is named to the Forbes list of Best-in-State Wealth Advisors for the New York Private Wealth category.
Forbes Best-In- State Wealth Advisors
SOURCE: FORBES.COM (AWARDED APR 2024) DATA COMPILED BY SHOOK RESEARCH LLC BASED ON TIME PERIOD FROM 6/30/22 - 6/30/23.
Click Here to View the Full ListForbes Best-In- State Wealth Advisors
SOURCE: FORBES.COM (AWARDED APR 2024) DATA COMPILED BY SHOOK RESEARCH LLC BASED ON TIME PERIOD FROM 6/30/22 - 6/30/23.
Five Star: Best in Client Satisfaction Wealth Manager
Wenton Camporin is named to the Five Star: Best in Client Satisfaction Wealth Manager list in 2024. He has been featured on this list since 2012 consecutively.
Source: fivestarprofessional.com (Awarded 2012-2024) These awards were determined through an evaluation process conducted by Five Star Professional, based on objective criteria, during the following periods:
2012 Award - 12/7/2011 through 05/11/2012
2013 Award – 12/7/2012 through 05/11/2013
2014 Award – 12/7/2013 through 05/11/2014
2015 Award – 12/7/2014 through 05/11/2015
2016 Award – 12/7/2015 through 05/11/2016
2017 Award - 10/21/2016 through 05/8/2017
2018 Award - 10/23/2017 through 05/10/2018
2019 Award - 10/9/2018 through 05/3/2019
2020 Award - 10/14/2019 through 04/24/2020
2021 Award - 09/14/2020 through 04/23/2021
2022 Award - 10/11/2021 through 04/8/2022
2023 Award - 09/12/2022 through 3/31/2023
Click Here to View the Full ListSource: fivestarprofessional.com (Awarded 2012-2024) These awards were determined through an evaluation process conducted by Five Star Professional, based on objective criteria, during the following periods:
2012 Award - 12/7/2011 through 05/11/2012
2013 Award – 12/7/2012 through 05/11/2013
2014 Award – 12/7/2013 through 05/11/2014
2015 Award – 12/7/2014 through 05/11/2015
2016 Award – 12/7/2015 through 05/11/2016
2017 Award - 10/21/2016 through 05/8/2017
2018 Award - 10/23/2017 through 05/10/2018
2019 Award - 10/9/2018 through 05/3/2019
2020 Award - 10/14/2019 through 04/24/2020
2021 Award - 09/14/2020 through 04/23/2021
2022 Award - 10/11/2021 through 04/8/2022
2023 Award - 09/12/2022 through 3/31/2023
Morgan Stanley Master's Club
Wenton was named to Morgan Stanley's Master's Club in 2024. Morgan Stanley's Master's Club is an elite group composed of firm's the top Financial Advisors. In addition to demonstrating leadership through best practices of wealth management, this accolade recognizes Advisors who consistently excel in providing a wide range of investment products and wealth management services to clients.
Workplace Advisor - Equity Compensation
Morgan Stanley Workplace Advisor’s for Equity Compensation service and educate clients on the full suite of workplace benefits and help address questions related to grants / awards, vesting events, restricted stock units, and more.
Wenton helps clients determine how equity compensation fits into their overall goals and financial strategy using the resources and tools of Morgan Stanley Wealth Management including goals-based strategies, personalized financial plans, and customized solutions.
Wenton helps clients determine how equity compensation fits into their overall goals and financial strategy using the resources and tools of Morgan Stanley Wealth Management including goals-based strategies, personalized financial plans, and customized solutions.
Our Process
Relying on our core values of integrity and discipline, The Peters Group approaches every conversation with great care and coordination. In tailoring your personal strategy, we start by getting to know you and your family, your values, goals and risk tolerance. After your full financial picture is determined, an individualized investment strategy is implemented which includes – income and retirement planning, assistance with asset preservation, investment management, strategic borrowing, business succession and wealth transfer. Often times outside personal advisers such as lawyers and accountants are utilized. We regularly review your portfolio with you in order to track your progress and make adjustments as personal or market conditions change.
Philosophy
- At The Peters Group, we understand that managing wealth is about more than just building financial portfolios; it's also about leaving a lasting legacy and ensuring peace of mind. We examine the nuances of your financial situation to make sure that your wealth increases and is in line with your larger life objectives. Because of our dedication to customization, your journey is a dynamic strategy that changes as you do rather than a one-size-fits-all approach. As your partners in financial prosperity, our goal is to empower you to live a life that goes above and beyond the ordinary by instilling confidence in your financial decisions. We don't just want to offer advice. Put your faith in The Peters Group to turn your experience with wealth management into a lasting and significant legacy.
Offerings
See below the various offerings my clients have access to:
Donor Advised Funds (DAF)
A solution that may help you execute planned giving, offer an efficient way to donate complex and illiquid assets, and simplify charitable giving reporting while potentially mitigating taxes. Bring philanthropy into your wealth plan and help amplify the impact of your giving through the Morgan Stanley Global Impact Funding Trust (MS GIFT).
MS GIFT
Insured Solutions
As a leader in the distribution of insurance and annuities, our offerings include disability, long-term care and property & casualty insurance, as well as fixed, indexed and variable annuities. Morgan Stanley offers these products in conjunction with its licensed insurance agency affiliates.
Morgan Stanley Insured Solutions
Alternative Investments
Our leading alternatives platform offers 200+ third-party and proprietary funds, including first look and exclusive opportunities, that may help qualified investors enhance returns, reduce volatility, manage taxes and generate income. From simplified vehicles available more broadly to institutional strategies, the platform supports a goals-based approach for asset allocation tailored to investor needs.
Morgan Stanley Alternative Investments
529 Education Savings Plans
529 plans offer a flexible, tax-advantaged way to invest for education expenses while helping to improve estate planning. Gain fiduciary oversight of your education funding strategy within the context of your broader portfolio through the exclusive Morgan Stanley National Advisory 529 Plan.
529 Plan Options at Morgan Stanley
Capital Markets
An integrated organization across fixed income, equities, and structured investments leveraging the thought leadership of Morgan Stanley Research and dedicated product specialists to identify key investment opportunities to help enhance the growth potential of diversified portfolios.
Closed-End Funds
Pooled-asset portfolios that use leverage while accessing a broader opportunity set that includes private investments and other less-liquid, differentiated assets with access to timely offerings from the top asset managers in the industry.
Structured Investments
Customized investment strategies —such as yield enhancement strategies and risk mitigation strategies —that serve as powerful allocation tools in modern portfolios.
Unit Investment Trusts
Idea-driven portfolios that turn innovative trends, themes and insights into powerful investments across asset classes and market sectors with access to third-party and proprietary investment selections based on industry-leading research from across the full scale and global reach of the firm.
Morgan Stanley UITsMorgan Stanley's Digital Resources
We believe that digital technology plays a crucial role in how our clients communicate, consume, transact and travel. Our comprehensive suite of digital tools and resources are designed to help enhance every aspect of your financial life. Here are a few of the technologies and resources we have to offer our clients.
Global Investment Office
The Morgan Stanley Global Investment Office provides you with world-class thought leadership timely market commentary, and portfolio ideas to help guide your investment decisions.
Morgan Stanley Portfolio Insights
Morgan Stanley Online
Morgan Stanley Online allows you to seamlessly and securely manage your investments and everyday finances in one place.
Register for Morgan Stanley Online Today
Digital Vault
Digital Vault lets you easily and securely manage and share important documents such as account statements, authorizations, tax filings and other relevant documents with your Financial Advisor.
Get Started Today
eDelivery
Sign up for eDelivery today and start receiving email notifications as soon as your account documents are available on Morgan Stanley Online or the Morgan Stanley Mobile App. It's quick, convenient & secure.
Enroll Today
Portfolio Risk Platform
Our Portfolio Risk Platform, backed by institutional-caliber analytics, assesses thousands of risk factors using a holdings-based approach to assess a portfolio’s exposures, analyze how securities behave together across portfolios and forecast how they influence risk and return moving forward.
Portfolio Risk Platform
Security Center
Learn about our latest security measures, how we are safeguarding your assets and personal information and find actionable insights and resources on important cybersecurity topics to enhance your own online security.
Visit our Security Center
Total Tax 365
Taxes can be a substantial drag on investment returns. Morgan Stanley Total Tax 365 offers access to a broad range of tax-efficient strategies to help you integrate tax planning into your investment process all year long, maximize portfolio after-tax return potential, manage unrealized gains and help keep more of what you earn.
Learn More
Reserved Living & Giving
Morgan Stanley Reserved Living & Giving is a complimentary program that rewards eligible clients of Morgan Stanley and E*TRADE.
Join NowLocation
2000 Westchester Ave 1nc
Purchase, NY 10577
US
Direct:
(914) 225-8449(914) 225-8449
Meet My Team
Ashley Aurigemma
Business Development Director
Phone:
(914) 225-4846(914) 225-4846
About Kimberly Berry
Kim Berry joined the Peters Group in March of 2007 and serves as a Senior Client Service Associate. Prior to joining Morgan Stanley, Kim worked for over 5 years at a popular clothing line as an Area Manager where she oversaw the retail operation. Kim is focused on providing our clients with an exceptional experience.
Kim graduated from the University of Delaware in 2003 with a Bachelor of Science. In her free time, Kim enjoys traveling, playing golf, spending time at the beach, skiing and baking.
Kim graduated from the University of Delaware in 2003 with a Bachelor of Science. In her free time, Kim enjoys traveling, playing golf, spending time at the beach, skiing and baking.
About Ashley Aurigemma
Ashley Aurigemma joined the Peters Group in January of 2018 after relocating to Dutchess County. Ashley serves as a Business Development Director and draws on over 11 years of experience with Morgan Stanley. Ashley is passionate about cultivating relationships with new and existing clients by providing them with exclusive and personalized service for all administrative and operational needs. Her attention to detail and deep understanding of our client objectives allow us to help deliver a truly exceptional wealth management experience.
Ashley has built a strong knowledge base assisting Ultra High Net Worth families who have complex needs and unique circumstances. She leverages her experience to help our team’s Financial Advisors manage all aspects of our client relationships. Ashley focuses on the implementation of our managed money, insurance/ annuities and Alternative investments.
Ashley graduated from St. John’s University with a Bachelor of Science in Finance. She currently holds the Series 7, 63 and 66 professional licenses. Ashley resides in Lagrangeville, NY with her husband, Jose. In her free time, Ashley enjoys traveling, reading and spending time with her family.
Ashley has built a strong knowledge base assisting Ultra High Net Worth families who have complex needs and unique circumstances. She leverages her experience to help our team’s Financial Advisors manage all aspects of our client relationships. Ashley focuses on the implementation of our managed money, insurance/ annuities and Alternative investments.
Ashley graduated from St. John’s University with a Bachelor of Science in Finance. She currently holds the Series 7, 63 and 66 professional licenses. Ashley resides in Lagrangeville, NY with her husband, Jose. In her free time, Ashley enjoys traveling, reading and spending time with her family.
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Marianne Murphy
Private Banker
About Marianne Murphy
Marianne Murphy is a Private Banker serving Morgan Stanley Wealth Management offices in New York and Connecticut.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Marianne began her career in financial services in 2015 and joined Morgan Stanley in 2018 as an Associate Private Banker in Midtown Manhattan. Prior to joining the firm, she was a Commercial Credit Underwriting Officer at BNB Bank.
Marianne is a graduate of the Saint Francis College, where she received a Bachelor of Science in Economics and Finance. She lives in South Norwalk, Connecticut with her husband. Outside of the office, Marianne enjoys kayaking and is always catching the latest released movies or Yankees game.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Marianne began her career in financial services in 2015 and joined Morgan Stanley in 2018 as an Associate Private Banker in Midtown Manhattan. Prior to joining the firm, she was a Commercial Credit Underwriting Officer at BNB Bank.
Marianne is a graduate of the Saint Francis College, where she received a Bachelor of Science in Economics and Finance. She lives in South Norwalk, Connecticut with her husband. Outside of the office, Marianne enjoys kayaking and is always catching the latest released movies or Yankees game.
NMLS#: 1732135
Private Bankers, Ultra High Net Worth ("UHNW") Specialists, PBG Market Managers, Lending Advisors, Mortgage Consultants, Regional Mortgage Specialist, Cash Management Specialists, Associate Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Wealth Management
Global Investment Office
Portfolio Insights
This is a video content
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Rational Investing in an Age of Uncertainty
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Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact Wenton Camporin today.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
7Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
7Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
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The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
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Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025)
