About Thea Portelos
Thea Portelos is a Complex Risk officer for the Central NJ Complex. Thea is based in Little Falls, New Jersey, and also covers the Warren, New Jersey Branch. Thea has over 37 years of Financial Services industry experience all within the Morgan Stanley organization . Her responsibilities are to ensure that our Financial Advisors and Service Professionals are educated and aware of compliance and risk policy and procedures. Supervises the activity of the Financial Advisors and Client Accounts utilizing various reporting mechanisms that identify and ensure that we remediate risk issues as they arise. She has been a Complex Risk Officer within the organization since January 2010, most recently with the Central NJ Complex since October 2019. She was honored by Morgan Stanley in 2005 as a TWIN HONOREE (Tribute to Women in Industry), at a gala sponsored YWCA of Bergen and Essex Counties. She and her husband have been married for 30 years. They have an adult son. Thea holds Series 7, Series 66, Series 8 and Series 3 licenses. She enjoys volunteering and travel in her free time.