Leigh Long
Senior Registered Client Associate
Phone:
(202) 292-5439(202) 292-5439
Trevor Nelson, CFP®
Managing Director, Wealth Management,
Stock Plan Director,
Financial Wellness Director,
Financial Advisor
Direct:
(202) 292-5404(202) 292-5404
My Mission Statement
We have two main lines of business, corporate equity administration and financial solutions, that intersect in helping people attain their financial goals through education, financial planning and personalized strategies. While also providing first class service and technologies to meet you at whichever stage of life you are at.
My Story and Services
Providing employees the right to purchase company stock is one of the most important things a company can offer, for it establishes trust, appreciation and belonging. I believe it's one of the most important factors within Corporate Offerings and more specifically Morgan Stanley at Work.
I believe that individuals flourish in their personal and business lives when they are given to opportunity to access advice and knowledge and feel valued.
I have chosen to devote my career to helping individuals to strive towards their best selves and have found through Equity, Retirement and Financial Wellness, I have the incredible opportunity to influence the lives of so many more people than the average financial advisor through the corporate stock plans, retirement plans and financial well-being programs myself and my team oversee.
As successful as our team has been in serving our companies and their employees, in many ways we feel as though our work is just beginning. Please reach out to us if you…
• Are a Plan Sponsor
• Have a role in overseeing your company plan
• Know of a company that might be dissatisfied with the corporate equity solutions, retirement plan and financial wellness services they are receiving
• Are a goal-oriented individual investor who would appreciate the advice of someone who offers institutional-level investment insights to many top private and public companies
I am honored to be featured on America's Top 1,200 Advisors by Barron's Magazine from 2012-2018. The prestigious honor is selectively awarded to financial advisors who've met Barron's high standards for assets under management, revenue generated, quality of practice and overall client satisfaction.
2012-2018 Barron's Top 1,200 Financial Advisors: State-by-State (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State)
Source: Barrons.com (Awarded 2012-2018). Data compiled by Barron's based on 12-month period concluding in Sept of the year prior to the issuance of the award.
I believe that individuals flourish in their personal and business lives when they are given to opportunity to access advice and knowledge and feel valued.
I have chosen to devote my career to helping individuals to strive towards their best selves and have found through Equity, Retirement and Financial Wellness, I have the incredible opportunity to influence the lives of so many more people than the average financial advisor through the corporate stock plans, retirement plans and financial well-being programs myself and my team oversee.
As successful as our team has been in serving our companies and their employees, in many ways we feel as though our work is just beginning. Please reach out to us if you…
• Are a Plan Sponsor
• Have a role in overseeing your company plan
• Know of a company that might be dissatisfied with the corporate equity solutions, retirement plan and financial wellness services they are receiving
• Are a goal-oriented individual investor who would appreciate the advice of someone who offers institutional-level investment insights to many top private and public companies
I am honored to be featured on America's Top 1,200 Advisors by Barron's Magazine from 2012-2018. The prestigious honor is selectively awarded to financial advisors who've met Barron's high standards for assets under management, revenue generated, quality of practice and overall client satisfaction.
2012-2018 Barron's Top 1,200 Financial Advisors: State-by-State (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State)
Source: Barrons.com (Awarded 2012-2018). Data compiled by Barron's based on 12-month period concluding in Sept of the year prior to the issuance of the award.
- We would like to have the opportunity to demonstrate to you what success really looks like.
- Please contact us to start the conversation and learn more.
Services Include
- Stock Option PlansFootnote1
- Stock Plan ServicesFootnote2
- Corporate Retirement PlansFootnote3
- 401(k) Rollovers
- Asset Management
- Wealth ManagementFootnote4
- Defined Contribution PlansFootnote5
- Institutional ServicesFootnote6
- Retirement PlanningFootnote7
- Executive Benefit ServicesFootnote8
- Corporate Investment SolutionsFootnote9
Securities Agent: ME, MI, MN, MO, MS, WY, WV, WI, WA, VT, VI, VA, UT, TX, TN, SD, SC, RI, PR, PA, OR, OK, OH, NY, NV, NM, NJ, NH, NE, ND, NC, MT, AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 643857
NMLS#: 643857
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
MEET TREVOR NELSON
Trevor Nelson, CFP®, is a Managing Director, Wealth Management, Stock Plan Director, Financial Wellness Director, and Financial Advisor at Morgan Stanley. He started his career within the financial industry in 1993 at Merrill Lynch and joined Morgan Stanley in 2021.
Trevor has built his career through providing knowledge, insights, and white glove service on navigating a variety of complex financial situations, including financial offerings and workplace benefits. He can provide insights on how to navigate these complex situations in relation to his clients' personal financial goals. He is passionate on simplifying and providing resources to help his clients comprehend and fully understand financial situations and best paths and strategies to have the desired result.
Trevor received his Bachelor of Science in Economics from Southern Methodist University (SMU) in Dallas Texas. He holds the Certified Financial Planner™ - CFP®, certification and Series 7 and 66 licenses.
Trevor resides in Vienna, VA with his incredible wife of over 20 years who has led various divisions in some of the largest tech companies in the world, his two daughters, and their dog Sawyer. Outside of work, Trevor enjoys golf, wine, and travel, especially to Hawaii. He also is passionate about giving back to his local community through being a volunteer recreational lacrosse coach and being a supporter for the Wolf Trap National Center for the Performing Arts.
Trevor has built his career through providing knowledge, insights, and white glove service on navigating a variety of complex financial situations, including financial offerings and workplace benefits. He can provide insights on how to navigate these complex situations in relation to his clients' personal financial goals. He is passionate on simplifying and providing resources to help his clients comprehend and fully understand financial situations and best paths and strategies to have the desired result.
Trevor received his Bachelor of Science in Economics from Southern Methodist University (SMU) in Dallas Texas. He holds the Certified Financial Planner™ - CFP®, certification and Series 7 and 66 licenses.
Trevor resides in Vienna, VA with his incredible wife of over 20 years who has led various divisions in some of the largest tech companies in the world, his two daughters, and their dog Sawyer. Outside of work, Trevor enjoys golf, wine, and travel, especially to Hawaii. He also is passionate about giving back to his local community through being a volunteer recreational lacrosse coach and being a supporter for the Wolf Trap National Center for the Performing Arts.
WORKING WITH YOU
As your dedicated wealth manager, my role is to tailor a personalized financial strategy which fits your needs. Through my experience of working with clients, I have developed a step-by-step approach to service.
Step 1: Discovery Process
We take the time to fully understand you and your family-whether you're planning for retirement, purchasing a home, or living out you golden years-we consider all of your challenges, goals, and aspirations when building your financial picture.
Step 2: Forming Your Strategy
Using your life goals as our compass, we create a risk-balanced strategy which is designed to map a clear path to achieving your success.
Step 3: Implementing Your Plan
We apply extensive research and analysis, and also utilize Morgan Stanley's full suite of resources, to help ensure swift decisive action in all market scenarios.
Step 4: Measuring Your Success
We check in with you to deliver metrics around your portfolio, and ultimately measure trajectory towards your goals. Our ultimate mission is your success and well-being.
Morgan Stanley Online
Your investments and everyday finances are always just a few clicks away with Morgan Stanley Online (MSO) and the Morgan Stanley Mobile App.
Total Wealth View
Complete your financial picture with Total Wealth View. By linking your account information, you will benefit from more informed wealth planning, more secure data access, and convenient connectivity.
Goals Based Planning
Working with us, paired with our technology, is a great way to access advice and build a wealth plan. Read more about the advantages of working with our planning technology in reaching your financial goals.
Portfolio Risk Platform
Portfolio Risk Platform – Powered by Aladdin is a risk management platform that provides comprehensive risk estimation and reporting across a broad range of asset classes and security types. This platform provides a holistic view to better enable risk to be effectively monitored and managed.
Wealth Management at Morgan Stanley
We offer a comprehensive suite of services and tools to manage your wealth more effectively in today’s busy world. We strive to ensure we serve our clients with market-leading technology platforms that are resilient, safe, efficient, smart, fast and flexible.
Equity Compensation Solutions
As the administrator of your company’s equity compensation plan, we pride ourselves on helping you manage your awards effectively. We are here to provide easy access to your account, answer questions about your awards and handle your transactions accurately and conveniently. We help build financial confidence through insightful advice, thoughtful education and cutting-edge technology across a suite of workplace solutions.
Learn More Here
Wealth Management
What future do you envision for yourself, your family, and your business five, ten, and even twenty years down the road? What are your biggest concerns in the present? I start off our process by listening. Then, articulate a comprehensive financial plan that is uniquely yours – tailored to meet your objectives and address your specific needs.
Risk Management
Over the years, I've guided clients through bear markets, bull markets, and everything in between. I design financial plans that help secure your future against the unpredictable and will best suit your long-term needs.
Estate
What do you want your legacy to be? As your financial advisor, I'm committed to helping protect, grow, and transfer your wealth for this generation and the next.
Cash
Particularly for retirees, business owners, and those who have suddenly accumulated a great deal of wealth – I help you balance spending with cash flow. It’s the foundation of a sustainable financial future.
Philanthropy
The question is not how much do you want to give but rather what impact do you want to have. I can help with everything from donor advised funds and charitable remainder trusts to foundation administration and impact investing.
Value Added Service
As your advisor, I'm here for you whenever and however you need me. I'll walk you through a large purchase. I’ll be a sounding board for your questions and concerns. I’ll help your adult children develop sound financial practices. When I say I deliver a comprehensive service, I mean it.
Reserved Living and Giving
The program provides exclusive discounts on over 70 premium brands in travel, retail, health & wellness, automotive, and more. Enjoy savings from brands like Mercedes, Lexus, Rhone, Hotel Engine, Therabody, and Total Wine! Reserved Living & Giving also provides curated content on topics such as personal finance, estate planning, healthy living and exclusive access to virtual events.
Learn moreQUARTERLY NEWSLETTER
Q3 Newsletter
In my quarterly newsletter, we're tackling some of the common challenges facing my clients: managing concentrated equity positions, helping family members with home purchases, and conducting essential midyear financial checkups. We will also share current market outlook and what we're watching as we move through Q3.
Location
1747 Pennsylvania Ave NW
Ste 900
Washington, DC 20006
US
Direct:
(202) 292-5404(202) 292-5404
Meet My Team
Evan Coyne, MBA
Director of Business Strategy
Phone:
(202) 292-5498(202) 292-5498
Edmund Zimmerman
Client Service Associate
Phone:
(202) 292-5383(202) 292-5383
About Leigh Long
Leigh serves as a Senior Registered Client Service Associate with Morgan Stanley Wealth Management working with the Wealth Advisors of the TPN Group. She brings 35 years of experience to the team and clients. Her primary responsibility is to handle the day-to-day operational, administrative and financial planning responsibilities. She is committed to providing outstanding customer service, and does so through her attention to detail. She holds the Series 7, 63 and 65 licenses.
Prior to joining Morgan Stanley, Leigh worked at Merrill Lynch for 28 years. Leigh is a graduate from the University of Mississippi.
Outside of the office, Leigh lives in Alexandria, VA with her husband and puppy, Crosby. In her free time, she enjoys traveling, cooking, reading books, and spending time with her friends and family.
Prior to joining Morgan Stanley, Leigh worked at Merrill Lynch for 28 years. Leigh is a graduate from the University of Mississippi.
Outside of the office, Leigh lives in Alexandria, VA with her husband and puppy, Crosby. In her free time, she enjoys traveling, cooking, reading books, and spending time with her friends and family.
About Evan Coyne
Evan began her career with Morgan Stanley in January, 2021 as a member of the Virtual Engagement Associate Team where she advised over forty financial advisors on digital marketing strategies.
Prior to her career at Morgan Stanley, she consulted for twelve luxury hotels on survey analysis and continuous improvement projects for Marriott International’s Luxury Quality Division. She started her career with The Ritz-Carlton Hotel Company as a professional meeting planner.
Evan holds her Bachelors of Science in Hospitality and Tourism Management from Rochester Institute of Technology and her MBA from Georgetown University McDonough School of Business.
Prior to her career at Morgan Stanley, she consulted for twelve luxury hotels on survey analysis and continuous improvement projects for Marriott International’s Luxury Quality Division. She started her career with The Ritz-Carlton Hotel Company as a professional meeting planner.
Evan holds her Bachelors of Science in Hospitality and Tourism Management from Rochester Institute of Technology and her MBA from Georgetown University McDonough School of Business.
About Edmund Zimmerman
Edmund joined Morgan Stanley as a Private Wealth Management Client Service Associate with experience in both banking and investments. Initially beginning his career at TD Ameritrade as a broker before moving into the banking world at JPMorgan Chase Bank as a licensed banker. There he worked with multiple financial advisors delivering dedicated service and solutions while also managing his own book of clients.
Edmund received his Bachelor’s degree in economics from the University at Buffalo and is an avid guitar player in his free time.
Edmund received his Bachelor’s degree in economics from the University at Buffalo and is an avid guitar player in his free time.
Wealth Management
Global Investment Office
Portfolio Insights
This is a video content
Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
Article Image
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
Article Image
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Rational Investing in an Age of Uncertainty
Article Image
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
Article Image
Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Ready to start a conversation? Contact Trevor Nelson today.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization’s initial and ongoing certification requirements to use the certification marks.
1Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
7When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
8When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
1Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
7When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
8When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025)
