Jennifer Feeney
Portfolio Associate
Phone:
(303) 545-1806(303) 545-1806
Todd Hatfield
Managing Director, Wealth Management,
Financial Advisor,
Financial Planning Specialist,
Senior Portfolio Management Director
Direct:
(303) 545-1801(303) 545-1801
Toll-Free:
(800) 621-2842(800) 621-2842
Industry Award WinnerMy Mission Statement
"While you're taking care of your company's future, we're taking care of yours."
My Story
Since 1999, Todd Hatfield has distinguished himself by providing highly tailored advice, tax-efficient investment management solutions, multi-generation wealth planning and concierge-level service to high-net-worth individuals and families. As a Managing Director, Wealth Management and Senior Portfolio Management Director, Todd is a lead member of the Foothills Group at Morgan Stanley. His team works primarily with corporate executives and their families and is adept at addressing the unique challenges arising from concentrated wealth.
Recognized repeatedly as a Forbes' Best-In-State Wealth Advisor, Todd possesses deep expertise in managing concentrated stock positions, strategies for hedging and monetization, as well as estate and retirement planning. His approach involves engaging clients in a comprehensive wealth management process, creating a constructive framework for the integration of financial planning, corporate benefits, and investment advice while transitioning from career to retirement.
Originally from Champaign, IL, Todd moved to Chicago in 1996 after earning his Economics degree from Denison University. In 2019, he relocated to Boulder, Colorado with his wife, Melissa, and their daughter, Simone. Outside of work, Todd is passionate about the outdoors - enjoying hiking, fly fishing, and skiing -and spends his leisure time playing and studying music on his bass guitar.
Recognition & Awards:
-Managing Director, Wealth Management at Morgan Stanley
-Financial Advisor at Morgan Stanley
-Financial Planning Specialist at Morgan Stanley
-Senior Portfolio Management Director at Morgan Stanley
-Master’s Club at Morgan Stanley
-Named to the Forbes Best-In-State Wealth Management Teams 2023-2026
-Named to the Forbes Best-in-State Wealth Advisors ranking 2020-2026
Source: Forbes.com (Awarded 2023-2026) Data compiled by SHOOK Research LLC based on 12-month time period concluding in June of year prior to the issuance of the award.
Source: Forbes.com (Awarded 2020 - 2026) Data compiled by SHOOK Research LLC based on 12-month time period concluding in March or June of year prior to the issuance of the award.
Recognized repeatedly as a Forbes' Best-In-State Wealth Advisor, Todd possesses deep expertise in managing concentrated stock positions, strategies for hedging and monetization, as well as estate and retirement planning. His approach involves engaging clients in a comprehensive wealth management process, creating a constructive framework for the integration of financial planning, corporate benefits, and investment advice while transitioning from career to retirement.
Originally from Champaign, IL, Todd moved to Chicago in 1996 after earning his Economics degree from Denison University. In 2019, he relocated to Boulder, Colorado with his wife, Melissa, and their daughter, Simone. Outside of work, Todd is passionate about the outdoors - enjoying hiking, fly fishing, and skiing -and spends his leisure time playing and studying music on his bass guitar.
Recognition & Awards:
-Managing Director, Wealth Management at Morgan Stanley
-Financial Advisor at Morgan Stanley
-Financial Planning Specialist at Morgan Stanley
-Senior Portfolio Management Director at Morgan Stanley
-Master’s Club at Morgan Stanley
-Named to the Forbes Best-In-State Wealth Management Teams 2023-2026
-Named to the Forbes Best-in-State Wealth Advisors ranking 2020-2026
Source: Forbes.com (Awarded 2023-2026) Data compiled by SHOOK Research LLC based on 12-month time period concluding in June of year prior to the issuance of the award.
Source: Forbes.com (Awarded 2020 - 2026) Data compiled by SHOOK Research LLC based on 12-month time period concluding in March or June of year prior to the issuance of the award.
Securities Agent: FL, GA, VT, PA, OR, AR, WV, OK, OH, NJ, MN, WY, UT, MD, LA, KS, CT, SD, TX, SC, MS, IN, AZ, VA, NC, MA, CA, WA, TN, NV, NE, MI, ME, ID, NM, DC, KY, IA, CO, AL, WI, NY, NH, MT, MO, IL; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1293932
NMLS#: 1293932
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
From Workplace to Retirement
A comprehensive financial plan is integral to helping achieve your retirement goals, and the initial consultation to create your plan is arguably one of the most important steps in the planning process because it forms the foundation on which so many other decisions are made.
Todd Hatfield will work closely with you striving to make the most of this first step. He takes the time to understand your needs and concerns through a collaborative discovery process. Moreover, because of his experience, he is able to identify needs that often get overlooked in the planning process.
During this discovery process, we list your main sources of income, obligations and assets. Next, we identify your goals. For example, do you plan to downsize or move to another town or city? What are you family’s needs? What type of lifestyle do you have in mind? Do you plan to travel? What estate planning strategies should we take into consideration? Once Todd has the information, he leverages Morgan Stanley’s global resources and vast research capabilities to create a plan tailored specifically for you.
Morgan Stanley is one of the world’s most respected financial institutions, having helped literally thousands of investors like you achieve their myriad financial goals. Todd utilizes many different types of investment vehicles for your plan. His clients know their assets are well-diversified and prudently managed with the utmost care.
Corporate Executives
As a corporate executive, you have more intricate needs than most individuals because of the many benefits made available to you through your employer, such as employee stock options, deferred compensation, etc. This is especially true when planning for retirement. At the Foothills Group, we have a comprehensive wealth management process that addresses those needs, as well as some you may have yet to consider. Our process creates a constructive framework for the integration of financial planning, retirement planning, corporate benefits and investment advice. Additionally, we have extensive knowledge about concentrated stock positions, hedging and monetization, estate and retirement planning strategies, as well as lending and insurance.
The Foothills Group at Morgan Stanley can help you make a successful transition from your work life to a fulfilling and comfortable retirement
Disclaimer:
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
Todd Hatfield will work closely with you striving to make the most of this first step. He takes the time to understand your needs and concerns through a collaborative discovery process. Moreover, because of his experience, he is able to identify needs that often get overlooked in the planning process.
During this discovery process, we list your main sources of income, obligations and assets. Next, we identify your goals. For example, do you plan to downsize or move to another town or city? What are you family’s needs? What type of lifestyle do you have in mind? Do you plan to travel? What estate planning strategies should we take into consideration? Once Todd has the information, he leverages Morgan Stanley’s global resources and vast research capabilities to create a plan tailored specifically for you.
Morgan Stanley is one of the world’s most respected financial institutions, having helped literally thousands of investors like you achieve their myriad financial goals. Todd utilizes many different types of investment vehicles for your plan. His clients know their assets are well-diversified and prudently managed with the utmost care.
Corporate Executives
As a corporate executive, you have more intricate needs than most individuals because of the many benefits made available to you through your employer, such as employee stock options, deferred compensation, etc. This is especially true when planning for retirement. At the Foothills Group, we have a comprehensive wealth management process that addresses those needs, as well as some you may have yet to consider. Our process creates a constructive framework for the integration of financial planning, retirement planning, corporate benefits and investment advice. Additionally, we have extensive knowledge about concentrated stock positions, hedging and monetization, estate and retirement planning strategies, as well as lending and insurance.
The Foothills Group at Morgan Stanley can help you make a successful transition from your work life to a fulfilling and comfortable retirement
Disclaimer:
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
standards that serve you
I am committed to ongoing education, thoughtful leadership, and providing advice that evolves alongside your life. The awards and professional designations highlighted here reflect that commitment.
Each recognition represents rigorous training, advanced experience, and a dedication to high professional standards across financial planning, portfolio management, equity compensation strategies, and client service. These credentials are more than titles—they reflect the depth of insight, discipline, and accountability behind the guidance I provide.
For my clients, this means working with an advisor who stays current, challenges assumptions, and brings a well-rounded perspective to every decision. It means confidence that your financial plan is shaped by experience, continuous learning, and a commitment to doing what’s right—today and over the long term.
-Click through the images to learn more about each award and designation, and how they support the work I do on your behalf.
Each recognition represents rigorous training, advanced experience, and a dedication to high professional standards across financial planning, portfolio management, equity compensation strategies, and client service. These credentials are more than titles—they reflect the depth of insight, discipline, and accountability behind the guidance I provide.
For my clients, this means working with an advisor who stays current, challenges assumptions, and brings a well-rounded perspective to every decision. It means confidence that your financial plan is shaped by experience, continuous learning, and a commitment to doing what’s right—today and over the long term.
-Click through the images to learn more about each award and designation, and how they support the work I do on your behalf.
Upcoming Events
Every month, Todd and a guest speaker from other various prestigious financial firms host a monthly presentation on a variety of investment and financial planning topics. Below is our upcoming presentation. Please reach out to Todd at todd.n.hatfield@morganstanley.com for access to our next event!
Previous Events:
June 27th at 10 AM CT
2022 Midyear Outlook Update with BlackRock
May 23rd at 10 AM CT
Estate Planning Strategies
March 28th at 10 AM CT
The Informed Investor with Wellington Management
February 28th at 10 AM CT
2022 Tax, Social Security, and Medicare Limits and Potential Tax Reform
January 24th at 10 AM CT
2022 Market Outlook with BlackRock
Previous Events:
June 27th at 10 AM CT
2022 Midyear Outlook Update with BlackRock
May 23rd at 10 AM CT
Estate Planning Strategies
March 28th at 10 AM CT
The Informed Investor with Wellington Management
February 28th at 10 AM CT
2022 Tax, Social Security, and Medicare Limits and Potential Tax Reform
January 24th at 10 AM CT
2022 Market Outlook with BlackRock
Financial Planning
Financial planning provides you with a roadmap to help reach your goals. Todd Hatfield has a process to help create the financial plan that is appropriate for your unique needs. This process begins with the completion of our comprehensive financial questionnaire, which covers virtually all areas you will need to address to create your financial plan. (Click the link below to review our Financial Questionnaire and feel free to call us to help you complete it. We would be more than happy to assist you.)
Through our extensive discovery process, Todd assists you develop and define specific lifestyle goals and create a customized strategy for helping achieve financial freedom. Once we have your plan set up, we will leverage the global resources, technological expertise and vast capabilities of Morgan Stanley to your full advantage. Through Morgan Stanley, Todd has ready access to world-renown investment professionals, a premier trading and execution platform, and a full spectrum of investment choices and solutions.
Your time is valuable, so let us help you complete our financial questionnaire and create your financial plan. Make an appointment with The Foothills Group today. There’s no obligation.
Through our extensive discovery process, Todd assists you develop and define specific lifestyle goals and create a customized strategy for helping achieve financial freedom. Once we have your plan set up, we will leverage the global resources, technological expertise and vast capabilities of Morgan Stanley to your full advantage. Through Morgan Stanley, Todd has ready access to world-renown investment professionals, a premier trading and execution platform, and a full spectrum of investment choices and solutions.
Your time is valuable, so let us help you complete our financial questionnaire and create your financial plan. Make an appointment with The Foothills Group today. There’s no obligation.
Corporate Executives
We know how busy you are, and we are acutely sensitive to the many challenges that you face in creating a comprehensive financial plan, particularly if you are employed by a publicly traded company. Issues such as stock option planning, regulatory and company trading restrictions, and concentrations in company stock are very common. Some of the strategies to potentially maximize these benefits can be complicated, requiring navigation through various legal, tax and estate planning issues. Todd is highly proficient at implementing the necessary planning techniques and strategies to help you achieve your long-term financial objectives.
Corporate Executives: Below is a link to our Executive Retirement Checklist, which is a time-effective way to get started creating your custom financial plan.
Click Here to Start Your Financial Planning QuestionnaireCorporate Executives: Below is a link to our Executive Retirement Checklist, which is a time-effective way to get started creating your custom financial plan.
Location
1800 Broadway
Ste 120
Boulder, CO 80302
US
Direct:
(303) 545-1801(303) 545-1801
Toll-Free:
(800) 621-2842(800) 621-2842
Fax:
(312) 419-3515(312) 419-3515
Meet My Team
Melissa A. Hatfield
Client Service Associate
Phone:
(303) 545-1803(303) 545-1803
Susan Mohacey
Senior Registered Client Service Associate
Phone:
(720) 562-6215(720) 562-6215
About Jennifer Feeney
With more than 20 years of experience in the financial services industry, Jennifer serves the comprehensive needs of clients by executing outstanding administrative support. She began her financial services career in 1996 and joined the Morgan Stanley family in 2013.
Jennifer operates the systems and processes that enable the Legacy Wealth Management team to provide timely and efficient operational support.
Jennifer operates the systems and processes that enable the Legacy Wealth Management team to provide timely and efficient operational support.
About Melissa A. Hatfield
Melissa joined the Foothills Group at Morgan Stanley in 2025, bringing with her over 25 years of professional experience in executive recruiting across private equity, venture capital-backed, and Fortune 500 companies.
Before her tenure at Morgan Stanley, Melissa served as a Managing Partner with Randall Partners, a Private Equity focused Executive Search firm. Previous to roles in Executive Search, Melissa was a Managing Director at JPMorgan where she led recruitment teams and strategies for J.P. Morgan Private Bank and the Commercial Bank for more than a decade.
A proud Illinois native and long-time Chicago resident, Melissa graduated with High Distinction from the University of Illinois at Urbana-Champaign. Currently, Melissa resides in Boulder, CO, with her husband Todd and their daughter Simone. Melissa is an Advisory Board member of the Ted Rhodes Foundation.
Before her tenure at Morgan Stanley, Melissa served as a Managing Partner with Randall Partners, a Private Equity focused Executive Search firm. Previous to roles in Executive Search, Melissa was a Managing Director at JPMorgan where she led recruitment teams and strategies for J.P. Morgan Private Bank and the Commercial Bank for more than a decade.
A proud Illinois native and long-time Chicago resident, Melissa graduated with High Distinction from the University of Illinois at Urbana-Champaign. Currently, Melissa resides in Boulder, CO, with her husband Todd and their daughter Simone. Melissa is an Advisory Board member of the Ted Rhodes Foundation.
About Susan Mohacey
Susan has over 24 years of experience in the financial services industry. She joined Morgan Stanley in 2017 after serving as an investment officer at The Haverford Trust Company. Susan's role in the Foothills Group at Morgan Stanley is centered on client needs, account support and operational management. Susan holds her Series 7 and 66 licenses.
Before her tenure in finance, Susan successfully managed her own medical transcription business for 15 years. She earned a Bachelor of Science in Marketing from Philadelphia University. Outside of her professional life, Susan enjoys traveling, gardening, and quality time with her family. She resides in Erie, CO, with her husband Paul and their children.
Before her tenure in finance, Susan successfully managed her own medical transcription business for 15 years. She earned a Bachelor of Science in Marketing from Philadelphia University. Outside of her professional life, Susan enjoys traveling, gardening, and quality time with her family. She resides in Erie, CO, with her husband Paul and their children.
Awards and Recognition
Forbes Best-In-State Wealth Management Teams
2022-2026 Forbes Best-In-State Wealth Management Teams Source: Forbes.com (Awarded 2022-2026). Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
Forbes Best-In-State Wealth Advisors
2020-2025 Forbes Best-In- State Wealth Advisors Source: Forbes.com (Awarded 2020-2025). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
2
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Michael Gallagher
Managing Director, Wealth Management, Financial Advisor, Corporate Client Group Director
James Fucigna
Managing Director, Wealth Management, Financial Advisor, Corporate Client Group Director, Executive Financial Services Director, Family Wealth Director, Financial Wellness Director
Mark T Curtis
Managing Director, Stock Plan Director, Financial Planning Specialist, Family Wealth Director, International Client Advisor, Investing with Impact Director
James Detterick, CRPS®
Managing Director, Corporate Client Group Director, Institutional Consulting Director, Stock Plan Director
Managing Director, Private Wealth Management, Private Wealth Advisor, Stock Plan Director
Morgan Stanley Wealth Management Financial Advisors can conduct their business in several ways: individually, as a member of a team of Financial Advisors, or through the formation of a Strategic Partnership with another Financial Advisor or team of Financial Advisors. A Strategic Partnership is an arrangement between a Financial Advisor or a team of Financial Advisors with another Financial Advisor or team of Financial Advisors that has a unique focus or knowledge regarding a specific business concentration, product area, and/or client type. If your account is with an individual Financial Advisor, that Financial Advisor services all facets of your account. If your account is with a Financial Advisor who is a member of a team, any Financial Advisor on the team can service your account. If your Financial Advisor is part of a Strategic Partnership, his or her role in that Strategic Partnership may be limited to a specific business and/or product area and may not cover all facets of your account. The use of the terms “Partner” or “Strategic Partner” and/or “Partnership” or “Strategic Partnership” are used as terms of art and not used to imply or connote any legal relationship.
Wealth Management
Global Investment Office
Portfolio Insights
This is a video content
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Iran Conflict: Seven Takeaways for Investors
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Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact Todd Hatfield today.
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
5Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
6Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
7Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
5Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
6Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
7Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025), 4763067 (9/2025)
