Biography

Tom Goss is a 35 year veteran of the securities industry where he has spent a career building long term client relationships, identifying investment opportunities and delivering high quality client service. Prior to joining Wealth Management at Morgan Stanley, Tom was a Managing Director at BMO Capital Markets and Lehman Brothers. There, he managed client relationships at a number of investment management firms in New York City and the Mid-Atlantic region. His industry experience also includes roles in the Equity Syndicate Departments at Lehman Brothers, PaineWebber and McDonald & Company, and includes international assignments in London, Tokyo, and Hong Kong. Tom’s first job after college was working as a financial advisor at Shearson Loeb Rhodes and he is a graduate of Washington & Lee University. He is married with two college-age children, resides in New York City, and enjoys spending time in Kiawah Island, SC.
Services Include
  • Wealth Management1
  • Professional Portfolio Management2
  • Financial Planning3
  • Retirement Planning4
  • 401(k) Rollovers
  • Planning for Education Funding5
  • Fixed Income6
  • Lending Products
  • Life Insurance7
  • Annuities8
  • Alternative Investments9
  • Institutional Services
  • Sustainable Investing10
Securities Agent: CA, CT, DC, DE, FL, GA, HI, IL, KY, LA, MA, MD, ME, MI, MN, NC, NH, NJ, NY, OH, PA, RI, SC, SD, TX, VA, VT, WA, WY; Investment Advisor Representative; BM/Supervisor; General Securities Representative
NMLS#: 1610609
Check the background of Our Firm and Investment Professional on FINRA's BrokerCheck.*

Experience

2017-Present
Financial Advisor
Morgan Stanley

2010-2016
Managing Director
BMO Capital Markets

2009-2010
Managing Director
Stephens Inc.

2008-2009
Managing Director
Barclays Capital

1993-2008
Managing Director
Lehman Brothers

1989-1992
First Vice President
PaineWebber

1983-1988
Senior Vice President
McDonald & Company

1981-1982
Financial Advisor
Shearson Loeb Rhodes

    Education

    • Washington & Lee University, BA

    Location

    399 Park Ave 12th
    Fl
    New York, NY 10022
    US
    Direct:
    (212) 271-0680(212) 271-0680
    Fax:
    (646) 952-7679(646) 952-7679
    From My Desk

    Michael Wilson: Monthly Investment Perspectives Webcast


    Investment and Market Perspectives

    On the Markets

    Retirement

    Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
    • 401(k) Rollovers
    • IRA Plans
    • Retirement Income Strategies
    • Retirement Plan Participants
    • Annuities
    The Simple Six-Step Retirement Checkup

    The Simple Six-Step Retirement Checkup

    Given market volatility in 2018, checking in on your retirement plan may be one of the wisest New Year’s resolutions you can make.
    Learn more about The Simple Six-Step Retirement Checkup

    Investing

    Working closely with you to guide your wealth and investments through the most challenging market cycles.
    • Asset Management
    • Wealth Planning
    • Traditional Investments
    • Alternative Investments
    • Impact Investing
    Why Financial Fitness is One of the Easier Resolutions You Can Make

    Why Financial Fitness is One of the Easier Resolutions You Can Make

    Don’t overlook resolving to focus on your finances this year. There are a number of financial New Year’s Resolutions you can make that may yield results for years to come.
    Learn more about Why Financial Fitness is One of the Easier Resolutions You Can Make

    Business Planning

    Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
    • Succession Planning
    • Business Planning
    • Retirement Plan Sponsors
    • Qualified Retirement Plans
    • Corporate Pension Funds
    6 Keys to Building a Startup

    6 Keys to Building a Startup

    Entrepreneurs share ideas and learnings from the experience of starting a company.
    Learn more about 6 Keys to Building a Startup

    More from Morgan Stanley

    Access Morgan Stanley Online

    Access Morgan Stanley Online

    Morgan Stanley Online provides a comprehensive view of your assets and liabilities, projected income, breaking news, research and much more.
    Learn more about Access Morgan Stanley Online
    Reserved | Living & Giving

    Reserved | Living & Giving

    Our complimentary program for eligible clients provides you and your family with access to exclusive offers and discounts from premium travel, automotive, health and wellness, and retail brands as well as curated insights from Morgan Stanley.
    Learn more about Reserved | Living & Giving
    Sign Up for eDelivery

    Sign Up for eDelivery

    With eDelivery, you’ll have easy access to statements, trade confirmations, general correspondence and much more.
    Learn more about Sign Up for eDelivery
    Your Financial World. On the Go.

    Your Financial World. On the Go.

    With the Morgan Stanley Mobile App, you’ll have the freedom to manage your investments and instantly access a suite of personal cash management tools.
    Learn more about Your Financial World. On the Go.
    Ready to start a conversation? Contact Thomas Goss today.
    Market Information Delayed 20 Minutes
    1Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

    2Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be suitable for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.

    3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences.

    4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

    5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

    6Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.

    7Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.

    8Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.

    9Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are suitable only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.

    10The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria.

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    *References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.


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