Brian J Bentley
Managing Director, Wealth Management, Financial Advisor, Senior Investment Management Consultant
Phone:
(406) 238-8917(406) 238-8917
The Yellowstone Group at Morgan Stanley
Direct:
(406) 238-8900(406) 238-8900
Toll-Free:
(800) 669-8913(800) 669-8913
Our Mission Statement
Delivering high quality service with a wide array of customized investment solutions tailored specifically for high-net-worth clients
Our Story and Services
With over one hundred fifty combined years of experience in the financial industry, The Yellowstone Group offers a depth and breadth of talent and skill that is rare in the financial industry. Our dedicated team of highly educated individuals is committed to the highest standard of excellence. Backed by the resources of a global powerhouse, we are driven to deliver innovative services and solutions that can help you build, preserve, and manage your wealth.
Whether you need multi-faceted Wealth Planning strategies, Retirement or Estate planning strategies, Portfolio Management, Business Planning or Philanthropic services, we will come together to solve your complex problems—providing you the knowledge you seek while delivering the full firm and its available resources. Our team incorporates a client-centric approach while striving to provide an unparalleled level of service in our practice, putting you at the center of the solution. We have a variety of disciplines in our practice including the designations of Certified Financial Planner, Global Sports & Entertainment Associate Director and NFLPA Registered Institutional Player Financial Advisor. We believe these prestigious designations better prepare us to help address the specific challenges faced by high-net-worth individuals and families.
It is our mission to share with our clients the experience of our team and the resources of our firm to help guide you in making sound financial decisions aligned to your objectives while providing a superior customer experience. Our goal is to have fun while making the world a better place for our clients, our families, and our community.
Whether you need multi-faceted Wealth Planning strategies, Retirement or Estate planning strategies, Portfolio Management, Business Planning or Philanthropic services, we will come together to solve your complex problems—providing you the knowledge you seek while delivering the full firm and its available resources. Our team incorporates a client-centric approach while striving to provide an unparalleled level of service in our practice, putting you at the center of the solution. We have a variety of disciplines in our practice including the designations of Certified Financial Planner, Global Sports & Entertainment Associate Director and NFLPA Registered Institutional Player Financial Advisor. We believe these prestigious designations better prepare us to help address the specific challenges faced by high-net-worth individuals and families.
It is our mission to share with our clients the experience of our team and the resources of our firm to help guide you in making sound financial decisions aligned to your objectives while providing a superior customer experience. Our goal is to have fun while making the world a better place for our clients, our families, and our community.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Experience
With over one hundred fifty years of combined experience in the industry, we have helped our clients build, preserve and manage their wealth by providing them with relevant financial solutions that fit their unique circumstances. In addition to the vast resources available through Morgan Stanley, our team incorporates a variety of disciplines in our practice which includes the designations of a Certified Financial Planner, a Global Sports & Entertainment Associate Director and an NFLPA Registered Institutional Player Financial Advisor. Our talented team of individuals has a wide array of experience and is known for providing timely strategic advice in the areas of Estate & Retirement Planning; Financial Planning; Portfolio Management; Lending Services; Philanthropic Services; Business Planning; Family Wealth Advising; and Corporate Retirement Plans.
Working With You
You have meaningful goals. We can help you reach them. As your Financial Advisors, we will help you define your financial goals and then work to deliver services and solutions that are uniquely designed to help you build, preserve, and manage your wealth. In the process, you’ll have access to some of the world’s most seasoned and respected investment professionals, a premier trading and execution platform, and a full spectrum of investment choices.
Within The Yellowstone Group, it is our mission to share with our clients the experience of our team and the resources of our firm to help guide you in making sound financial decisions aligned to your objectives while providing a superior customer experience. Our goal is to have fun while making the world a better place for our clients, our families and our community.
Within The Yellowstone Group, it is our mission to share with our clients the experience of our team and the resources of our firm to help guide you in making sound financial decisions aligned to your objectives while providing a superior customer experience. Our goal is to have fun while making the world a better place for our clients, our families and our community.
Our Clients
Whether you are in need of complex investment strategies, retirement or estate planning strategies, or even business or philanthropic services, with The Yellowstone Group you have access to some of the nation’s most seasoned and well-respected investment professionals in the industry. We are located in the beautiful Big Sky Country of Billings, MT, and are able to help most residents of the U.S.
We provide financial services for high net worth individuals, foundations, and businesses utilizing a disciplined process of investing. We take the time to gain detailed insight into your situation, identifying and understanding your specific financial goals. We then design a custom plan that is as unique as you are—keeping in mind your risk tolerance, tax issues, and current market conditions. Once the strategy is implemented, we review your portfolio and goals with you regularly to assure that we are moving in the right direction. We are proud to say that many of our clients have been with us over three decades---and we now have the privilege of working with the younger generation!
We provide financial services for high net worth individuals, foundations, and businesses utilizing a disciplined process of investing. We take the time to gain detailed insight into your situation, identifying and understanding your specific financial goals. We then design a custom plan that is as unique as you are—keeping in mind your risk tolerance, tax issues, and current market conditions. Once the strategy is implemented, we review your portfolio and goals with you regularly to assure that we are moving in the right direction. We are proud to say that many of our clients have been with us over three decades---and we now have the privilege of working with the younger generation!
Community Involvement
We believe in giving back and in keeping with our mission statement “making the world a better place for our clients, our families and our community,” members of The Yellowstone Group are active within the community in areas such as sports, education, the arts, and health and wellness—supporting activities both corporately and individually. Several team members serve on local and regional boards and we participate as sponsors in a number of local and regional events supporting the greater good.
Forbes Best-In-State Wealth Management Teams 2023
Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2023) Data compiled by SHOOK Research LLC based on time period from 3/31/21-3/31/22.
https://www.morganstanley.com/disclosures/awards-disclosure.html
Forbes Best-In-State Wealth Management Teams 2023
Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2023) Data compiled by SHOOK Research LLC based on time period from 3/31/21-3/31/22.
https://www.morganstanley.com/disclosures/awards-disclosure.html
Selected as Forbes "Best-in-State Wealth Management Team" for the State of Montana
Selected as Forbes "Best-in-State Wealth Management Team" for the State of Montana in 2024.
2024 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2024) Data compiled by SHOOK Research LLC based for the period from 3/31/22–3/31/23.
https://www.morganstanley.com/disclosures/awards-disclosure.html
2024 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2024) Data compiled by SHOOK Research LLC based for the period from 3/31/22–3/31/23.
https://www.morganstanley.com/disclosures/awards-disclosure.html
Location
401 North 31st Street
Suite 900
Billings, MT 59101
US
Direct:
(406) 238-8900(406) 238-8900
Toll-Free:
(800) 669-8913(800) 669-8913
Meet The Yellowstone Group
Phone:
(406) 896-4436(406) 896-4436
Spencer Larsen
Executive Director, Wealth Management, Financial Advisor, Global Sports and Entertainment Associate Director, NFLPA Registered Institutional Player Financial Advisor
Phone:
(406) 238-8912(406) 238-8912
Phone:
(406) 896-4433(406) 896-4433
Jan Williams
Vice President, Wealth Management, Wealth Management Associate
Phone:
(406) 896-4434(406) 896-4434
Lorenda Wahl
Portfolio Associate
Phone:
(406) 896-4429(406) 896-4429
Amy L. Yates
Portfolio Associate, Financial Planning Specialist
Phone:
(406) 238-8922(406) 238-8922
Mary Lee
Phone:
(406) 896-4462(406) 896-4462
About Brian J Bentley
Brian J. Bentley, Managing Director, Senior Investment Management Consultant, Financial Advisor
Originally raised on a family ranch in Wyoming, Brian graduated with a B.S. degree in Finance and an MBA both from the University of Wyoming. Brian is a Certified Financial Planner® with over 24 years of industry experience. His emphasis is on tax-efficient wealth management for UHNW individuals, institutions, foundations and endowments.
Brian lives in Billings with his wife, Tanya, and two sons Boden and Blake. Together they are actively involved in several non-profit community organizations that focus on education, athletics, and outdoor activities.
Originally raised on a family ranch in Wyoming, Brian graduated with a B.S. degree in Finance and an MBA both from the University of Wyoming. Brian is a Certified Financial Planner® with over 24 years of industry experience. His emphasis is on tax-efficient wealth management for UHNW individuals, institutions, foundations and endowments.
Brian lives in Billings with his wife, Tanya, and two sons Boden and Blake. Together they are actively involved in several non-profit community organizations that focus on education, athletics, and outdoor activities.
Securities Agent: ND, IN, FL, AL, OK, OH, NE, MI, KS, GA, AK, OR, DC, VT, NV, ID, WV, TX, SC, NY, NJ, LA, WA, SD, MO, VA, MA, KY, IL, HI, CT, CA, MS, WY, WI, TN, CO, AZ, AR, MD, UT, NC, MT, MN, NM; General Securities Representative; Investment Advisor Representative
NMLS#: 1431007
NMLS#: 1431007
About Tracy Short
Tracy Short, Managing Director, Wealth Management, Financial Advisor
Tracy is a senior member of the Yellowstone Group with over 31 years of industry experience. A trust-worthy and results driven Financial Advisor, Tracy enjoys working with clients to provide highly personalized advice to manage their wealth. Tracy is dedicated to understanding her clients’ values and goals and by focusing on what is most important to them she can develop strategies for education, retirement, philanthropy, estate, and business succession plans. Through an in-depth discovery process, she can tailor innovative plans for her clients while considering their goals and risk tolerance.
Tracy utilizes a client-centric educational approach to the financial markets and takes the time to ensure clients understand the strategies behind her recommendations, so they remain informed and actively engaged in managing their wealth. Tracy works with higher net worth clients and is currently available for private consultations on portfolios of one million or greater.
Tracy is a native of Billings, Montana and enjoys spending time with her grown daughters, her granddaughter, and her dogs. Tracy holds the Series 7, 31, 63, and 65 registrations, is insurance licensed with the state(s) of Montana, Wyoming, Colorado, Idaho, Kansas, Washington, Nevada Insurance department(s). She holds NMLS license # 1275781.
Tracy has the honor of being selected as #1 on the Forbes Top Women Wealth Advisors Best-in-State for the State of Montana for 2023, 2024, and 2025. Forbes Top Women Wealth Advisors and Top Women Wealth Advisors Best-In-State
Source: Forbes (Awarded Feb 2025) Data compiled by SHOOK Research LLC for the period 9/30/23 – 9/30/24
Awards Disclosures
CRC 4193522 02/2025
Tracy is a senior member of the Yellowstone Group with over 31 years of industry experience. A trust-worthy and results driven Financial Advisor, Tracy enjoys working with clients to provide highly personalized advice to manage their wealth. Tracy is dedicated to understanding her clients’ values and goals and by focusing on what is most important to them she can develop strategies for education, retirement, philanthropy, estate, and business succession plans. Through an in-depth discovery process, she can tailor innovative plans for her clients while considering their goals and risk tolerance.
Tracy utilizes a client-centric educational approach to the financial markets and takes the time to ensure clients understand the strategies behind her recommendations, so they remain informed and actively engaged in managing their wealth. Tracy works with higher net worth clients and is currently available for private consultations on portfolios of one million or greater.
Tracy is a native of Billings, Montana and enjoys spending time with her grown daughters, her granddaughter, and her dogs. Tracy holds the Series 7, 31, 63, and 65 registrations, is insurance licensed with the state(s) of Montana, Wyoming, Colorado, Idaho, Kansas, Washington, Nevada Insurance department(s). She holds NMLS license # 1275781.
Tracy has the honor of being selected as #1 on the Forbes Top Women Wealth Advisors Best-in-State for the State of Montana for 2023, 2024, and 2025. Forbes Top Women Wealth Advisors and Top Women Wealth Advisors Best-In-State
Source: Forbes (Awarded Feb 2025) Data compiled by SHOOK Research LLC for the period 9/30/23 – 9/30/24
Awards Disclosures
CRC 4193522 02/2025
Securities Agent: MT, ND, NE, NJ, NM, NV, NY, OH, OK, OR, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY, NC, AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, ID, IL, IN, KS, LA, MA, MI, MN, MO, MS; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1275781
NMLS#: 1275781
About Spencer Larsen
Spencer Larsen, Executive Director, Global Sports and Entertainment Associate Director, NFLPA Registered Institutional Player Financial Advisor
Spencer brings over fifteen years of industry experience to The Yellowstone group. He focuses on building personalized tax-efficient wealth management strategies for athletes, coaches, individuals, and families to help protect, grow, and transfer their wealth at both the collegiate and professional level. Spencer is dedicated to understanding his clients’ values and goals and by focusing on what is most important to them, he can develop innovative strategies for education, retirement, philanthropy, estate, and business succession plans. Spencer is currently available for private consultations on portfolios of one million dollars or greater.
After graduating from the University of Arizona in 2007, Spencer was drafted to the Denver Broncos and had a six-year NFL playing career. His career in finance started during the NFL lockout in 2010, when he obtained his series 65 license. Spencer understands the unique needs and lifestyle of players, coaches, and front-office personnel, and earned the title of Sports and Entertainment Associate through Morgan Stanley after successfully completing additional education which has better prepared him to advise clientele in that specialized market.
Spencer is bilingual in English and Spanish. He served a two-year LDS church mission in Chile. Spencer resides in Billings, Montana with his wife and five children. He is actively involved in the community with several non-profit organizations and keeps busy coaching his children’s sports teams and serving in his church.
Spencer brings over fifteen years of industry experience to The Yellowstone group. He focuses on building personalized tax-efficient wealth management strategies for athletes, coaches, individuals, and families to help protect, grow, and transfer their wealth at both the collegiate and professional level. Spencer is dedicated to understanding his clients’ values and goals and by focusing on what is most important to them, he can develop innovative strategies for education, retirement, philanthropy, estate, and business succession plans. Spencer is currently available for private consultations on portfolios of one million dollars or greater.
After graduating from the University of Arizona in 2007, Spencer was drafted to the Denver Broncos and had a six-year NFL playing career. His career in finance started during the NFL lockout in 2010, when he obtained his series 65 license. Spencer understands the unique needs and lifestyle of players, coaches, and front-office personnel, and earned the title of Sports and Entertainment Associate through Morgan Stanley after successfully completing additional education which has better prepared him to advise clientele in that specialized market.
Spencer is bilingual in English and Spanish. He served a two-year LDS church mission in Chile. Spencer resides in Billings, Montana with his wife and five children. He is actively involved in the community with several non-profit organizations and keeps busy coaching his children’s sports teams and serving in his church.
Securities Agent: WA, WY, WV, WI, VT, VA, UT, TN, SD, SC, OK, OH, NY, NM, NJ, NE, ND, NC, MT, MS, TX, MN, MI, MA, LA, KS, IN, IL, ID, HI, GA, FL, DC, CT, CO, CA, AZ, MO, AR, AL, AK, OR, NV; General Securities Representative; Investment Advisor Representative
NMLS#: 1460463
NMLS#: 1460463
About Clyde Barton
Clyde W. Barton, Financial Advisor, Financial Planning Associate
Prior to joining the Yellowstone Group at Morgan Stanley in 2022, Clyde managed a family-owned assisted living business. He brings eleven years of business management and client relations experience to the group and understands the necessity of quality service. Clyde focuses on wealth management strategies for individuals, families, and business owners creating goals-based plans that are tailored to the specific client.
Clyde grew up in a small farm town in southern Utah, learning the value of a strong work ethic at a young age. He attended Dixie State University and earned a degree in Organizational Communications. Clyde and his wife have three children and enjoy every aspect that living in Montana provides. He spends his time coaching and supporting the Billing’s youth sports programs, volunteering in his church, and serving the local community.
Prior to joining the Yellowstone Group at Morgan Stanley in 2022, Clyde managed a family-owned assisted living business. He brings eleven years of business management and client relations experience to the group and understands the necessity of quality service. Clyde focuses on wealth management strategies for individuals, families, and business owners creating goals-based plans that are tailored to the specific client.
Clyde grew up in a small farm town in southern Utah, learning the value of a strong work ethic at a young age. He attended Dixie State University and earned a degree in Organizational Communications. Clyde and his wife have three children and enjoy every aspect that living in Montana provides. He spends his time coaching and supporting the Billing’s youth sports programs, volunteering in his church, and serving the local community.
Securities Agent: AR, WY, WV, WI, WA, VT, VA, UT, TN, SD, SC, OK, OH, NY, NM, NJ, NE, ND, NC, MT, MS, MO, MN, MI, MA, LA, KS, IN, IL, ID, HI, GA, FL, DC, NV, CT, CO, CA, OR, AZ, AL, AK, TX; General Securities Representative; Investment Advisor Representative
NMLS#: 2371762
NMLS#: 2371762
About Jan Williams
Jan Williams, Vice President, Wealth Management Associate
Jan has 33 years of industry experience, initially joining Dean Witter as a financial advisor in 1992. After fourteen years in management with Morgan Stanley, she joined the Yellowstone Group in April 2014. She oversees the marketing functions for the Yellowstone Group and works in tandem with the financial advisors in the group to provide oversight of client portfolios: conducting portfolio analysis, reporting and review; and can assist with service-related requests. She holds the Series 7, 9, 10, 24, 3, 31, and 63/65 licenses.
Jan obtained an undergraduate BS degree in Business Administration/Marketing from MSU-Billings in Billings, MT and an MBA from New York Institute of Technology, Old Westbury, NY. She is a native of Billings, Montana and enjoys traveling, spending time outdoors with family and friends, and volunteering in activities within the community.
About Lorenda Wahl
Lorenda Wahl, Portfolio Associate
Lorenda has over 36 years of industry experience with Morgan Stanley and its predecessor Dean Witter. As a former member of the local branch management team, she joined the group as the service expert, ensuring that the administrative and operational business needs of the team are handled efficiently and effectively, and our clients' overall service needs are met.
Lorenda holds the Series 7, 9, 10, 31, and 66 registrations. Lorenda obtained a BS degree in Business Education from Eastern Montana College-Billings, MT.
Lorenda was raised on a ranch in Ekalaka, MT and now resides in Billings with her husband. They have raised four children in the Billings community. She enjoys outdoor activities with her family and friends, spending time with her grandchildren, as well as volunteering in different school, community and church activities.
Lorenda has over 36 years of industry experience with Morgan Stanley and its predecessor Dean Witter. As a former member of the local branch management team, she joined the group as the service expert, ensuring that the administrative and operational business needs of the team are handled efficiently and effectively, and our clients' overall service needs are met.
Lorenda holds the Series 7, 9, 10, 31, and 66 registrations. Lorenda obtained a BS degree in Business Education from Eastern Montana College-Billings, MT.
Lorenda was raised on a ranch in Ekalaka, MT and now resides in Billings with her husband. They have raised four children in the Billings community. She enjoys outdoor activities with her family and friends, spending time with her grandchildren, as well as volunteering in different school, community and church activities.
About Amy L. Yates
Amy L. Yates, Portfolio Associate, Financial Planning Specialist
Amy has over 31 years of industry experience with Morgan Stanley and its predecessor Smith Barney. She joined the Yellowstone Group in August 2023. Amy was raised in Billings and went to college at the University of Montana graduating in Business Administration/Finance Degree. Amy holds the Series 7, 63, 65 registrations.
Amy is a native of Billings, MT where she resides with her husband Ron and her daughter Ava. She enjoys spending time with her family, volunteering her time with many local organizations, and supporting the Montana Grizzlies.
Amy has over 31 years of industry experience with Morgan Stanley and its predecessor Smith Barney. She joined the Yellowstone Group in August 2023. Amy was raised in Billings and went to college at the University of Montana graduating in Business Administration/Finance Degree. Amy holds the Series 7, 63, 65 registrations.
Amy is a native of Billings, MT where she resides with her husband Ron and her daughter Ava. She enjoys spending time with her family, volunteering her time with many local organizations, and supporting the Montana Grizzlies.
About Mary Lee
Mary Lee, Client Service Associate
Mary is the newest member of The Yellowstone Group. Prior to joining the Yellowstone group in September of 2024, Mary worked as a Case Manager at a law firm that specialized in Estate Planning where she managed case files, drafted estate documents, and oversaw the day-to-day business of the office.
Mary grew up in the suburbs of Phoenix, Arizona and attended college at Northern Arizona University where she graduated with a Bachelor’s Degree in Education. She moved to Billings in 2024 where she and her husband live with their four children. She likes to spend her time being with her family, hiking, being outdoors, watching good movies and serving in the community and her church.
Mary is the newest member of The Yellowstone Group. Prior to joining the Yellowstone group in September of 2024, Mary worked as a Case Manager at a law firm that specialized in Estate Planning where she managed case files, drafted estate documents, and oversaw the day-to-day business of the office.
Mary grew up in the suburbs of Phoenix, Arizona and attended college at Northern Arizona University where she graduated with a Bachelor’s Degree in Education. She moved to Billings in 2024 where she and her husband live with their four children. She likes to spend her time being with her family, hiking, being outdoors, watching good movies and serving in the community and her church.
Contact Brian J Bentley
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Wealth Management for Athletes and Entertainers
Understanding the unique financial challenges of athletes and entertainers and how they differ from one profession to the next, we deliver the experience and resources you need to help create and implement a comprehensive, multigenerational wealth management plan based on your needs, values and aspirations.
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Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
