Thomas J McCann Jr.
Senior Vice President, Financial Advisor, Senior Portfolio Management Director
Phone:
(858) 729-5025(858) 729-5025
The Windansea Group at Morgan Stanley
Direct:
(858) 729-5000(858) 729-5000
Our Mission Statement
Experience, intellectual capital and dedicated personal service to help you meet your life goals
Our Story and Services
As your Financial Advisors, we can help you define and strive to meet your goals by delivering a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve. Working together we can help you to preserve and grow your wealth. You’ll have access to some of the world’s most seasoned and respected investment professionals, a premier trading and execution platform and a full spectrum of investment choices.
Services Include
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Location
1111 Prospect Street
La Jolla, CA 92037
US
Direct:
(858) 729-5000(858) 729-5000
Meet The Windansea Group
Dax Fletcher
Senior Vice President, Financial Advisor, Portfolio Management Director
Phone:
(858) 729-5059(858) 729-5059
Ardaches Peltekian
Senior Vice President, Financial Advisor
Phone:
(858) 729-5194(858) 729-5194
Phone:
(858) 729-5129(858) 729-5129
Rita Sanchez
Portfolio Associate
Phone:
(858) 729-5026(858) 729-5026
Shannon Cruz
Client Service Associate
Phone:
(858) 729-5105(858) 729-5105
About Thomas J McCann Jr.
With over 35 years’ experience investing for clients, T.J. has developed a deep understanding of the management of a client’s financial resources. From developing a plan to structuring an investment portfolio tailored to the client, T.J. works to create custom asset allocations to help meet client needs. Ongoing portfolio management with attention to detail and the highest quality client service is what set’s T.J. and the team apart from others.
T.J. was born and raised in Miami, Florida. He attended The Ohio State University and graduated with a BS in 1980. Upon graduation, he was commissioned in the United States Marine Corps. He flew the A-4M Skyhawk II for the famous VMA-214 Black Sheep Squadron out of MCAS El Toro, California. Reserve Duty followed flying the F-4E Phantom II with the 196th Tactical Fighter Squadron.
He enjoys spending time at his home in Jackson Hole, Wyoming. Along with his wife, Sherry, he spends his off time traveling, skiing, and flying.
T.J. was born and raised in Miami, Florida. He attended The Ohio State University and graduated with a BS in 1980. Upon graduation, he was commissioned in the United States Marine Corps. He flew the A-4M Skyhawk II for the famous VMA-214 Black Sheep Squadron out of MCAS El Toro, California. Reserve Duty followed flying the F-4E Phantom II with the 196th Tactical Fighter Squadron.
He enjoys spending time at his home in Jackson Hole, Wyoming. Along with his wife, Sherry, he spends his off time traveling, skiing, and flying.
Securities Agent: TN, MA, AL, AR, SC, ND, CA, NV, MN, GA, PA, MT, AZ, UT, NJ, TX, OK, MI, ID, CT, RI, IN, HI, WA, OH, NM, NH, MO, LA, WY, OR, MD, AK, NY, NC, KS, IL, IA, FL, CO, WI, VA; General Securities Representative; Investment Advisor Representative
NMLS#: 637306
CA Insurance License #: #0A10059
NMLS#: 637306
CA Insurance License #: #0A10059
About Dax Fletcher
Understand. Analyze. Implement.
Success can take on a different meaning for different people. For nearly 20 years, Dax has taken the time to understand what success means to his clients. He then thoroughly analyzes his clients assets and liabilities so he can structure a plan to help his clients achieve success. Finally, a plan is implemented and monitored on a regular basis. Dax conducts regular reviews with his clients so they always know where they stand in regards to their financial plan.
Dax received his BS at UC Santa Barbara. As a first generation college graduate, Dax knows what it takes to set goals and work hard to achieve them. This work ethic has translated into a successful career as a Financial Advisor. As a Portfolio Management Director Dax is dedicated to the many hours of research & analysis it takes to achieve his client’s goals. Whether his clients are seeking income or capital appreciations, Dax utilizes a total return approach using a combination of both active and passive management.
While in college at UCSB Dax met his wife Rebecca. They moved to San Diego so Rebecca could attend Law School. They have two beautiful children, a Goldendoodle and a ferocious cat named Scout. Dax and Rebecca play an active role in the community. Dax enjoys golf, Cabernet Sauvignon and spending time with his family.
Success can take on a different meaning for different people. For nearly 20 years, Dax has taken the time to understand what success means to his clients. He then thoroughly analyzes his clients assets and liabilities so he can structure a plan to help his clients achieve success. Finally, a plan is implemented and monitored on a regular basis. Dax conducts regular reviews with his clients so they always know where they stand in regards to their financial plan.
Dax received his BS at UC Santa Barbara. As a first generation college graduate, Dax knows what it takes to set goals and work hard to achieve them. This work ethic has translated into a successful career as a Financial Advisor. As a Portfolio Management Director Dax is dedicated to the many hours of research & analysis it takes to achieve his client’s goals. Whether his clients are seeking income or capital appreciations, Dax utilizes a total return approach using a combination of both active and passive management.
While in college at UCSB Dax met his wife Rebecca. They moved to San Diego so Rebecca could attend Law School. They have two beautiful children, a Goldendoodle and a ferocious cat named Scout. Dax and Rebecca play an active role in the community. Dax enjoys golf, Cabernet Sauvignon and spending time with his family.
Securities Agent: MA, AR, OK, OH, ND, NC, KS, HI, WA, RI, MD, LA, CO, TN, MI, IL, GA, SC, NY, NH, IA, NM, NJ, MT, MO, ID, AK, UT, AZ, AL, WY, WI, TX, NV, IN, FL, PA, OR, CT, VA, MN, CA; General Securities Representative; Investment Advisor Representative
NMLS#: 1278583
CA Insurance License #: 0D63063
NMLS#: 1278583
CA Insurance License #: 0D63063
About Ardaches Peltekian
Ardo has dedicated his abilities to the success and satisfaction of every client he works with. He prides himself on offering an exceptional client experience. He seeks to provide excellent service and has an institutional style wealth management approach. Ardo firmly believes communication is the cornerstone to every lasting relationship and with this in mind he has become a valued part of each and every one of his client’s lives. With an emphasis in retirement readiness and income planning, Ardo is focused on maintaining quality of life for all who are transitioning out of the work force into retirement.
Ardo has spent his entire life in San Diego where he graduated from San Diego State University with a degree in Finance.
In addition, Ardo has served as a founding member of the Charitable Giving Council at St Vincent De Paul and Father Joe’s Villages and as a past board member of The Toussaint Academy of Arts and Sciences from 2009-2011 and a previous foundation board member of St Paul’s senior homes in San Diego from 2012-2013.
Morgan Stanley Smith Barney LLC. Member SIPC
Ardo has spent his entire life in San Diego where he graduated from San Diego State University with a degree in Finance.
In addition, Ardo has served as a founding member of the Charitable Giving Council at St Vincent De Paul and Father Joe’s Villages and as a past board member of The Toussaint Academy of Arts and Sciences from 2009-2011 and a previous foundation board member of St Paul’s senior homes in San Diego from 2012-2013.
Morgan Stanley Smith Barney LLC. Member SIPC
Securities Agent: OH, OR, ID, CO, TN, MD, IA, HI, MI, AZ, NC, GA, CA, AL, OK, MO, NJ, NH, ND, MN, AK, TX, SC, PA, NY, WY, WI, VA, NM, MT, MA, KS, IN, IL, FL, WA, UT, LA, CT, AR, RI, NV; General Securities Representative; Investment Advisor Representative
NMLS#: 1262303
CA Insurance License #: 0E41931
NMLS#: 1262303
CA Insurance License #: 0E41931
About Ashley Mooney
Ashley has built her practice around helping individuals and families achieve their financial goals by assisting them in building, protecting and efficiently transferring their hard earned wealth. Ashley obtained her CERTIFIED FINANCIAL PLANNER™ certification in 2019 and handles all financial planning for her and the team's clients.
Ashley graduated from the University of California, San Diego. She resides in La Jolla with her husband and loves to run, try new restaurants and travel when possible.
Ashley graduated from the University of California, San Diego. She resides in La Jolla with her husband and loves to run, try new restaurants and travel when possible.
Securities Agent: HI, CT, UT, TN, OR, ID, CA, CO, AZ, SC, NM, MA, AK, WI, PA, WA, OH, NY, IL, FL, VA, NV, DE, AL, KS, IA, WY, NJ, NH, GA, OK, NC, MT, MN, MI, MD, AR, TX; General Securities Representative; Investment Advisor Representative
NMLS#: 1744796
CA Insurance License #: 0L92693
NMLS#: 1744796
CA Insurance License #: 0L92693
About Rita Sanchez
Rita was born and raised in Philadelphia, PA as the youngest among 10 siblings. Rita earned an Associate of Arts degree in Interior Design in Miami, Florida. She entered the financial industry in 1985 with Prudential Bach Securities as an assistant to five financial advisors. In 1991, Rita was specifically chosen and trained as the branch wire operator which she worked as for the next 4 years. Starting in 1995, Rita joined a senior financial advisor as a client service associate and personal assistant. In 2008, Rita joined Morgan Stanley. She is a licensed general securities register representative by the Financial Industry Regulatory Authority (FINRA).
Rita is married to Val Sanchez (former City of Miami Firefighter) and they have two sons together who are both Navy Special Forces and two grandchildren.
Rita is married to Val Sanchez (former City of Miami Firefighter) and they have two sons together who are both Navy Special Forces and two grandchildren.
CA Insurance License #: 0M41307
About Shannon Cruz
Shannon Cruz was the Branch Administrator of the UTC Office, working closely with the Branch Manager as well as the Market Management Team to support branch needs and providing operational and administrative support throughout the San Diego Market. Shannon provided direct support to approximately 60 branch employees in UTC focusing on Administrative, Operations, Sales Support and Risk and Compliance oversight in her role. Shannon also aids the Market Administrator in planning and supporting market-wide events designed to educate both clients and staff about relevant changes in the Investment Industry that help to inspire innovation and information sharing.
Shannon rejoined Morgan Stanley in 2012 initially working as a Branch Administrator, and later as a Complex Administrator for the Washington D.C. Market. Prior to her employment at Morgan Stanley, Shannon worked for several large multinational corporations both domestically and overseas. Shannon previously worked as a Business Development Manager, Account Executive and Program Loyalty Manager in Spain, Australia, Korea, Hong Kong, Indonesia and other Asian and European countries.
Shannon earned her B.A. in Business Management and Marketing from Seattle University’s Albers School of Business. Originally born and raised on the island of Guam and is proud of her Chamorro decent. Currently residing in Mission Valley along with her husband, Steve, and daughter, Asia.
In her free time, she enjoys traveling to new destinations, entertaining family and friends at her home and cooking with her husband.
Shannon rejoined Morgan Stanley in 2012 initially working as a Branch Administrator, and later as a Complex Administrator for the Washington D.C. Market. Prior to her employment at Morgan Stanley, Shannon worked for several large multinational corporations both domestically and overseas. Shannon previously worked as a Business Development Manager, Account Executive and Program Loyalty Manager in Spain, Australia, Korea, Hong Kong, Indonesia and other Asian and European countries.
Shannon earned her B.A. in Business Management and Marketing from Seattle University’s Albers School of Business. Originally born and raised on the island of Guam and is proud of her Chamorro decent. Currently residing in Mission Valley along with her husband, Steve, and daughter, Asia.
In her free time, she enjoys traveling to new destinations, entertaining family and friends at her home and cooking with her husband.
Contact Thomas J McCann Jr.
Contact Dax Fletcher
Contact Ardaches Peltekian
Contact Ashley Mooney
Wealth Management
Global Investment Office
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Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
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- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
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Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
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Donor Advised Funds: A Smart Way to Manage Your Giving
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact The Windansea Group today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Structured Investments are complex and not appropriate for all investors. An investment in structured investments involves risks. These risks can include but are not limited to: fluctuations in the price, level or yield of underlying asset(s), interest rates, currency values and credit quality, substantial loss of principal, limits on participation in appreciation of underlying asset(s), limited liquidity, credit risk, and/or conflicts of interest. Many structured investments do not pay interest or guarantee a return above principal at maturity. Investors should read the security’s offering documentation prior to making an investment decision.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
7The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Structured Investments are complex and not appropriate for all investors. An investment in structured investments involves risks. These risks can include but are not limited to: fluctuations in the price, level or yield of underlying asset(s), interest rates, currency values and credit quality, substantial loss of principal, limits on participation in appreciation of underlying asset(s), limited liquidity, credit risk, and/or conflicts of interest. Many structured investments do not pay interest or guarantee a return above principal at maturity. Investors should read the security’s offering documentation prior to making an investment decision.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
7The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
