Phone:
(203) 221-6071(203) 221-6071
The Wein Group at Morgan Stanley
Direct:
(203) 221-6071(203) 221-6071
Our Mission Statement
Experience, intellectual capital and dedicated personal service to help you meet your life goals
Our Story and Services
With a combined 30+ years of experience in the financial industry, The Wein Group is driven by a shared commitment to helping individuals and families navigate their financial journeys with clarity, confidence and purpose. Founded on the principles of transparency, empathy, and long term partnership, our team provides highly personalized strategies tailored to what matters most, your goals, values and legacy.
Victor and Michael bring complementary backgrounds and expertise to the team. Victor's foundation in corporate finance, including roles in treasury and financial planning for a multinational company, gives him a strategic edge in crafting personalized financial roadmaps. After pivoting from the corporate world, Victor followed his passion to help individuals and families simplify complex financial decisions and secure their future. He is a CFP®, CIMA®, and CPWA®, and is fluent in Spanish. Victor holds an MBA from NYU Stern and a Finance degree from Baruch College.
Michael brings over two decades of deep experience in portfolio management, estate planning, and retirement strategies. He excels at building long term, tax efficient plans for families and high net worth individuals, helping clients execute with clarity and precision. Known for his ability to build lasting relationships, Michael holds Series 7, Series 66, and Life, Accident & Health Licenses. He is a graduate of Hampshire College and is continuously expanding his financial acumen to better serve clients.
Together Victor and Michael offer a holistic, client first approach, taking the time to truly understand each family's unique priorities, involving loved ones in the process, and adjusting strategies as life evolves. Whether planning for retirement, managing investments, or preparing to leave a legacy, The Wein Group is here to guide you every step of the way.
Outside of work, both are deeply involved in their communities and cherish time with their families in Connecticut. Victor enjoys hiking, golf, and travel with his family, while Michael is active in local philanthropy, yoga, running, and spending time with his wife and two children.
Victor and Michael bring complementary backgrounds and expertise to the team. Victor's foundation in corporate finance, including roles in treasury and financial planning for a multinational company, gives him a strategic edge in crafting personalized financial roadmaps. After pivoting from the corporate world, Victor followed his passion to help individuals and families simplify complex financial decisions and secure their future. He is a CFP®, CIMA®, and CPWA®, and is fluent in Spanish. Victor holds an MBA from NYU Stern and a Finance degree from Baruch College.
Michael brings over two decades of deep experience in portfolio management, estate planning, and retirement strategies. He excels at building long term, tax efficient plans for families and high net worth individuals, helping clients execute with clarity and precision. Known for his ability to build lasting relationships, Michael holds Series 7, Series 66, and Life, Accident & Health Licenses. He is a graduate of Hampshire College and is continuously expanding his financial acumen to better serve clients.
Together Victor and Michael offer a holistic, client first approach, taking the time to truly understand each family's unique priorities, involving loved ones in the process, and adjusting strategies as life evolves. Whether planning for retirement, managing investments, or preparing to leave a legacy, The Wein Group is here to guide you every step of the way.
Outside of work, both are deeply involved in their communities and cherish time with their families in Connecticut. Victor enjoys hiking, golf, and travel with his family, while Michael is active in local philanthropy, yoga, running, and spending time with his wife and two children.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Location
500 Post Road East, 3rd Floor,
Westport, CT 068804431
US
Direct:
(203) 221-6071(203) 221-6071
Meet The Wein Group
Phone:
(203) 221-6061(203) 221-6061
Joann Carballera
Vice President, Wealth Management Associate
Phone:
(203) 221-6070(203) 221-6070
About Me
With over 20 years of experience in the financial industry, Michael is passionate about helping clients achieve their financial goals through personalized strategies and long-term planning. Specializing in portfolio management, estate and retirement planning, he develops and monitors comprehensive tax efficient investment and financial plans tailored to each family’s unique objectives.
Michael is dedicated to building lasting relationships with his clients, providing trusted guidance and support through their financial journeys. His expertise lies in helping family’s and high-net-worth clients execute their financial plans with confidence and precision.
Outside of his professional career, Michael is an active member of his community, serving on the board of his temple, as well as on the committee of an annual Sunrise golf outing, helping children with cancer go to camp. He resides in Westport, Connecticut with his wife Arielle and two children, Ellis and Aubrey. In his personal time, Michael enjoys yoga, running, golf and pickleball, while prioritizing time with his family.
He holds the Series 7, Series 66, and Life, Accident and Health licenses. A graduate of Hampshire college, Michael is committed to continuously advancing his expertise to better serve his clients.
Michael is dedicated to building lasting relationships with his clients, providing trusted guidance and support through their financial journeys. His expertise lies in helping family’s and high-net-worth clients execute their financial plans with confidence and precision.
Outside of his professional career, Michael is an active member of his community, serving on the board of his temple, as well as on the committee of an annual Sunrise golf outing, helping children with cancer go to camp. He resides in Westport, Connecticut with his wife Arielle and two children, Ellis and Aubrey. In his personal time, Michael enjoys yoga, running, golf and pickleball, while prioritizing time with his family.
He holds the Series 7, Series 66, and Life, Accident and Health licenses. A graduate of Hampshire college, Michael is committed to continuously advancing his expertise to better serve his clients.
Securities Agent: CO, FL, OR, NC, IL, RI, IN, CT, VA, SC, MD, WA, VI, VT, GA, CA, NJ, NH, NV, MT, AZ, TX, OH, KS, NY, MI, MA, PA, KY, DE, NM, HI; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1261751
NMLS#: 1261751
About Me
With over 10 years of experience in the financial industry, Victor is focused on making a meaningful difference in people’s lives by helping them achieve their financial goals. Victor focuses on understanding what matters most to each client and providing personalized advice and strategies.
Victors background in corporate finance, working in treasury and financial planning for a multinational company gave him a strong foundation that he has successfully applied to personal finance. After the company relocated outside of NYC, Victor decided to transition into financial advisory to pursue his passion for helping individuals and families secure their legacy.
By taking the time to understand each client’s unique priorities and financial goals, he is able to create tailored plans that adapt as life changes. His goal is to simply complex financial concepts, making them easier for his clients to understand and feel confident about.
What sets Victor apart is his commitment to transparency and empathy. He listens closely to his client’s needs, ensuring they feel heard and supported throughout the entire process. He also works to involve family members in financial discussions, helping ensure everyone is on the same page when it comes to important decisions.
Outside of work, Victor is dedicated to giving back by providing financial guidance to individuals who may not have access to such resources. He also enjoys spending time with his family in Connecticut, whether they’re hiking, playing golf, or traveling together.
Victor is a Certified Financial Planner CFP®, Certified Investment Management Analyst CIMA®, and Certified Personal Wealth Advisor CPWA®. He is fluent in Spanish and holds an MBA from New York University’s Stern School of Business and a degree in Finance from Baruch College.
Victors background in corporate finance, working in treasury and financial planning for a multinational company gave him a strong foundation that he has successfully applied to personal finance. After the company relocated outside of NYC, Victor decided to transition into financial advisory to pursue his passion for helping individuals and families secure their legacy.
By taking the time to understand each client’s unique priorities and financial goals, he is able to create tailored plans that adapt as life changes. His goal is to simply complex financial concepts, making them easier for his clients to understand and feel confident about.
What sets Victor apart is his commitment to transparency and empathy. He listens closely to his client’s needs, ensuring they feel heard and supported throughout the entire process. He also works to involve family members in financial discussions, helping ensure everyone is on the same page when it comes to important decisions.
Outside of work, Victor is dedicated to giving back by providing financial guidance to individuals who may not have access to such resources. He also enjoys spending time with his family in Connecticut, whether they’re hiking, playing golf, or traveling together.
Victor is a Certified Financial Planner CFP®, Certified Investment Management Analyst CIMA®, and Certified Personal Wealth Advisor CPWA®. He is fluent in Spanish and holds an MBA from New York University’s Stern School of Business and a degree in Finance from Baruch College.
Securities Agent: NH, MD, NC, HI, WA, IL, KY, TX, NY, FL, VA, RI, MA, CA, AZ, NV, VI, SC, OH, IN, CT, CO, PA, OR, KS, GA, DE, VT, NM, NJ, MT, MI; General Securities Representative; Investment Advisor Representative
NMLS#: 1367616
NMLS#: 1367616
About Joann Carballera
Joann has been with Morgan Stanley for over 20 years. She is a graduate of the Fashion Institute of Technology (FIT) in New York City. She has her Series 7 General Securities Representative, Series 66 Uniform Combined State Law & Investment Advisor and Series 63 licenses. Joann brings her tremendous experience, knowledge, and attention to detail to our practice.
Contact Michael Wein
Contact Victor Pena
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Ready to start a conversation? Contact The Wein Group today.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
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The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
