Scott McCoy, CFP®
Managing Director, Wealth Management, Financial Advisor, Senior Portfolio Management Director, Corporate Cash Investment Director, International Client Advisor
Phone:
(561) 694-7021(561) 694-7021
The Tribeca Group at Morgan Stanley
Direct:
(212) 271-0448(212) 271-0448
Toll-Free:
(888) 322-2327(888) 322-2327
Our Mission Statement
Helping Clients to Manage, Grow and Protect Their Wealth while Creating Income Solutions for Life.
The Tribeca Group
The Tribeca Group at Morgan Stanley is a group dedicated to providing professional investment management services to the clients of Morgan Stanley. As designated National Strategic Partners, we work closely with the finest comprehensive wealth management professionals and subject matter experts that the Firm has to offer.
$5.1 BILLION+ IN CLIENT ASSETS (1)
- Municipal and Taxable Fixed Income Strategies
- Cash Management Strategies
- Tailored Alternative Investment Solutions
100+ YEARS OF COMBINED INVESTMENT EXPERIENCE (2)
- Group is comprised of 7 investment professionals, including 2 Senior Portfolio Management Directors and a dedicated Research/Credit Analyst.
250+ FINANCIAL ADVISOR PARTNERS SERVICING
- High Net Worth Individuals
- C-Suite Executives
- Not-For-Profit Entities
- Fortune 1000 Companies
DESIGNATED MORGAN STANLEY
- Corporate Cash Investment Director
- International Wealth Advisor
- National Strategic Partner
(1) Statistics as of JAN 13, 2025
(2) Individual years of experience listed in bios
$5.1 BILLION+ IN CLIENT ASSETS (1)
- Municipal and Taxable Fixed Income Strategies
- Cash Management Strategies
- Tailored Alternative Investment Solutions
100+ YEARS OF COMBINED INVESTMENT EXPERIENCE (2)
- Group is comprised of 7 investment professionals, including 2 Senior Portfolio Management Directors and a dedicated Research/Credit Analyst.
250+ FINANCIAL ADVISOR PARTNERS SERVICING
- High Net Worth Individuals
- C-Suite Executives
- Not-For-Profit Entities
- Fortune 1000 Companies
DESIGNATED MORGAN STANLEY
- Corporate Cash Investment Director
- International Wealth Advisor
- National Strategic Partner
(1) Statistics as of JAN 13, 2025
(2) Individual years of experience listed in bios
Services Include
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Our Suite of Services
As your wealth grows, so does its complexities and the resources needed to manage it effectively. We leverage our experience and relationships to deliver innovative strategies that are tailored to your needs. We look forward to speaking with you to understand your challenges, so we may map out a strategy to achieve your particular priorities and goals.
Wealth Management
Wealth Management brings all the dimensions of your life together. We listen carefully to understand the connections across your personal life, your family, your career and your legacy goals to develop a comprehensive strategy that is uniquely yours.
Retirement Planning
One of our key areas of focus is helping you prepare for and thrive in retirement. From IRAs to RMDs, we manage the complexities of your comprehensive retirement plan assets, helping you easily transition to the next phase of your life with security and confidence.
Professional Portfolio Management
Managing an investment portfolio should be a consultative, disciplined process that balances your attitudes about investing with careful analysis of the financial markets. Working together, we create a customized strategy that applies long-held investment principles to help your assets appreciate appropriately or generate cash-flow or income as you require.
Alternative Investments
Morgan Stanley’s global network affords us the ability to offer suitable clients a wide array of alternative investments to consider – from private equities and exchange funds to hedge funds and real estate investments. Our recommendations are based on your own goals and your tolerance for investment risk.
Cash Management Services
Creating adequate cash flow and securing liquidity are day-to-day aspects of implementing a financial strategy. We help you meet your personal cash management and borrowing needs, while thinking strategically about how specific approaches may affect current and long-term costs and taxes.
Estate Planning & Philanthropic Strategies
Delivering an estate to the next generation or favorite charity requires more attention than families often realize. We coordinate with your estate and tax professionals to align your legacy goals with the appropriate asset titling and beneficiary designation requirements, incorporating best practices to help enhance results.
Short Duration Municipal Bond Strategy
The Short Duration Municipal Bond Strategy's primary objective is to generate current income in a tax efficient manner while preserving capital. The portfolio primarily invests along the front-end of the yield curve in general obligation bonds issued by states and established local communities, revenue bonds, and bonds issued by special tax districts. Only issuers rated A3/A or higher are considered at time of purchase. Geographic exposures are customized for clients residing in high tax jurisdictions. All holdings are US$ denominated.
Click Here to View The StrategyNational Tax-Exempt Municipal Bond Strategy
The National Tax-Exempt Municipal Bond Strategy's primary objective is to generate current income in a tax efficient manner while preserving capital. The portfolio primarily invests across the curve in general obligation bonds issued by states and established local communities, revenue bonds, and bonds issued by special tax districts. Only issuers rated A3/A or higher are considered at time of purchase. Geographic exposures are customized for clients residing in high tax jurisdictions. All holdings are US$ denominated.
Click Here to View The StrategyMunicipal Preferred Bond Strategy
The Municipal Preferred Strategy’s primary objective is to generate a high level of tax-efficient current income while preserving capital. the portfolio primarily invests in tax-exempt municipal bonds, including both general obligation and revenue bonds rated A3/A or higher at time of purchase. The portfolio will also invest in Qualified Dividend Income “QDI” Preferred securities and have no bonds rated below B2/B at time of purchase. All holdings are US$ denominated.
Click Here to View The StrategyUltra Short Governement Strategy
The Ultra-Short Government Strategy has a primary objective of preservation of principal along with a secondary goal of income generation. The portfolio invests in U.S. Treasury, Agency and Government Sponsored Entity (GSE) securities. The portfolio targets maturities in the 0-13 month range. All holdings are US$ denominated.
Click Here to View The Strategy1-5 Year Government Strategy
The 1-5 Year Government Strategy has a primary objective of
preservation of principal along with a secondary goal of
income generation. The portfolio invests in U.S. Treasury,
Agency and Government Sponsored Entity (GSE) securities.
The portfolio targets maturities in the 0-60 month range. All
holdings are US$ denominated.
Click Here to View The Strategypreservation of principal along with a secondary goal of
income generation. The portfolio invests in U.S. Treasury,
Agency and Government Sponsored Entity (GSE) securities.
The portfolio targets maturities in the 0-60 month range. All
holdings are US$ denominated.
1 For 1 Short Duration Bond Strategy
The “1 For 1” Short Duration Bond Strategy has a primary objective of preservation of principal along with a secondary goal of income generation. The portfolio invests primarily in investment grade corporate bonds and U.S. Treasury and agency securities. The portfolio targets a weighted average maturity of approximately 1 year. All holdings are US$ denominated.
Click Here to View The StrategyStrategic Short Duration Bond Strategy
The Strategic Short Duration Bond Strategy has a primary objective of preservation of capital along with a secondary goal of income generation. The portfolio invests primarily in investment grade and high yield corporate bonds with no maturity longer than 3 years. The portfolio will seek an overall credit rating of Baa2/BBB or higher and will not invest in any security rated below B2/B at time of purchase. All holdings are US$ denominated.
Click Here to View The StrategyInvestment Grade Corporate Bond Strategy
The Investment Grade Corporate Bond Strategy seeks to provide a stable level of current income with a secondary goal of capital appreciation. The portfolio will invest in domestic and international high quality investment grade corporate bonds and will target up to a 30% allocation to investment grade corporate floating rate bonds. The portfolio is expected to maintain a weighted average maturity of 3-7 years. Maximum industry sector concentration of 30%. All holdings are US$ denominated.
Click Here to View The StrategyStrategic Corporate Bond Strategy
The Strategic Corporate Bond Strategy’s primary objective is to seek current income with a secondary goal of capital appreciation. The portfolio is primarily invested in investment grade and high yield corporate bonds rated B2/B or higher at the time of purchase. The portfolio will target no more than 50% to bonds rated below Baa3/BBB-. The portfolio will also invest in investment grade corporate floating rate bonds. Maximum industry sector concentration of 30%. All holdings are US$ denominated.
Click Here to View The StrategyLimited Duration High Yield Corporate Bond Strategy
The Limited Duration High Yield Corporate Bond Strategy seeks to provide a high level of current income by investing in a diversified portfolio of corporate bonds seeking an overall portfolio rating of Ba3/BB- and no bonds rated below B2/B at time of purchase. The strategy's secondary objective of total return is pursued by investing in high quality securities that offer the opportunity for price appreciation. The fund is benchmarked against the Citigroup High Yield Market Index*** (avg. life 5 years or less). Maximum industry sector concentration of 30%. All holdings are US$ denominated.
Click Here to View The StrategyPreferred Securities Income Strategy
The Preferred Securities Income Strategy seeks to provide a high level of current income plus price appreciation by investing in a diversified portfolio of preferred corporate securities. The strategy targets a minimum overall credit rating of Baa3/BBB- with no bonds rated below B2/B at time of purchase. All holdings are US$ denominated.
Click Here to View The StrategyStrategic Preferred Securities Income Strategy
The Strategic Preferred Securities Income Strategy's primary objective is to seek current income with a secondary goal of capital appreciation. The portfolio is primarily invested in U.S. investment grade and high yield corporate bonds as well as preferred securities rated B2/B or higher at the time of purchase. All holdings are US$ denominated.
Click Here to View The StrategyAt Morgan Stanley, we provide clients with resources meant to transform complex financial analysis and research into concise and easily digestible content. The links below offer insight into the modern market and economic landscape.
Why Managed, Why Now?
Volatile markets can be challenging for both equity and fixed income investors, but with volatility comes opportunity. Yields have reset upward, volatility is set to remain heightened, and after a year where stocks and bonds moved together, bonds are starting to act like themselves again—bringing defensive diversification back into investor portfolios.
Learn More
The Muni SMA Advantage
An SMA is a customized investment strategy that lets investors own individual securities directly, while an asset manager is responsible for the actual trades and management of the portfolio. SMAs are not a one-size-fits-all solution like mutual funds or exchange-traded funds (ETFs). Available in a variety of asset classes, styles and risk levels, SMAs can play a key role in a well-diversified portfolio.
Learn More
Philanthropic Planning
Your set of Philanthropic objectives is as personal as your vision of a better world. Determining your objectives however, can be challenging when there are so many worthy causes and so many unmet needs.
Learn More
Estate Planning Strategies
Working with our wealth centers team we look at all aspects of an individual's estate to understand the potential estate planning attributes of the vehicles. The goal is to make more informed investment decisions for the client by looking at their estate plan holistically.
Learn More
Signature Access: Reserved Living & Giving
Signature Access, the highest tier of Morgan Stanley’s complimentary loyalty program Reserved Living & Giving, gives clients with $10 million or more in assets at the firm access to world class services such as Private Health Advisory, Personal Cybersecurity Services, Aircraft Management and more in addition to all the discounts and content available through Reserved Living & Giving.
Learn More
GIC Weekly Research Report
The Global Investment Committee's Lisa Shalett headlines this weekly look at markets, asset class performance and fixed income.
Learn More
Thoughts On The Market Podcast
With perspectives on the forces shaping the market, join Mike Wilson, Chief Investment Officer and Chief US Equity Strategist for Morgan Stanley, as he and his colleagues discuss a variety of viewpoints regarding the latest trends in the financial marketplace.
Learn MoreOur Portfolio Management Team:
Leveraging the team’s institutional background and 100+ years* of combined fixed income experience, we deliver a comprehensive suite of fixed income solutions and services. We offer 9 different model portfolios as well as customized solutions for larger and unique situations. In addition, we can provide firm-calculated composite performance history for our model portfolios.
As Corporate Cash Investment Directors and International Client Advisors we service a wide range of clients including institutions, high net worth individuals and professional advisors. We trade as agent giving us access to full street inventories. We have the ability to trade in size and leverage our broker/dealer relationships for best possible execution. Most importantly, we ACT in your best interest by offering:
1) Access: to our Portfolio Managers not salespeople;
2) Customization: for larger (+$3mm) opportunities; and
3) Transparency: identifiable individual bond holdings
We are the Tribeca Group – your resource for professional, collegial fixed income management.
As Corporate Cash Investment Directors and International Client Advisors we service a wide range of clients including institutions, high net worth individuals and professional advisors. We trade as agent giving us access to full street inventories. We have the ability to trade in size and leverage our broker/dealer relationships for best possible execution. Most importantly, we ACT in your best interest by offering:
1) Access: to our Portfolio Managers not salespeople;
2) Customization: for larger (+$3mm) opportunities; and
3) Transparency: identifiable individual bond holdings
We are the Tribeca Group – your resource for professional, collegial fixed income management.
Scott McCoy
Managing Director - Wealth Management/Senior Portfolio Management Director, Corporate Cash Investment Director, International Client Advisor, Strategic Partner, Financial Advisor. He brings over 30 years of fixed income experience to the Tribeca Group’s clients. Before joining the firm in 2008, Scott was a Senior Managing Director and institutional fixed income salesperson in the Middle Markets Group at Bear Stearns. Here, he served the fixed income needs of depository institutions, money managers, insurance companies, and hedge funds. Prior to that, he traded government bonds at Citicorp Securities where he was responsible for the short coupon sector. A graduate of Holy Cross College, Scott holds a J.D. from St. John's University and an M.B.A. from New York University.
Jordan Eisenberg, CFA®
Managing Director - Wealth Management/Senior Portfolio Management Director/Financial Advisor. He brings over 18 years of fixed income experience to the Tribeca Group’s clients. Before joining the firm, Jordan was an Associate Director at Bear Stearns where he helped institutional clients develop fixed income strategies utilizing high yield and investment grade corporate bonds, as well as interest rate products including treasuries and mortgage-backed securities. He holds the Chartered Financial Analyst® designation and is a member of the CFA Institute and the New York Society of Security Analysts. Jordan was named to the Forbes Best-In-State Wealth Advisors list in both 2019 and 2020. Jordan is a graduate of the University of Florida where he received a B.S. in Business Administration.
2019-2020 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2019-2020). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
2019-2020 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2019-2020). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Yunjin Lee, CFA®
Senior Vice President - Investment Consultant/Portfolio Manager Specialist, providing in-depth fundamental and technical analysis of bonds. Yunjin has earned the prestigious Morgan Stanley Wealth Management Consulting Group Analyst designation and researches outside money managers whom we might recommend for various components of your portfolio. Yunjin joined Morgan Stanley Smith Barney in 2009 after working in Barclay Capital’s High Yield Credit Corporate Department as a trading desk and publishing analyst. Prior to that, she served as a strategy consultant at Bain & Co. She holds the Chartered Financial Analyst® designation and is a member of the CFA institute and the CFA Society New York. A graduate of Korea University, Yunjin received an M.B.A. from the Wharton School of the University of Pennsylvania.
Disclaimers:
Technical analysis is the study of past price and volume trends of a security in an attempt to predict the security's future price and volume trends. Its limitations include but are not limited to: the lack of fundamental analysis of a security's financial condition, lack of analysis of macroeconomic trend forecasts, the bias of the technician's view and the possibility that past participants were not entirely rational in their past purchases or sales of the security being analyzed. Investors using technical analysis should consider these limitations prior to making an investment decision.
Disclaimers:
Technical analysis is the study of past price and volume trends of a security in an attempt to predict the security's future price and volume trends. Its limitations include but are not limited to: the lack of fundamental analysis of a security's financial condition, lack of analysis of macroeconomic trend forecasts, the bias of the technician's view and the possibility that past participants were not entirely rational in their past purchases or sales of the security being analyzed. Investors using technical analysis should consider these limitations prior to making an investment decision.
William M. Wilson
Vice President- Portfolio Management Associate Director, bringing over 10 years of fixed income experience to The Tribeca Group’s clients. He works alongside Senior Portfolio Managers in executing The Tribeca Groups’ Fixed Income strategies and is responsible for trading, portfolio construction, portfolio and market analysis, and investment research. In addition, he provides institutional clients with investment ideas, trade execution, market color and research. Prior to joining The Tribeca Group, William was a Vice-President at Roosevelt & Cross, Inc., where he worked as a Fixed-Income Trader focusing on tax-exempt and taxable municipal bonds. He was responsible for developing trading desk strategies and analytics, managing broker-dealer relationships, and operating ECN trading platforms. He is a graduate of the Boston University Questrom School of Business where he received a B.S. in Business Administration and currently holds Series 7, 52, 53, 63, and 66 registrations.
Location
399 Park Avenue
12th Floor
New York, NY 10022
US
Direct:
(212) 271-0448(212) 271-0448
Toll-Free:
(888) 322-2327(888) 322-2327
3801 PGA Blvd
Financial Center at The Gardens
Palm Beach Gardens, FL 33410
US
Meet The Tribeca Group
Managing Director, Wealth Management, Financial Advisor, Senior Portfolio Management Director, International Client Advisor, Corporate Cash Investment Director
Phone:
(212) 271-0445(212) 271-0445
Michael Clark
First Vice President, Wealth Management, Financial Advisor
Phone:
(212) 271-0449(212) 271-0449
Yunjin Lee, CFA, CMA
Senior Vice President, Investment Consultant/Portfolio Manager Specialist
Phone:
(212) 271-0681(212) 271-0681
William M. Wilson
Vice President, Portfolio Management Associate Director
Phone:
(212) 271-0443(212) 271-0443
Chris Lamberto, CFA
Wealth Management Associate
Phone:
(212) 893-6433(212) 893-6433
Pat Penfield, CIMA®
Wealth Management Analyst, Financial Planning Specialist
Phone:
(212) 893-6445(212) 893-6445
About Scott McCoy
Scott McCoy, Managing Director - Wealth Management/Corporate Cash Investment Director/International Client Advisor/Senior Portfolio Management Director, is a member of Morgan Stanley’s 2023 Chairman's Club. Scott brings over 30 years of fixed income experience to The Tribeca Group’s clients.
Before joining the firm in 2008, Scott was a Senior Managing Director and institutional fixed income salesperson in the Middle Markets Group at Bear Stearns. There, he served the fixed income needs of institutional clients, including depository institutions, money managers, insurance companies, and hedge funds. Prior to that, he traded government bonds at Citicorp Securities where he was responsible for the short coupon sector.
A graduate of Holy Cross College, Scott holds a J.D. from St. John's University and an M.B.A. from New York University.
Before joining the firm in 2008, Scott was a Senior Managing Director and institutional fixed income salesperson in the Middle Markets Group at Bear Stearns. There, he served the fixed income needs of institutional clients, including depository institutions, money managers, insurance companies, and hedge funds. Prior to that, he traded government bonds at Citicorp Securities where he was responsible for the short coupon sector.
A graduate of Holy Cross College, Scott holds a J.D. from St. John's University and an M.B.A. from New York University.
Securities Agent: AK, VA, OK, OH, NH, VI, NY, MT, MD, IL, IA, WI, VT, RI, NJ, IN, DC, AR, SD, HI, CO, AZ, AL, MO, MA, ID, PA, ND, KY, KS, DE, CT, WA, NM, LA, TX, SC, PR, OR, NV, NC, MN, FL, NE, MS, WV, UT, TN, MI, ME, GA, CA, WY; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1285140
NMLS#: 1285140
About Jordan B Eisenberg
Jordan Eisenberg, CFA®, Managing Director - Wealth Management/Senior Portfolio Management Director, is a member of Morgan Stanley’s 2020 President’s Club. He brings over 18 years of financial markets experience to The Tribeca Group’s clients.
Before joining the firm, Jordan was an Associate Director at Bear Stearns, where he helped institutional clients develop fixed income strategies utilizing high yield and investment grade corporate bonds, as well as interest rate products including treasuries and mortgage-backed securities.
He holds the Chartered Financial Analyst® designation, and is a member of the CFA Institute and the New York Society of Security Analysts. Jordan was named to On Wall Street Magazine’s listing of “Top 40 Advisors Under 40” in both 2017 and 2018 as well as the Forbes Best-In-State Wealth Advisors list in 2019, 2020, and 2021. Jordan is a graduate of the University of Florida where he received a B.S. in Business Administration.
2019, 2020, 2021 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2019, 2020, 2021). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Before joining the firm, Jordan was an Associate Director at Bear Stearns, where he helped institutional clients develop fixed income strategies utilizing high yield and investment grade corporate bonds, as well as interest rate products including treasuries and mortgage-backed securities.
He holds the Chartered Financial Analyst® designation, and is a member of the CFA Institute and the New York Society of Security Analysts. Jordan was named to On Wall Street Magazine’s listing of “Top 40 Advisors Under 40” in both 2017 and 2018 as well as the Forbes Best-In-State Wealth Advisors list in 2019, 2020, and 2021. Jordan is a graduate of the University of Florida where he received a B.S. in Business Administration.
2019, 2020, 2021 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2019, 2020, 2021). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Securities Agent: SD, ME, MA, GA, CA, AZ, PA, IL, HI, UT, ID, DE, WI, SC, NY, LA, VT, TX, NV, MT, DC, CT, IN, AL, OR, OK, NJ, MO, KY, KS, IA, AR, VA, TN, RI, NM, NC, MN, MI, FL, CO, MS, WV, NE, WA, OH, NH, ND, AK, WY, PR, MD, VI; General Securities Representative; Investment Advisor Representative
NMLS#: 1282498
NMLS#: 1282498
About Michael Clark
Michael Clark is a Financial Advisor at Morgan Stanley. Michael has over 30 years experience in the financial services industry, working as a regional
representative for asset management companies including Smith Barney/Citigroup Asset Management, Legg Mason, and Eaton Vance Distributors. In joining the Tribeca Group in 2015, Michael is responsible for
managing the relationship between the Tribeca Group and the other
Financial Advisors at Morgan Stanley. He earned a BA in Economics from
UCLA and currently holds series 7, 63, and 65 registrations.
representative for asset management companies including Smith Barney/Citigroup Asset Management, Legg Mason, and Eaton Vance Distributors. In joining the Tribeca Group in 2015, Michael is responsible for
managing the relationship between the Tribeca Group and the other
Financial Advisors at Morgan Stanley. He earned a BA in Economics from
UCLA and currently holds series 7, 63, and 65 registrations.
Securities Agent: KS, IN, RI, TX, PA, NM, NJ, UT, NV, NE, ND, MT, KY, WV, PR, OH, NH, LA, AZ, AK, OK, MD, CO, WI, NY, MN, ID, DE, DC, NC, MI, MA, FL, CT, WY, VI, VA, TN, IL, GA, CA, MS, MO, IA, WA, SC, OR, HI, AR, AL, VT, SD, ME; General Securities Representative; Investment Advisor Representative
NMLS#: 1807572
NMLS#: 1807572
About Yunjin Lee
YUNJIN LEE, CFA®, CMA®, Vice President - Investment Consultant/Portfolio Manager Specialist, providing in-depth fundamental and technical analysis of investment grade and high yield bonds. Yunjin has earned the prestigious Morgan Stanley Wealth Management Consulting Group Analyst designation and researches outside money managers whom we might recommend for various components of your portfolio.
Yunjin joined Morgan Stanley Smith Barney in 2009 after working in Barclay Capital’s High Yield Credit Corporate Department as a trading desk and publishing analyst. Prior to that, she served as a strategy consultant at Bain & Co. She holds the Chartered Financial Analyst® designation and is a member of the CFA institute and the CFA Society New York. A graduate of Korea University, Yunjin received an M.B.A. from the Wharton School of the University of Pennsylvania.
Disclaimers:
Technical analysis is the study of past price and volume trends of a security in an attempt to predict the security's future price and volume trends. Its limitations include but are not limited to: the lack of fundamental analysis of a security's financial condition, lack of analysis of macroeconomic trend forecasts, the bias of the technician's view and the possibility that past participants were not entirely rational in their past purchases or sales of the security being analyzed. Investors using technical analysis should consider these limitations prior to making an investment decision.
The value of fixed income securities will fluctuate and, upon a sale, may be worth more or less than their original cost or maturity value. Bonds are subject to interest rate risk, call risk, reinvestment risk, liquidity risk, and credit risk of the issuer. High yield bonds are subject to additional risks such as increased risk of default and greater volatility because of the lower credit quality of the issues . In the case of municipal bonds, income is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.
Yunjin joined Morgan Stanley Smith Barney in 2009 after working in Barclay Capital’s High Yield Credit Corporate Department as a trading desk and publishing analyst. Prior to that, she served as a strategy consultant at Bain & Co. She holds the Chartered Financial Analyst® designation and is a member of the CFA institute and the CFA Society New York. A graduate of Korea University, Yunjin received an M.B.A. from the Wharton School of the University of Pennsylvania.
Disclaimers:
Technical analysis is the study of past price and volume trends of a security in an attempt to predict the security's future price and volume trends. Its limitations include but are not limited to: the lack of fundamental analysis of a security's financial condition, lack of analysis of macroeconomic trend forecasts, the bias of the technician's view and the possibility that past participants were not entirely rational in their past purchases or sales of the security being analyzed. Investors using technical analysis should consider these limitations prior to making an investment decision.
The value of fixed income securities will fluctuate and, upon a sale, may be worth more or less than their original cost or maturity value. Bonds are subject to interest rate risk, call risk, reinvestment risk, liquidity risk, and credit risk of the issuer. High yield bonds are subject to additional risks such as increased risk of default and greater volatility because of the lower credit quality of the issues . In the case of municipal bonds, income is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.
About William M. Wilson
WILLIAM M. WILSON, Vice President -Portfolio Management Associate Director, bringing over 15 years of fixed income experience to The Tribeca Group’s clients, he works alongside Senior Portfolio Managers in executing The Tribeca Groups’ Fixed Income strategies and is responsible for trading, portfolio construction, portfolio and market analysis, and investment research. In addition, he provides institutional clients with investment ideas, trade execution, market color and research.
Prior to joining The Tribeca Group, William was a Vice-President at Roosevelt & Cross, Inc., where he worked as a Fixed-Income Trader focusing on tax-exempt and taxable municipal bonds. He was responsible for developing trading desk strategies and analytics, managing broker-dealer relationships, and operating ECN trading platforms. He is a graduate of the Boston University Questrom School of Business where he received a B.S. in Business Administration and currently holds Series 7, 52, 53, 63, and 66 registrations.
Prior to joining The Tribeca Group, William was a Vice-President at Roosevelt & Cross, Inc., where he worked as a Fixed-Income Trader focusing on tax-exempt and taxable municipal bonds. He was responsible for developing trading desk strategies and analytics, managing broker-dealer relationships, and operating ECN trading platforms. He is a graduate of the Boston University Questrom School of Business where he received a B.S. in Business Administration and currently holds Series 7, 52, 53, 63, and 66 registrations.
About Chris Lamberto
Chris graduated from Adelphi University in 2021 with a B.S in Finance and Summa Cum Laude honors. At Adelphi Chris was Head Portfolio Manager of the Student Investment Fund and played club baseball throughout his collegiate career. Upon graduating Chris worked for Seven Points Capital, an Equity Proprietary Desk for two years before joining the Tribeca Group.
About Pat Penfield
Pat joined Morgan Stanley in 2021 as a Virtual Engagement Associate. His time on the desk helped him acquire extensive product knowledge, as well as proprietary platform and digital marketing knowledge. Operating as an extension to over 50 Financial Advisors and Teams, Pat was able to provide capacity, scale, and dedication to those Financial Advisors who aspire to modernize their practice and strengthen client relationships in a manner that can lead to business growth.
Pat received his bachelor’s degree in Finance from Syracuse University and currently holds the Series 7,63 and 65 licenses, as well as the Financial Planning Specialist designation. Additionally, he is a Certified Investment Management Analyst® (CIMA®). The CIMA® certification is the peak international, technical portfolio construction program for investment consultants, analysts, financial advisors, and wealth management professionals.
Pat was born and raised in Upstate, NY and currently resides in Manhattan. Outside of work, he is a loyal Buffalo sports fan supporting his beloved Bills and Sabres. He also enjoys golfing, skiing, and traveling.
Pat received his bachelor’s degree in Finance from Syracuse University and currently holds the Series 7,63 and 65 licenses, as well as the Financial Planning Specialist designation. Additionally, he is a Certified Investment Management Analyst® (CIMA®). The CIMA® certification is the peak international, technical portfolio construction program for investment consultants, analysts, financial advisors, and wealth management professionals.
Pat was born and raised in Upstate, NY and currently resides in Manhattan. Outside of work, he is a loyal Buffalo sports fan supporting his beloved Bills and Sabres. He also enjoys golfing, skiing, and traveling.
Contact Scott McCoy
Contact Jordan B Eisenberg
Contact Michael Clark
Wealth Management
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Tribeca Q3 2024 Investor Letter
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Ready to start a conversation? Contact The Tribeca Group today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
3The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
4Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
5Municipal bonds may not be appropriate for all investors. Income generated from an investment in a municipal bond is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) and its Financial Advisors and Private Wealth Advisors do not provide any tax/legal advice. Consult your own tax/legal advisor before making any tax or legal-related investment decisions.
6Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.
7Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
3The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
4Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
5Municipal bonds may not be appropriate for all investors. Income generated from an investment in a municipal bond is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) and its Financial Advisors and Private Wealth Advisors do not provide any tax/legal advice. Consult your own tax/legal advisor before making any tax or legal-related investment decisions.
6Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.
7Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
