Senior Vice President, Wealth Management, Financial Advisor, Senior Investment Management Consultant
Phone:
(713) 993-2780(713) 993-2780
The SRP Group at Morgan Stanley
Direct:
(713) 993-2780(713) 993-2780
Toll-Free:
(800) 833-5845(800) 833-5845
Our Mission Statement
Genuine care, service and planning for our clients are the principles that characterize our practice and who we are as advisors.
Building Your Financial Future
Design, coordination, construction, and maintenance: all essential elements in the building of any memorable structure.
The same holds true for developing your financial house. As the architects entrusted with realizing your vision, we seek to provide the knowledge and the tools necessary for all the critical details. Every family's home is different and has its own unique requirements. Our mission is to make sure the individual rooms of wealth accumulation, risk management, education planning, and retirement funding, to name a few, coordinate with one another to stand the test of time.
We believe a properly constructed foundation will allow for evolution to occur so you or your family will not have to start over again if things change. Our goal is to craft a comprehensive plan to accommodate all your current and future needs and provide for transferring your legacy to subsequent generations.
Whether your financial house stays the same or requires modifications, our mission to simplify the process and maintain the structure without losing sight of its purpose remains constant. We are committed to helping you develop the strongest foundation possible through a customized plan which utilizes all the resources available through the Morgan Stanley organization.
The same holds true for developing your financial house. As the architects entrusted with realizing your vision, we seek to provide the knowledge and the tools necessary for all the critical details. Every family's home is different and has its own unique requirements. Our mission is to make sure the individual rooms of wealth accumulation, risk management, education planning, and retirement funding, to name a few, coordinate with one another to stand the test of time.
We believe a properly constructed foundation will allow for evolution to occur so you or your family will not have to start over again if things change. Our goal is to craft a comprehensive plan to accommodate all your current and future needs and provide for transferring your legacy to subsequent generations.
Whether your financial house stays the same or requires modifications, our mission to simplify the process and maintain the structure without losing sight of its purpose remains constant. We are committed to helping you develop the strongest foundation possible through a customized plan which utilizes all the resources available through the Morgan Stanley organization.
Services Include
- Financial PlanningFootnote1
- Professional Portfolio ManagementFootnote2
- Estate Planning StrategiesFootnote3
- Asset Management
- 401(k) Rollovers
- Lending Products
- Alternative InvestmentsFootnote4
- Exchange Traded FundsFootnote5
- Cash ManagementFootnote6
- Certificates of DepositFootnote7
- Retirement PlanningFootnote8
- Trust AccountsFootnote9
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Your daily market fix plus more.
Morgan Stanley Featured Ideas
Morgan Stanley Ideas and ResearchYour Holistic Wealth Management Plan
Our principles of genuine care, service, and planning are the core principles of our advisory practice. We focus on building your portfolio and financial plan in such a way that you will be able to leave a legacy that you're proud of.
Wealth and Estate Planning
In portfolio construction and planning, strategy is of the utmost importance. Without a strategy, it is very difficult to achieve your goals. In developing your investment strategy we utilize thorough analysis, strategic asset allocation, and our deep knowledge and experience to create a portfolio that is tailored for you and your goals.
Cash Management and Lending
Access to a full suite of cash management products and services, as well as tailored lending solutions.
Retirement Income Planning
Retirement is an important financial goal to consider, whether you are just starting out in life, or are planning to retire in the near future. We work with you to understand exactly the stage in life you are in, and how to best build a retirement income plan around that.
Portfolio Management
A portfolio that is built to our clients' short and long term goals.
Modern Wealth Management
The SRP Group offers a number of online and digital tools that are designed to enhance every aspect of your modern wealth management experience. If you would like to learn more about these tools, visit the links below each tool.
Morgan Stanley Online
Your investments and everyday finances are always just a few clicks away with Morgan Stanley Online (MSO) and the Morgan Stanley Mobile App.
Learn More About MSOTotalWealthView
Complete your financial picture with Total Wealth View. By linking your account information, you will benefit from more informed wealth planning, more secure data access, and convenient connectivity.
Learn More and Enroll in TotalWealthViewOnline Security
At Morgan Stanley, safeguarding your assets and personal information is among our highest priorities. Learn about our security measures and use our resources and ideas to help protect yourself online.
Our Security ResourcesGoal Planning System (GPS)
Our Goals Planning System is built on Morgan Stanley's intellectual capital and capabilities, to provide you with comprehensive investing and planning solutions for your individual goals. Contact us to begin your plan today.
Learn More about GPSMSO Mobile App
The Morgan Stanley Mobile App gives you the same capabilities as Morgan Stanley Online – all from the convenience of your own phone. It also offers features to simplify your everyday finances. These include mobile check deposit and Send Money with Zelle.
Download the MSO Mobile AppeServices
Send/receive wire transfers, review your monthly statements and safely store your important documents with our suite of eServices. With eDelivery, eAuthorization, eSign and our Digital Vault you can avoid the hassle of paper and monitor your accounts from your MSO account and the MSO mobile app.
Learn More and EnrollKnowing the fundamentals of what we do and how we do it.
Being informed is extremely important, especially when it comes to your financial well-being. Below you can find factsheets on the basics of financial planning, investments, and more.
The Fundamentals of Investing
It all starts with the basics. Check out this factsheet to learn more about the various asset classes, as well as some basic tenets of investing.
The Fundamentals of Investing
Competent Cash Management
Cash management is just as important as understanding the portfolio that is being built for you.
Competent Cash Management
Robust Retirement Income Planning
Every person is different, and therefore their individual financial needs and goals are different. Review this factsheet to learn the essentials of retirement income planning.
Retirement Income Planning
Income and Estate Tax Planning
Just as important as retirement income planning is tax planning, The below document has helpful information on how to tackle this important aspect of planning.
Income and Estate Tax Planning
Raising Money-Savvy Kids
Are you preparing your kids to be informed now to achieve their future financial goals and plans? The below document will guide you how to do so.
Raising Money-Savvy Kids
Plan for Your Future
Your financial future is one of the most important things you can do in life. Not sure where to start? Check out the below document for more information.
Plan for Your FutureLocation
2800 Post Oak Blvd
18th Fl
Houston, TX 77056
US
Direct:
(713) 993-2780(713) 993-2780
Toll-Free:
(800) 833-5845(800) 833-5845
Meet The SRP Group
Mark Russell, CFA, CFP®
Senior Vice President, Wealth Management, Financial Advisor, Portfolio Manager
Phone:
(713) 993-2737(713) 993-2737
Andrea J Nelson
Senior Registered Associate
Phone:
(713) 993-2776(713) 993-2776
About Randall J Petrick
Randall grew up in Crosby, a small town outside of Houston. He attended the University of Texas before leaving to play guitar in a band formed while in Austin. After several years as a musician in those bands, he moved back to Houston and got a job working in men's clothing and later became a licensed real estate broker.
After 5 years, Randall returned to the men’s clothing industry and attended the University of Houston at night where he graduated with a Bachelor of Science in Business Administration. Randall joined the financial services industry in 2000 with Smith Barney, a predecessor firm of Morgan Stanley. In 2007, he earned the Certified Financial Planner™ designation which is the cornerstone to his approach to managing his clients' financial well-being.
Outside of work, Randall still enjoys playing guitar and once again, has a band. He and his wife enjoy traveling, especially to the various wine regions in California. He has two children, a son who lives in Los Angeles, and a daughter who lives in Houston.
After 5 years, Randall returned to the men’s clothing industry and attended the University of Houston at night where he graduated with a Bachelor of Science in Business Administration. Randall joined the financial services industry in 2000 with Smith Barney, a predecessor firm of Morgan Stanley. In 2007, he earned the Certified Financial Planner™ designation which is the cornerstone to his approach to managing his clients' financial well-being.
Outside of work, Randall still enjoys playing guitar and once again, has a band. He and his wife enjoy traveling, especially to the various wine regions in California. He has two children, a son who lives in Los Angeles, and a daughter who lives in Houston.
Securities Agent: CO, OH, DC, TX, NM, NC, CT, AR, AL, LA, GA, WY, WA, AZ, ME, OR, NH, IL, CA, PA, OK, MN, SC, NY, MD, FL, VA, HI; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1273073
NMLS#: 1273073
About Mark Russell
Mark was born in Tulsa and grew up in Houston, near NASA. He attended the University of Houston, and entered into the securities business in 1980 giving equity quotes. He then became a wire operator, then moved to compliance, and to OTC trading desks. In 1983, Mark married his wife, a former flight attendant, and joined Morgan Stanley as a financial advisor 1995.
Mark is a member of the CFA Institute, the CFA Society of Houston, the Circumnavigators Club, the Traveler's Century Club, Lakewood Yacht Club. He is a board member of AVDA (Aid to Victims of Domestic Abuse), Jana's Campaign, and was a founding partner of Houston Social Venture Partners. In addition to being a member of these prestigious organizations, Mark has also has run 20 marathons.
Mark and his wife have been to all seven continents, most recently including the countries of the Guyana’s, Myanmar, Senegal, Ethiopia, and Kazakhstan. He and his wife have also crossed the Antarctic Circle.
Mark also enjoys boating, swimming, tennis, and dancing Argentine tango with his wife.
Mark is a member of the CFA Institute, the CFA Society of Houston, the Circumnavigators Club, the Traveler's Century Club, Lakewood Yacht Club. He is a board member of AVDA (Aid to Victims of Domestic Abuse), Jana's Campaign, and was a founding partner of Houston Social Venture Partners. In addition to being a member of these prestigious organizations, Mark has also has run 20 marathons.
Mark and his wife have been to all seven continents, most recently including the countries of the Guyana’s, Myanmar, Senegal, Ethiopia, and Kazakhstan. He and his wife have also crossed the Antarctic Circle.
Mark also enjoys boating, swimming, tennis, and dancing Argentine tango with his wife.
Securities Agent: OK, MN, IL, GA, DC, HI, WY, FL, AZ, TX, VA, NY, LA, OH, CT, CA, AL, SC, PA, OR, ME, WA, NH, NC, CO, AR, NM, ID; BM/Supervisor; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1274603
NMLS#: 1274603
About Andrea J Nelson
Andrea was born in Michigan, and moved as a young teenager to Texas for her father's work for Dow Chemical. She lived in Lake Jackson near Houston until she went to college at Trinity University in San Antonio, where she earned a Bachelor of Science degree. Upon graduating in 1985, she took a job in the financial industry in Houston and moved to a predecessor firm of Morgan Stanley in May of 1989.
Andrea met her husband Andrew, an artist, photographer, and inventory manager for the Museum of Fine Arts, Houston in May 1989. In 2001 they had a son, Alexander, who now attends the McCombs School of Business at the University of Texas at Austin.
In her free time, Andrea enjoys the outdoors, specifically gardening, hiking, road trips, and camping. She also likes a good murder mystery.
Andrea met her husband Andrew, an artist, photographer, and inventory manager for the Museum of Fine Arts, Houston in May 1989. In 2001 they had a son, Alexander, who now attends the McCombs School of Business at the University of Texas at Austin.
In her free time, Andrea enjoys the outdoors, specifically gardening, hiking, road trips, and camping. She also likes a good murder mystery.
Contact Randall J Petrick
Contact Mark Russell
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
Article Image
Ready to start a conversation? Contact The SRP Group today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
4Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
5An investment in an exchange-traded fund (ETF) involves risks similar to those of investing in a broadly based portfolio of equity securities traded on exchange in the relevant securities market, such as market fluctuations caused by such factors as economic and political developments, changes in interest rates and perceived trends in stock prices. The investment return and principal value of ETF investments will fluctuate, so that an investor’s ETF shares, if or when sold, may be worth more or less than the original cost.
Investors should carefully consider the investment objectives, risks, charges and expenses of an exchange-traded fund (ETF) before investing. The prospectus contains this and other information about the ETF. To obtain a prospectus, contact your Financial Advisor or visit the ETF company’s website. Please read the prospectus carefully before investing.
6Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
7Investors should consider many factors before deciding which 529 plan is appropriate. Some of these factors include: the Plan’s investment options and the historical investment performance of these options, the Plan’s flexibility and features, the reputation and expertise of the Plan’s investment manager, Plan contribution limits and the federal and state tax benefits associated with an investment in the Plan. Some states, for example, offer favorable tax treatment and other benefits to their residents only if they invest in the state’s own Qualified Tuition Program. Investors should determine their home state’s tax treatment of 529 plans when considering whether to choose an in-state or out-of-state plan. Investors should consult with their tax or legal advisor before investing in any 529 Plan or contact their state tax division for more information. Morgan Stanley Smith Barney LLC does not provide tax and/or legal advice. Investors should review a Program Disclosure Statement, which contains more information on investment options, risk factors, fees and expenses and possible tax consequences.
8When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
4Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
5An investment in an exchange-traded fund (ETF) involves risks similar to those of investing in a broadly based portfolio of equity securities traded on exchange in the relevant securities market, such as market fluctuations caused by such factors as economic and political developments, changes in interest rates and perceived trends in stock prices. The investment return and principal value of ETF investments will fluctuate, so that an investor’s ETF shares, if or when sold, may be worth more or less than the original cost.
Investors should carefully consider the investment objectives, risks, charges and expenses of an exchange-traded fund (ETF) before investing. The prospectus contains this and other information about the ETF. To obtain a prospectus, contact your Financial Advisor or visit the ETF company’s website. Please read the prospectus carefully before investing.
6Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
7Investors should consider many factors before deciding which 529 plan is appropriate. Some of these factors include: the Plan’s investment options and the historical investment performance of these options, the Plan’s flexibility and features, the reputation and expertise of the Plan’s investment manager, Plan contribution limits and the federal and state tax benefits associated with an investment in the Plan. Some states, for example, offer favorable tax treatment and other benefits to their residents only if they invest in the state’s own Qualified Tuition Program. Investors should determine their home state’s tax treatment of 529 plans when considering whether to choose an in-state or out-of-state plan. Investors should consult with their tax or legal advisor before investing in any 529 Plan or contact their state tax division for more information. Morgan Stanley Smith Barney LLC does not provide tax and/or legal advice. Investors should review a Program Disclosure Statement, which contains more information on investment options, risk factors, fees and expenses and possible tax consequences.
8When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
