Welcome

Wealthy individuals and families can afford everything but lost time. Our team of dedicated practitioners understand the complex issues associated with significant wealth and provide our clients with more time to focus on life’s important issues.

Our unique backgrounds and expertise offer personalized wealth management and planning services ensuring clients meet their short and long term goals. We take responsibility for knowing our clients on an intimate level and maintain open lines of communication with their outside advisors. It is our job to ensure that all advisors work together in the most efficient and effective manner possible. This high-touch, collaborative approach means that our clients focus less on their financial well-being and more about living happier, more fulfilling, and productive lives.

As the first and only Private Wealth Management team for Morgan Stanley in Minnesota, we operate as a boutique office within the larger platform of a global financial leader. Our team is proud of the client experience we offer, the advisory value we provide, and the parent company that stands behind us.
Capabilities
  • Comprehensive Wealth Planning
  • Investment Management
  • Proprietary Investment Opportunities
  • Risk Management
  • Hedging Strategies
  • Philanthropy Management
  • Family Governance & Wealth Education
  • Consolidated Reporting
  • Corporate Stock Plans
  • Retirement & Pension Plans
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*

About PWM

Founded in 1977, Private Wealth Management is the division of Morgan Stanley Wealth Management that is dedicated to serving the firm’s most affluent clients, including some of the world’s most accomplished entrepreneurs, executives and stewards of multigenerational wealth. Functioning as an exclusive investment boutique within a global financial firm, we deliver sophisticated solutions that leverage the intellectual capital and insight of Morgan Stanley’s substantial global resources. Drawing on a deep understanding of your financial life, our goal is to help you:
  • Manage investments with an unwavering focus on your financial strategy and personal goals
  • Create comprehensive, multigenerational wealth management plans based on your needs, challenges and the values that guide your life and legacy
  • Simplify financial complexity to help you achieve clarity and control
Private Wealth Management Highlights
  • Approximately 250 teams1  specialized in assisting individuals and families with $20MM+ in investable assets
  • Over $330 billion in AUM2
  • Comprising 26% of the Barron’s Top 100 Financial Advisors list for 20173
  • Direct access to ultra high net worth experts in philanthropy, family dynamics, wealth transfer, lifestyle advisory and other areas of interest to ultra high net worth families
1 Morgan Stanley Wealth Management, December 31, 2017
2 Morgan Stanley Internal Compensable Revenue Report, December 31, 2017
3 Barron’s Top 100 Financial Advisors, April 2017

Approach

Discovery Process
Investing the time to learn about you and your family; your assets and liabilities and the risk exposures, enables us to formulate strategies and customize the relationship to your needs.
Formulation of Tax, Trust and Estate Strategy
Working with your tax and legal advisors, we help analyze your income and estate tax circumstances to identify and tailor planning techniques that may be used to address your objectives.
Creation of Customized Strategic Asset Allocation
Your customized asset allocation reflects risk, opportunities and taxation across multiple entities, while integrating your investing and estate plans.
Integration of Tactical Asset Allocation
Short-term adjustments seek to capitalize on temporary market distortions. Before making adjustments, we analyze the impact of taxes and trading costs on potential returns.
Implementation of a Customized Wealth Strategy
After comprehensive due diligence and analysis of expected results across multiple market scenarios, strategies are chosen from our expansive investment platform.
Ongoing Assessment
In coordination with your other advisors, we can conduct ongoing reviews and comprehensive reporting to ensure that your strategy adapts to changing financial and family needs.

Clients

We focus on high net worth individuals and families, serving approximately 60 households nationwide, many of which have worked with us across multiple generations.

    Philosophy

      Location

      225 South 6th St
      Ste 5100
      Minneapolis, MN 55402
      US
      Direct:
      (612) 340-6714(612) 340-6714

      Meet The Smith Hawley Huberty Group

      About Me

      Patrick provides a personalized client experience, helping each client design and implement a comprehensive legacy plan supported by their wealth management strategy.Patrick joined Morgan Stanley after spending 14 years building a successful private wealth management practice at Wells Fargo. He earned a B.A. in English literature, an MBA, and a J.D., all from the University of Notre Dame.Patrick is involved in the community as Trustee for the Convent of the Visitation school and the Jeremiah Program.  He also plays in a band, and loves returning to his roots on family trips to Michigan. Patrick is a food and wine fan, and enjoys anything he can do outdoors.Click here to email me directly.
      Securities Agent: TX, MN, WI, WA, VI, UT, TN, PA, OR, OH, NY, NV, NJ, ND, NC, MT, MO, MI, MD, MA, IN, IL, ID, HI, GA, FL, DE, CT, CO, CA, AZ, AR; General Securities Representative; Investment Advisor Representative
      NMLS#: 763050

      About Me

      Tom focuses on the investment needs of each client, creating and managing custom investment strategies based on each client’s unique goals and circumstances. Tom offers more than 17 years of experience in the financial services industry. He is a Chartered Financial Analyst (CFA), and an active member of the CFA Institute and CFA Society of Minnesota. Tom earned his B.S. in finance from Gustavus Adolphus. Tom is an active volunteer in local youth athletics and coaches several of his children’s teams. He also loves a good game of golf, admits to being a Green Bay Packers fan, and when not watching the market or reading research—can usually be found participating in an outdoor activity of some sort.Click here to email me directly.
      Securities Agent: TX, MN, WI, WA, VI, UT, TN, PA, OR, OH, NY, NV, NJ, ND, NC, MT, MO, MI, MD, MA, IN, IL, ID, HI, GA, FL, DE, CT, CO, CA, AZ, AR; General Securities Representative; Investment Advisor Representative
      NMLS#: 1498376

      About Me

      Gregg is committed to the holistic wealth management experience, handling each client’s financial, tax, and planning needs in conjunction with a client’s outside advisors.Gregg brings 21 years in the industry, has designations as a CERTIFIED FINANCIAL PLANNER™ (CFP®) and Certified Trust and Fiduciary Advisor (CTFA), and passed the CPA exam. Gregg earned his B.A. in accounting at the University of St. Thomas. Gregg and his three children love to travel to unique places thanks to his resourceful nature. Gregg also loves fishing, golfing,  and walking his Havanese dog, Stanley.Click here to email me directly.
      Securities Agent: TX, MN, WI, WA, VI, UT, TN, PA, OR, OH, NY, NV, NJ, ND, NC, MO, MI, MD, MA, IN, IL, ID, HI, GA, FL, DE, CT, CO, CA, AZ, AR; General Securities Representative; Investment Advisor Representative
      NMLS#: 1498377

      About Me

      Jeannine has over 25 years of experience in the financial service industry, primarily working with high net worth clients.  Jeannine provides exceptional service and financial administrative support.  Prior to joining Morgan Stanley, Jeannine worked at Abbot Downing in the Fiduciary Administrative and Service Departments as well as Wells Fargo in the Wealth Management Group – The Private Bank.  Jeannine enjoys spending time with her family traveling and attending sporting events.

      About Me

      Grant serves the team as an Analyst, providing risk analysis, portfolio modeling, security review, and planning for our clients. Grant graduated Cum Laude in Economics from DePaul University in Chicago.  He also obtained his law degree from University of St. Thomas School of Law, as well as his Master of Laws (LL.M.) in Organizational Ethics and Compliance.  In his free time he enjoys golfing and attending local sporting events. 
      Economic and Market Perspectives

      On the Markets

      Managing Significant Wealth

      • Investment Management
      • Wealth Transfer & Philanthropy
      • Cash Management & Lending
      • Family Governance & Wealth Education
      • Lifestyle Advisory
      • Business Services
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      Certified Financial Planner™ Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP® Board's initial and ongoing certification requirements.

      The securities/instruments, investments and investment strategies discussed on this website may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website may not necessarily reflect those of Morgan Stanley Smith Barney LLC (“Morgan Stanley”). This website and its associated content are intended for U.S. residents only.

      Morgan Stanley and its Private Wealth Advisors do not provide tax or legal advice. Visitors to this website should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.

      Morgan Stanley Private Wealth Advisers may only transact business in states where they are registered or excluded or exempted from registration. Transacting business, follow-up and individualized responses involving either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where Morgan Stanley Private Wealth Advisers are not registered or excluded or exempt from registration.

      See the Financial Advisors Biographies for Registration and Licensing information.

      Certified Financial Planner™ Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP® Board's initial and ongoing certification requirements.

      Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management Analyst® (with graph element)®, and Certified Investment Management Analyst® .

      Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.

      Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

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      Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.