Our Story

Building Legacies for Over 40 Years
Awarded "Best-In-State Wealth Management Teams" in North Carolina by Forbes (2023 & 2024), our multi- generational team guides affluent families across generations. We take pride in our proactive, client-centered approach.

Tailored Wealth Management & Commitment to Excellence
We construct personalized portfolios aligned with your goals, emphasizing legacy planning, taxes, and risk mitigation. Our innovative, endowment model-influenced approach incorporates diverse asset classes to potentially enhance returns while mitigating risk. Our service revolves around three core principles: Innovation, Impact, and Integrity. We continuously explore new ways to serve you and our community with impactful and seamless solutions, putting our clients first in everything we do.

A Legacy of Trust & Alternative Investments
Established in 1983, we have navigated various market cycles through history. We value a balance between pioneering strategies and proven methodologies to ensure your financial security in ever-changing landscapes. We have extensive experience incorporating alternative investments into client portfolios for over two decades, providing a comprehensive approach to wealth management.

Ready to build your financial future? Contact us today to schedule a consultation.
For over 40 years, our multi-generational team has served affluent clients with sophisticated financial guidance. Recognized as one of Forbes's Best In-State Wealth Management Teams in North Carolina (2023 & 2024), we take pride in our proactive, client-centered approach.

2023, 2024, 2025 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded 2023, 2024 2025). Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.

Alternative investments are often speculative and include a high degree of risk. Investors can lose all or a substantial amount of their investment. They may be highly illiquid, can engage in leverage, short-selling and other speculative practices that may increase volatility and the risk of loss, and may be subject to large investment minimums and initial lock-ups. They may involve complex tax structures, tax inefficient investing and delays in distributing important tax information. They may have higher fees and expenses that traditional investments, and such fees and expenses can lower the returns achieved by investors.

Services Include
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*

Investing In Our Community

The Sizemore Group at Morgan Stanley is committed to making a positive impact in the communities we serve. We believe in partnering with organizations that share our values and dedication to building a brighter future.

Supporting Health & Wellness

  • American Heart Association
  • ALS Foundation
  • House of Hope

Nurturing Young Minds

  • Big Brothers Big Sisters of the Triangle
  • Friends of St. David's School
  • St. Mary's School
  • University of Colorado – Leeds Professional Mentoring Program

Promoting Arts & Culture

  • Carolina Ballet
  • North Carolina Symphony
  • The North Carolina Museum of Art Foundation
  • NCMA Art In Bloom Annual Sponsor

Building a Stronger Community

  • Dunn Chamber of Commerce
  • NC Council for Entrepreneurial Development
  • Wake County Estate Planning Council
  • Erwin Lions Club
  • Kiwanis Club of Raleigh
  • Wake Relief
  • The Green Chair Project
  • Logan's Plant-A-Row
  • Family Promise of Wake County
  • The SHIP Community Outreach
  • Children's Flight of Hope
  • American Cancer Society
  • Wolfpack Club
  • Wake Tech IGNITE

Digital Tools

Our comprehensive suite of digital tools are designed to help enhance various aspects of your financial life. Here are a few of the programs and technologies we have to offer our clients:
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    The Basics of Estate Planning
    Elder care may be a complicated, emotional process but being informed and having a clear plan that prioritizes the desires and preferences of the aging individual is the first step to success. Who will make financial decisions for me? To whom will my assets pass and how? Who will care for my minor children? Watch this video and learn more about the Basics of Estate Planning.
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    Total Wealth View
    Complete your financial picture with Total Wealth View. By linking your account information, you will benefit from more informed wealth planning, more secure data access, and convenient connectivity.
    Learn More About Total Wealth View
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    Morgan Stanley Online
    Seamlessly and securely manage your investments and everyday finances in one place with Morgan Stanley Online (MSO) and the Morgan Stanley Mobile App.
    Learn More About MSO
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    Digital Vault
    Digital Vault lets you easily manage and share your important documents, such as wills, deeds and estate plans, as well as financial statements and tax filings. All files are scanned for viruses and malware and are encrypted while transferred and stored. Access is limited to you and anyone you designate.
    Learn More About Digital Vault
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    Morgan Stanley Reserved
    MS Reserved is a complimentary loyalty program available to Morgan Stanley Clients with a minimum of $1M in AUM. As a reserved member, clients will have access to exclusive partner offers and discounts, as well as thought leadership content and a variety of lifestyle and personal finance topics.
    Learn More About MS Reserved
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    Morgan Stanley Signature Access
    Signature Access, the highest tier of Morgan Stanley's loyalty program Reserved Living & Giving, gives clients with $10 million or more in assets at the firm access to world class services such as Private Health Advisory, Personal Cybersecurity services, Aircraft Management and more all in addition to the discounts and content available through Reserved Living & Giving.
    Signature Access Log-in
    eDelivery
    eDelivery
    Sign up for eDelivery today and start receiving email notifications as soon as your account documents are available on Morgan Stanley Online or the Morgan Stanley Mobile App. It's quick, convenient & secure.
    Enroll Today
    Portfolio Risk Platform (icon) - DO NOT EDIT CONTENT - MUST USE AS IS
    Portfolio Risk Platform
    Our Portfolio Risk Platform, backed by institutional-caliber analytics, assesses thousands of risk factors using a holdings-based approach to assess a portfolio’s exposures, analyze how securities behave together across portfolios and forecast how they influence risk and return moving forward.
    Portfolio Risk Platform
    Total Tax 365
    Total Tax 365
    Taxes can be a substantial drag on investment returns. Morgan Stanley Total Tax 365 offers access to a broad range of tax-efficient strategies to help you integrate tax planning into your investment process all year long, maximize portfolio after-tax return potential, manage unrealized gains and help keep more of what you earn.
    Learn More
    Security Center
    Security Center
    Learn about our latest security measures, how we are safeguarding your assets and personal information and find actionable insights and resources on important cybersecurity topics to enhance your own online security.
    Visit our Security Center
    A $695 Annual Engagement Bonus
    A $695 Annual Engagement Bonus
    For eligible Platinum CashPlus brokerage account clients with The Platinum Card® from American Express, exclusively for Morgan Stanley. Certain Morgan Stanley Debit Cardholders may also qualify. Terms apply.
    Click Here to Learn More
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    Forbes' Best In-State Wealth Management Teams of 2023, 2024, & 2025
    We are proud to share The Sizemore Group has been named among Forbes's Best In-State Wealth Management Teams 2023 & 2024.

    Thank you to our valuable clients for your continuous support.

    Forbes Best-In-State Wealth Management Teams
    Source: Forbes.com (Awarded Jan 2023) Data compiled by SHOOK Research LLC based on time period from 3/31/21-3/31/22.

    Source: Forbes (Awarded April 2024) Data compiled by SHOOK Research LLC based on time period from 6/30/22-6/30/23.

    Source: Forbes (Awarded Jan 2025) Data compiled by SHOOK Research LLC based for the period 3/31/23–3/31/24.
    Awards Disclosures
    Click Here to Learn More
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    Shelley Bennett named as Forbes Top Next-Gen Wealth Advisors 2023, 2019
    We are proud of our team member Shelley Bennett (First Vice President, Financial Advisor), who ranked in the 2023 and 2019 Forbes Top Next-Gen Wealth Advisors.

    Forbes America’s Top Next-Gen Wealth Advisors & Top Next-Gen Wealth Advisors Best-in-State
    Source: Forbes.com (Awarded Aug 2023) Data compiled by SHOOK Research LLC based on time period from 3/31/22 - 3/31/23.

    Source: Forbes.com (June 2019) 2019 Forbes Top Next-Gen Wealth Advisors ranking awarded in 2019. This ranking was determined based on an evaluation process conducted by SHOOK Research LLC (the research company) in partnership with Forbes (the publisher) during the period from 3/31/18 - 3/31/19.
    Click Here to Learn More
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    NEW!!! Qualified Plan Financial Consultant (QPFC) - Jillian Walker
    Jillian Walker recently earned the title of Qualified Plan Financial Consultant (QPFC), which is the the professional credential for financial professionals who sell, advise, market or support qualified retirement plans.
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    Family Wealth Director (FWD) - Bennett Dunn
    Bennett Dunn recently earned the title of Family Wealth Directors (FWD), demonstrating professional knowledge and experience in a range of wealth management solutions including estate planning strategies, alternative investments, control and restricted securities, lending, hedging and monetization, and business succession planning. FWDs are also entitled to specialized access to a variety of family advisory services including, family governance and wealth education, philanthropy management and lifestyle advisory.
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    Certified Investment Management Analyst® (CIMA®) – Bennett Dunn, Shelley Bennett
    The CIMA® is for those who would like to stand out as advanced investment consultants. As one of the premier designations in the industry, the CIMA® is an intense educational experience focusing on asset allocation, manager search and selection, investment policy and performance measurement.
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    Certified Financial Planner® (CFP®) – Shelley Bennett, Jillian Walker, Mary C Wright
    Financial Advisors who hold the CFP® certification are recognized with excellent financial planning knowledge, as well as several years of experience related to financial planning. The Certified Financial Planner® identifies to the public that those individuals who have been authorized to use the CFP® certification marks in the U.S. have met rigorous professional standards and have agreed to adhere to ethical principles while serving clients.
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    Chartered Retirement Plans Specialist SM (CRPS®) – Jillian Walker
    The Chartered Retirement Plans Specialist SM (CRPS®) designation is specifically targeted at professionals who design, install, and maintain retirement plans for the business community. The CRPS® enables advisors with a focus on retirement planning to gain knowledge to recommend implementation techniques, working towards formulating a well-structured and tailored retirement plan.
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    Certified Wealth Strategist® (CWS®) – Mary C Wright
    A Certified Wealth Strategist® is prepared to help clarify goals, create a strategy to realize them, and can shape that strategy when circumstances change. Financial Advisors with this designation specialize in working with high net-worth clients.
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    Alternative Investments Director – Skip Sizemore, Bennett Dunn, Shelley Bennett
    This designation is best suited for Financial Advisors who have significantly incorporated Alternative Investments into their practice and developed a niche focus towards strategies which implement these investments in a large portion of their practice.
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    Government Entity Specialist – Skip Sizemore, Bennett Dunn, Shelley Bennett
    The US Government Entity business is a client segment that provides investment advisory and brokerage services to Government Entities in a complex regulatory environment. The Government Entity Specialist recognition allows designated FAs to service the needs of Government Entity (GE) clients.
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    Portfolio Manager (PM) – Skip Sizemore, Bennett Dunn, Mary C Wright
    The Portfolio Manager (PM) title is available only to Financial Advisors who meet certain expectations, including several years of experience, a strong compliance record, suitable investment discipline and passing required exams. This title allows Financial Advisors to manage investment advisory accounts on a discretionary basis.
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    Insurance Planning Director (IPD) – Shelley Bennett
    This recognition allows Financial Advisors to showcase expertise towards incorporating risk management solutions, such as insurance, in a Goals Based Wealth Management framework. Each year, Financial Advisors with this title must meet several insurance production requirements.
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    Workplace Advisor – Equity Compensation – Bennett Dunn, Shelley Bennett, Jillian Walker
    This designation creates a network of Reinvestment Advisors who are reinforcing the wealth management experience with a specialty in equity compensation. Equity compensation can be an extremely valuable tool for wealth building and Workplace Advisors can help clients manage this aspect of their finances.
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    Executive Financial Services Director (EFSD) – Bennett Dunn
    An Executive Financial Services Director (EFSD) focuses on helping corporate executives and key insiders effectively navigate the complex landscape of insider trading regulations and reporting requirements. Specifically, this title allows Financial Advisors to provide guidance on the rules and regulations concerning executives while providing the products & services offered by Morgan Stanley.
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    Lending Specialist (LS) – Mary C Wright
    Lending Specialists (LS) have enhanced knowledge on home loans and securities-based lending to better serve their clients. The Lending Specialist designation provides Advisors with additional training and added capabilities to enhance their expertise and effectiveness in delivering the full breadth of Morgan Stanley lending offerings to clients.
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    Financial Planning Specialist (FPS) – Jillian Walker, Constance Thurman
    This credential provides Financial Advisors with the fundamentals of wealth accumulation and wealth management for high-net-worth individuals, after extensive training and preparation to best serve these clients.

WORKPLACE FINANCIAL BENEFITS WITH MORGAN STANLEY AT WORK

Our mission is to help your company elevate your workplace financial benefits—helping you to attract and retain top talent. Our end-to-end solutions support your company and employees at any stage of growth through a powerful combination of modern technology, insightful guidance, and dedicated service.

    Equity Solutions

    Equity ownership is a powerful motivator. Streamline equity management through our leading-edge technology and provide global audit-ready reporting and insights, alongside customizable participant experiences to engage and educate your employees on how to make the most of their benefits. Our global solutions support private and public companies at any stage of growth.

    • Equity Administration and Financial Reporting
    • Liquidity Events
    • 409A Valuation Services and Cap Table Management

    Learn more
    Retirement

    For your employees, retirement is more than a date in the future—it's a milestone that takes time, hard work, and the right tools. Through our consultative process, we strive to assist with the management of your fiduciary responsibilities and risk, simplify plan management, and help you improve retirement readiness for your employees.

    • Defined Contribution Consulting
    • Solutions-Oriented Plans
    • Fiduciary Investment Oversight

    Learn more
    Deferred Compensation

    Access a range of Nonqualified Deferred Compensation plan services or pick the ones that best fit your needs. We provide recordkeeping and plan design, portfolio construction services, and plan education for your executive talent. We help you determine the appropriate plan design and inform a funding strategy through a needs-based assessment and consultative approach.

    Services include:

    • Recordkeeping and Plan Design
    • Portfolio Construction
    • Wealth Management Services
    Learn more
    Executive Services

    Our dedicated team provides concierge-level support for your executives' equity compensation plans, from 10b5-1 trading plans to form filing related to Rule 144 transactions, to access to wealth management and tax-optimization strategies, so helping them navigate their complex financial needs with greater confidence and certainty:

    • Equity Compensation Services
    • Equity Award Analysis
    • Specialized Solutions
    Learn more
    Saving and Giving

    Saving and Giving benefits can make a real difference in your employees' lives as they can support the things that matter most to them—like saving for education and repaying student loans. Show that you are committed to your employees' priorities with leading-edge solutions that help them chart a path toward financial well-being.

    • College Savings
    • Student Loan Repayment and Refinancing
    • Charitable Giving
    Learn more
    Financial Wellness

    We offer Financial Wellness with every solution we provide. Through a powerful combination of education, digital tools and guidance, Financial Wellness is designed to address the unique needs of your employees and empower their financial journey at every stage. Give your employees the confidence to take charge of their finances.

    • Financial Education
    • Digital Tools
    • Financial Guidance

    Learn more

Location

3800 Glenwood Ave
Ste 500
Raleigh, NC 27612
US
Direct:
(919) 571-6160(919) 571-6160
Toll-Free:
(866) 811-0627(866) 811-0627

Meet The Sizemore Group

About Nichole Griffin

With over 20 years of experience in financial services, Nichole thrives as a Senior Registered Associate with The Sizemore Group. She is the head of our operations, ensuring exceptional client service while keeping the team running efficiently. Nichole excels at coordinating workflow and crafting procedures streamlining logistical and administrative processes, benefiting both clients and team members alike.

A Magna cum laude graduate of Pfeiffer University with dual Bachelor of Science degrees in Business and Management Information Systems, Nichole brings a well -rounded skillset to the table. Prior to joining The Sizemore Group, she honed her expertise at RBC Wealth Management in Charlotte, NC before joining Morgan Stanley in 2011.

A native and true to heart North Carolinian, Nichole enjoys time both in the mountains and the beaches. Outside of work, she enjoys whipping up delicious meals, exploring new destinations, and spending time with her family and their charcoal Labrador retriever.

About Constance Thurman

Constance leverages over 13 years of financial industry experience as a Portfolio Associate with The Sizemore Group. She focuses on client onboarding, prospect development, and ensuring smooth day-to-day operations for the team.

Constance’s responsibilities include managing corporate retirement plans (401(k)s & 529s), philanthropic planning initiatives, and client asset movement. Additionally, she oversees digital tools and resources to enhance the client experience.

Prior to joining Morgan Stanley in 2019, Constance held roles at Merrill Lynch and Bank of America. She holds a Bachelor of Arts degree in Communications (Radio, TV, & Film) from Howard University, graduating summa cum laude.

Outside of work, Constance prioritizes family and friends, enjoys leisure activities, and has a passion for travel.

About Tate Garrison

With over 26 years of experience in event planning, marketing, and sales, Tate joined the Sizemore Group in May 2019 to enhance the client experience. A UNC-Chapel Hill graduate with a B.A. in Marketing and Communications, Tate is dedicated to building strong client relationships. She specializes in managing client events, education, and communications, ensuring seamless service and exceeding expectations.

Known for fostering a collaborative environment, Tate prioritizes clear communication and effective teamwork, always striving to enhance the client experience.

When not working, Tate enjoys puzzles, reading, traveling, music, gardening, and spending time with her family and dogs out on the water.

About Hayley Sizemore-Sample

Hayley brings a diverse background to our team, with experience in psychology, art, and business. She holds a Bachelor of Arts in Psychology from Meredith College and has pursued graduate studies in Art Therapy and Fine Art.

Prior to joining our firm, Hayley held various roles including positions in finance, childcare, and healthcare recruitment. She also owned and operated a Fine Art Gallery, showcasing her passion for creativity.

Hayley is a dedicated professional with a strong work ethic and a commitment to client satisfaction. She enjoys connecting with people and helping them achieve their financial goals.

When not working, Hayley enjoys spending time with her family, exploring local art and cultural events, and pursuing her hobbies of gardening, cooking, and traveling.

About Anna Collawn

Anna is a University of Colorado graduate with dual degrees in Psychology and Communication. A former captain of the CU women's lacrosse team, she brings strong work ethic, leadership, and a competitive spirit to her professional endeavors.

Previously, Anna served as a Partnership Services Coordinator for LEARFIELD, where she managed corporate sponsorships for the University of Colorado Athletics Department for two years.

Outside of work, Anna enjoys exploring the Colorado outdoors through hiking, trail running, skiing, and camping. Hiking in Boulder after work is a regular part of her routine when the weather permits.

About Jacob Gandarilla

Jacob brings a diverse background and a proven track record of success to Morgan Stanley. With a Bachelor of Science degree in Sports Management and a minor in Business from Valparaiso University, he possesses strong managerial and leadership skills, along with a solid foundation in finance, accounting, audit, and alternative investments.

Prior to joining Morgan Stanley, Jacob developed expertise in processing, reconciling, and auditing Alternative Investment Funds. His responsibilities included managing funds and accounts, reviewing reports and spreadsheets, processing trades, and communicating effectively with both clients and issuers.

A native of Albuquerque, NM, Jacob is proud of his Hispanic heritage and enjoys a variety of outdoor activities, live music, cooking, and sports, particularly soccer. Beyond his professional and athletic pursuits, Jacob enjoys traveling to Mexico to visit family, where his proficient Spanish proves to be a valuable asset.

Awards and Recognition

Forbes America's Top Wealth Advisors
2023-2025 Forbes America's Top Wealth Advisors Source: Forbes.com (Awarded 2023-2025). Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of the year the award was issued.

The Power of Partnerships

By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships

About Kristina Shifflett

Kristina Shifflett is a Private Banker serving Morgan Stanley Wealth Management offices in North Carolina.

Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.

Kristina began her career in financial services in 1995 and joined Morgan Stanley in 2005 as a Client Service Associate. Prior to joining the firm, she was an Operations Manager at Wachovia Securities.

Kristina lives in Raleigh, North Carolina with her dog Rosco. Outside of the office, she enjoys traveling, spending time with her children, puzzles, baking, gardening, reading, and crafting.
NMLS#: 1709833

About Fred Frillman

Fred Frillman is a Private Banker serving Morgan Stanley Wealth Management offices in Colorado, Utah, and Wyoming.

Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.

Fred began his career in financial services in 1995 and joined Morgan Stanley in 2022 as a Private Banker. Prior to joining the firm, he was a Sr. Wealth Management Lending Officer at Bank of America/Merrill Lynch.

Fred is a graduate of the University of Missouri – St. Louis, where he received a Bachelor of Science in Business Administration. He lives in Colorado Springs, Colorado with his family. Outside of the office, Fred enjoys trail running, mountain climbing, skiing, and playing golf. He has completed the Pikes Peak Ascent & Marathon races a combined 7 times. In November of 2023, Fred completed the NYC Marathon as part of the Morgan Stanley & Friends Team that raises funds each year for the American Cancer Society.
NMLS#: 792152

About Will Trudeau

Will Trudeau is a Planning Associate at Morgan Stanley providing dedicated financial planning support to Financial Advisors and their teams. Operating as an extension of the FA/Team, he collaborates with clients to discover and define the goals that matter most to them. Leveraging state of the art technology, he will evaluate various options and their potential outcomes to help clients confidently choose the appropriate course of action. Will provides expertise across a wide suite of Morgan Stanley planning tools designed to assist in the areas of investment accumulation, retirement, education, major purchase, cash flow, risk management, tax efficiency, and wealth transfer planning.

He earned his undergraduate degree from Middlebury College and received the Financial Planning Specialist® designation from the College for Financial Planning. Will is originally from Westport, CT and currently resides in New York, New York.
Private Bankers, Ultra High Net Worth ("UHNW") Specialists, PBG Market Managers, Lending Advisors, Mortgage Consultants, Regional Mortgage Specialist, Cash Management Specialists, Associate Private Bankers are employees of Morgan Stanley Private Bank, National Association.

Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.

Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.

Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

Important information about your relationship with your Financial Advisor and Morgan Stanley Smith Barney LLC when using a Financial Planning tool. When your Financial Advisor prepares a Financial Plan, they will act in an investment advisory capacity for thirty (30) days after the delivery of your Financial Plan. To understand the differences between brokerage and advisory relationships, you should consult your Financial Advisor, or review our “Understanding Your Brokerage and Investment Advisory Relationships,” brochure available at https://www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.

You have sole responsibility for making all investment decisions with respect to the implementation of a Financial Plan. You may implement the Financial Plan at Morgan Stanley or at another firm. If you engage or have engaged Morgan Stanley, it will act as your broker, unless you ask it, in writing, to act as your investment adviser on any particular account.

Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences.

Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.

When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account.

Wealth Management
Global Investment Office

Portfolio Insights

This is a video content

Equity Compensation

Helping you make the most of your equity awards and better understand how it may fit into your your larger financial picture – today and tomorrow.

  • Vesting events
  • Option expirations
  • Restricted stock units
  • Tax implications

Investing

Working closely with you to guide your wealth and investments through the most challenging market cycles.
  • Asset Management
  • Wealth Planning
  • Traditional Investments
  • Alternative Investments
  • Impact Investing
Rational Investing in an Age of Uncertainty
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Rational Investing in an Age of Uncertainty

When it comes to investing, even the most savvy of us fall prey to bias and emotional trades. So what triggers should you watch for?

Business Planning

Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
  • Succession Planning
  • Business Planning
  • Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Financial Planning for Life After Selling a Business

Selling your business can mean big changes for your life, both personally and financially. Know how to make the most of your windfall.

Retirement

Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
  • 401(k) Rollovers
  • IRA Plans
  • Retirement income strategies
  • Retirement plan participants
  • Annuities
A Simple Six-Step Retirement Checkup
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A Simple Six-Step Retirement Checkup

Checking in on your retirement plan may make a lot of sense, especially when market volatility arises.

Family

Creating customized financial strategies for the challenges that today’s families face.
  • Estate Planning Strategies
  • 529 Plans / Education Savings Planning
  • Long Term Care Insurance
  • Special Needs Planning
  • Trust Services
529 Plans: A Powerful Tool to Save for Education
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529 Plans: A Powerful Tool to Save for Education

Though education costs continue to climb, starting to save and invest early can make a difference.

Philanthropy

Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
  • Endowments
  • Foundations
  • Donor Advised Funds
  • Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Donor Advised Funds: A Smart Way to Manage Your Giving

There's more to charitable giving than you may realize. Here's one method that may be a tax-efficient way to give and can help maximize your impact.

Financial Wellness

Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
  • Reduce employee stress,
  • Improve retention and engagement, and
  • Set themselves apart by offering comprehensive financial wellness benefits.
The Business Case for a Financially Resilient Workforce
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The Business Case for a Financially Resilient Workforce

In the face of turbulent markets, the word “resilience” may be top of mind. Broadly speaking, resilience is the ability to “bounce back” when encountering life’s inevitable challenges.

Retirement for Plan Sponsors

End-to-End Services, Made Simple:
We can provide the tools and guidance to help you manage a retirement plan.
  • Plan Evaluation
  • Investment Management
  • Plan Management Support
  • Plan Participant Education
Small Business Retirement Plans
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Small Business Retirement Plans

Learn about retirement plans for smaller businesses and how to select the right type for you and your employees. Compare SEP or SIMPLE IRAs vs 401(k)s.
Ready to start a conversation? Contact The Sizemore Group today.
Market Information Delayed 20 Minutes
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.

1Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.

For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.

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2When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.

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3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.

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4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.

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5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

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6Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.

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7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

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8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.

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Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

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Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025), 4763067 (9/2025)