S. Scott House, CIMA®
Managing Director, Wealth Management, Financial Advisor, Senior Investment Management Consultant, Family Wealth Director
Phone:
(210) 277-4450(210) 277-4450
The Scott House Group at Morgan Stanley
Direct:
(210) 277-4450(210) 277-4450
Toll-Free:
(800) 733-3041(800) 733-3041
Our Mission Statement
Providing comprehensive, values-based, multigenerational financial solutions to successful business leaders and their families.
Our Story
For more than two decades, The Scott House Wealth Management Group at Morgan Stanley has helped our clients with recommendations and thoughtful advice for every financial decision.
We work with a select group of successful business leaders and their families, providing holistic wealth management, based on a clear understanding of your particular challenges and concerns. From our years of working with business leaders, we have created a process in which we explore all options, gather relevant data and present that information to clients for a decision – very similar to the way business leaders work with their staffs.
Increasingly, our clients are looking for solutions that are family-directed – issues around legacy, family governance, business succession, insurance, wealth transfer – everything that is part of multi-generational wealth management.
Our lead advisor, Scott House, is a Family Wealth Director, a coveted designation earned by fewer than 4% of all Morgan Stanley advisors as of February 2021. It reflects his knowledge and experience and provides access to resources that are important to families. We believe in making a strong commitment to every client, so we limit the number of families we serve. And we work hard to understand you, your family and your priorities, so that we can make recommendations that align with your values and goals (both financial and personal).
In a world of cookie-cutter service, we are proud of both our customized approach and the strength of our client relationships, many of which have spread across multiple generations.
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
We work with a select group of successful business leaders and their families, providing holistic wealth management, based on a clear understanding of your particular challenges and concerns. From our years of working with business leaders, we have created a process in which we explore all options, gather relevant data and present that information to clients for a decision – very similar to the way business leaders work with their staffs.
Increasingly, our clients are looking for solutions that are family-directed – issues around legacy, family governance, business succession, insurance, wealth transfer – everything that is part of multi-generational wealth management.
Our lead advisor, Scott House, is a Family Wealth Director, a coveted designation earned by fewer than 4% of all Morgan Stanley advisors as of February 2021. It reflects his knowledge and experience and provides access to resources that are important to families. We believe in making a strong commitment to every client, so we limit the number of families we serve. And we work hard to understand you, your family and your priorities, so that we can make recommendations that align with your values and goals (both financial and personal).
In a world of cookie-cutter service, we are proud of both our customized approach and the strength of our client relationships, many of which have spread across multiple generations.
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Multigenerational wealth management
With our emphasis on providing comprehensive wealth management to families, we have found that our clients are increasingly focused on issues that span generations.
While all clients want to feel secure about their financial picture for themselves and their spouses, many also include future generations as part of their wealth planning.
Common concerns include:
While all clients want to feel secure about their financial picture for themselves and their spouses, many also include future generations as part of their wealth planning.
Common concerns include:
Family Governance
We help establish goals and assist with the “tough conversations” as needed.
Wealth Education for Coming Generations
We work with children and grandchildren to help them understand the importance of wealth stewardship.
Family Mission Statement
Knowing what you want to accomplish with your wealth provides clear parameters for family decisions.
Legacy Planning
How do you want to be remembered? We help create and maintain the appropriate strategies to fulfill your wishes.
Estate Planning Strategies
We work with your trusted advisors to integrate estate planning strategies into your overall wealth management strategy.
Philanthropy Strategies
There are many tactics to maximize the impact of the bequests you choose – we can help work through the intricacies as needed.
Business Succession Planning
If you own a business, what are your plans for the future? We have access to services that can help.
Our four-step process begins with you
In our view, the best way to achieve any objective is to use a reliable, clearly defined process. Our clients who lead businesses understand this instinctively – following a process helps define goals, establish tactics and measure progress.
We have developed a four-step wealth planning process that we’ve used effectively for decades.
We have developed a four-step wealth planning process that we’ve used effectively for decades.
Step 1: Discovery
• Identify goals
• Specify personal and financial values
• Clarify family situation
• Establish risk tolerance
• Specify personal and financial values
• Clarify family situation
• Establish risk tolerance
Step 2: Analysis and Recommendations
• Identify current risks and liabilities
• Determine action plans for all wealth objectives, such as growth, preservation and/or transfer
• Coordinate with outside advisors around a comprehensive wealth plan
• Create asset allocation strategy
• Recommend investment portfolio
• Determine action plans for all wealth objectives, such as growth, preservation and/or transfer
• Coordinate with outside advisors around a comprehensive wealth plan
• Create asset allocation strategy
• Recommend investment portfolio
Step 3: Implementation
• Establish trusts
• Create philanthropy strategy
• Articulate family mission statement
• Execute asset management tactics
• Create philanthropy strategy
• Articulate family mission statement
• Execute asset management tactics
Step 4: Monitoring
• Track progress toward stated goals
• Set/follow guidelines for liquidity and asset allocation
• Performance reporting
• Online access
• Rebalance portfolio to maintain allocation strategy
• Measure performance against established benchmarks and adjust as appropriate
• Set/follow guidelines for liquidity and asset allocation
• Performance reporting
• Online access
• Rebalance portfolio to maintain allocation strategy
• Measure performance against established benchmarks and adjust as appropriate
Client Resources
Morgan Stanley's comprehensive suite of digital resources has carefully been designed to help enhance each aspect of your financial portfolio. Take some time to learn about some of the many Modern Wealth Management resources that we offer to our clients.
CashPlus
The CashPlus Brokerage Account is a modern alternative to banking which also offers complimentary Identity and Credit Protection from Experian®, helping to safeguard your identity and financial future.
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A $695 Annual Engagement Bonus
For eligible Platinum CashPlus brokerage account clients with The Platinum Card® from American Express, exclusively for Morgan Stanley. Certain Morgan Stanley Debit Cardholders may also qualify. Terms apply.
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Experian
Identity and credit protection from Experian is a complimentary benefit available to you as a part of your Morgan Stanley CashPlus brokerage account.
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Financial Literacy
Financial literacy means being equipped with the knowledge to make smart financial decisions during every stage of your life. No matter your current priorities, a strong financial literacy foundation can help you meet your goals.
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Cybersecurity
Safeguarding your assets and personal information is among our highest priorities. We have developed tools and processes and onboarded the people and partners needed to deliver on that commitment. In Morgan Stanley, you have an ally and industry leader in cybersecurity.
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Digital Tools
Morgan Stanley Online (MSO) allows you to seamlessly and securely view your portfolio and manage your finances all in one place. Clients can connect their non-Morgan Stanley accounts together with their Morgan Stanley accounts using the Total Wealth View tool.
Learn More
Reserved Living and Giving
We’re pleased to offer a complimentary program designed to help eligible clients enhance their lifestyles. Reserved Living & Giving is a loyalty program that goes beyond traditional wealth management services and provides access to one-of-a-kind experiences, discounts on popular brands, insights from thought leaders and philanthropic guidance.
Learn More
Liquidity Access Line
Whether you are covering expenses or seizing opportunities, a LAL account is there when you need it. It is a flexible line of credit that is based on the value of the securities in your brokerage account, exclusively for Morgan Stanley clients.
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Home Loans
Whether you're buying or refinancing a home, purchasing a vacation or investment property, or helping a family member realize their homeownership goals, let us help you find the best financing solution to meet your needs.
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Alternative Investments
Our leading alternative investments platform offers 200+ third-party and proprietary funds, including first look and exclusive opportunities, that may help qualified investors enhance returns, reduce volatility, manage taxes and generate income—while maintaining a goals-based approach for asset allocation.
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Ultra-High Net Worth Resources
As the level of sophistication and complexity of your estate grows, it becomes imperative that you surround yourself with a team that can provide expertise in investment policy, tax planning, wealth transfer, pre-transaction planning, and risk management. The experience within Morgan Stanley's Family Office Resources team can guide you through the decisions needed to effectively manage your wealth and your legacy.
Learn More
Business Owners/Succession Planning
A legacy plan ensures continuity of not just your wealth, but also serves to preserve and grow the things money can’t buy: values, ideals, integrity.
Learn MoreEstate Planning
Analyzing detailed wealth transfer decisions can be a difficult process. Having an experienced team with the analytical tools and experience to guide you through the process can make all of the difference.
Learn More
Retirement Planning
Whether you are an entrepreneur with a closely held business or a family trying to cope with the complexity of multigenerational wealth, Morgan Stanley has the experience and the analytical tools to help you make financials decisions with clarity and confidence.
Learn More
Donor Advised Fund (DAF)
A Donor Advised Fund is a solution that may help you execute planned giving, offer an efficient way to donate complex and illiquid assets, and simplify charitable giving reporting while potentially mitigating taxes. Bring philanthropy into your wealth plan and help amplify the impact of your giving through the Morgan Stanley Global Impact Funding Trust (MS GIFT).
Learn More
529 Education Savings Plans
529 plans offer a flexible, tax-advantaged way to invest for education expenses while helping to improve estate planning. Gain fiduciary oversight of your education funding strategy within the context of your broader portfolio through the exclusive Morgan Stanley National Advisory 529 Plan.
529 Plan Options at Morgan Stanley
Women and Wealth
Whether single, married, widowed or divorced, women’s needs and obligations often differ from those of men.
Learn MoreWhy clients choose The Scott House Wealth Management Group at Morgan Stanley
Choosing a financial advisor is an important decision – you want a team that understands your specific needs, has the proper experience and knowledge, reflects your values and offers the kind of service you expect. Here are some of the reasons why our clients choose us – and stay with us – and recommend us to friends and colleagues.
Comprehensive wealth management.
Every financial decision affects every other one. Our clients contact us for thoughtful advice on any issue involving money.
Family approach.
We work with clients AND their families. Our multi-generational approach helps clients achieve the goals that are most important to them. And we offer the services that are particularly relevant to families as well as individuals.
Goal-based investing.
When you start with a goal, you can choose investments based on the right balance between risk and return. Our mission is to plan for your desired objective while minimizing downside risk.
Relationship model.
Some advisors prefer “set it and forget it” tactics. Not us. We are active managers and work with you closely to keep you informed, knowledgeable and engaged.
Exclusivity.
Because we prefer an intimate relationship with each client, we consciously limit the size of our business. This way, we are always available for whatever situation may arise.
Affiliation with Morgan Stanley.
While we are agnostic when it comes to investments, we do leverage the vast resources of Morgan Stanley, one of the leading financial institutions in the world. The firm’s intellectual capital and resources is an important benefit for our clients.
Location
7600 Broadway
Ste 100
San Antonio, TX 78209
US
Direct:
(210) 277-4450(210) 277-4450
Toll-Free:
(800) 733-3041(800) 733-3041
Meet The Scott House Group
Susanne Livesay
Vice President, Financial Advisor
Phone:
(210) 277-4407(210) 277-4407
Amy Harrison
Senior Client Service Associate
Phone:
(210) 277-4408(210) 277-4408
Alonso Buitron
Assistant Vice President, Group Director
Phone:
(210) 277-4451(210) 277-4451
Katie Karr
Wealth Management Associate
Phone:
(210) 277-4452(210) 277-4452
About S. Scott House
As the leader of our team, Scott handles all investment strategy and financial planning. He believes in looking at the “big picture” to help our clients achieve their goals.
Scott has spent his entire career at Morgan Stanley, having built his business from the ground up. Today, the Scott House Group works with a limited number of successful business leaders and their families, nearly all of whom came to us through referrals.
Scott earned his B.S. from Texas A&M University, where he was a four-year member of the Corps of Cadets, and a Ross Volunteer. He was later awarded his CIMA® designation from the Wharton School of Business. Recently, he became a Family Wealth Director, a highly exclusive designation earned by fewer than 4% of all Morgan Stanley advisors as of February 2021.
Scott is married with three children. He is an elder and treasurer at Concordia Lutheran Church as well as a past board president of Child Advocates of San Antonio. In his spare time, he enjoys boating, playing tennis, collecting wine, and supporting his Fightin’ Texas Aggies.
Scott has spent his entire career at Morgan Stanley, having built his business from the ground up. Today, the Scott House Group works with a limited number of successful business leaders and their families, nearly all of whom came to us through referrals.
Scott earned his B.S. from Texas A&M University, where he was a four-year member of the Corps of Cadets, and a Ross Volunteer. He was later awarded his CIMA® designation from the Wharton School of Business. Recently, he became a Family Wealth Director, a highly exclusive designation earned by fewer than 4% of all Morgan Stanley advisors as of February 2021.
Scott is married with three children. He is an elder and treasurer at Concordia Lutheran Church as well as a past board president of Child Advocates of San Antonio. In his spare time, he enjoys boating, playing tennis, collecting wine, and supporting his Fightin’ Texas Aggies.
Securities Agent: NC, AR, OH, CA, MO, PA, GA, DE, AZ, MN, MI, KS, CO, VA, OR, NM, LA, TN, RI, NJ, TX, IA, FL, NY, MD; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1407622
NMLS#: 1407622
About Susanne Livesay
Susie focuses on the client experience, whether it’s bringing on new clients or taking care of current ones. She aims to make each client interaction meaningful. Her knowledge of the Morgan Stanley client benefits and digital tools brings an exceptional level of service to our clients.
Susie’s personal mission is to empower women on their journey to financial well-being and educate them on how to get there. With her Ladies Lunches and one-on-one hands-on training, she personalizes each client’s needs with their family’s goals in mind.
Susie is a graduate of Marymount University in Arlington, VA, where she earned a BA in Communications. Early in her career, she served on the White House staff of George H.W. Bush.
She is married with a blended family of six children, a dog and a cat. Susie is a former youth sports coach, skier, and craft beer aficionado.
Susie’s personal mission is to empower women on their journey to financial well-being and educate them on how to get there. With her Ladies Lunches and one-on-one hands-on training, she personalizes each client’s needs with their family’s goals in mind.
Susie is a graduate of Marymount University in Arlington, VA, where she earned a BA in Communications. Early in her career, she served on the White House staff of George H.W. Bush.
She is married with a blended family of six children, a dog and a cat. Susie is a former youth sports coach, skier, and craft beer aficionado.
Securities Agent: AZ, NY, NM, KS, OR, GA, OH, NJ, MD, FL, AR, MO, CA, VA, TX, TN, RI, CO, MI, IA, DE, PA, NC, MN, LA; General Securities Representative; Investment Advisor Representative
NMLS#: 2241394
NMLS#: 2241394
About Amy Harrison
Amy is our primary contact for day-to day client needs, handling requests and solving problems. She has been with Morgan Stanley for over 20 years. The wealth of industry knowledge she brings to the team is immeasurable.
Amy was born and raised right here in San Antonio. She is married with a daughter.
The way Amy relaxes is by keeping busy. In her spare time, she loves visiting garage and estate sales looking for old furniture to refurbish. She enjoys listening to 80’s hair bands while giving facelifts to gems she finds.
Amy was born and raised right here in San Antonio. She is married with a daughter.
The way Amy relaxes is by keeping busy. In her spare time, she loves visiting garage and estate sales looking for old furniture to refurbish. She enjoys listening to 80’s hair bands while giving facelifts to gems she finds.
About Alonso Buitron
Alonso is the team’s Group Director and oversees the team’s daily operations. He is a graduate of Texas State University in San Marcos, TX, and his degree in Economics has led to a variety of roles in financial services.
Alonso’s career and service-based leadership style has taken him all along the I-35 corridor with stops in Dallas and Austin before returning home to San Antonio where he was born and raised. Alonso was recently a member of the management team at Morgan Stanley and the Business Service Officer for San Antonio, where he supervised all the support staff in the office. He also serves the investment industry as a FINRA arbitrator.
Alonso is married with two children. He’s a huge fan of Formula 1 racing and the Mercedes AMG team. In a former life he dabbled in amateur boxing but now enjoys the much safer sport of golf. On many weekends you can find him proudly cheering in the stands as a volleyball dad.
Alonso’s career and service-based leadership style has taken him all along the I-35 corridor with stops in Dallas and Austin before returning home to San Antonio where he was born and raised. Alonso was recently a member of the management team at Morgan Stanley and the Business Service Officer for San Antonio, where he supervised all the support staff in the office. He also serves the investment industry as a FINRA arbitrator.
Alonso is married with two children. He’s a huge fan of Formula 1 racing and the Mercedes AMG team. In a former life he dabbled in amateur boxing but now enjoys the much safer sport of golf. On many weekends you can find him proudly cheering in the stands as a volleyball dad.
About Katie Karr
Katie Karr has returned to Morgan Stanley after taking an hiatus to celebrate the birth of her daughter, MK. Katie is a Philly native (go Birds!) and currently resides in Boerne. She and her husband are high school sweethearts and moved to the San Antonio area in 2012. Katie attended UTSA and graduated with a degree in Finance. She holds an Accredited Asset Management Specialist designation from The College of Financial Planning and has a passion for helping others gain knowledge and confidence around their financial goals.
Katie began her career in 2016 and originally joined Morgan Stanley in 2021. She has a wealth of knowledge around our firm’s processes and procedures and a knack for anticipating the needs of clients. She will prove to be a great addition to our team.
Katie and her family are members at Oak Hills Church. In her free time she enjoys DIY’ing around her home and keeping up her workout routine (she’s a former competitive bodybuilder). She loves a good iced coffee, playing Bunco, and sipping a marg on Friday evenings with friends every now and then, but her favorite pastime is hanging out with her family.
Katie began her career in 2016 and originally joined Morgan Stanley in 2021. She has a wealth of knowledge around our firm’s processes and procedures and a knack for anticipating the needs of clients. She will prove to be a great addition to our team.
Katie and her family are members at Oak Hills Church. In her free time she enjoys DIY’ing around her home and keeping up her workout routine (she’s a former competitive bodybuilder). She loves a good iced coffee, playing Bunco, and sipping a marg on Friday evenings with friends every now and then, but her favorite pastime is hanging out with her family.
Contact S. Scott House
Contact Susanne Livesay
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Ready to start a conversation? Contact The Scott House Group today.
1Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
4Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
4Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
