Leonard Remington, CPWA®
Senior Vice President, Wealth Management, Financial Advisor, Workplace Advisor – Equity Compensation
Phone:
(775) 982-8602(775) 982-8602
The Saddlerock Group at Morgan Stanley
Our Mission Statement
Multi-generational planning which reflects your family's unique values, needs, and legacy aspirations
Our Story
"Will I be able to retire on time?"
"Will I outlive my money?"
“How do I leave a lasting legacy for my family”
These are some of the questions our clients have when they come to us. We are able to help them answer these questions and many more by providing a comprehensive financial plan tailored to their own goals and aspirations.
The Saddlerock Group at Morgan Stanley works with families in the Reno/Tahoe, Nevada area, along with clients from all across the country, achieve their goals. Our client base includes successful business owners, executives, and retirees. We also have a major focus on multi-generational planning. We work with your family to create a plan that reflects your family’s unique values, needs, and legacy aspirations backed by the global resources of Morgan Stanley. We pride ourselves in fostering long-term relationships with the families that put their trust in us, in some cases four generations.
We understand the value of having a comprehensive financial plan in place. We make sure to take the time to understand each of our client’s unique situations so that we can create tailored financial plans focused on their goals. Every family and individual deserves to have a financial plan that is specifically tailored to meet their goals.
We welcome the opportunity to get to know each other and help develop your customized financial plan to help you achieve your goals.
Please reach out to us at (775) 982-8602 so we can begin the process.
"Will I outlive my money?"
“How do I leave a lasting legacy for my family”
These are some of the questions our clients have when they come to us. We are able to help them answer these questions and many more by providing a comprehensive financial plan tailored to their own goals and aspirations.
The Saddlerock Group at Morgan Stanley works with families in the Reno/Tahoe, Nevada area, along with clients from all across the country, achieve their goals. Our client base includes successful business owners, executives, and retirees. We also have a major focus on multi-generational planning. We work with your family to create a plan that reflects your family’s unique values, needs, and legacy aspirations backed by the global resources of Morgan Stanley. We pride ourselves in fostering long-term relationships with the families that put their trust in us, in some cases four generations.
We understand the value of having a comprehensive financial plan in place. We make sure to take the time to understand each of our client’s unique situations so that we can create tailored financial plans focused on their goals. Every family and individual deserves to have a financial plan that is specifically tailored to meet their goals.
We welcome the opportunity to get to know each other and help develop your customized financial plan to help you achieve your goals.
Please reach out to us at (775) 982-8602 so we can begin the process.
Services Include
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Working with You
Our team has a combined experience of more than 50 years. Because of our diverse backgrounds, we believe in a team approach where each advisor provides unique perspectives and various skill-sets that allow us to help your family navigate the challenges of managing and preserving wealth.
Leonard Remington, CPWA®
Leonard Remington, Certified Private Wealth Advisor®, received his certification through the Yale School of Management. He utilizes advanced knowledge and techniques to address the sophisticated needs of clients with a minimum net worth of $5 million. Leonard has been with Morgan Stanley and its predecessor firms since 1987.
Anthony Maldonado, CFP®
Anthony Maldonado, CERTIFIED FINANCIAL PLANNER™, provides comprehensive financial planning to families through expertise in investment management, insurance planning and retirement solutions. As Insurance Planning Director, he helps families incorporate risk management solutions into their overall wealth plan. Anthony has been in the financial services industry since 2011.
Financial Planning with The Saddlerock Group
Your wealth strategy doesn’t just consider your investment objectives. Rather, it is tailored to address the personal life goals you’ve identifed and prioritized.
As a Certified Financial Planner, Anthony takes the lead on conducting the financial planning analysis for the Saddlerock Group. Using our suite of tools – our LifeView® platform – we can create your personal roadmap to help achieve and protect your goals – a framework that makes the connection between your life goals and your financial resources, and provides a baseline for future discussions.
As a Certified Financial Planner, Anthony takes the lead on conducting the financial planning analysis for the Saddlerock Group. Using our suite of tools – our LifeView® platform – we can create your personal roadmap to help achieve and protect your goals – a framework that makes the connection between your life goals and your financial resources, and provides a baseline for future discussions.
Step 1: Get to Know Each Other
• Listen carefully to understand what is important to you, your family, and your legacy
• Identify circumstances unique to your personal situation
• Clearly establish your financial and personal goals
• Identify circumstances unique to your personal situation
• Clearly establish your financial and personal goals
Step 2: Assess Your Finances
• Gather important data, documents, and financial statements
• Review the information collected to insure the data is accurate
• Analyze your current investment and cash management strategies
• Review the information collected to insure the data is accurate
• Analyze your current investment and cash management strategies
Step 3: Develop Your Plan
• Develop your personalized plan using proprietary tools and insights from Morgan Stanley
• Integrate any real estate and private investments into your overall strategy
• Incorporate insurance and estate planning strategies
• Present our recommendations along with key action steps
• Coordinate strategies with your CPA and estate attorney if applicable
• Integrate any real estate and private investments into your overall strategy
• Incorporate insurance and estate planning strategies
• Present our recommendations along with key action steps
• Coordinate strategies with your CPA and estate attorney if applicable
Step 4: Implement
• Prioritize activities and establish timelines
• Set up tools to provide convenient access to your accounts
• Prepare and complete necessary paperwork
• Provide ongoing updates to ensure your plan is implemented as expected
• Set up tools to provide convenient access to your accounts
• Prepare and complete necessary paperwork
• Provide ongoing updates to ensure your plan is implemented as expected
Step 5: Deliver Ongoing Service
• Schedule regular calls and meetings to monitor progress towards your goals
• Apply a strict due diligence process to evaluate investment performance
• Determine if any adjustments are needed, since personal goals and market conditions can change over time
• Apply a strict due diligence process to evaluate investment performance
• Determine if any adjustments are needed, since personal goals and market conditions can change over time
Click the links below to access the sample LifeView® Goal Analysis and Client Profile:
Tailored Advice Focused On You
The Saddlerock Group at Morgan Stanley provides financial planning and wealth management services to clients in the Reno, NV area and nationwide. We take the time to get to get to know our clients and understand what it takes to help you achieve your goals. Whether you have immediate investment needs, need help with legacy planning, or are a business owner, the Saddlerock Group is here to help guide you to your goals. Below are some of the types of clients we have dedicated our career to servicing.
• Small to Mid size Business Owners
• Corporate and Small Business Retirement Plans
• Individuals nearing on in retirement
• High Net Worth individuals and families in need of comprehensive financial planning
• Small to Mid size Business Owners
• Corporate and Small Business Retirement Plans
• Individuals nearing on in retirement
• High Net Worth individuals and families in need of comprehensive financial planning
Services We Offer
- Comprehensive Financial Planning
- Investment Management
- Risk Management and Insurance
- Monetization, Tax, and Exit Strategies for Business Owners
- Tax Efficient Investing
- Legacy and Transfer Planning
Helping You Leave A Legacy That Transcends Generations
Managing your family’s wealth is about so much more than simply attaining a desired return. At the Saddlerock Group we work with our clients and their families to plan for both the present and the future. Our goal is to get all generations involved and set out a plan so that your hard earned wealth transcends generations and lasts long after you are gone. We will set up a strategy to make sure your children and grandchildren are taken care of. Whether this involves estate planning, insurance planning, or just taking a much longer term view on your investment horizon, the Saddlerock Group is here to guide you through this complicated process.
How We Help
- Create a Comprehensive Financial Plan
- Getting Your Heirs Involved
- College and Education Planning
- Working With Your CPAs and Estate Attorneys
- Charitable Giving and Gifting Strategies
- Risk Management and Insurance
Location
5390 Kietzke Lane
Suite 200
Reno, NV 89511
US
Direct:
(775) 982-8602(775) 982-8602
Fax:
(775) 329-9578(775) 329-9578
Meet The Saddlerock Group
Tony Maldonado, CFP®
Senior Vice President, Wealth Management, Financial Advisor, Family Wealth Director, Workplace Advisor – Equity Compensation, Insurance Planning Director
Phone:
(775) 823-8634(775) 823-8634
Phone:
(775) 823-8638(775) 823-8638
Emma Briggs
Registered Client Service Associate
Phone:
(775) 823-8642(775) 823-8642
Stacy Muirhead
Portfolio Associate
Angel Sandoval
Consulting Group Analyst
Jared Marchegger
Client Service Associate
Phone:
(775) 982-8614(775) 982-8614
About Leonard Remington
Leonard Remington is a Certified Private Wealth Advisor® and Financial Advisor who has worked at Morgan Stanley and its predecessor firms since 1987. Leonard utilizes his three decades of experience to provide tailored planning and investment advice that helps families communicate about money and values, share their goals, and preserve wealth across generations. His other areas of focus include Retirement Income Planning, Estate Planning strategies and Tax-Advantaged Investing.
Leonard graduated from the University of Nevada in 1987 and enjoys the outdoors. He lives in Reno with his wife and their two daughters.
Leonard graduated from the University of Nevada in 1987 and enjoys the outdoors. He lives in Reno with his wife and their two daughters.
Securities Agent: NJ, ME, UT, OH, NM, IL, CO, KS, HI, NV, NE, CT, WA, VA, TX, TN, OK, NY, AR, OR, CA, DC, AZ, WY, MT, MS, ID, FL, NC, MI; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1514376
CA Insurance License #: 0B46778
NMLS#: 1514376
CA Insurance License #: 0B46778
About Tony Maldonado
Tony Maldonado, Financial Advisor, Portfolio Manager, and CERTIFIED FINANCIAL PLANNER™ is responsible for providing comprehensive financial planning to families through expertise in investment management, insurance planning and retirement solutions. He received his Insurance Planning Director accreditation in 2019 with his expertise in helping families incorporate risk management solutions into their overall wealth plan.
Tony joined Morgan Stanley in 2013 from JPMorgan Chase in Los Angeles where he managed portfolios for affluent families and businesses. Tony graduated from California Lutheran University and prior to completing his education played football for the University of Nevada Wolf Pack.
Tony is originally from Northern Nevada and enjoys the outdoors with his wife and three daughters. He is also a competitive triathlete and enjoys endurance events. Tony serves as a Board Member for Sierra Endurance Sports.
Tony joined Morgan Stanley in 2013 from JPMorgan Chase in Los Angeles where he managed portfolios for affluent families and businesses. Tony graduated from California Lutheran University and prior to completing his education played football for the University of Nevada Wolf Pack.
Tony is originally from Northern Nevada and enjoys the outdoors with his wife and three daughters. He is also a competitive triathlete and enjoys endurance events. Tony serves as a Board Member for Sierra Endurance Sports.
Securities Agent: NM, MT, NE, NC, ME, CT, ID, FL, CA, OK, NY, NJ, CO, AZ, NV, IL, KS, OH, HI, WA, MI, AR, VA, UT, TX, TN, OR; General Securities Representative; Investment Advisor Representative
NMLS#: 808634
CA Insurance License #: 0H92743
NMLS#: 808634
CA Insurance License #: 0H92743
About John C Badwick
Securities Agent: OR, CA, VA, HI, CT, ME, MO, AZ, OK, FL, NM, NE, MA, KS, AR, MT, OH, UT, NV, NC, MI, WY, TN, CO, NJ, DE, TX, NY, IL, WA; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1295661
CA Insurance License #: 0A06610
NMLS#: 1295661
CA Insurance License #: 0A06610
About Emma Briggs
Emma is a Reno local who graduated from Menlo College where she received a degree in Business Accounting . She also lettered 4 years on the Menlo College basketball team. She previously served on the stock plan operations team for Morgan Stanley in Silicon Valley. Emma enjoys the outdoors, trying new restaurants, and is active in the Crossfit community.
Securities Agent: WY, FL, TN, ID, UT, MI, WA, OK, NM, MT, NY, NC, AR, KS, VA, TX, OH, NE, ME, HI, CA, NV, MS, CO, IL, AZ, CT, OR, NJ; General Securities Representative; Investment Advisor Representative
Contact Leonard Remington
Contact Tony Maldonado
Contact John C Badwick
Wealth Management
From Our Team
You are your Own CEO: Build a Dream Team for Your Career
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact The Saddlerock Group today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
7Municipal bonds may not be appropriate for all investors. Income generated from an investment in a municipal bond is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) and its Financial Advisors and Private Wealth Advisors do not provide any tax/legal advice. Consult your own tax/legal advisor before making any tax or legal-related investment decisions.
8Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
9Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
7Municipal bonds may not be appropriate for all investors. Income generated from an investment in a municipal bond is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) and its Financial Advisors and Private Wealth Advisors do not provide any tax/legal advice. Consult your own tax/legal advisor before making any tax or legal-related investment decisions.
8Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
9Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
