Phone:
(270) 936-6630(270) 936-6630
The Rogers Tomblinson Group at Morgan Stanley
Our Mission Statement
We’re a team of accomplished financial professionals with over 100 years of combined experience. We are dedicated to building a lifelong relationship with you that helps to protect and grow your assets, enabling you to pursue goals with greater purpose, passion, and confidence.
Our Story and Services
The Rogers Tomblinson Group at Morgan Stanley is a seasoned team of financial professionals who over the years feel like family. Our practice is built on a foundation of mutual respect, transparency, and integrity, three essential elements of the relationships we have cultivated among ourselves and the clients we proudly serve.
As a multigenerational team serving multigenerational families, we understand the importance of family and leaving an enduring legacy. We provide holistic wealth management, but with a hands-on approach. We look forward to becoming your dedicated financial advisor and to help you achieve your goals. Your milestones become our milestones.
Our goal is to help you feel more confident about your financial future, so you can retire on your terms and do more for your family. We’re also deeply experienced in helping business owners grow their companies and successfully transition it to the next generation.
We’re backed by a global powerhouse that connects you to new potential opportunities and industry-leading resources, including financial planning, research, client friendly technology, and our leading cybersecurity platform. And we’re proud of our concierge service and the tailored strategies we have been providing our clients for more than three decades. We welcome the opportunity to deliver an exceptional level of excellence to you and your family.
As a multigenerational team serving multigenerational families, we understand the importance of family and leaving an enduring legacy. We provide holistic wealth management, but with a hands-on approach. We look forward to becoming your dedicated financial advisor and to help you achieve your goals. Your milestones become our milestones.
Our goal is to help you feel more confident about your financial future, so you can retire on your terms and do more for your family. We’re also deeply experienced in helping business owners grow their companies and successfully transition it to the next generation.
We’re backed by a global powerhouse that connects you to new potential opportunities and industry-leading resources, including financial planning, research, client friendly technology, and our leading cybersecurity platform. And we’re proud of our concierge service and the tailored strategies we have been providing our clients for more than three decades. We welcome the opportunity to deliver an exceptional level of excellence to you and your family.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
It’s our business to help you grow, protect and transition your business.
It takes passion to start your own company or be a successful corporate executive. We’ll provide you with the strategies, resources and support you’ll need to grow your business from infancy to expansion to transition or monetization.
We provide comprehensive financial services for small business, corporation, executives, and non-profit organizations. And we are eager to help them grow, seek out potential new opportunities, borrow strategically and manage their tax obligations.
• Strategic Lending –We enable you to re-invest in your business by creating sophisticated lending solutions that are designed to take you to the next level.
• Retirement Savings Plans – We know how important retirement plans and tax benefits are for you and your employees. We can help structure a plan that meets your goals and offers the types of benefits that attract recruits and keep employees happy.
• Tax Management – We offer strategies to help manage your tax obligation and provide tax overlay tools that can give you a clearer picture of your challenges—and opportunities.
• Buying, transitioning or selling a business – We can help you avoid common pitfalls that often come with acquisition and expansion. And when the time comes for you to transition your business to a family member or selling it for a healthy profit, our experience can be invaluable.
• Concentrated stock option strategies – Having concentrated stock positions in your portfolio may lead to great wealth, but they could also lead to outsized losses. Our deep experience in this area can help to create a diversification strategy designed to help manage your tax consequences.
Diversification does not guarantee a profit or protect against loss in a declining financial market.
We provide comprehensive financial services for small business, corporation, executives, and non-profit organizations. And we are eager to help them grow, seek out potential new opportunities, borrow strategically and manage their tax obligations.
• Strategic Lending –We enable you to re-invest in your business by creating sophisticated lending solutions that are designed to take you to the next level.
• Retirement Savings Plans – We know how important retirement plans and tax benefits are for you and your employees. We can help structure a plan that meets your goals and offers the types of benefits that attract recruits and keep employees happy.
• Tax Management – We offer strategies to help manage your tax obligation and provide tax overlay tools that can give you a clearer picture of your challenges—and opportunities.
• Buying, transitioning or selling a business – We can help you avoid common pitfalls that often come with acquisition and expansion. And when the time comes for you to transition your business to a family member or selling it for a healthy profit, our experience can be invaluable.
• Concentrated stock option strategies – Having concentrated stock positions in your portfolio may lead to great wealth, but they could also lead to outsized losses. Our deep experience in this area can help to create a diversification strategy designed to help manage your tax consequences.
Diversification does not guarantee a profit or protect against loss in a declining financial market.
Location
563 Hub Boulevard
Ste 301
Bowling Green, KY 42103
US
Direct:
(270) 936-6638(270) 936-6638
Fax:
(270) 282-4789(270) 282-4789
Meet The Rogers Tomblinson Group
Phone:
(270) 936-6634(270) 936-6634
Amy Walker
Group Director
Phone:
(270) 936-6631(270) 936-6631
Jessica Cunningham
Business Development Associate
Phone:
(270) 936-6636(270) 936-6636
Jenna Cionko
Client Service Associate
Phone:
(270) 936-6632(270) 936-6632
Abby Yelton
Client Service Associate
Phone:
(270) 936-6417(270) 936-6417
About Steve Rogers
Steve understands the importance of putting his clients first. With three decades of industry experience during major shifts in the market, Steve has developed the knowledge and tools to structure balanced portfolios that can help clients address their specific financial goals.
Steve started his career with Merrill Lynch in 1983. He then transitioned his business to JC Bradford, where he continued to work as a Financial Advisor while also serving as the Branch Manager. He ultimately became a partner in the firm and, for 12 years, was an active member of the Senior Advisory Council, a group of professionals charged with formulating the direction of the company. In 2000, JC Bradford was purchased by then PaineWebber, which ultimately became UBS Financial Services. Steve has been recognized as a Wells Fargo Advisor's Chairman's Council Premier Advisor, a designation reserved for the firm's top producers.
A 1978 Indiana University graduate, Steve believes in the value of continually learning. Steve completed the Securities Industry Institute program at the Wharton School at the University of Pennsylvania. He also completed securities industry training at the Owen School of Management at Vanderbilt University.
Steve is committed to helping his community prosper and has previously served on the boards of the Salvation Army of South Central Kentucky and the Southern Kentucky Performing Arts Center Foundation. He is an avid golfer and currently holds nine individual state titles, including winner of the Kentucky Open and the Kentucky Senior Open. Steve also had the honor of playing in the 2009 US Senior Open and the 2010 British Senior Open.
Both Steve and his wife Elizabeth are life-long residents of Bowling Green, Kentucky, where they raised their son Steven and daughters Margaret and Madeline.
Steve started his career with Merrill Lynch in 1983. He then transitioned his business to JC Bradford, where he continued to work as a Financial Advisor while also serving as the Branch Manager. He ultimately became a partner in the firm and, for 12 years, was an active member of the Senior Advisory Council, a group of professionals charged with formulating the direction of the company. In 2000, JC Bradford was purchased by then PaineWebber, which ultimately became UBS Financial Services. Steve has been recognized as a Wells Fargo Advisor's Chairman's Council Premier Advisor, a designation reserved for the firm's top producers.
A 1978 Indiana University graduate, Steve believes in the value of continually learning. Steve completed the Securities Industry Institute program at the Wharton School at the University of Pennsylvania. He also completed securities industry training at the Owen School of Management at Vanderbilt University.
Steve is committed to helping his community prosper and has previously served on the boards of the Salvation Army of South Central Kentucky and the Southern Kentucky Performing Arts Center Foundation. He is an avid golfer and currently holds nine individual state titles, including winner of the Kentucky Open and the Kentucky Senior Open. Steve also had the honor of playing in the 2009 US Senior Open and the 2010 British Senior Open.
Both Steve and his wife Elizabeth are life-long residents of Bowling Green, Kentucky, where they raised their son Steven and daughters Margaret and Madeline.
Securities Agent: AL, WV, MN, IA, VA, TN, RI, NH, MD, LA, DC, CO, OH, NC, CA, TX, NY, KY, AR, SC, NV, MO, IN, AZ, WA, KS, NJ, MT, MS, AK, PA, GA, MI, FL; BM/Supervisor; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 928864
NMLS#: 928864
About Ben Tomblinson IV
Ben is dedicated to helping clients achieve their financial goals by understanding their needs and offering quality investment advice with unparalleled service. Beginning his career with Morgan Stanley in 1999, Ben and his team have years of experience in financial advising. He is focused on helping clients plan their transition to retirement and develop life-cycle savings and investment strategies.
Ben began his career as a financial advisor with Morgan Stanley in Bowling Green, where he earned the title of Associate Vice President - Wealth Advisor. In 2006, he moved his financial practice to Wells Fargo Advisors, predecessor of Wachovia Securities. As part of the Rogers Tomblinson Wealth Management Group, he serves as Executive Director. Ben holds a bachelor's degree from Western Kentucky University.
Ben earned the Certified Private Wealth Advisor designation after extensive studies and the successful completion of a comprehensive examination. The CPWA designation, delivered by the Investment Management Consultants Association (IMCA), is an advanced designation designed for financial advisors and consultants who work with high-net-worth clients on the life cycle of wealth.
Ben is a life-long resident of Bowling Green and has been married to his wife Heather for 20 years. They have three children: twin boys, Harris and Davis, and a daughter, Amy. Away from the office, Ben enjoys coaching his sons' sports teams and spending time with his family.
Ben began his career as a financial advisor with Morgan Stanley in Bowling Green, where he earned the title of Associate Vice President - Wealth Advisor. In 2006, he moved his financial practice to Wells Fargo Advisors, predecessor of Wachovia Securities. As part of the Rogers Tomblinson Wealth Management Group, he serves as Executive Director. Ben holds a bachelor's degree from Western Kentucky University.
Ben earned the Certified Private Wealth Advisor designation after extensive studies and the successful completion of a comprehensive examination. The CPWA designation, delivered by the Investment Management Consultants Association (IMCA), is an advanced designation designed for financial advisors and consultants who work with high-net-worth clients on the life cycle of wealth.
Ben is a life-long resident of Bowling Green and has been married to his wife Heather for 20 years. They have three children: twin boys, Harris and Davis, and a daughter, Amy. Away from the office, Ben enjoys coaching his sons' sports teams and spending time with his family.
Securities Agent: CO, AZ, TN, NV, MS, MO, AR, VA, TX, MI, GA, RI, OH, KS, IA, WA, NC, AL, PA, KY, FL, CA, NY, MN, LA, WV, MD, DC, SC, AK, NH, MT, IN; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1909876
NMLS#: 1909876
Contact Steve Rogers
Contact Ben Tomblinson IV
Wealth Management
Global Investment Office
Portfolio Insights
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Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
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- Traditional Investments
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- Impact Investing
Rational Investing in an Age of Uncertainty
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Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact The Rogers Tomblinson Group today.
1When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
4Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
6When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
7Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
8Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
4Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
6When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
7Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
8Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025)
