About Us

Jim and Lindsay specialize in portfolio management, financial planning and wealth management. Lindsay has been with Morgan Stanley for ten years. Working alongside Jim Rogers, her father, Lindsay works as a financial advisor for high net worth clients. Jim has been directly involved with institutional and high net worth client servicing for 23 years and has worked for Morgan Stanley for 30 years.
Services Include
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*

Location

2200 S Utica Place
Suite 300
Tulsa, OK 74114
US
Direct:
(918) 744-4660(918) 744-4660
Toll-Free:
(800) 234-5515(800) 234-5515

Meet The Rogers Group

About Lindsay Rogers

Lindsay holds a Bachelor of Science Degree in Industrial Engineering and a Master of Science in Management Science & Engineering from Stanford University. She also holds a Doctor of Jurisprudence from the University of Texas at Austin.

Lindsay began her career in finance as an Equity Research Associate covering media companies for Thomas Weisel Partners in San Francisco. She then went on to be a Credit Analyst for BlackRock, also in San Francisco. She served as Chief Operating and Compliance officer for WaterStreet Investment Consultants in Austin, Texas.

Lindsay has been with Morgan Stanley for ten years. Working alongside Jim Rogers, her father, Lindsay works as a financial advisor for high net worth clients. Jim and Lindsay specialize in portfolio management, financial planning and wealth management. Jim has been directly involved with institutional and high net worth client servicing for 23 years and has worked for Morgan Stanley for 30 years.
Securities Agent: CO, FL, GA, ID, KS, LA, NV, NY, OK, OR, TX, VA, WA, CA, DC, AR, NJ; General Securities Representative; Investment Advisor Representative

About James U Rogers

Jim has been with Morgan Stanley for 30 years. For the first seven years, Jim was a Regional Director based in Denver and then a Divisional Director based in Atlanta with the Firm’s Consulting Group. He was honored with the recognition of being named as the Consulting Group’s Regional Director of the Year in 1996 and the Consulting Group’s Divisional Director of the Year in 1998.

In these positions, Jim was responsible for training Financial Consultants in the servicing of institutional and high net worth clients using Consulting Group processes and research. During the last 23 years, Jim has been directly involved with institutional and high net worth client servicing.

Jim began his career in the financial services industry in 1983 when he joined EF Hutton as a Regional Director. Prior to that, he was in commercial banking for ten years with Bank of America and Wells Fargo Bank.

He holds a Bachelor’s Degree in Finance and a MBA from the University of Colorado.
Securities Agent: OR, AR, CA, CO, DC, FL, GA, IA, ID, LA, NJ, NV, OK, TX, VA, WA; General Securities Representative; Investment Advisor Representative; Managed Futures
Wealth Management
Global Investment Office

Portfolio Insights

Retirement

Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
  • 401(k) Rollovers
  • IRA Plans
  • Retirement income strategies
  • Retirement plan participants
  • Annuities
4 Financially Smart Ways to Take Money Out of Retirement Accounts
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4 Financially Smart Ways to Take Money Out of Retirement Accounts

Discover how planning for required minimum distributions from retirement accounts can help you fund future needs and support loved ones.

Investing

Working closely with you to guide your wealth and investments through the most challenging market cycles.
  • Asset Management
  • Wealth Planning
  • Traditional Investments
  • Alternative Investments
  • Impact Investing
2025 Global Economic Outlook: U.S. Policies May Temper Global Growth
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2025 Global Economic Outlook: U.S. Policies May Temper Global Growth

Global growth is likely to be around 3% in 2025 and 2026, as tariff and immigration policies begin to slow the U.S. economy late next year, and China's underperformance restrains emerging markets.

Business Planning

Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
  • Succession Planning
  • Business Planning
  • Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Financial Planning for Life After Selling a Business

Selling your business can mean big changes for your life, both personally and financially. Know how to make the most of your windfall.

Mosaic

Explore ideas and inspiration with captivating, original lifestyle stories created exclusively for Morgan Stanley clients.
A Change of Greenery
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A Change of Greenery

Houseplants add oxygen, flair, and warmth year-round, and the right one in the right space can do just as much for a room as any painting or side table.
Ready to start a conversation? Contact The Rogers Group today.
Market Information Delayed 20 Minutes
1Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.

For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.

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2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.

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3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.

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4When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.

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5Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.

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6Investors should consider many factors before deciding which 529 plan is appropriate. Some of these factors include: the Plan’s investment options and the historical investment performance of these options, the Plan’s flexibility and features, the reputation and expertise of the Plan’s investment manager, Plan contribution limits and the federal and state tax benefits associated with an investment in the Plan. Some states, for example, offer favorable tax treatment and other benefits to their residents only if they invest in the state’s own Qualified Tuition Program. Investors should determine their home state’s tax treatment of 529 plans when considering whether to choose an in-state or out-of-state plan. Investors should consult with their tax or legal advisor before investing in any 529 Plan or contact their state tax division for more information. Morgan Stanley Smith Barney LLC does not provide tax and/or legal advice. Investors should review a Program Disclosure Statement, which contains more information on investment options, risk factors, fees and expenses and possible tax consequences.

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7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.

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Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.

The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.

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Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

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Awards Disclosures
CRC 6491812 (04/2024)