Jonathan Phillips, CFP®
Executive Director, Financial Advisor
Phone:
(919) 788-1158(919) 788-1158
The Phillips-McIntyre Group at Morgan Stanley
Our Mission Statement
Experience, intellectual capital and dedicated personal service to help you meet your life goals
Our Story and Services
The Phillips-McIntyre Group caters to a highly educated clientele whose financial requirements demand a distinct level of acumen and attention. Longtime clients include active and retired attorneys, physicians, scientists, biotech industry professionals, corporate officers, business owners and entrepreneurs in the Raleigh area and across the nation.
“Clients are smart. But while many face financial transitions, they don’t have the time (or take the time) to prepare. We serve ‘people with better things to do’ than manage their wealth. Most are referred from their CPAs and attorneys when selling a business, experiencing divorce, or a liquidity event. We enjoy helping clients at critical times – to help them enjoy meaningful financial outcomes,” David McIntyre points out.
With years spent crafting personalized wealth management strategies, The Phillips-McIntyre Group takes a “sleeves-rolled-up” approach to helping clients identify concerns and aspirations. “Our discovery process guides us – and it’s fluid, not a one-time event. We ask clients questions meant to provoke thoughtful answers,” Jonathan Phillips says. “We also scrutinize trust and insurance documents, so that likely and unlikely circumstances can be addressed. Building a solid relationship leads to a solid strategy for moving forward.”
“Clients are smart. But while many face financial transitions, they don’t have the time (or take the time) to prepare. We serve ‘people with better things to do’ than manage their wealth. Most are referred from their CPAs and attorneys when selling a business, experiencing divorce, or a liquidity event. We enjoy helping clients at critical times – to help them enjoy meaningful financial outcomes,” David McIntyre points out.
With years spent crafting personalized wealth management strategies, The Phillips-McIntyre Group takes a “sleeves-rolled-up” approach to helping clients identify concerns and aspirations. “Our discovery process guides us – and it’s fluid, not a one-time event. We ask clients questions meant to provoke thoughtful answers,” Jonathan Phillips says. “We also scrutinize trust and insurance documents, so that likely and unlikely circumstances can be addressed. Building a solid relationship leads to a solid strategy for moving forward.”
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
INDIVIDUAL PLANS FOR INDIVIDUALS LIKE YOU
Regardless of what stage your life is in - moving ahead in your career, enjoying retirement, or somewhere in between - as your Financial Advisors, we can help you achieve your financial goals.
We take a holistic approach, integrating every aspect of your financial and personal life to ensure they align with your present and future objectives. With advanced analytical tools, and years of industry experience, our team empowers you to seize control of your financial future. Let us craft your personalized roadmap to acheive and safeguard your goals.
Certified Financial Planner® (CFP®)
Individuals certified by the CFP® Board have taken the extra step to demonstrate commitment and professionalism by voluntarily submitting to the rigorous CFP® certification process that includes demanding education, examination, experience, and ethical requirements.
Jonathan holds this designation.
Certified Investment Management Analyst® (CIMA®)
Certified Investment Management Analyst® (CIMA®) certification is the peak international, technical portfolio construction program for investment consultants, analysts, financial advisors and wealth management professionals.
David holds this designation.
2025 Tax Tables
This helpful resource outlines the 2025 tax rate schedule, education and health savings account limits, retirement contribution and deduction limits, among other information. With tax season seemingly always right around the corner, it's best to be as informed as possible.
Manage Debt
We thoroughly review your mortgage, car loans, credit cards, and any other debts that you may have in order to help determine where you can save on interest and create a timeline for your debt payments by prioritizing which ones should be paid off first.
Insurance
We take an extremely close look at your financial profile to decipher what type(s) of insurance most fit your needs, and determine if your current insurance policies are best suited for you and your goals.
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
Retirement
Leading up to and through retirement, Cornerstone Capital helps you identify the most appropriate ways to obtain the income you need and help ensure that you are on track to achieve for financial goals.
MODERN WEALTH MANAGEMENT TOOLS AND RESOURCES
Morgan Stanley's comprehensive suite of digital resources has carefully been designed to help enhance each aspect of your financial portfolio. Take some time to learn about some of the many Modern Wealth Management resources that we offer to our clients.
Morgan Stanley Online
Seamlessly and securely manage your investments and everyday finances in one place. Have access to key information and the ability to make transfers and trades on Morgan Stanley Online (MSO) or the Morgan Stanley app.
Total Wealth View
Total Wealth View allows you and your advisor to view a complete financial picture of your investments to identify opportunities or risks across all your accounts. By linking your account information, you will benefit from more informed wealth planning, more secure data access, and convenient connectivity.
Digital Vault
Digital Vault lets you easily and securely manage and share important documents such as account statements, authorizations, tax filings and other relevant documents with your Financial Advisor.
eAuthorizations - Approving Transactions Online
eAuthorizations allow you to approve transactions electronically and securely on Morgan Stanley Online and the Morgan Stanley Mobile App. View the following document to see how you can get started.
Portfolio Risk Platform
Our Portfolio Risk Platform, backed by institutional-caliber analytics, assesses thousands of risk factors using a holdings-based approach to assess a portfolio's exposures, analyze how securities behave together across portfolios and forecast how they influence risk and return moving forward.
MS Reserved
Reserved Living & Giving is a tiered complimentary loyalty program that rewards clients with over one million dollars in assets and liabilities invested at the firm. The program is designed to enhance your lifestyle and relationship with the firm beyond traditional wealth management services.
TAX-EFFICIENT STRATEGIES
Tax planning is a crucial part of managing your wealth effectively. To help you navigate the complexities of tax management, we've curated a collection of resources designed to provide clarity and actionable insights. Whether you're preparing for year-end taxes, exploring deductions, or planning for the future, these tools and guides can help you make informed decisions and optimize your financial strategy.
2025 Tax Tables
This helpful resource outlines the 2025 tax rate schedule, education and health savings account limits, retirement contribution and deduction limits, among other information. With tax season seemingly always right around the corner, it's best to be as informed as possible.
Access 2025 Tax Tables
Are You Prepared for Tax Day?
The countdown to Tax Day has begun. Organize your tax documents early to avoid mistakes and identify every deduction available to you. Here are some strategies to consider as the deadline approaches.
Click Here
Tax Management Services for Select UMA
Morgan Stanley's Tax Management Services for Select UMA provides customized solutions to help clients optimize their investment portfolios with a focus on tax efficiency. By leveraging advanced tools & strategies, these services aim to reduce tax burdens while aligning with clients' broader financial goals.
Learn More
Actively Pursuing Tax Alpha
Actively pursing tax alpha focuses on strategically managing investments to generate returns that are enhanced by minimizing tax liabilites. By using tax-efficient strategies, the goal is to improve after-tax performance and increase clients' overall wealth over time.
Learn More
What is Tax-Loss Harvesting?
While many investors focus on tax-loss harvesting toward year end, it's a strategy that can help you year-round. That's particularly true during times of market volatility, as we've seen in the past few years. Click the link below to learn how it works.
Learn More
5 Steps that May Reduce Taxes on Your Income and Portfolio
Achieving your investment goals isn't just about maximizing returns. Reducing tax liabilities in your portfolio can also play a key role in helping you build wealth over the long run. As you review your income and portfolio, consider these steps to help reduce taxes on your investments.
Learn More
Making the Most of Your Retirement Savings
Markets don't always cooperate with your best laid plans, including those you've made for retirement. However, there are strategies you can use to help improve retirement readiness, such as income smoothing, which seeks to mitigate the impact of taxes once investors start tapping into their retirement savings.
Learn More
4 Tax Smart Ways to Diversify Your Portfolio
Many investors find that their portfolio sometimes develops an outsized concentration in the stock of a single company, which may lead to great wealth but could also lead to outsized losses. Here are 4 strategies that can help you successfully diversify out of a concentrated position without triggering large tax liabilities even when there are significant unrealized gains.
Learn MoreLocation
3800 Glenwood Ave
Suite 500
Raleigh, NC 27612
US
Meet The Phillips-McIntyre Group
David McIntyre, CIMA®, CRPC®, QPFC
Senior Vice President, Financial Advisor
Phone:
(919) 788-1157(919) 788-1157
Linzie Long
Assistant Vice President, Wealth Management Associate
Phone:
(919) 788-1139(919) 788-1139
Mimi Metzbower, CIMA®
Assistant Vice President, Group Director
Phone:
(919) 788-1132(919) 788-1132
Giselle Pater
Vice President, Wealth Management Associate
Phone:
(919) 877-2472(919) 877-2472
About Me
Jonathan is celebrating his 25th year in wealth management and client relationships that now include their children and other family members. He joined Morgan Stanley in 2023 after 14 years with Merrill Lynch Wealth Management. Jonathan takes tremendous pride in crafting retirement planning strategies, tax minimization strategies, and gifting strategies for clients. Based on his philosophy that “time spent with clients is time well spent,” Jonathan helps clients examine aspects of their wealth that may be neglected. He also brings attention to wealth transfer issues and frequently coordinates with clients’ tax and legal advisors.
Jonathan is a CERTIFIED FINANCIAL PLANNER™ CFP® certificant, a designation awarded by the Certified Financial Planner Board of Standards, Inc. He also holds a Bachelor of Science degree from East Carolina University and a Certificate in Financial Planning from Duke University. An avid sportsman, Jonathan enjoys hunting and offshore fishing, coaching his children's sports teams and serving as an assistant scout master for his son's Boy Scout Troop. He is also a member of the Wake County Estate Planning Council and an active member of the American Mensa Society. Jonathan attends White Memorial Presbyterian Church in Raleigh with his wife, Mary Paige, and their three children.
Jonathan is a CERTIFIED FINANCIAL PLANNER™ CFP® certificant, a designation awarded by the Certified Financial Planner Board of Standards, Inc. He also holds a Bachelor of Science degree from East Carolina University and a Certificate in Financial Planning from Duke University. An avid sportsman, Jonathan enjoys hunting and offshore fishing, coaching his children's sports teams and serving as an assistant scout master for his son's Boy Scout Troop. He is also a member of the Wake County Estate Planning Council and an active member of the American Mensa Society. Jonathan attends White Memorial Presbyterian Church in Raleigh with his wife, Mary Paige, and their three children.
Securities Agent: LA, KY, TN, AZ, NC, MA, FL, DE, VA, MI, CO, TX, NY, MD, GA, WI, NV, UT, PA, VT, SC, OR, MN, OH, KS, CT, CA, NJ, MO; General Securities Representative; Investment Advisor Representative
NMLS#: 557401
NMLS#: 557401
About Me
David’s background in investment banking and private equity affords him valuable perspectives in performing his role – as a wealth manager focused primarily on long term asset and liability management, alternative investments*, and developing financial strategies and tailored portfolios for each client family. David joined Morgan Stanley in 2023 after 14 years at Merrill Lynch Wealth Management.
Highly credentialed and educated, David holds a Certified Investment Management Analyst® (CIMA®) designation awarded by the Investments & Wealth Institute along with the Chartered Retirement Planning Counselor®, CRPC® designation from The College for Financial Planning Institutes Corp. He also holds a Bachelor of Science degree in Civil Engineering from North Carolina State University and an MBA with a focus in Advanced Finance from the University of South Florida.
David’s passions include family time, inshore and offshore fishing, protecting the environment, playing golf and watching college sports. A member of Coastal Conservation Association and Ducks Unlimited, David lives in Raleigh where he attends White Memorial Presbyterian Church with his wife, Jessica, and their two children.
Highly credentialed and educated, David holds a Certified Investment Management Analyst® (CIMA®) designation awarded by the Investments & Wealth Institute along with the Chartered Retirement Planning Counselor®, CRPC® designation from The College for Financial Planning Institutes Corp. He also holds a Bachelor of Science degree in Civil Engineering from North Carolina State University and an MBA with a focus in Advanced Finance from the University of South Florida.
David’s passions include family time, inshore and offshore fishing, protecting the environment, playing golf and watching college sports. A member of Coastal Conservation Association and Ducks Unlimited, David lives in Raleigh where he attends White Memorial Presbyterian Church with his wife, Jessica, and their two children.
Securities Agent: NJ, WI, DE, CT, CO, TN, SC, NV, MO, DC, TX, CA, NY, MN, LA, AZ, GA, FL, MI, MD, VT, OR, OH, VA, PA, MA, KS, UT, NC, KY; General Securities Representative; Investment Advisor Representative
NMLS#: 557468
NMLS#: 557468
About Linzie Long
Linzie is a veteran of the financial services industry with her career spanning over 40+ years and has worked with Jonathan since 2005. Linzie is the “point person” for many clients, handling all account related inquiries as well as transactional issues. For Linzie, bringing clients her focused level of attention and responsiveness is all in a day’s work.
Linzie is an active supporter and volunteer for several animal rescue organizations that include Promoting Animal Welfare in North Carolina, Boxer Butts and Other Mutts, and Pawfect Match Rescue. Linzie’s other passions include family-and-friend time, cooking, baking, reading, watching great movies, traveling and going on fossil hunting expeditions.
Linzie is an active supporter and volunteer for several animal rescue organizations that include Promoting Animal Welfare in North Carolina, Boxer Butts and Other Mutts, and Pawfect Match Rescue. Linzie’s other passions include family-and-friend time, cooking, baking, reading, watching great movies, traveling and going on fossil hunting expeditions.
About Mimi Metzbower
Mimi joined Morgan Stanley in 2023, and brings two decades of industry experience. She holds a Certified Investment Management Analyst® (CIMA®) designation awarded by the Investments & Wealth Institute along with the Series 7 and Series 66 FINRA registrations.
Her primary focus is building and maintaining trusted client relationships by taking a personalized and proactive approach to managing their needs on a day-to-day basis. She also assists the team in portfolio construction, research, due diligence of assets managers, and designing and implementing Financial Strategies.
Mimi holds a Bachelor's of Science degree from The University of Delaware. She grew up in the Philadelphia area and relocated to Chapel Hill in 2014. In her free time, she enjoys spending time with her family, attending sporting events, and playing golf and tennis.
Her primary focus is building and maintaining trusted client relationships by taking a personalized and proactive approach to managing their needs on a day-to-day basis. She also assists the team in portfolio construction, research, due diligence of assets managers, and designing and implementing Financial Strategies.
Mimi holds a Bachelor's of Science degree from The University of Delaware. She grew up in the Philadelphia area and relocated to Chapel Hill in 2014. In her free time, she enjoys spending time with her family, attending sporting events, and playing golf and tennis.
About Giselle Pater
Giselle brings more than 15 years of experience in the financial service industry. In 2023, she joined Morgan Stanley from Bank of America Merrill Lynch, where held many roles giving her a wealth of knowledge in both retail banking and client service.
Giselle is responsible for providing clients with a high level of service in various operational and administrative areas. In addition to handling transactional and account related needs, she brings a personal commitment to providing an exceptional client experience. Giselle enjoys building meaningful relationships with clients and making their financial lives easier to manage.
Giselle resides in Cary, NC with her husband and two sons. In her free time, she enjoys spending time with her family and travelling.
Giselle is responsible for providing clients with a high level of service in various operational and administrative areas. In addition to handling transactional and account related needs, she brings a personal commitment to providing an exceptional client experience. Giselle enjoys building meaningful relationships with clients and making their financial lives easier to manage.
Giselle resides in Cary, NC with her husband and two sons. In her free time, she enjoys spending time with her family and travelling.
Contact Jonathan Phillips
Contact David McIntyre
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Kristina Shifflett
Private Banker
Will Trudeau
Planning Associate
Mark Jansen
Family Office Resources Generalist
About Kristina Shifflett
Kristina Shifflett is a Private Banker serving Morgan Stanley Wealth Management offices in North Carolina.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Kristina began her career in financial services in 1995 and joined Morgan Stanley in 2005 as a Client Service Associate. Prior to joining the firm, she was an Operations Manager at Wachovia Securities.
Kristina lives in Raleigh, North Carolina with her dog Rosco. Outside of the office, she enjoys traveling, spending time with her children, puzzles, baking, gardening, reading, and crafting.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Kristina began her career in financial services in 1995 and joined Morgan Stanley in 2005 as a Client Service Associate. Prior to joining the firm, she was an Operations Manager at Wachovia Securities.
Kristina lives in Raleigh, North Carolina with her dog Rosco. Outside of the office, she enjoys traveling, spending time with her children, puzzles, baking, gardening, reading, and crafting.
NMLS#: 1709833
About Will Trudeau
Will Trudeau is a Planning Associate at Morgan Stanley providing dedicated financial planning support to Financial Advisors and their teams. Operating as an extension of the FA/Team, he collaborates with clients to discover and define the goals that matter most to them. Leveraging state of the art technology, he will evaluate various options and their potential outcomes to help clients confidently choose the appropriate course of action. Will provides expertise across a wide suite of Morgan Stanley planning tools designed to assist in the areas of investment accumulation, retirement, education, major purchase, cash flow, risk management, tax efficiency, and wealth transfer planning.
He earned his undergraduate degree from Middlebury College and received the Financial Planning Specialist® designation from the College for Financial Planning. Will is originally from Westport, CT and currently resides in New York, New York.
He earned his undergraduate degree from Middlebury College and received the Financial Planning Specialist® designation from the College for Financial Planning. Will is originally from Westport, CT and currently resides in New York, New York.
About Mark Jansen
Mark Jansen is a Family Office Resources Generalist for Morgan Stanley’s Family Office Resources, covering the Southeast Region. In this capacity, Mark provides specialized expertise to Financial Advisors and their UHNW clients across a broad range of family wealth management issues including; family governance and wealth education, strategic estate and financial planning, philanthropy management and lifestyle advisory. Mark has over 30 years of experience advising wealthy families, business owners, and their children.
Most recently, Mark worked with New York Life in their Advanced Planning Group working with agents and their UHNW clients advising them on estate and legacy planning, business buy sell planning, and succession planning. Prior to New York Life, Mark held similar Advanced Planning Consulting roles in several National financial organizations. He originally started his career in the financial services industry in the tax department of the public accounting firm Grant Thornton. He is known for taking complex ideas and making them easy to understand. Frequently speaking to groups and individuals on estate and business planning, he brings a conversational style that helps to clarify the complex nature of these topics.
Mark received a Bachelor of Science degree from St. John’s University in Collegeville MN, received his JD degree Cum Laude from the University of Minnesota and his CPA license while working at Grant Thornton. He holds a Series 7, 24 and 63 securities licenses. He currently lives in Richmond Virginia with his wife and occasionally one of their 6 children.
Most recently, Mark worked with New York Life in their Advanced Planning Group working with agents and their UHNW clients advising them on estate and legacy planning, business buy sell planning, and succession planning. Prior to New York Life, Mark held similar Advanced Planning Consulting roles in several National financial organizations. He originally started his career in the financial services industry in the tax department of the public accounting firm Grant Thornton. He is known for taking complex ideas and making them easy to understand. Frequently speaking to groups and individuals on estate and business planning, he brings a conversational style that helps to clarify the complex nature of these topics.
Mark received a Bachelor of Science degree from St. John’s University in Collegeville MN, received his JD degree Cum Laude from the University of Minnesota and his CPA license while working at Grant Thornton. He holds a Series 7, 24 and 63 securities licenses. He currently lives in Richmond Virginia with his wife and occasionally one of their 6 children.
Private Banking Group (PBG) Market Managers, Senior Private Bankers, Private Bankers, and Associate Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Important information about your relationship with your Financial Advisor and Morgan Stanley Smith Barney LLC when using a Financial Planning tool. When your Financial Advisor prepares a Financial Plan, they will act in an investment advisory capacity for thirty (30) days after the delivery of your Financial Plan. To understand the differences between brokerage and advisory relationships, you should consult your Financial Advisor, or review our “Understanding Your Brokerage and Investment Advisory Relationships,” brochure available at https://www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
You have sole responsibility for making all investment decisions with respect to the implementation of a Financial Plan. You may implement the Financial Plan at Morgan Stanley or at another firm. If you engage or have engaged Morgan Stanley, it will act as your broker, unless you ask it, in writing, to act as your investment adviser on any particular account.
Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account.
Morgan Stanley, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Important information about your relationship with your Financial Advisor and Morgan Stanley Smith Barney LLC when using a Financial Planning tool. When your Financial Advisor prepares a Financial Plan, they will act in an investment advisory capacity for thirty (30) days after the delivery of your Financial Plan. To understand the differences between brokerage and advisory relationships, you should consult your Financial Advisor, or review our “Understanding Your Brokerage and Investment Advisory Relationships,” brochure available at https://www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
You have sole responsibility for making all investment decisions with respect to the implementation of a Financial Plan. You may implement the Financial Plan at Morgan Stanley or at another firm. If you engage or have engaged Morgan Stanley, it will act as your broker, unless you ask it, in writing, to act as your investment adviser on any particular account.
Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account.
Morgan Stanley, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Wealth Management
Global Investment Office
Portfolio Insights
This is a video content
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
Article Image
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Rational Investing in an Age of Uncertainty
Article Image
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
Article Image
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
Article Image
Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact The Phillips-McIntyre Group today.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization’s initial and ongoing certification requirements to use the certification marks.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025), 4763067 (9/2025)
