Phone:
(860) 572-2581(860) 572-2581
The Patten-Wright Group at Morgan Stanley
Direct:
(860) 536-8118(860) 536-8118
Our Mission Statement
Working with you to preserve and grow wealth for your long-term goals
Our Story and Services
The Patten-Wright Group offers a unique approach to wealth management. Founding partner Bob Patten has built and managed individualized investment portfolios and wealth planning strategies for over 35 years while Tom Wright has over 15 years of experience in risk management. Together, the team provides individuals and families with wealth planning solutions designed to help secure your financial future.
Extensive Experience
For over 35 years, Bob Patten has created successful investment portfolios. He is highly trained in his discipline and holds the title of Portfolio Management Director. In an industry that is highly commoditized, the Patten-Wright Group believes in an independent and prudent approach to portfolio management. It can construct portfolios utilizing select asset managers as well as building one through individual security selection.
Tom Wright utilizes his broad experience in risk management to focus on wealth planning. The team employs a systematic wealth management process to develop actionable plans tailored to individual situations. It is dedicated to thoroughly understanding each client’s financial position, long and short-term goals, and appetite for risk. The team uses this information along with the firm’s modern wealth management analytics and risk management tools to formulate customized strategies.
The Patten-Wright Group’s broad experience combined with Morgan Stanley’s vast resources enable it to assist with almost every facet of financial services including investment management, retirement planning, lending, insurance, and education planning. Working with an extensive network of specialists in structured solutions, estate planning, and lending services, complements and deepens the advice the team offers. Tom and Bob strive to assist clients with every decision that has financial implications to ensure they are making the best possible and strategic choices.
Ethics
The Patten-Wright Group works with its clients to build lasting relationships based on trust and the highest level of integrity. The team’s commitment is to always put the client’s needs ahead of its own.
Excellence
Bob and Tom strive to provide an extraordinary high level of service. Clients’ portfolios are vigilantly monitored, and meetings are scheduled to appraise goals and evaluate financial conditions. Frequent contact, proactive problem solving and availability are a hallmark of the team.
Extensive Experience
For over 35 years, Bob Patten has created successful investment portfolios. He is highly trained in his discipline and holds the title of Portfolio Management Director. In an industry that is highly commoditized, the Patten-Wright Group believes in an independent and prudent approach to portfolio management. It can construct portfolios utilizing select asset managers as well as building one through individual security selection.
Tom Wright utilizes his broad experience in risk management to focus on wealth planning. The team employs a systematic wealth management process to develop actionable plans tailored to individual situations. It is dedicated to thoroughly understanding each client’s financial position, long and short-term goals, and appetite for risk. The team uses this information along with the firm’s modern wealth management analytics and risk management tools to formulate customized strategies.
The Patten-Wright Group’s broad experience combined with Morgan Stanley’s vast resources enable it to assist with almost every facet of financial services including investment management, retirement planning, lending, insurance, and education planning. Working with an extensive network of specialists in structured solutions, estate planning, and lending services, complements and deepens the advice the team offers. Tom and Bob strive to assist clients with every decision that has financial implications to ensure they are making the best possible and strategic choices.
Ethics
The Patten-Wright Group works with its clients to build lasting relationships based on trust and the highest level of integrity. The team’s commitment is to always put the client’s needs ahead of its own.
Excellence
Bob and Tom strive to provide an extraordinary high level of service. Clients’ portfolios are vigilantly monitored, and meetings are scheduled to appraise goals and evaluate financial conditions. Frequent contact, proactive problem solving and availability are a hallmark of the team.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
WORKING WITH YOU
As your dedicated wealth management team, our role is to tailor a personalized financial strategy which fits your needs. In our experience working with clients, we have developed a step-by-step approach to service
Discovery Process
We take the time to fully understand you and your family. Whether you’re planning for retirement, purchasing a home, or living out your golden years – we consider all of your challenges, goals, and aspirations when building your financial picture.
Forming Your Strategy
Using your life goals as our compass, we create a risk-balanced strategy which maps a clear path to achieving your success.
Implementing Your Plan
We apply extensive research and analysis, and also utilize Morgan Stanley’s full suite of resources, to ensure swift decisive action in all market scenarios.
Measuring Your Success
We check in with you to deliver metrics around your portfolio, and ultimately measure trajectory towards your goals. Our ultimate mission is your success and well-being.
Honors & Associations
Honors
• Robert Patten: Morgan Stanley Century Club 2009-2012, 2017-2022
• Robert Patten: Morgan Stanley Director's Club 2001-2008
• Robert Patten: Federated President's Circle 1997
• Robert Patten: Morgan Stanley Director's Club 2001-2008
• Robert Patten: Federated President's Circle 1997
Associations
• Robert Patten: Mystic Aquarium, President's Council 2010-present
• Robert Patten: Lawrence & Memorial Hospital, Finance Committee 2016-present
• Robert Patten: St James Church, Finance Committee 2018-present
• Robert Patten: United Way of Southeast Connecticut, Past Chair 2016
• Robert Patten: United Way of Southeast Connecticut, Chairman of the Board 2014-2015
• Robert Patten: United Way of Southeast Connecticut, Treasurer 2009-2013
• Robert Patten: Men's Basketball Team Brandeis University, Captain 1984-1985
• Tom Wright: Glastonbury Education Foundation, Board Member 2011-2013
• Tom Wright: RHAM Youth Soccer Club, Treasurer 2019- Present
• Robert Patten: Lawrence & Memorial Hospital, Finance Committee 2016-present
• Robert Patten: St James Church, Finance Committee 2018-present
• Robert Patten: United Way of Southeast Connecticut, Past Chair 2016
• Robert Patten: United Way of Southeast Connecticut, Chairman of the Board 2014-2015
• Robert Patten: United Way of Southeast Connecticut, Treasurer 2009-2013
• Robert Patten: Men's Basketball Team Brandeis University, Captain 1984-1985
• Tom Wright: Glastonbury Education Foundation, Board Member 2011-2013
• Tom Wright: RHAM Youth Soccer Club, Treasurer 2019- Present
Modern Wealth Tools
Our investment strategy leverages modern wealth tools and cutting-edge technology. By providing our clients with customized wealth management solutions, we enable our clients to be one step closer to helping achieve their life goals. We have assembled the following Morgan Stanley financial tools and platforms that support our wealth management philosophy and investment strategies.
Morgan Stanley Online
Morgan Stanley Online digital capabilities and the Morgan Stanley Mobile App provide clients with access to their account information, enriched reporting tools, several cash management solutions and robust market research. The Morgan Stanley Mobile App provides clients with access to their accounts in just a few taps.
Morgan Stanley Online
Asset Aggregation
The ability to view all of your assets together provides the opportunity to advise on your Morgan Stanley accounts with your entire financial picture in mind. This new tool allows you to link information from your accounts at other financial institutions directly to your Morgan Stanley Online or Morgan Stanley Mobile App profile.
Total Wealth View
Goals Planning System
A holistic Goals Planning System (GPS) approach to Wealth Management can help tailor an investment framework that considers key aspects of a client's life, such as retirement age, healthcare costs, home buying, cash management, legacy needs, and potential withdrawal strategies. Using goals as a benchmark, the investment strategy is continuously evaluated to ensure clients are on track. As circumstances and goals change, Financial Advisors can help adjust priorities and introduce additional solutions.
Financial Planning - Your Client Profile
Digital Vault
Keeping important documents and financial records organized and readily available is one the best gifts you can give those you love. In the event of catastrophe or serious illness, disability or death, your Family Records Organizer can immediately provide vital, timely information to both your family and professional advisors. The Digital Vault on Morgan Stanley Online and the Mobile App allows you and your clients to build a central, shared document library where all documents are stored using encryption.
Not all documents can be accepted into Digital Vault
Not all documents can be accepted into Digital Vault
Investor Resources
We believe financial education leads to better insights into our investment strategy and discipline, and potentially, better long-term results. As a result, we are committed to providing you with important information about managing your wealth more effectively in today’s global markets.
GIC Weekly Research Report
The Global Investment Committee's Lisa Shalett headlines this weekly look at markets, asset class performance and fixed income.
Click Here for the "GIC Weekly"
On The Markets Research Report
Detailed market commentary from Morgan Stanley's thought leaders on topics such as global equities, fixed income, monetary policy and more.
Click Here for the "On The Markets"Location
12 Coogan Boulevard
Ste 201
Mystic, CT 06355
US
Direct:
(860) 536-8118(860) 536-8118
Meet The Patten-Wright Group
Thomas Wright, CRPC®
Financial Advisor, Financial Planning Specialist
Phone:
(860) 572-2592(860) 572-2592
Elizabeth Brousseau
Portfolio Associate
Phone:
(860) 572-2562(860) 572-2562
About Robert Patten
Bob has over 35 years of experience in the financial services industry managing accounts for individuals, trusts, corporations and non-profit organizations. Currently, Bob holds the titles of Senior Vice President, Portfolio Manager Director, and Financial Advisor of the Mystic, CT office. He was named to Morgan Stanley's prestigious Century Club in 2022, a group of the Firm's successful Financial Advisors.
He joined Morgan Stanley in 1995 through the merger with Dean Witter, and will be celebrating his 29th year work anniversary this fall. Bob graduated with a Bachelor of Arts from Brandeis University in 1985 and was also the captain of the men’s basketball team.
Bob and his wife Jill reside in Waterford, CT where they raised their three daughters. He is a former Treasurer and Board Chair of the United Way of Southeastern Connecticut, a President’s Council Member of the Mystic Aquarium, a Finance Board member of L&M Hospital, and a Finance Committee member of St. James Church in New London.
During his free time, Bob enjoys playing golf, cheering on the Boston sports teams, and engaging in political discussions with his friends. Bob holds the FINRA Series 6, 7, 9, 10, 31, 63 and 65 licenses, as well as the Life and Health Insurance Licenses.
NMLS# 1851269
He joined Morgan Stanley in 1995 through the merger with Dean Witter, and will be celebrating his 29th year work anniversary this fall. Bob graduated with a Bachelor of Arts from Brandeis University in 1985 and was also the captain of the men’s basketball team.
Bob and his wife Jill reside in Waterford, CT where they raised their three daughters. He is a former Treasurer and Board Chair of the United Way of Southeastern Connecticut, a President’s Council Member of the Mystic Aquarium, a Finance Board member of L&M Hospital, and a Finance Committee member of St. James Church in New London.
During his free time, Bob enjoys playing golf, cheering on the Boston sports teams, and engaging in political discussions with his friends. Bob holds the FINRA Series 6, 7, 9, 10, 31, 63 and 65 licenses, as well as the Life and Health Insurance Licenses.
NMLS# 1851269
Securities Agent: NJ, MO, CA, VT, TN, NY, NV, NM, NH, NC, VA, RI, MA, MN, FL, AZ, SC, CT, PA, OK, AR, ME, MD, DC, TX; BM/Supervisor; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1851269
CA Insurance License #: 0K90014
NMLS#: 1851269
CA Insurance License #: 0K90014
About Thomas Wright
Tom Wright is a Financial Advisor and Financial Planning Specialist at Morgan Stanley. His fascination with getting to know people, a penchant for planning, and interest in helping build successful financial lives for others led him to become a Financial Advisor in 2020.
With over 20 years of wealth management experience, Tom brings a high level of proficiency to his position. Tom has never stopped working on what he believes to be his most important skill — listening. As a result, he spends time learning about each client’s passions, fears, and guiding principles to help ensure they are reflected in the financial planning process. By looking at all the pieces together, he is able to uncover opportunities to help make the lives of each client easier and their legacies stronger. His consistent process starts with a plan serving as the blueprint for future investing, saving, and family legacy planning.
Tom earned a Bachelor of Science degree from the University of Connecticut in 1998. He holds the Chartered Retirement Planning Consultant (CRPC™) designation as well as FINRA Series 3 ,4, 7, 9, 10, 66, and Life & Health Insurance licenses.
In his free time, Tom serves his community by volunteering on various boards and coaching youth sports. He also enjoys playing golf, fishing, and spending time with his wife and two children. Tom and his family are avid UConn Huskies fans.
NMLS# 2049892
With over 20 years of wealth management experience, Tom brings a high level of proficiency to his position. Tom has never stopped working on what he believes to be his most important skill — listening. As a result, he spends time learning about each client’s passions, fears, and guiding principles to help ensure they are reflected in the financial planning process. By looking at all the pieces together, he is able to uncover opportunities to help make the lives of each client easier and their legacies stronger. His consistent process starts with a plan serving as the blueprint for future investing, saving, and family legacy planning.
Tom earned a Bachelor of Science degree from the University of Connecticut in 1998. He holds the Chartered Retirement Planning Consultant (CRPC™) designation as well as FINRA Series 3 ,4, 7, 9, 10, 66, and Life & Health Insurance licenses.
In his free time, Tom serves his community by volunteering on various boards and coaching youth sports. He also enjoys playing golf, fishing, and spending time with his wife and two children. Tom and his family are avid UConn Huskies fans.
NMLS# 2049892
Securities Agent: SC, NV, FL, CT, NM, VT, TX, MO, AZ, AR, NH, NY, TN, PA, NJ, NC, MN, MA, DC, CA, RI, ME, MD, AL, VA; BM/Supervisor; General Securities Principal; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 2049892
NMLS#: 2049892
About Elizabeth Brousseau
Elizabeth has 38 years of experience in the Financial Services Industry having begun her career after graduating from Central Connecticut State College in New Britain.
She was with Merrill Lynch in New London for over 20 years and then with Smith Barney in Essex prior to joining Morgan Stanley in Mystic in 2007.
A native of the area, she was raised in Niantic CT and currently lives in Westerly RI, enjoys watching sports, reading and attending the theatre; along with spending time with her family and friends.
She was with Merrill Lynch in New London for over 20 years and then with Smith Barney in Essex prior to joining Morgan Stanley in Mystic in 2007.
A native of the area, she was raised in Niantic CT and currently lives in Westerly RI, enjoys watching sports, reading and attending the theatre; along with spending time with her family and friends.
Contact Robert Patten
Contact Thomas Wright
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Are You Prepared for Tax Day?
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Ready to start a conversation? Contact The Patten-Wright Group today.
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
2Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
5Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
2Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
5Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
